European Commission
Directorate-General for Mobility and Transport
GUIDANCE ON THE IMPLEMENTATION OF THE ACC3 REGIME
AS FROM 1 JUNE 2017
Dear Sir/Madam,
In your capacity as person responsible for the security of a site or of an airport location subjected to
the application of the European Union legislation in the area of air cargo and mail transported into
the European Union from a Third Country Airport (ACC3 legislation), the European Commission
informs you that the Union implementing legislation in the field of aviation security has recently
been subjected to a revision that affects a significant number of legal provisions.
The new amendments to Commission Implementing Regulation (EU) No 2015/1998 (contained in
Point 6.8 of the Annex thereto) have been introduced by Commission Implementing Regulation (EU)
No 2017/815 of 12 May 2017 and will be applicable as from 1 June 2017.
The most significant changes can be summarised here below. We recommend you to read them
carefully and disseminate them in form of instructions to your staff, as the changes will have an
impact on the operations, the security controls required to be implemented, as well as on the
duration of the status currently held by the Company you represent and the modalities for the future
renewal thereof. Some of them may not apply to you, depending on the status held by the company
you represent (ACC3, RA3 or KC3). Those which are relevant for you shall be applied, as from 1 June
2017, in addition to (or modifying) the measures and requirements you currently apply during your
operations.
A. ATTRIBUTION OF UAI (UNIQUE ALPHANUMERIC IDENTIFIER) FOR THE IDENTIFICATION OF RA3
AND KC3
1. On the basis of this message, in accordance with the new points 6.8.4.5 and 6.8.4.6 of
Commission Implementing Regulation (EU) No 2015/1998, the site you represent has been listed
as [Third Country Regulated Agent – RA3] or [Third Country Known Consignor – KC3] on the Union
Database on Supply Chain Security, and allocated with a Unique Alphanumeric Identifier (UAI),
according to the following format:
NG/RA3/00014-06 whereby:
NG stands for the ISO Format Code of Nigeria;
RA3 stands for Third Country Regulated Agent (KC3 in case of Known Consignor)
00014 stands for the five-digits number that the Union Database will progressively
allocate to Companies (e.g. 00001 for DHL Nigeria, 00002 Swissport Nigeria, 00003 UPS
Nigeria, etc.)
-06 stands for the site number six that the Company registered with number 00014
operates in Nigeria.
B. SECURITY CONTROLS AND OPERATIONS
2. When tendering consignments to which the Company has applied any security control
(acceptance, screening, protection, transport, issue of security status, etc.) to another ACC3 or
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Directorate-General for Mobility and Transport
RA3, the Company holding ACC3/RA3/KC3 shall indicate the above UAI on the accompanying
documentation (§ 6.8.3.4).
3. When accepting consignments, an ACC3 or RA3 shall establish the status of the entity from which
the cargo is received (§6.8.3.5). This shall be done by means of both:
(a) Verifying if the UAI of the entity delivering the cargo is indicated in the accompanying
documentation; and
(b) Confirming that the ACC3 or entity delivering the cargo is listed as active in the Union
Database on Supply Chain Security for the airport (ACC3) or site (RA/KC3). This can be done
by interrogating the search function available here:
https://webgate.ec.europa.eu/ksda/publicAccess.htm
If the UAI is not mentioned or the status of the company delivering the cargo is not active in the
Union Database on Supply Chain Security, you are required to consider the consignment as non-
secure and the cargo/mail shall be subjected to screening (or re-screening) and re-attributed
with a secure status.
4. After the application of security controls for which the ACC3 or RA3 are competent and
responsible, the ACC3 (or the RA3 that operates on behalf of the ACC3) shall ensure the
accompanying documentation (AWB, CSD, etc.) established in electronic or in writing form
contains, at least:
(a) The UAI of the ACC3 flying the cargo
(b) The security status of the consignment (see new point 6.3.2.6) issued by an RA3.
(c) The unique identifier of the consignment (e.g. the HAWB and or MAWB)
(d) The content/description of the consignment
(e) The reasons for issuing the security status (means/methods of screening, grounds for
exemption) using the CSD scheme.
Be advised that the above information will be checked upon arrival at the EU airport during the
performance of inspections by the EU authorities at the point of arrival/transfer in the European
Union.
5. In accordance with the evolution of the international policy issued by ICAO, the Account
Consignor regime will be discontinued as from 30 June 2021. Third Country Regulated Agents
(RA3) and ACC3s cannot therefore use Account Consignors as from the abovementioned date.
6. We take the opportunity to inform you that the revision of the ACC3 legislation has also affected
both lists of Third Countries contained in Attachments 6-Fii (exemptions from ACC3 designation)
and 6-I (High Risk Cargo and Mail). For an update of such lists, you are recommended to
approach the appropriate authority of the EU Member State responsible for your designation, or,
for the existing RA3 and KC3, one air carrier holding the ACC3 status to which you hand over cargo
and/or mail bound to the European Union.
C. RA3 AND KC3 STATUS – VALIDATION, DESIGNATION AND DURATION OF THE STATUS
7. By 1 June 2017, the responsibility for the designation of RA3 and KC3 is under the responsibility
of the appropriate authority of an EU Member State, similarly to the process currently in place for
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European Commission
Directorate-General for Mobility and Transport
the designation of air carriers as ACC3. The completion of an EU aviation security validation
exercise is therefore not anymore exhaustive and sufficient to obtain the status.
8. An entity in a third country seeking to obtain the RA3/KC3 status shall address the request to the
Appropriate Authority of an EU Member State that shall then assess whether the applicant is
eligible to obtain the requested status. Main eligibility condition for an entity is to have a role
within the secure supply chain of cargo/mail bound to the European Union.
In order to identify the Member State that will be responsible for the designation process, the
new point 6.8.4.2 of the legislation allows for two options:
(a) The entity seeking RA3/KC3 status approaches the appropriate authority of the EU Member
State that is responsible for the ACC3 designation of the air carrier operating at the airport
where the entity delivers its cargo/mail bound to the EU (the air carrier will provide the
entity with such details). After its eligibility to become RA3/KC3 is confirmed by the EU
Member State, the entity will either select an EU aviation security validator of its choice to
perform the validation, or follow the instructions of the appropriate authority the entity is in
contact with; or
(b) The entity seeking RA3/KC3 status identifies an EU aviation validator of its choice and
approaches the appropriate authority of the EU Member State responsible for the approval
of the validator (the validator will provide the entity with such details). The authority will
assess the eligibility of the entity to become RA3/KC3 and allow the validation/designation
process to begin.
The appropriate authority receiving the request may agree with the Authority of another EU
Member State on the delegation of the responsibility of the validation/designation process. In this
case the applicant entity will be duly informed on the allocation of the final responsibility.
9. The EU aviation security validation will be conducted in accordance with the new point 6.8.5.1(b)
of the legislation, and consists in an examination of the applicant's security programme combined
with an on-site verification of the implementation of the security measures.
10.The EU aviation security validation report consists in the (new) validation checklist Attachment 6-
C2/6-C4, the (new) Declaration of Commitments 6-H2/6-H3, and the (new) Declaration of the
Validator Attachment 11-A. The report is sent by the EU aviation security validator to the
appropriate authority of the EU Member State responsible for the designation of the entity (see
point 8.).
11.The designation of entities as RA3/KC3 is granted by the responsible Member State on the basis
of the positive assessment of the EU aviation security validation report it has received, or in case
it has performed the validation directly with positive outcomes. The designation as RA3/KC3 is
valid only from the moment the appropriate authority has entered the details of the entity into
the Union Database on Supply Chain Security that will generate the Unique Alphanumeric
Identifier (UAI), and for a maximum duration of three years.
12.Transitional period for existing RA3/KC3 – For entities who were designated as RA3/KC3 before 1
June 2017, in accordance with point 6.8.4.8 of the above Regulation their status will expire either
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Directorate-General for Mobility and Transport
five years after their current validation/designation or on 31 March 2020, whichever date comes
earlier. For example:
5 years Validation/Designation occurred on 15/10/2014 will expire on 14/10/2019 (5 years)
5 years Validation/Designation occurred on 25/11/2015 will expire on 31/3/2020
5 years Validation/Designation occurred on 1/1/2017 will expire on 31/3/2020.
This is therefore notwithstanding the current deadline set out in the EU Aviation Security
Validation report that the Company received by the EU Aviation Security Validator. In order to
maintain the status beyond 31 March 2020, the entity shall therefore undergo a new designation
process (including re-validation), as described in new point 6.8.4 of the legislation (see above
point 8.).
13.The provisions related to the operations of the ACC3 air carrier have been amended in
accordance with the changes that occurred to the RA3/KC3. This also includes the new Validation
checklist Attachment 6-C3 and the Declaration of Commitment Attachment 6-H1. The duration of
the ACC3 status remains for a maximum of five years, as well as the mechanism of allocation of
responsibility to the current EU Member State of reference.
D. NON-COMPLIANCE AND DISCONTINUATION OF THE ACC3, RA3 AND KC3 STATUS
14.The legislative revision has also affected the area related to the compliance monitoring by the
Member States and the European Commission. This renders the mechanism of identification of
deficiencies and consequent enforcement actions more immediate and effective. The lack of
reaction by an EU designated entity (ACC3, RA3, or KC3) to the request of an EU Member State or
of the European Commission to provide information or justifications or rectification to a serious
deficiency will result in the deactivation of the status held by the company. The consequence of
the de-activation requires the repetition of the entire designation process (including the
validation) before re-obtaining the status, and may have significant impact on the operations of
all entities and carriers operating within the supply chain of the de-activated company.
Best regards,
European Commission
Directorate-General for Mobility and Transport
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European Commission
Directorate-General for Mobility and Transport
CONSOLIDATED ACC3 LEGISLATION IN FORCE BY 1 JUNE 2017
6.8 SECURITY PROCEDURES FOR CARGO AND MAIL BEING CARRIED
INTO THE UNION FROM THIRD COUNTRIES
6.8.1 Designation of air carriers
1. Any air carrier carrying cargo or mail from an airport in a third country not listed in
Attachments 6-Fi or 6-Fii for transfer, transit or unloading at any airport falling within
the scope of Regulation (EC) No 300/2008 shall be designated as an ‘Air Cargo or
Mail Carrier operating into the Union from a Third Country Airport’ (ACC3) by one
of the following authorities as appropriate:
(a) by the appropriate authority of the Member State that issued the air carrier’s Air
Operator’s Certificate;
(b) by the appropriate authority of the Member State listed in the Annex to
Commission Regulation (EC) No 748/20091, for air carriers that do not hold an
Air Operator’s Certificate issued by a Member State;
(c) by the appropriate authority of the Member State where the air carrier has its
major base of operations in the Union, or any other appropriate authority of the
Union by agreement with that appropriate authority, for air carriers not holding an
Air Operator’s Certificate issued by a Member State and not listed in the Annex to
Regulation (EC) No 748/2009.
2. The designation of an air carrier as ACC3 in respect of its cargo and mail operations
from an airport for which ACC3 designation is required (hereafter, the ‘relevant cargo
operations’) shall be based on:
(a) the nomination of a person with overall responsibility on the air carrier’s behalf
for the implementation of cargo or mail security provisions in respect of the
relevant cargo operation; and
(b) an EU aviation security validation report confirming the implementation of
security measures.
3. The appropriate authority shall allocate to the designated ACC3 a unique
alphanumeric identifier in the standard format identifying the air carrier and the third
country airport for which the air carrier has been designated to carry cargo or mail into
the Union.
4. The designation shall be valid from the date the appropriate authority has entered the
ACC3’s details into the Union database on supply chain security, for a maximum
period of five years.
5. An ACC3 listed on the Union database on supply chain security shall be recognised in
all Member States for all operations from the third country airport into the Union.
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Commission Regulation (EC) No 748/2009 of 5 August 2009 on the list of aircraft operators which
performed an aviation activity listed in Annex I to Directive 2003/87/EC on or after 1 January 2006
specifying the administering Member State for each aircraft operator (OJ L 219, 22.8.2009, p. 1).
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European Commission
Directorate-General for Mobility and Transport
6.8.2 EU aviation security validation for ACC3
1. The EU aviation security validation in respect of an air carrier’s relevant cargo
operations shall consist of:
(a) an examination of the air carrier’s security programme ensuring its relevance and
completeness in respect of all points set out in Attachment 6-G; and
(b) verification of the implementation of aviation security measures in respect of the
relevant cargo operations by using the checklist set out in Attachment 6-C3.
2. The EU aviation security validation’s verification of the implementation shall be on-
site, to one of the following degrees:
1. At the airport from which the air carrier has relevant cargo operations before
ACC3 designation can be granted for that airport.
If the EU aviation security validation thereupon establishes the non-
implementation of one or more of the objectives listed in the checklist set out in
Attachment 6-C3, the appropriate authority shall not designate the air carrier as
ACC3 for the relevant cargo operations without proof of the implementation of
measures by the air carrier rectifying the deficiency identified.
2. At a representative number of airports with relevant cargo operations of an air
carrier before ACC3 designation is granted for all airports with relevant cargo
operations of that air carrier. The following conditions apply:
(a) this option is requested by an air carrier which operates several relevant air
cargo operations; and
(b) the appropriate authority has verified that the air carrier applies an internal
security quality assurance programme that is equivalent to EU aviation
security validation; and
(c) the representative number shall be at least 3 or 5 %, whichever is the higher,
and all airports situated in a high risk origin; and
(d) the appropriate authority has agreed to a roadmap that ensures EU aviation
security validations for every year of the designation at additional airports for
which ACC3 designation will be granted or until all airports are validated.
Those validations shall each year be at least equal in number to those required
in (c). The roadmap shall state the reasons underpinning the choice of
additional airports; and
(e) all ACC3 designations shall end on the same day; and
(f) where one of the EU aviation security validations agreed under the roadmap
establishes the non-implementation of one or more of the objectives listed in
the checklist set out in Attachment 6-C3, the designating appropriate
authority shall require proof of the implementation of measures rectifying the
deficiency identified at that airport, and, depending on the seriousness of the
deficiency, request:
- EU aviation security validation of all airports for which ACC3 designation
is required in accordance with point 6.8.2.2.1 within a deadline set by the
appropriate authority, or
- twice the number of the EU aviation security validations established under
(d) per each of the remaining years of ACC3 designations.
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European Commission
Directorate-General for Mobility and Transport
3. The appropriate authority may accept the EU aviation security validation report of a
third country entity, or of another ACC3, for ACC3 designation in cases where that
entity or ACC3 carries out the entire cargo operation, including loading into the hold
of the aircraft, on behalf of the applicant ACC3 and the EU aviation security
validation report covers all these activities.
4. The EU aviation security validation shall be recorded in a validation report consisting
at least of the declaration of commitments as set out in Attachment 6-H1, the checklist
set out in Attachment 6-C3 and a declaration by the EU aviation security validator as
set out in Attachment 11-A. The EU aviation security validator shall submit the
validation report to the appropriate authority and provide the validated air carrier with
a copy.
6.8.3 Security controls for cargo and mail arriving from a third country
1. The ACC3 shall ensure that all cargo and mail carried for transfer, transit or unloading
at a Union airport is screened, unless:
(a) the required security controls have been applied to the consignment by an EU
aviation security validated regulated agent (RA3) and the consignment has been
protected from unauthorised interference from the time that those security controls
were applied and until loading; or
(b) the required security controls have been applied to the consignment by an EU
aviation security validated known consignor (KC3) and the consignment has been
protected from unauthorised interference from the time that those security controls
were applied and until loading; or
(c) the required security controls have been applied to the consignment by an account
consignor (AC3) under the responsibility of the ACC3 or of an EU aviation
security validated regulated agent (RA3), the consignment has been protected
from unauthorised interference from the time that those security controls were
applied and until loading, and it is not carried on a passenger aircraft; or
(d) the consignment is exempted from screening in accordance with point 6.1.1(d)
and protected from unauthorised interference from the time that it became
identifiable air cargo or identifiable air mail and until loading.
Point (c) shall apply until 30 June 2021.
2. Cargo and mail carried into the Union shall be screened by one of the means and
methods listed in point 6.2.1 to a standard sufficient to reasonably ensure that it
contains no prohibited articles.
3. The ACC3 shall ensure in respect of:
(a) transfer and transit cargo or mail that screening in accordance with point 6.8.3.2
or security controls have been applied by itself or by an EU aviation security
validated entity at the point of origin or elsewhere in the supply chain and such
consignments have been protected from unauthorised interference from the time
that those security controls were applied and until loading; and
(b) high risk cargo and mail that screening in accordance with point 6.7 has been
applied by itself or by an EU aviation security validated entity at the point of
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Directorate-General for Mobility and Transport
origin or elsewhere in the supply chain, that such consignments have been labelled
SHR and have been protected from unauthorised interference from the time that
those security controls were applied and until loading.
4. When tendering consignments to which it has applied the required security controls to
another ACC3 or RA3, the ACC3, RA3, or KC3 shall indicate in the accompanying
documentation the unique alphanumeric identifier received from the designating
appropriate authority.
5. When accepting any consignments, an ACC3 or RA3 shall establish whether the air
carrier or the entity from which it receives the consignments is another ACC3, RA3,
or KC3 by the following means of:
(a) verifying whether or not the unique alphanumeric identifier of the entity
delivering the consignments is indicated on the accompanying documentation; and
(b) confirming that the air carrier or entity delivering the consignment is listed as
active in the Union database on supply chain security for the specified airport or
site, as appropriate.
If there is no indication on the accompanying documentation of the identifier, or if the
air carrier or entity delivering the consignments is not listed as active in the Union
database on supply chain security, it shall be deemed that no security controls have
previously been applied, and the consignments shall be screened by the ACC3 or by
another EU aviation security validated RA3 before being loaded onto the aircraft.
6. After the security controls referred to in points 6.8.3.1 to 6.8.3.5 have been applied,
the ACC3 or the EU aviation security validated regulated agent (RA3) operating on its
behalf shall ensure that the accompanying documentation, either in the form of an air
waybill, equivalent postal documentation or in a separate declaration and either in an
electronic format or in writing, indicate at least:
(a) the unique alphanumeric identifier of the ACC3; and
(b) the security status of the consignment as referred to in point (d) of point 6.3.2.6
and issued by an EU aviation security validated regulated agent (RA3); and
(c) the unique identifier of the consignment, such as the number of the house or
master air waybill, when applicable; and
(d) the content of the consignment; and
(e) the reasons for issuing the security status, including the means or method of
screening used or the grounds for exempting the consignment from screening,
using the standards adopted in the Consignment Security Declaration scheme.
7. In the absence of a third country regulated agent referred to in point (b) of point
6.8.3.6, the security status declaration may be issued by the ACC3 or by the air carrier
arriving from a third country listed in Attachments 6-Fi or 6-Fii.
6.8.4 Validation of regulated agents and known consignors
1. Third country entities being, or intending to be, part of the supply chain of an air
carrier holding the status of ACC3, may be designated as either 'third country
regulated agent' (RA3) or 'third country known consignor' (KC3)
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Directorate-General for Mobility and Transport
2. To obtain designation, the entity shall address the request to:
(a) the appropriate authority of the Member State responsible for the ACC3
designation of an air carrier at the third country airport where the applicant
handles EU bound cargo; or
(b) where there is no ACC3 designated air carrier in that country, the appropriate
authority of the Member State responsible for the approval of the EU aviation
security validator performing, or having performed, the validation.
The appropriate authority receiving the request shall start the designation process, or
agree with the appropriate authority of another Member State on its delegation, taking
into account political or aviation cooperation, or both.
3. Before designation, the eligibility to obtain RA3 or KC3 status in accordance with
point 6.8.4.1 shall be confirmed.
4. The designation of an entity as RA3 or KC3 in respect of its cargo and mail operations
(‘relevant cargo operations’) shall be based on the following:
(a)the nomination of a person with overall responsibility on the entity's behalf for the
implementation of cargo or mail security provisions in respect of the relevant cargo
operation; and
(b)an EU aviation security validation report confirming the implementation of security
measures.
5. The appropriate authority shall allocate to the designated RA3 or KC3 a unique
alphanumeric identifier in the standard format identifying the entity and the third
country for which it has been designated to implement security provisions in respect of
cargo or mail bound for the Union.
6. The designation shall be valid from the date the appropriate authority has entered the
entity’s details into the Union database on supply chain security, for a maximum
period of three years.
7. An entity listed as RA3 or KC3 on the Union database on supply chain security shall
be recognised in all Member States for operations conducted in respect of cargo or
mail transported from the third country airport into the Union by an ACC3
8. Designations of RA3 and KC3 issued before 1 June 2017 shall expire five years after
their designation or on 31 March 2020, whichever date comes earlier.
9. Upon request by the appropriate authority of their approval, EU aviation security
validators shall make available the details contained in Part 1 of the checklist set out in
Attachment 6-C2 or Attachment 6-C4, as appropriate, for each entity they have
designated, in order to establish a consolidated list of entities designated by EU
aviation security validators.
6.8.5 Validation of regulated agents and known consignors
1. In order to be designated as EU aviation security validated regulated agent or known
consignor, third country entities shall be validated according to one of the following
two options:
(a) the ACC3’s security programme shall set out details of security controls
implemented on its behalf by third country entities from which it accepts cargo or
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Directorate-General for Mobility and Transport
mail directly for carriage into the Union. The EU aviation security validation of
the ACC3 shall validate the security controls applied by those entities; or
(b) the third country entities shall submit the relevant cargo handling activities to an
EU aviation security validation at intervals not exceeding three years. The EU
aviation security validation shall consist of the following:
(i) an examination of the entity's security programme ensuring its relevance and
completeness in respect of the operations performed; and
(ii)on-site verification of the implementation of aviation security measures in
respect of the relevant cargo operations.
The validation report shall consist of, for third country regulated agents, the
declaration of commitments as set out in Attachment 6-H2 and the checklist set
out in Attachment 6-C2, and for third country known consignors, the declaration
of commitments as set out in Attachment 6-H3 and the checklist set out in
Attachment 6-C4. The validation report shall also include a declaration by the EU
aviation security validator, as set out in Attachment 11-A.
2. Once the EU aviation security validation according to point (b) of point 6.8.5.1 has
been completed, the EU aviation security validator shall submit the validation report to
the appropriate authority and provide the validated entity with a copy.
3. A compliance monitoring activity conducted by the appropriate authority of a Member
State or by the Commission may be considered as an EU aviation security validation,
provided that it covers all areas specified in the checklist set out in Attachment 6-C2
or 6-C4, as appropriate.
4. The ACC3 shall maintain a database giving at least the following information for each
regulated agent or known consignor that has been subject to EU aviation security
validation in accordance with point 6.8.5.1, from which it directly accepts cargo or
mail for carriage into the Union:
(a) the company details, including the bona fide business address; and
(b) the nature of the business, excluding business sensitive information; and
(c) contact details, including those of the person(s) responsible for security; and
(d) the company registration number, if applicable; and
(e) where available, the validation report; and
(f) the unique alphanumeric identifier attributed in the Union database on supply
chain security.
Where applicable, the database shall contain the above information for each account
consignor under its responsibility in accordance with point (c) of point 6.8.3.1, from
which the ACC3 directly accepts cargo or mail for carriage into the Union.
The database shall be available for inspection of the ACC3.
Other EU aviation security validated entities may maintain such a database.
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5. An air cargo or mail entity operating a network of different sites in third countries may
obtain a single designation as EU aviation security validated regulated agent covering
all sites of the network, provided that:
(a) the relevant aviation security operations of the network, including transport
services between sites, are covered by a single security programme or by
standardised security programmes; and
(b) the implementation of the security programme(s) is subject to a single internal
security quality assurance programme that is equivalent to EU aviation security
validation; and
(c) before designation of the network as EU aviation security regulated agent, the
following sites of the entity have been subject to an EU aviation security
validation:
(i) the site(s) from which cargo or mail is directly delivered to an ACC3, and
(ii)at least two or 20% of the sites of the network, whichever is the higher, from
which cargo or mail is fed to site(s) referred to in point (i), and
(iii)all sites located in third countries listed in Attachment 6-I to Commission
Implementing Decision C(2015) 8005.
In order to maintain EU aviation security validated regulated agent designation for all
sites of the network not validated until 30 June 2018 at the latest, during every year
after the year of designation, at least a further two or 20%, whichever is the higher, of
the sites from which cargo or mail is fed to the site(s) mentioned in point (i) shall be
subjected to an EU aviation security validation, until all sites are validated.
An EU aviation security validator shall establish the roadmap listing the order of the
locations to be validated each year selected on a random basis. The roadmap shall be
established independently from the entity operating the network and may not be
changed by that entity. This roadmap shall constitute an integral part of the validation
report on the basis of which the network is designated as a third country EU validated
regulated agent.
Once it has been subjected to an EU aviation security validation, a site of the network
shall be considered as a third country regulated agent in accordance with point 6.8.4.2.
6. If the EU aviation security validation of a site of the network referred to in point (ii) of
point (c) of point 6.8.5.5 concludes that the site has failed to comply with the
objectives referred to in the checklist in Attachment 6-C2, cargo and mail from that
site shall be screened at a site designated as third country regulated agent in
accordance with point 6.8.4.2 until an EU aviation security validation confirms
compliance with the objectives of the checklist.
7. Points 6.8.5.5 and 6.8.5.6 shall expire on 30 June 2018.
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European Commission
Directorate-General for Mobility and Transport
6.8.6 Non-compliance and discontinuation of ACC3 designation
1. Non-Compliance
1. If the Commission or an appropriate authority identifies a serious deficiency
relating to the operations of an ACC3, an RA3 or a KC3, which is deemed to have
a significant impact on the overall level of aviation security in the Union, it shall:
(a) inform the air carrier or entity concerned promptly, request comments and
appropriate measures rectifying the serious deficiency; and
(b) promptly inform the other Member States and the Commission.
2. Where the ACC3, the RA3 or the KC3 has not rectified the serious deficiency
within a specific time-frame, or in case the ACC3, the RA3 or the KC3 does not
react to the request set out in point (a) of point 6.8.6.1, the authority, or the
Commission shall:
(a) deactivate the status as ACC3, RA3 or KC3 of the operator or entity in the
Union database on supply chain security; or
(b)request the appropriate authority responsible for the designation to deactivate
the status as ACC3, RA3 or KC3 of the operator or entity in the Union
database on supply chain security.
In the situation referred to in the first paragraph, the authority, or the Commission,
shall promptly inform the other Member States and the Commission.
3. An air carrier or entity whose status, respectively as an ACC3, RA3 or KC3, has
been deactivated in accordance with point 6.8.6.1.2 shall not be reinstated or
included in the Union database on supply chain security until an EU aviation
security re-designation in accordance with 6.8.1 or 6.8.4 has taken place.
4. If an air carrier or an entity is no longer a holder of the ACC3, RA3 or KC3 status,
the appropriate authorities shall undertake appropriate action to satisfy themselves
that other ACC3s, RA3s and KC3s under their responsibility, operating in the
supply chain of the air carrier or entity that has lost the status, still comply with the
requirements of Regulation (EC) No 300/2008.
2. Discontinuation
1. The appropriate authority that designated the ACC3, the RA3 or the KC3, is
responsible for removing the details thereof from the ‘Union database on supply
chain security’:
(a) at the request of or in agreement with the air carrier or the entity; or
(b) where the ACC3, the RA3 or the KC3 does not pursue relevant cargo
operations and does not react to a request for comments or otherwise obstructs
the assessment of risk to aviation.
2. If an air carrier or an entity is no longer a holder of the ACC3, RA3 or KC3 status,
the appropriate authorities shall undertake appropriate action to satisfy themselves
that other ACC3s, RA3s and KC3s under their responsibility, operating in the
supply chain of the air carrier or entity that has been discontinued, still comply
with the requirements of Regulation (EC) No 300/2008.
E N D
12
European Commission
Directorate-General for Mobility and Transport
Please note that there have been significant changes also in:
Attachment 6-C2 – New Validation checklist for RA3
Attachment 6-C3 – New Validation checklist for ACC3
Attachment 6-C4 – New Validation checklist for KC3
Attachments 6-H1, 6-H2, 6-H3 – New Declarations of commitments for ACC3, RA3 and KC3
Attachment 11-A – New Independence Declaration for EU Aviation Security Validators
Point 6-Fii in Annex 6-F (List of Third Countries exempted from ACC3) – LIMITED,
available on a need-to-know basis through the Member State of reference (or ACC3)
Annex 6-I (List of Third Countries subjected to HRCM rules) – LIMITED, available on a
need-to-know basis through the Member State of reference (or ACC3)
13
Teie: 26.07.2017
Meie: 02.08.2017 nr 4.8-1/17/4008
Lugupeetud härra Puutsa
Vastuse Teie pöördumisele koostas õigusnõunik Evelina Roosipõld.
Lennuametile teadaolevalt on Euroopa Komisjon edastanud kõigile Ühenduse tarneahela
andmebaasi kasutajatele, sh valideerijatele ja julgestuse eest vastutavatele isikutele infokirja koos
muutunud rakendusakti juhendiga. Nimetatud juhend sisaldab muuhulgas linki, mille kaudu on
võimalik andmebaasile ligi pääseda. Edastame Teile käesoleva kirjaga ka juhendi, kui Teil jäi see
mingitel põhjustel saamata.
Lugupidamisega
Marelle Pihlak
Üldosakonna juhataja/Kommunikatsioonijuht
+372 610 3589
www.ecaa.ee | Lõõtsa 5, Tallinn 11415
Lennuamet
From: Anti Puutsa [mailto:
[email protected]]
Sent: Wednesday, July 26, 2017 10:41 PM
To: Evelina Roosipõld <
[email protected]>
Subject: RA3 valideerimisega seoses
Tere
Vastavalt määruse 2015/1998 lisa sättele 6.8.3.5 peaks ACC3 saadetiste vastuvõtmisel tegema
Ühenduse tarneahela põhise andmebaasi päringu põhjal kindlaks, kas selle kohale toimetanud
ettevõte on ACC3, RA3. Kuidas on tänase seisuga tagatud ACC3 ligipääs andmebaasile ning kas
andmebaasis on loetletud kõik EU valideeritud RA3 staatusega ettevõtted? Kui pole tagatud ACC3
ligipääs andmebaasile või kui kõik RA3 staatusega ettevõtted pole loetletud, kuidas peaks ACC3
tagama viidatud sätte täitmise?
Ette tänades,
Anti Puutsa