Saatja: "REG" <
[email protected]>
Saaja: "'Arg'" <
[email protected]>, "'Arg'" <
[email protected]>, "'Aus'" <
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[email protected]>, "'Bang'" <
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[email protected]>, "'Belg'" <
[email protected]>, "'Belg'" <
[email protected]>, "'Belg'" <
[email protected]>, "'Belg'" <
[email protected]>, "'Brazil'" <
[email protected]>, "'Brazil'" <
[email protected]>, "'Canada'" <
[email protected]>, "'Canada'" <
[email protected]>, "'Canada'" <
[email protected]>, "'Chile'" <
[email protected]>, "'Chile'" <
[email protected]>, "'Chile'" <
[email protected]>, "'China'" <
[email protected]>, "'Croatia'" <
[email protected]>, "'Croatia'" <
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[email protected]>, "'Cuba'" <
[email protected]>, "'Cuba'" <
[email protected]>, "'Cyp'" <
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[email protected]>, "'Den'" <
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[email protected]>, "'DPRK'" <
[email protected]>, "'Egypt'" <
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[email protected]>, "'Egypt4'" <
[email protected]>, "'Est'" <
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[email protected]>, "'Fiji'" <
[email protected]>, "'Fiji'" <
[email protected]>, "'Finland'" <
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[email protected]>, "'Sweden'" <
[email protected]>, "'Syria'" <
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[email protected]>, "'eva.hegland'" <
[email protected]>, "'hs-varna'" <
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[email protected]>, "'info'" <
[email protected]>, "'inst.cartograf'" <
[email protected]>, "'J Lowell NGA'" <
[email protected]>, "'J Rogers NGA'" <
[email protected]>, "'jacek.jagodzinski'" <
[email protected]>, "'K Alexander NGA'" <
[email protected]>, "'Minika Bjorge'" <
[email protected]>, "'P Doherty NGA'" <
[email protected]>, "'solvi.tunge'" <
[email protected]>, "'stig.osaland'" <
[email protected]>, "'svein.skjaeveland'" <
[email protected]>, "'tonje.mevatne'" <
[email protected]>, "'tore.halset'" <
[email protected]>
Teema: CL 20/2015 -Deadline 10 April 2015
Kuupäev: 2015-03-09 11:36
Dear Hydrographer,
Please find attached herewith :
CL 20/2015 : IHO CONTRIBUTION TO THE IMPLEMENTATION OF E-NAVIGATION
- PROPOSED SUBMISSION TO THE 95th SESSION OF
THE IMO MARITIME SAFETY COMMITTEE
Yours sincerely,
IHB
M.MOLLET
IHB File N° S3/3055
CIRCULAR LETTER 20/2015
6 March 2015
IHO CONTRIBUTION TO THE IMPLEMENTATION OF E-NAVIGATION
- PROPOSED SUBMISSION TO THE 95th SESSION OF
THE IMO MARITIME SAFETY COMMITTEE
References:
A. IHO CL 78/2014 dated 01 December - Report on the 94th Session of the IMO Maritime Safety
Committee;
B. NCSR 1/28 - Annex 7 - Draft e-navigation strategy implementation plan;
C. MSC 95/1 - Provisional Agenda for the ninety-fifth session of the Maritime Safety Committee.
Dear Hydrographer,
1. As reported in Reference A, the 94th session of the Maritime Safety Committee (MSC) of the
International Maritime Organization (IMO) approved the e-navigation Strategy Implementation Plan
(SIP), as set out in Reference B. The Committee invited Member Governments to prepare a
comprehensive prioritized plan of work, identifying appropriate outputs, for consideration at its 95th
session (MSC 95), with a view for inclusion in the next biennial agenda of the Committee. Norway
volunteered to coordinate this activity.
2. In continuation of its contribution to the IMO correspondence group on e-navigation on behalf
of the IHO, the Directing Committee provided its comments on the draft submission to MSC 95 that
was being prepared and circulated by Norway. However, as the views provided by the IHO were not
fully reflected in the draft and noting that having more Observer Organizations co-sponsoring the
paper than IMO Member States might not send the right message in the IMO, the Directing
Committee, on behalf of the IHO, has not co-sponsored the submission coordinated by Norway.
3. The final submission from Norway and others to MSC 95 is attached as Enclosure A. The
document proposes an amended High-level Action “Development and implementation of e-
navigation” for inclusion in the IMO High-level Level Action Plans for 2016-2019 and describes six
proposed outputs under the amended High-level Action.
4. The Directing Committee considers that it is important that the Maritime Safety Committee is
aware of the IHO views when it considers Enclosure A. Accordingly, the Directing Committee has
prepared a draft submission from the IHO to MSC 95 which is attached as Enclosure B.
5. Noting that submissions commenting on proposals to be considered by MSC 95 must be
limited to no more than four pages and should be received by the IMO Secretariat by 14 April 2015
(see Reference C), the Directing Committee invites Member States to review the proposed IHO
submission at Enclosure B and to provide comments, if any, to the IHB no later than 10 April 2015.
6. In view of the tight schedule which does not permit sequential consultations, this Circular
Letter is also addressed to the Chairs of the IHO organs involved in the development of e-navigation.
Their comments are welcome within the same time frame.
On behalf of the Directing Committee
Yours sincerely,
Gilles BESSERO
Director
Enclosures:
A. MSC 95/19/aa - Work Programme - Implementing e-navigation to enhance the safety of
navigation and protection of the marine environment (in English only)
B. MSC 95/19/xx - Work Programme - Comments on implementing e-navigation to enhance the
safety of navigation and protection of the marine environment (in English only)
Distribution:
- IHO Member States
- Chair of HSSC
- Chair of WWNWS-SC
- Chair of ENCWG
- Chair of S-100WG
- Chair of SNPWG
- Chair of S-124CG
Enclosure A to IHO CL 20/2015
E
MARITIME SAFETY COMMITTE MSC 95/19/aa
95th session 3 March 2015 2
Agenda item 19 Original: ENGLISH
WORK PROGRAMME
Implementing e-navigation to enhance the safety of navigation and protection of the
marine environment
Submitted by Australia, Denmark, Finland, Germany, the Netherlands, Norway,
Republic of Korea, BIMCO, CLIA, IALA, ICS, InterManager and the Nautical Institute
SUMMARY
Executive summary: This document proposes six outputs on e-navigation as well as
an amended High-level Action 5.2.6, “Development and
implementation of e-navigation.”
Strategic direction: 5.2
High-level action: 5.2.6
Planned output: No related provisions
Action to be taken: Paragraph 27
Related documents: Resolution A.1061(28) and A.1062(28); MSC-
MEPC.1/Circ.4/Rev.2; MSC 81/23/10; MSC 85/26/Add.1; MSC
94/21; MSC 94/18/8; MSC 94/18/10; MSC 94/28; NAV 58/14;
NAV 59/INF.8; NCSR 1/9 and NCSR 1/9/1; and NCSR 1/28
Introduction
1 This document proposes six outputs for inclusion in the High-level Action Plan for the
following two biennia (2016-17 and 2018-19). It also proposes to amend High-level Action
5.2.6 in order to ensure that the Organization maintains leadership and coordination of e-
navigation.
2 e-navigation aims to provide needed information, in electronic format, to a ship’s
bridge team to enhance the safety and efficiency of marine navigation. This will involve the
integration of new and existing bridge technologies and equipment to enable the provision of
globally harmonised maritime services. e-navigation will also help simplify the exchange of
information between systems on board ships, ships and shore and on shore.
3 During its development, it was well recognized that e-navigation, through its technical
and operational service capabilities (particularly the provision of reliable and timely data and
information along with enhanced interaction between ship and shore) could contribute to:
MSC 95/19/aa
Page 2
enhanced safety of navigation, security and protection of the environment;
improved efficiency of shipping;
improved access to sea areas and ports; and
further development of a, sustainable global maritime transportation system.
4 The benefits of e-navigation, particularly the benefits to be gained from access to
timely information through the transfer of data, will lead to increased safety and efficiency
and ultimately to safer ships and cleaner oceans.
5 This document is submitted in accordance with the Guidelines on the organization
and method of work of the Maritime Safety Committee and Marine Environment Protection
Committee and their subsidiary bodies (MSC-MEPC.1/Circ.4/Rev.3).
Background
6 MSC 94 approved the e-navigation Strategy Implementation Plan (SIP), as set out in
document NCSR 1/28, Annex 7. The Committee also considered document MSC 94/18/8,
proposing the plan of work for the Organization for the harmonized implementation and
future development of e-navigation, together with document MSC 94/18/10 (Norway), and,
recognizing the importance of e-navigation and that the Organization should take a leading
role, invited Member Governments to:
.1 review each of the tasks listed in the SIP with a view to reducing the numbers
of outputs;
.2 prepare a full justification for each reviewed output in accordance with the
information required in Annex 3 to resolution A.1062(28);
.3 prepare a comprehensive prioritized plan of work, which should include the
time required for the completion of each output; and
.4 submit the information to MSC 95 for consideration with a view for inclusion in
the post-biennial agenda of the Committee.
Outputs
7 The co-sponsors have reviewed each of the 18 tasks listed in the SIP with a view to
reducing the number of outputs. The details of this review are shown in Annex 7.
8 Six outputs have been identified and prioritised, based on the original 18 tasks for the
five agreed solutions from the approved e-navigation SIP. The outputs proposed are:
.1 guidelines on standardized modes of operation (S-mode);
.2 an update, by adding new modules, to the revised performance standards for
Integrated Navigation Systems (INS) (resolution MSC.252(83)) relating to the
harmonization of bridge design and display of information;
.3 a revision of the Guidelines and criteria for ship reporting systems (resolution
MSC.43(64), as amended) relating to standardised and harmonized electronic
ship reporting and automated collection of onboard data for reporting;
MSC 95/19/aa
Page 3
.4 amendments to the General requirements for shipborne radio equipment
forming part of the global maritime distress and safety system (GMDSS) and
for electronic navigational aids (resolution A.694(17)) relating to Built In
Integrity Testing (BIIT) for navigation equipment;
.5 guidelines on harmonized display of navigation information received via
communications equipment; and
.6 Consideration of reports on development and implementation of Maritime
Service Portfolios (MSPs) (and other e-navigation reports) by Member States
and other international organizations
9 Three outputs, 8.2 (INS modules), 8.3 (ship reporting Guidelines) and 8.5 (display
Guidelines) are identified as high priority items.
Justifications
10 Justification for each proposed output in accordance with Annex 3 to resolution
A.1062(28), including SMART terms, are attached at Annexes 1 to 6.
Plan and Prioritization of the work
11 Below is comprehensive summary of the prioritized plan of work, which includes the
time required for the completion of each output. The detail plan for each output is contained
in the appropriate Annex.
Committee or
Tasks for the Committee or Sub-Committee Deadline
Sub-Committee
1 a Receive Input papers on INS Before NCSR 3 Dec 2015
b Preparation of Draft new modules, to the Revised NCSR 3 and 2017
performance standards for Integrated Navigation NSCR 4
Systems (INS) (resolution MSC.252(83)) relating to High Priority
the harmonization of bridge design and display of
information (Annex 2)
2 a Receive Input papers on ship reporting systems Before NCSR 3 Dec 2015
b Preparation of Draft revised Guidelines and criteria NCSR 3 and 2017
for ship reporting systems (resolution MSC.43(64), NSCR 4
as amended) relating to standardised and High Priority
harmonized electronic ship reporting and
automated collection of onboard data for reporting
(Annex3)
3 a Receive Input papers on display of received Before NCSR 3 Dec 2015
information
NCSR 3 and 2017
b Preparation of Draft Guidelines for the harmonized NCSR 4
display of navigation information received via High Priority
communications equipment (Annex 5)
4 a Receive Input papers on S-mode Before NCSR 5 Dec 2017
b Preparation of Draft Guidelines on standardized NCSR 5 and 2019
modes of operation, S-mode (Annex 1) NCSR 6
Medium Priority
MSC 95/19/aa
Page 4
Committee or
Tasks for the Committee or Sub-Committee Deadline
Sub-Committee
5 a Receive Input papers on BIIT Before NCSR 5 Dec 2017
b Preparation of a revision of the General NCSR 5 and 2019
requirements for shipborne radio equipment NCSR 6
forming part of the global maritime distress and Medium Priority
safety system (GMDSS) and for electronic
navigational aids (resolution A.694(17)) relating to
Built In Integrity Testing (BIIT) for navigation
equipment; (Annex 4)
6 Consideration of reports on development and MSC 95 through 2019
implementation of Maritime Service Portfolios MSC 101
(MSPs) (and other e-navigation reports) by
Member States and other international
organizations.
This is an ongoing process
Justification for inclusion of e-navigation in the High-level Action Plan
IMO’s Objectives
12 IMO's highest priority is the safety of human life at sea. Central to this should be an
effective and comprehensive framework for safe, secure, efficient and environmentally sound
shipping. This proposal falls within this priority, under the scope of the Strategic Direction 5.2
“Enhancing technical, operational and safety management standards;” and proposes:
.1 an amended High-level Action 5.2.6 “Development and implementation of e-
navigation.”
Need
13 The implementation of e-navigation is crucial for ships and seafarers to continue
being safe and efficient in a world that is undergoing unprecedented technology-driven
change. A key aim of e-navigation is to ensure ship and seafarer safety remain a top priority
amongst often uncoordinated technology-driven change.
14 The initial proposal (MSC 81/23/10) for the development of an e-navigation strategy
identified that a lack of standardization on board and ashore would lead to increased and
unnecessary levels of complexity and incompatibility between systems.
15 The clear and pressing need to ensure that future work on e-navigation is conducted
in a structured and coordinated manner under the ongoing leadership of IMO was identified
in the IMO e-navigation strategy (MSC 85/26/Add.1, Annex 20, paragraph 9.4).
16 Central coordination (a key tenet of the e-navigation concept) is essential to ensure
that the implementation of e-navigation solutions is harmonized globally.
Analysis of the Issue
17 The importance of continued leadership by the IMO to ensure harmonisation and
active development of the approved e-navigation SIP cannot be overstated.
MSC 95/19/aa
Page 5
18 e-navigation is expected to equip shipboard users and those ashore responsible for
the safety of shipping with effective, user-friendly, proven tools that are optimized for
effective decision making in order to make marine navigation and communications more
reliable, resilient and user friendly.
Analysis of the implications
19 This proposal does not introduce any significant additional burden (legislative or
administrative) on the maritime industry, but merely proposes that future work on e-
navigation SIP solutions is undertaken in a structured, harmonized and coordinated manner
under the on-going leadership of the Organization.
20 A completed checklist for "Identifying administrative requirements and burdens" in
accordance with MSC-MEPC.1/Circ.4/Rev.3 is provided in Annex 9.
Benefits
21 The main benefits of e-navigation, with its capabilities to disseminate, exchange and
manage timely and reliable data and information, are improved safety of navigation,
enhanced efficiency (through better integration of shipboard and shore-based systems) and
improved protection of the marine environment.
22 Significant economic benefits of e-navigation have become evident, based on the
findings from recent e-navigation related test-bed projects. Increased efficiencies and
reduced costs, aided by improved ship reporting, dynamic route planning, sea traffic
coordination, reduction of steaming distances and coordinated arrival times are some
examples where e-navigation will contribute to the global economy (NAV 59/INF.8 refers).
23 These benefits will depend largely on regional implementation of e-navigation
solutions being harmonized and compatible with each other.
Industry Standards
24 As international industry standards for some e-navigation elements do not exist as
yet, IMO agreed to take on responsibility for the initial work. Industry will then be in a position
to implement harmonised international standards.
Human element
25 The proposal is consistent with the objectives of the Organization and is based on the
human element vision, principles and goals for the Organization (A.947(23)). The completed
checklist for considering human element issues by the IMO bodies given in annex to MSC-
MEPC.7/Circ.1 and referred to in MSC-MEPC.1/Circ.4/Rev.3 is set out in Annex 8.
Priority/Urgency
26 It has been widely recognized during the e-navigation user needs identification
process that a wide range of stakeholders in the maritime domain (mariners, shore-based
authorities, ports, ship owners, agents etc.) would benefit from the implementation of e-
navigation. It is important that the current momentum is not lost.
Action requested of the Committee
27 The Committee is requested to:
MSC 95/19/aa
Page 6
.1 agree to amend the existing the High-level Action 5.2.6 to read "Development
and implementation of e-navigation" for inclusion in the High-level Action
Plans for 2016-2019; and
.2 approve, for inclusion in the biennial or post biennial agenda of the NCSR
Sub-Committee, as appropriate, the following planned outputs:
.1 Guidelines on standardized modes of operation (S-mode) (Annex 1);
.2 Amendments to the Revised performance standards for Integrated
Navigation Systems (INS) (resolution MSC.252(83)) relating to
harmonization of bridge design and display of information (Annex 2);
.3 Revision of the Guidelines and criteria for ship reporting systems
(resolution MSC.43(64), as amended) relating to standardised and
harmonized electronic ship reporting and automated collection of
onboard data for reporting (Annex 3);
.4 Amendments to the General requirements for shipborne radio
equipment forming part of the global maritime distress and safety
system (GMDSS) and for electronic navigational aids (resolution
A.694(17)) relating to Built In Integrity Testing (BIIT) for navigation
equipment (Annex 4);
.5 Guidelines on Harmonized display of navigation information received
via communications equipment (Annex 5); and
.6 Consideration of reports on development and implementation of
Maritime Service Portfolios (MSPs) (and other e-navigation reports) by
Member States and other international organizations (Annex 6).
MSC 95/19/aa
Page 7
Annex 1
Output 1
Description
1 Draft Guidelines on standardized modes of operation, S-mode. This will describe/
outline a standardized mode of operation and display for all navigational equipment and
provide seafarers with the ability to operate all navigation equipment in a standardized
manner, thereby improving the safety and efficiency of navigation.
Background
2 Today with many different manufacturers of navigational equipment, the display and
controls differ from one equipment to another which causes confusion for the mariner.
3 To rectify this problem, the International Federation of Shipmasters’ Associations
(IFSMA) proposed and described an S-mode of operation in a submission to NAV 54 (NAV
54/13/1 refers).
4 A challenge faced by all mariners, is to become quickly familiar with the wide range
of systems and models of navigational equipment supplied by different manufactures.
5 S-mode calls for all navigation systems in the future to have a standard or ‘S-Mode’
for display and control, that when activated (with a single operator action) defaults to a
standard display (e.g., head-up display, relative vectors, etc.) and a standard user interface
for key tasks.
6 The Guidelines may also incorporate provisions for the configuration of personal
settings that may be stored within the system and which would allow a user to rapidly
customise the system to their preferred settings (overlay custom display features or give
access to specialist information).
IMO’s Objectives
7 This planned output is within the scope of IMO’s objectives and is related to the
scope of the Strategic Plan as part of the long term e-navigation strategy.
Need
8 Because of the increasing complexity and functionality of navigation equipment, a
need has arisen for navigation systems to have more standardized functionality to enable
better operation to support good decision making.
Analysis of issues
9 This proposal produces a new guideline for system design, to help mariners operate
all navigation displays in standard manner, improving the safety of navigation.
Analysis of implications
10 This proposal does not introduce any significant additional burden (legislative or
administrative) to the maritime industry, but merely proposes Guidelines on standardized
modes of operation, S-mode, including store and recall for various situations. The proposal
will have implications for shipbuilders, Classification Societies, Competent Authorities, the
end users and the equipment manufacturers.
MSC 95/19/aa
Page 8
Benefits
11 The benefit of S-mode is that all shipboard navigation systems will have the ability to
change to a standardized navigation functionality, by a single operator action. S-Mode would
supplement additional manufacturer-supplied modes. S-Mode supports the objectives of e-
navigation to improve navigation decision making and hence safety and protection of the
marine environment.
Industry Standards
12 Currently no industry standards exist.
Output
13 The output in SMART terms is as follows:
.1 The output in this case is the preparation of Draft Guidelines on standardized
modes of operation, S-mode;
.2 The output will be a completed draft, approved by the NCSR Sub-Committee
and presented to MSC for final approval;
.3 The NCSR Sub-Committee can work on the output based on substantive
proposals from Member Governments or organizations with only detailed
drafting work required; and
.4 The output is anticipated to be achievable within two sessions of the NCSR
Sub-Committee in order to complete the draft. It is proposed that the work is
planned for the 2018-2019 biennium (NCSR 5 and NCSR 6) giving time for
Member Governments and organizations to prepare inputs, and also in order
to divide the workload for the NCSR Sub-Committee.
14 The proposal is consistent with the objectives of the Organization, and is consistent
with the human element guidance and principles set out in resolution A.947(23). The
completed human factors checklist from MSC-MEPC.7/Circ.1, as referred to in MSC-
MEPC.1/Circ.4/Rev.3, is set out in Annex 8.
15 The proposal has also been made with reference to Administrative Requirements
and Burdens in accordance with MSC-MEPC.1/Circ.4/Rev.3 and the checklist is set out in
Annex 9.
Priority Urgency
16 Medium priority; other areas of e-navigation may need to be addressed first.
Action requested
17 The Committee is requested to include in the post-biennial agenda of the Committee
an output on Draft Guidelines on standardized modes of operation, S-mode, with 2 sessions
needed to complete the item.
MSC 95/19/aa
Page 9
Annex 2
Output 2
Description
1 An update, by adding new modules, to the Revised performance standards for
Integrated Navigation Systems (INS) (resolution MSC.252(83)) relating to the harmonization
of bridge design and display of information.
Background
2 The last revision of the IMO performance standards for INS, made the performance
standards modular. This means that provision for any new facility can be added to the
performance standards by adding an appropriate module for that facility.
3 The modular concept of INS performance standards provides provisions for individual
configurations and extensions, where required. Currently, the performance standard
contains four modules relating to: integration of navigational information (A), operational
requirement (B), alert management (C) and documentation requirements (D).
IMO’s Objectives
4 This planned output is within the scope of IMO’s objectives and is related to the
scope of the Strategic Plan as part of the long term e-navigation strategy.
Need
5 To reduce the risk of accidents that may result from important information not being
acted upon due to, for example, lack of situational awareness or information overload, it is
necessary to integrate received navigational information via communications equipment into
the integrated navigation system in a harmonised and agreed way. In this way information
will be available at the appropriate display while not affecting the mandatory navigational
tasks.
Analysis of Issue
6 e-navigation relies on integration of relevant navigational information and INS
provides an effective means to integrate navigation equipment data. By providing integrated
and combined functions to avoid geographic, traffic and environmental hazards, INS
enhances the safety of navigation.
7 Although module A of MSC.252(83) is suitable for integrating navigation information
required for e-navigation, the INS performance standard will require two new modules so
that information received by communications equipment can be integrated as well as
properly displayed. The proposed two new modules relate to:
harmonization of bridge design; and
display of information
8 A new module on harmonization of bridge design will assist designers in realising an
ergonomic design of the bridge, with the objective of improving the reliability and efficiency of
navigation. This module will support the provisions of SOLAS Chapter V Regulation 15
relating to bridge design, design and arrangement of navigational systems and equipment
and bridge procedures.
MSC 95/19/aa
Page 10
9 Another new module on display of information will ensure that the INS can display
the information received via communications equipment. This module will outline the
standardized interfaces for data exchange to support transfer of information from
communication equipment to an INS interface so that information received via such
equipment can be processed, filtered, routed and displayed on the navigational system.
Analysis of Implications
10 This proposal does not introduce any significant additional burden (legislative or
administrative) to the maritime industry, but merely proposes that new modules are
introduced in the Performance Standards for INS to make the bridge design suitable for use
in e-navigation. The functionality specified within these new modules will support and enable
the use of standalone equipment for e-navigation as well. The proposal will have implications
for ship designers, ship builders, Classification Societies, Competent Authorities, the end
users and the equipment manufacturers.
Benefits
11 New modules will add functionality to the INS Performance Standard which will
facilitate a simplified and harmonised bridge design and ensure relevant information is
displayed, including information received via communications equipment. This will result in
reducing complexity without compromising existing navigational functionality in INS.
Industry Standards
12 IEC 61924-2 ed1 refers to INS
Output
13 The output in SMART terms is as follows:
.1 The output in this case is the preparation of Draft new modules, to the
Revised performance standards for Integrated Navigation Systems (INS)
(resolution MSC.252(83)) relating to the harmonization of bridge design and
display of information;
.2 The output will be a completed draft, approved by the NCSR Sub-Committee
and presented to MSC for final approval;
.3 The NCSR Sub-Committee can work on the output based on substantive
proposals from Member Governments or organizations with only detailed
drafting work required; and
.4 The output is anticipated to be achievable within two sessions of the NCSR
Sub-Committee in order to complete the draft. It is proposed that the work is
planned for the 2016-2017 biennium (NCSR 3 and NCSR 4) giving time for
Member Governments and organizations to prepare inputs, and also in order
to divide the workload for the NCSR Sub-Committee.
14 The proposal is consistent with the objectives of the Organization, and is consistent
with the human element guidance and principles set out in resolution A.947(23). The
completed human factors checklist from MSC-MEPC.7/Circ.1, as referred to in MSC-
MEPC.1/Circ.4/Rev.3, is set out in Annex 8.
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15 The proposal has also been made with reference to Administrative Requirements
and Burdens in accordance with MSC-MEPC.1/Circ.4/Rev.3 and the checklist is set out in
Annex 9.
Priority Urgency
16 High priority, needs to be harmonized with other e-navigation outputs. High prioritised
outputs will be further developed by Norway as proposed in MSC 94/18/10, para 9.
Action requested
17 The Committee is requested to include in the 2016-2017 biennial agenda of the
NCSR Sub-Committee and the provisional agenda of NCSR3, an output on drafting new
modules to the INS performance standards.
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Annex 3
Output 3
Description
1 To revise the Guidelines and criteria for ship reporting systems (resolution
MSC.43(64), as amended) relating to standardised and harmonized electronic ship reporting
and automated collection of onboard data for reporting.
Background
2 Ship reporting systems and reporting requirements are used to provide, gather or
exchange information through radio reports. The information is used to provide data for many
purposes including search and rescue, vessel traffic services, weather forecasting and
prevention of marine pollution.
3 The existing guidelines and criteria for ship reporting systems (Resolution
MSC.43(64)) were initially adopted on 9 December 1994. This guideline outlined the criteria
for planning, proposing and implementing adopted ship reporting systems by Contracting
Governments.
4 In addition, general principles for ship reporting systems and ship reporting
requirements are provided in Resolution A.851(20). This further includes guidance for
reporting incidents involving dangerous goods, harmful substances and/or marine pollutants.
IMO’s Objectives
5 This planned output is within the scope of IMO’s objectives and is related to the scope
of the Strategic Plan as part of the long term e-navigation strategy.
Need
6 Currently there are no harmonized standards for ship reporting by electronic means
and a considerable burden is placed on the ship to complete different paper forms for
different identities ashore such as customs, immigration, cargo manifest etc. A fully
automated electronic system will have a benefit and reduce administrative burdens.
7 It is important however that IMO ensure that a unified and harmonized system is
adopted worldwide before regional systems are introduced.
Analysis of Issue
8 In the absence of harmonized standards for ship reporting systems, national ship
reporting systems may use different procedures and reporting formats. Such different
procedures and reporting formats create an additional burden for ships moving from one area
to another covered by different ship reporting systems. Such administrative burdens could be
alleviated if ship reporting systems and reporting requirements were made in accordance
with a single, standard format and procedures.
9 A revision and update to the existing guidelines will provide standardised and
automated reporting of ships information through single entry of reportable information by
electronic means. Single reporting arrangements may also be referred to as “single window”.
10 The revised guideline will assist automated collection of internal ship data for
reporting and automated or semi-automated digital distribution as required by coastal and
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port states. The required reportable information will contain both “static” documentation and
“dynamic” information.
11 The revised guideline will consider digital reporting formats based on recognized
internationally harmonized standards such as IMO FAL Forms or SN.1/Circ.289, as
considered appropriate.
12 The updated and improved guideline will support the provisions of SOLAS Chapter V
Regulation 11 relating to ship reporting systems.
Analysis of Implications
13 This proposal does not introduce any significant additional burden (legislative or
administrative) to the maritime industry, but merely proposes that the new guidelines are
used when developing such systems to ensure harmonisation.
14 The implications of Updated Guidelines will be that all countries wanting to take part
in automated reporting will have clear guidance on how to implement this part of the e-
navigation strategy. Furthermore it will be clear from the guidelines which standards will
apply to the data exchange and data format.
Benefits
15 The benefit will be a worldwide harmonised automated ship reporting system saving
cost and reducing administrative burden, while reducing the non-navigational workload of the
navigator and increasing the efficiency of trade.
Industry Standards
16 No industry standards currently exist. The development of industry standards
requires the establishment of the Common Maritime Data Structure based on the IHO S-100
series of international standards.
Output
17 The output in SMART terms is as follows:
.1 The output in this case is the preparation of Draft revised Guidelines and
criteria for ship reporting systems (resolution MSC.43(64), as amended)
relating to standardised and harmonized electronic ship reporting and
automated collection of onboard data for reporting;
.2 The output will be a completed draft, approved by the NCSR Sub-Committee
and presented to MSC for final approval;
.3 The NCSR Sub-Committee can work on the output based on substantive
proposals from Member Governments or organizations with only detailed
drafting work required; and
.4 The output is anticipated to be achievable within two sessions of the NCSR
Sub-Committee in order to complete the draft. It is proposed that the work is
planned for the 2016-2017 biennium (NCSR 3 and NCSR 4) giving time for
Member Governments and organizations to prepare inputs, and also in order
to divide the workload for the NCSR Sub-Committee.
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18 The proposal is consistent with the objectives of the Organization, and is consistent
with the human element guidance and principles set out in resolution A.947(23). The
completed human factors checklist from MSC-MEPC.7/Circ.1, as referred to in MSC-
MEPC.1/Circ.4/Rev.3, is set out in Annex 8.
19 The proposal has also been made with reference to Administrative Requirements and
Burdens in accordance with MSC-MEPC.1/Circ.4/Rev.3 and the checklist is set out in
Annex 9.
Priority Urgency
20 High priority, would be of great benefit but will depend on the INS task being
completed. High prioritised outputs will be further developed by Norway as proposed in MSC
94/18/10, para 9.
Action requested
21 The Committee is requested to include in the 2016-2017 biennial agenda of the
NCSR Sub-Committee and the provisional agenda of NCSR3, an output on revising the
Guidelines and criteria for ship reporting systems.
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Annex 4
Output 4
Description
1 Revise the General requirements for shipborne radio equipment forming part of the
global maritime distress and safety system (GMDSS) and for electronic navigational aids
(resolution A.694(17)) relating to Built In Integrity Testing (BIIT) for navigation equipment.
Background
2 During the user needs analysis stage of the e-navigation process, a large number of
navigators advised that there was no indication of the quality and integrity of navigational
data displayed.
3 The BIIT functionality will be a critical component of navigational equipment to ensure
a level of confidence in their correct operation. It will provide the user with information about
non-functionality of the equipment in an unambiguous and timely manner.
IMO’s Objectives
4 This planned output is within the scope of IMO’s objectives and is related to the
scope of the Strategic Plan as part of the long term e-navigation strategy.
Compelling Need
5 Taking into account the safety of navigation, there is a compelling need to ensure
that the navigator has is presented with information that is accurate and reliable at all times
with an indication when the equipment is not working satisfactorily.
Analysis of Issue
6 Currently it is not possible to establish if navigational equipment is displaying the
correct information without manually cross checking with other equipment.
7 The BIIT will provide standardized self-check capability to ensure automatic quality
and integrity verification testing for navigational equipment.
8 BIIT functionality will provide options for power-up testing, initiated testing or
periodical/continuous testing (in the background) of the navigational equipment. Such testing
options may be provided by the vendor as part of the system application itself or they could
be configured by the user during installation.
9 The type approval process for navigation equipment needs to be further developed to
ensure BIIT is included.
Analysis of Implications
10 This proposal does not introduce any significant additional burden (legislative or
administrative) to the maritime industry, but merely proposes that additional requirements
are added to the General Requirements resolution. It will mean that the relevant Industry
Standards will need to be updated (IEC 60945). The proposal will have implications for
equipment manufacturers and the end users.
Benefits
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11 Requirements for built in integrity testing of navigation equipment will ensure that
navigators are confident that the information presented to them is accurate.
Industry Standards
12 There are currently no industry standards other than IEC 60945 which will need to be
updated.
Output
13 The output in SMART terms is as follows:
.1 The output in this case is the preparation of a revision of the General
requirements for shipborne radio equipment forming part of the global
maritime distress and safety system (GMDSS) and for electronic navigational
aids (resolution A.694(17)) relating to Built In Integrity Testing (BIIT) for
navigation equipment;
.2 The output will be a completed draft, approved by the NCSR Sub-Committee
and presented to MSC for final approval;
.3 The NCSR Sub-Committee can work on the output based on substantive
proposals from Member Governments or organizations with only detailed
drafting work required as long as the revision is only for the addition of BIIT;
and
.4 The output is anticipated to be achievable within two sessions of the NCSR
Sub-Committee in order to complete the draft. It is proposed that the work is
planned for the 2018-2019 biennium (NCSR 5 and NCSR 6) giving time for
Member Governments and organizations to prepare inputs, and also in order
to divide the workload for the NCSR Sub-Committee.
14 The proposal is consistent with the objectives of the Organization, and is consistent
with the human element guidance and principles set out in resolution A.947(23). The
completed human factors checklist from MSC-MEPC.7/Circ.1, as referred to in MSC-
MEPC.1/Circ.4/Rev.3, is set out in Annex 8.
15 The proposal has also been made with reference to Administrative Requirements and
Burdens in accordance with MSC-MEPC.1/Circ.4/Rev.3 and the checklist is set out in
Annex 9.
Priority Urgency
16 Medium.
Action requested
17 The Committee is requested to include in the post-biennial agenda of the Committee
an output to revise the General requirements for shipborne radio equipment forming part of
the global maritime distress and safety system (GMDSS) and for electronic navigational aids
(resolution A.694(17)) relating to Built In Integrity Testing (BIIT) for navigation equipment
with 2 sessions needed to complete the item.
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Annex 5
Output 5
Description
1 Draft Guidelines for the harmonized display of navigation information received via
communications equipment.
Background
2 Broadcast and reception of Maritime Safety Information (MSI) by means of direct
printing is an important part of the GMDSS. During the user need analysis stage of e-
navigation, mariners expressed the need to sort and display MSI more effectively.
3 On most ships, MSI information received via communications equipment such as
NAVTEX and INMARSAT-C are either displayed on separate screens or printed on a scroll
of paper. The coordinates of the MSI must then be mentally compared to that of the vessel
by the watchkeeper to assess relevance and risk. This is time-consuming, distracting and is
susceptible to human error.
4 It is important that this information is displayed as task oriented on the bridge and
harmonized with other navigation related information without obscuring critical navigation
information.
IMO’s Objectives
5 This planned output is within the scope of IMO’s objectives and is related to the
scope of the Strategic Plan as part of the long term e-navigation strategy.
Compelling Need
6 Although IEC TC80 has recently updated its test standards, IEC 62288 ed2, for the
display of such information, It is necessary to review this work in relation to the reception of
MSPs for example.
7 It is important however that IMO ensure that a unified and harmonized and user
friendly solution is integrated and adopted. The solution must be based on an agreed
standard.
Analysis of Issue
8 Most navigational information received via communications equipment is currently
printed and has to be read, analysed and transferred where necessary rather than being
displayed on the navigational systems. To fulfil the requirements for safe navigation to
include all means and information in the decision making, a presentation of this information
at the navigational workstations is essential.
9 A task-oriented integration and presentation of information, when all necessary
information for the respective task and situation is available in a fast, reliable, consistent and
easily interpretable format will support the officers onboard in their decision making and
enhance the safety of navigation.
10 The new guideline will include standard symbology and text support taking into
account human element and ergonomic design principles to ensure useful presentation and
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prevent information overload. The guideline will consider IMO Performance Standards for
the Presentation of Navigation-Related Information on Shipborne Navigational Displays
(resolution MSC 191(79)).
Analysis of Implications
11 This proposal does not introduce any significant additional burden (legislative or
administrative) to the maritime industry, but merely proposes that Guidelines for the
harmonized display of navigation information received via communications equipment are
introduced. The proposal will have implications for equipment manufacturers and end users.
Benefits
12 The display of the information in harmonised and effective way increases the overall
awareness of the information improving the situational awareness as well as reducing the
mistakes made transferring information from paper outputs.
Industry Standards
13 IEC 62288 ed 2, Presentation of navigation related information, Annex A para 5.4
contains information related to the display of MSI which might be useful when drafting the
Guidelines.
Output
14 The output in SMART terms is as follows:
.1 The output in this case is the preparation of Draft Guidelines for the
harmonized display of navigation information received via communications
equipment;
.2 The output will be a completed draft, approved by the NCSR Sub-Committee
and presented to MSC for final approval;
.3 The NCSR Sub-Committee can work on the output based on substantive
proposals from Member Governments or organizations, including the work
already done by IEC TC80 in IEC 62288 ed2, with only detailed drafting work
required; and
.4 The output is anticipated to be achievable within two sessions of the NCSR
Sub-Committee in order to complete the draft. It is proposed that the work is
planned for the 2016-2017 biennium (NCSR 3 and NCSR 4) giving time for
Member Governments and organizations to prepare inputs, and also in order
to divide the workload for the NCSR Sub-Committee.
15 The proposal is consistent with the objectives of the Organization, and is consistent
with the human element guidance and principles set out in resolution A.947(23). The
completed human factors checklist from MSC-MEPC.7/Circ.1, as referred to in MSC-
MEPC.1/Circ.4/Rev.3, is set out in Annex 8.
16 The proposal has also been made with reference to Administrative Requirements and
Burdens in accordance with MSC-MEPC.1/Circ.4/Rev.3 and the checklist is set out in
Annex 9.
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Priority Urgency
17 High. High prioritised outputs will be further developed by Norway as proposed in
MSC 94/18/10, para 9.
Action requested
18 The Committee is requested to include in the 2016-2017 biennial agenda of the
NCSR Sub-Committee and the provisional agenda of NCSR3, an output on Guidelines for
the harmonized display of navigation information received via communications equipment
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Annex 6
Output 6
Description
1 Consideration of reports on development and implementation of Maritime Service
Portfolios (MSPs) (and other e-navigation reports) from Member States and International
Organizations.
2 This output should not only allow IMO to provide the “leading and coordinating role”
but also the possibility of considering reports on e-navigation development and
implementation of MSPs and reports on e-navigation issues from Member States and
international organizations, including proposals to deal with the remaining non-prioritized
potential e-navigation solutions.
Background
3 As a result of the e-navigation user needs, and gap analysis processes, one of the
prioritised solutions centres on MSPs. The MSPs provide the definitive basis for the
relationship between ship and shore under e-navigation. In order to ensure that shore based
services are harmonised and compatible internationally, the types of services need to be
properly reviewed, particularly when new services are developed. This is analogous to the
work already undertaken by MSC and NCSR on routeing measures and ship reporting.
Several MSP initiatives are ongoing in regional projects and in order that a global solution
can work, guidelines are needed from the relevant International Organizations.
IMO’s Objectives
4 This planned output is within the scope of IMO’s objectives and is related to the
scope of the Strategic Plan as part of the long term e-navigation strategy. This will ensure
that proposals for regional solutions, which will provide services to ships, are harmonised
and compatible with global e-navigation solutions. This would not preclude new and
innovative contributions to the MSPs being made but would ensure that such contributions
are appropriately scrutinised.
Need
5 There is a need to harmonise e-navigation services quickly to avoid the
establishment of many differing services and systems with resultant regional protocols being
adopted. There is also a need to ensure that the MSPs provide a robust basis for
compatibility and interoperability between regionally implemented solutions, services and
systems.
Analysis of Issue
6 MSPs are a key part of the e-navigation strategy as the basis for ship-shore service
provision. Harmonisation of services and systems around the world is a priority.
Analysis of Implications
7 This proposal does not introduce any significant additional burden (legislative or
administrative) to the maritime industry, but proposes that regular reports are received from
Member States and International Organizations (such as IHO and IALA), which have taken
responsibility for coordinating some parts of e-navigation.
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Benefits
8 This process will ensure that IMO retains the leading role in harmonising the
implementation of e-navigation and ensuring compatibility and interoperability of regionally
implemented solutions. These reports will allow also facilitate Member States being able to
monitor the activities of co-operating organizations during the e-navigation implementation
phase.
Industry Standards
9 IALA is already taking a leading role in developing MSPs in cooperation with other
organizations, including IHO.
Output
10 The output in SMART terms is as follows:
.1 Consideration of reports on development and implementation of Maritime
Service Portfolios (MSPs) (and other e-navigation reports) from Member
States and other International Organizations.
.2 The output will be regular reports received by the Organisation from Member
States and International Organizations as submissions to the Committee and
the NCSR Sub-Committee;
.3 The Committee can review the reports and take action as appropriate; and
.4 The output is anticipated to be achievable over the next two biennia, 2016–
2017 and 2018-2019.
11 The proposal is consistent with the objectives of the Organization, and is consistent
with the human element guidance and principles set out in resolution A.947(23). The
completed human factors checklist from MSC-MEPC.7/Circ.1, as referred to in MSC-
MEPC.1/Circ.4/Rev.3, is set out in Annex 8.
12 The proposal has also been made with reference to Administrative Requirements and
Burdens in accordance with MSC-MEPC.1/Circ.4/Rev.3 and the checklist is set out in
Annex 9.
Priority Urgency
13 This is an ongoing process.
Action requested
14 The Committee is requested to include in the 2016-2017 biennial agenda of the
NCSR Sub-Committee and the provisional agenda for NCSR 3, an output on Consideration
of reports on development and implementation of Maritime Service Portfolios (MSPs) (and
other e-navigation reports) from Member States and other International Organizations for two
sessions and to also consider including it on the post biennial Agenda of the Committee until
2019 as the time-line for the approved SIP is for 2016-2019.
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Annex 7
Tables describing the 5 Solutions and the original tasks showing the proposed revision and merging of tasks
1 The tables below show the original 17 Tasks defined in the e-navigation Strategy Implementation Plan (SIP) and the comments made
by the co-sponsors on how to merge tasks and to also show tasks that are already complete. From these tables come the 6 Outputs that are
proposed for inclusion in the High-level Action Plan for the following two biennia (2016-17 and 2018-19). They are listed in order of the 5
agreed Solutions defined in the SIP.
S1 - improved, harmonized and user-friendly bridge design;
SIP
SIP Definition Comments Action
Task
T1 Guidelines on Human Centred Design (HCD) for e- Now combined with UTEA and SQA and named expected to be
navigational systems “Guideline on Software Quality Assurance and finalized at NCSR 2
Human Centred Design for e-navigation” and approved by
MSC 95
T2 Guidelines on Usability Testing, Evaluation and Merged with T1 expected to be
Assessment (UTEA) of e-navigation systems. finalized at NCSR 2
and approved by
MSC 95
T3 Guidelines on electronic equipment manuals. Consequential to T1 and T2 not necessary to carry For Industry
out more work (industry to implement)
T4 Guidelines on S-mode. Draft Guidelines on standardized modes of Proposed Output 1
operation, and S-mode functionality on relevant
equipment, taking into account T1 and T2
T5 a) Guidelines on implementation of Bridge Alert Completed
Management.
b) Revised Performance Standards on BAM.
T6 Guidelines on the display of accuracy and reliability of Industry to implement For Industry
navigation equipment.
T7 a) Report on the suitability of INS (as part of the e- (a) Report on the suitability of INS (see S4 below) Proposed Output 2
navigation harmonised equipment) and
b) New or additional modules for the Performance (b) Add new modules for the Performance
Standards for INS. Standards for INS
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2 The outputs required to achieve S1, an improved, harmonized and user-friendly bridge design is to:
.1 develop Guidelines on standardized modes of operation, S-mode; and
.2 To update, by adding new modules, the Revised performance standards for Integrated Navigation Systems (INS) (resolution
MSC.252(83)) relating to the harmonization of bridge design and display of information .
3 The co-sponsors considered that the footnotes in regulation 15 of Chapter V of SOLAS might need amending with a view to incorporate
the appropriate guidelines and allocate responsibilities with a view to enhancing the safety of navigation before S1 can be fully met.
S2 - means for standardized and automated reporting;
SIP
SIP Definition Comments Action
Task
T8 Updated Guidelines on ship reporting to reflect the single Updated Guidelines on ship reporting to reflect Proposed Output 3
window concept the single window concept including the
Refer to MSC.43(64) as amended by MSC.111(73) and automated collection and organization of internal
A.851(20) ship data for reporting taking into account the
work of FAL 40
T9 Technical Report on the automated collection of internal Merged with T8 above
ship data for reporting.
T15 Guidelines on seamless integration of all currently Seamless integration of available communications For Industry
available communications infrastructure and how they infrastructure will be ongoing by the
can be used and what future systems are being communications suppliers as technology develops
developed along with the revised GMDSS.
4 The output required to achieve S2, the means for standardized and automated reporting is to:
.1 Update the Guidelines and criteria on ship reporting (see MSC Res.43(64) as amended by MSC Res.111(73)) to allow
standardised and harmonized electronic ship reporting, and the automated collection of internal ships data for reporting such as
the relevant information contained in the FAL forms and national requirements. The first step can be national and regional
harmonisation.
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5 Industry will need to provide the relevant communication links and appropriate software both for the ship and the shore in accordance
with harmonized standards.
S3 - improved reliability, resilience and integrity of bridge equipment and navigation information;
SIP
SIP Definition Comments Action
Task
T6 Guidelines on the display of accuracy and reliability of Merged with T12 see below
navigation equipment.
T10 a) Revised Resolution on the general requirements Prepare a draft revision of Res A.694(17) in order Proposed output 4
including Built In Integrity Testing. to include Built In Integrity Testing (BIIT)
b) especially for navigational related equipment.
c)
d) Revised IEC Standard on General Requirements Consequently IEC standard 60945 will need to be
including Built In Integrity Testing revised
T11 Guidelines for Software Quality Assurance (SQA) in e- Complete and incorporated with T1 and T2 expected to be
navigation. finalized at NCSR 2
and approved by
MSC 95
T12 Guidelines on how to improve reliability and resilience Improved industry standards required on how to Completed awaiting
merged of onboard PNT systems by integration with external improve reliability and resilience of onboard PNT MSC 95 approval
with T6 systems and on the display of accuracy and reliability systems by integration with external systems based
of navigation equipment. on the new multi receiver system performance
standards.
6 The output required to achieve S3 the improved reliability, resilience and integrity of bridge equipment and navigation information is to:
.1 to revise Resolution A.694(17) to include BIIT especially for navigational equipment in order that the navigator can check that the
equipment is working correctly and is delivering reliable, resilient and high integrity information for safe and secure navigation.
7 Industry should use the revised resolution on BIIT as well as the Guideline on Software Quality Assurance and Human Centred Design
for e-navigation when designing navigational equipment and consequently to improve relevant industry standards for PNT and other
navigational systems.
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S4 - integration and presentation of available information in graphical displays received via communication equipment;
SIP
Sip Definition Comments Action
Task
T6 Guidelines on the display of accuracy and reliability of See S3 tasks T6 and T12
navigation equipment.
T7 a) Report on the suitability of INS (for displaying See S1 task T7
information)
b) New or additional modules for the Performance
Standards for INS.
T11 Guidelines for Software Quality Assurance (SQA) in e- Completed and merged with T1 and T2 Completed
navigation.
T13 Guidelines on the harmonized display of navigation Guidelines on the harmonized display of Proposed Output 5
information received from communications equipment. navigation information received from
communications equipment
T14a) Guidelines on a Common Maritime Data Structure. IMO/IHO harmonization group on data modelling Work ongoing
b) Further develop the IEC standards for data exchange according to MSC 90/28 para 10.12 and its terms of
used onboard including firewalls. reference set out in MSC 90/28/Add.1 annex 22
T15 Guidelines on seamless integration of all currently See S2 T15 For Industry
available communications infrastructure and how they
can be used and what future systems are being
developed along with the revised GMDSS.
T16 Report on the Harmonization of conventions and To be considered after the completion of the SIP. Later
regulations for navigation and communication equipment
would be best carried out.
8 The output required to achieve S4, the integration and presentation of available information in graphical displays received via
communication equipment is to:
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.1 to add modules to the INS performance standards to display information received from communications equipment and to draft
guidelines for the harmonized display of navigation information received via communications equipment taking into account the
work of the IMO/IHO harmonization group on data modelling. (Note: The INS performance standards are taken care of in S1)
9 Industry should use the Guidelines on the harmonized display of navigation information received from communications equipment and
the Guideline on Software Quality Assurance and Human Centred Design for e-navigation and report on any changes to conventions and
regulations that may need to be addressed in the future.
S5 – improved Communication of VTS Service Portfolio (not limited to VTS stations).
SIP
SIP Description Comments Action
Task
T17 Resolution on Maritime Service Portfolios Resolution on Maritime Service Portfolios Proposed Output 6
To be proposed by relevant shore based
organization(s) via (a) member state(s) after
completing the relevant Guidelines
10 The output required to achieve S5 (previously S9), the improved Communication of VTS Service Portfolio (not limited to VTS stations) is
to:
.1 Consideration of reports on development and implementation of Maritime Service Portfolios (MSPs) (and other e-navigation
reports) by Member States and other international organizations and take action as appropriate.
11 In the case of MSPs, industry to provide appropriate systems and services based on the MSP guidelines both ashore and on ships,
taking into account the Guideline on Software Quality Assurance and Human Centred Design for e-navigation, as well as relevant
Recommendations and Guidelines from other International Organizations.
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Annex 8
CHECKLIST FOR CONSIDERING HUMAN ELEMENT ISSUES BY IMO BODIES
Instructions:
If the answer to any of the questions below is:
(A) YES, the preparing body should provide supporting details and/or recommendation for further work.
(B) NO, the preparing body should make proper justification as to why human element issues were not
considered.
© NA (Not Applicable), the preparing body should make proper justification as to why human element
issues were not considered applicable.
Subject Being Assessed: (e.g. Resolution, Instrument, Circular being considered)
Responsible Body: (e.g. Committee, Sub-Committee, Working Group, Correspondence Group, Member
State)
1. Was the human element considered during development or amendment Yes No NA
process related to this subject?
2. Has input from seafarers or their proxies been solicited? Yes No NA
3. Are the solutions proposed for the subject in agreement with existing Yes No NA
instruments?
(Identify instruments considered in comments section)
4. Have human element solutions been made as an alternative and/or in Yes No NA
conjunction with technical solutions?
5. Has human element guidance on the application and/or implementation of the
proposed solution been provided for the following:
Administrations? Yes No NA
Shipowners/Managers? Yes No NA
Seafarers? Yes No NA
Surveyors? Yes No NA
6. At some point, before final adoption, has the solution been reviewed or Yes No NA
considered by a relevant IMO body with relevant human element expertise?
7. Does the solution address safeguards to avoid single person errors? Yes No NA
8. Does the solution address safeguards to avoid organizational errors? Yes No NA
9. If the proposal is to be directed at seafarers, is the information in a form that Yes No NA
can be presented to and is easily understood by the seafarer?
10. Have human element experts been consulted in development of the solution? Yes No NA
11. HUMAN ELEMENT: Has the proposal been assessed against each of the factors below?
CREWING. The number of qualified personnel required and available, to Yes No NA
safely operate, maintain, support, and provide training for system.
PERSONNEL. The necessary knowledge, skills, abilities, and experience Yes No NA
levels that are needed to properly perform job tasks.
TRAINING. The process and tools by which personnel acquire or improve the Yes No NA
necessary knowledge, skills, and abilities to achieve desired job/task
performance.
OCCUPATIONAL HEALTH AND SAFETY. The management systems, Yes No NA
programmes, procedures, policies, training, documentation, equipment, etc.
to properly manage risks.
WORKING ENVIRONMENT. Conditions that are necessary to sustain the Yes No NA
safety, health, and comfort of those on working on board, such as noise,
vibration, lighting, climate, and other factors that affect crew endurance,
fatigue, alertness and morale.
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HUMAN SURVIVABILITY. System features that reduce the risk of illness, Yes No NA
injury, or death in a catastrophic event such as fire, explosion, spill, collision,
flooding, or intentional attack. The assessment should consider desired
human performance in emergency situations for detection, response,
evacuation, survival and rescue and the interface with emergency
procedures, systems, facilities and equipment.
HUMAN FACTORS ENGINEERING. Human-system interface to be Yes No NA
consistent with the physical, cognitive, and sensory abilities of the user
population.
Comments: The Human Element (Human Factors) has been addressed during previous e-navigation
development stages using a modified application of the IMO’s Human Element Analysis Process (HEAP)
(NAV 56/8, COMSAR 16/11 and NAV 58/INF.10 refer).
In addition, a draft IMO Human Centred Design (HCD) Guideline for e-navigation has been produced. A
Correspondence Group established by NCSR 1 is harmonizing the draft HCD guideline with draft
Software Quality Assurance (SQA) and draft Usability, Testing and Evaluation (U-TEA) guidelines. The
combined and harmonized e-navigation guidelines will be provided to NCSR 2 for consideration/approval.
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ANNEX 9
CHECKLIST FOR IDENTIFYING ADMINISTRATIVE REQUIREMENTS AND BURDENS
The Checklist for Identifying Administrative Requirements and Burdens should be used when
preparing the analysis of implications required in submissions of proposals for inclusion of
unplanned outputs. For the purpose of this analysis, the terms "administrative requirements" and
"burdens" are as defined in resolution A.1043(27), i.e. administrative requirements are an obligation
arising from future IMO mandatory instruments to provide or retain information or data, and
administrative burdens are those administrative requirements that are or have become
unnecessary, disproportionate or even obsolete.
Instructions:
(A) If the answer to any of the questions below is YES, the Member State proposing an
unplanned output should provide supporting details on whether the burdens are likely to
involve start-up and/or ongoing costs. The Member State should also make a brief
description of the requirement and, if possible, provide recommendations for further work
(e.g. would it be possible to combine the activity with an existing requirement).
(B) If the proposal for the unplanned output does not contain such an activity, answer NR (Not
required).
1 Notification and reporting? NR Yes
Reporting certain events before or after the event has taken place, e.g. □ Start-up
notification of voyage, statistical reporting for IMO Members, etc. □ Ongoing
Description: (if the answer is yes)
2 Record keeping? NR Yes
Keeping statutory documents up to date, e.g. records of accidents, records □ Start-up
of cargo, records of inspections, records of education, etc. □ Ongoing
Description: (if the answer is yes)
3 Publication and documentation? NR Yes
Producing documents for third parties, e.g. warning signs, registration □ Start-up
displays, publication of results of testing, etc. □ Ongoing
Description: (if the answer is yes)
4 Permits or applications? NR Yes
Applying for and maintaining permission to operate, e.g. certificates, □ Start-up
classification society costs, etc. □ Ongoing
Description: (if the answer is yes)
5 Other identified burdens? NR Yes
□ Start-up
□ Ongoing
Description: (if the answer is yes)
Enclosure B to IHO CL 20/2015
E
MARITIME SAFETY COMMITTE MSC 95/19/xx
95th session xx April 2015 2
Agenda item 19 Original: ENGLISH
WORK PROGRAMME
Comments on implementing e-navigation to enhance the safety of navigation and
protection of the marine environment
DRAFT
Submitted by the International Hydrographic Organization
SUMMARY
Executive summary: This document presents comments, from the IHO perspective,
on the proposal to approve six outputs on e-navigation in relation
with the proposed amended High-level Action 5.2.6,
“Development and implementation of e-navigation.”
Strategic direction: 5.2
High-level action: 5.2.6
Planned output: No related provisions
Action to be taken: Paragraph 19
Related documents: Resolution MSC.232(82); MSC-MEPC.1/Circ.4/Rev.3;
MSC 90/28; MSC 90/28/Add.1; MSC 94/18/8; MSC 94/18/10;
MSC 95/19/aa; NAV 59/6/4; NAV 59/INF.6; NCSR 2/11;
NCSR 2/22/2
Background
1. This document is submitted in accordance with paragraph 6.12.5 of the Guidelines on
the organization and method of work of the Maritime Safety Committee and the Marine
Environment Protection Committee and their subsidiary bodies (MSC-MEPC.1/Circ.4/Rev.3),
and comments on document MSC 95/19/aa.
2. At its 94th session the Maritime Safety Committee (MSC) approved the e-navigation
Strategy Implementation Plan (SIP), as set out in document NCSR 1/28, Annex 7. The
Committee also considered document MSC 94/18/8, proposing the plan of work for the
Organization for the harmonized implementation and future development of e-navigation,
together with document MSC 94/18/10, and, recognizing the importance of e-navigation and
that the Organization should take a leading role, invited Member Governments to:
.1 review each of the tasks listed in the SIP with a view to reducing the numbers
of outputs;
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.2 prepare a full justification for each reviewed output in accordance with the
information required in Annex 3 to resolution A.1062(28);
.3 prepare a comprehensive prioritized plan of work, which should include the
time required for the completion of each output; and
.4 submit the information to MSC 95 for consideration with a view for inclusion in
the post-biennial agenda of the Committee.
3. Accordingly, document MSC 95/19/aa proposes an amended High-level Action 5.2.6
on “Development and implementation of e-navigation” and six related outputs:
.1 guidelines on standardized modes of operation (S-mode);
.2 an update to the revised performance standards for Integrated Navigation
Systems (INS) (resolution MSC.252(83)) relating to the harmonization of
bridge design and display of information;
.3 a revision of the Guidelines and criteria for ship reporting systems (resolution
MSC.43(64), as amended) relating to standardised and harmonized electronic
ship reporting and automated collection of onboard data for reporting;
.4 amendments to the General requirements for shipborne radio equipment
forming part of the global maritime distress and safety system (GMDSS) and
for electronic navigational aids (resolution A.694(17)) relating to Built In
Integrity Testing (BIIT) for navigation equipment;
.5 guidelines on harmonized display of navigation information received via
communications equipment; and
.6 consideration of reports on development and implementation of Maritime
Service Portfolios (MSPs) (and other e-navigation reports) by Member States
and other international organizations.
4. As a co-sponsor of MSC 94/18/8, the International Hydrographic Organization (IHO)
supports the proposed amended High-level Action 5.2.6. Subject to their approval by the
Committee, the proposed outputs .1, .2, .4, .5 and .6 could potentially impact the work
programme of the IHO. This document reviews these five proposed outputs from the
perspective of the IHO.
S-mode
5. The S-mode concept is partially implemented in the current IMO ECDIS performance
standard (resolution MSC.232(82)) and the associated IHO chart display standard (S-52 -
Specifications for Chart Content and Display Aspects of ECDIS). If this output is accepted
and if the development of the proposed guidelines introduces additional requirements, the
impact on ECDIS standards will have to be considered. This aspect is not clearly addressed
in the analysis of the implications of the proposed output.
Harmonization of bridge design and display of information
6. The proposal includes the development of a new module to the performance
standards for Integrated Navigation Systems (INS) concerning the display of information
received via communications equipment. The IHO notes that this component needs to be
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closely coordinated with proposed outputs 5 (Harmonized display of navigation information)
and 6 (Maritime Service Portfolios).
Built In Integrity Testing (BIIT) for navigation equipment
7. This proposed output addresses the revision of resolution A.694(17) and the
associated industry standard IEC 60945. Both documents are referenced in the ECDIS
performance standard (MSC.232(82)). If this output is accepted, the impact on ECDIS
standards will have to be considered.
Harmonized display of navigation information
8. The development of the Common Maritime Data Structure (CMDS) based on IHO
standard S-100 - Universal Hydrographic Data Model and the further development of the
relevant proposed Maritime Service Portfolios (output 6) would seem to be pre-requisites to
the development of guidelines for the harmonized display of navigation information.
9. The development of the CMDS is addressed in task T14 of the e-navigation SIP.
Annex 7 of MSC 95/19/aa reports this task as “work ongoing” and refers to the IMO/IHO
Harmonization Group on Data Modelling (HGDM) established by MSC 90 (MSC 90/28/Add.1,
Annex 22). The IHO notes that the HGDM is still dormant, in the absence of specific matters
to be considered. According to its terms of reference, the HGDM should be chaired by an
IMO Member State.
10. Any new requirements affecting the provision of Maritime Safety Information (MSI)
arising from the proposed output should be considered in the context of the on-going review
of the Global Maritime Distress and Safety System (GMDSS). Therefore, the IHO
recommends that the implementation of the proposed output, if approved, be coordinated
closely with that review.
11. As reported in NCSR 2/11, three product specifications based on S-100 which are
relevant to navigational warning services are being developed. The IHO is developing S-124
- Navigational warnings. The Joint Technical Commission for Oceanography and Marine
Meteorology (JCOMM) of the World Meteorological Organization (WMO) and of the
Intergovernmental Oceanographic Commission (IOC) is developing S-411 - Sea ice and
S-412 - Met-ocean forecasts.
Maritime Service Portfolios
12. The proposed output is limited to the consideration of reports submitted by Member
States and international organizations. This proposal is supposed to address task T17 of the
e-navigation SIP which aims at developing a resolution on Maritime Service Portfolios
(MSPs). That objective is not reflected in the proposal.
13. The IHO notes that the development and implementation of MSPs involve several
organizations and require their agreement on the output, in accordance with the deliverable
of task T17, and coordination of its delivery by the IMO, in accordance with the recognized
leading role of the Organization.
14. As indicated in paragraph 8 above, the further development of the MSPs would seem
to be a pre-requisite to the development of guidelines for the harmonized display of
navigation information.
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Arrangements for the IHO contribution to the e-navigation Strategy Implementation
Plan
15. The contribution of the IHO to the e-navigation SIP is coordinated by the IHO
Hydrographic Services and Standards Committee (HSSC). The HSSC relies on a number of
specialized working groups (WG). A new structure of working groups has been in effect
since 1 January 2015.
16. The Nautical Information Provision Working Group (NIPWG) is tasked to develop high
level specifications for a combined MSP covering the provision of hydrographic services to
mariners, in accordance with the e-navigation SIP.
17. The maintenance of the current IHO standards for ECDIS has been regrouped under
the ENC Standards Maintenance Working Group (ENCWG). The S-100 Working Group
(S-100WG) leads the development of IHO standards for IHO e-navigation-based services.
The development of S-100-based product specifications is now assigned to dedicated project
teams or subgroups which draw on the expertise of the relevant organ(s) specialized in the
subject-matter and of the S-100WG.
18. The IHO welcomes the participation of expert contributors from other international
organizations and from industry.
Action requested of the Committee
19. The Committee is invited to consider the views and information provided above in its
deliberations on document MSC 95/19/aa and take whatever action is deemed appropriate.
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