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COM(2026) 980 Ettepanek: EUROOPA PARLAMENDI JA NÕUKOGU MÄÄRUS, milles käsitletakse sotsiaalkindlustussüsteemide koordineerimise digiüleminekut ja millega kehtestatakse Euroopa sotsiaalkindlustuspassi (ESSPASS) raamistik ning muudetakse määrusi (EÜ) nr 883/2004, (EÜ) nr 987/2009 ja (EL) 2018/1724

Majandus- ja Kommunikatsiooniministeerium · 29. september 2026
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29. september 2026
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6-1 EL otsustusprotsessidega seotud dokumendid (eelnõud, seisukohad, töögruppide materjalid, kirjavahetus)
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6-1/2026
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Seili Suder (Majandus- ja Kommunikatsiooniministeerium, Tööala valdkond, Töösuhete ja töökeskkonna osakond)
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2. oktoober 2026

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EUROPEAN COMMISSION Strasbourg, 15.9.2026 COM(2026) 980 final 2026/0271 (COD) Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on digitalising the coordination of social security systems, laying down a framework for the European Social Security Pass (ESSPASS) and amending Regulations (EC) No 883/2004, (EC) No 987/2009 and (EU) No 2018/1724 {SEC(2026) 980 final} - {SWD(2026) 981 final} - {SWD(2026) 982 final} - {SWD(2026) 983 final} (Text with EEA relevance) EN EN EXPLANATORY MEMORANDUM 1. CONTEXT OF THE PROPOSAL • Reasons for and objectives of the proposal The free movement of persons is one of the four fundamental freedoms at the heart of the EU single market and a major achievement of European integration. By facilitating labour mobility, it helps address labour and skills shortages and supports economic growth and competitiveness across Member States. Beyond its benefits for Europe’s economy, the free movement of persons expands professional and personal opportunities for individuals, encourages cultural exchange and a shared sense of community, thereby advancing the integration of the European Union. The effective exercise of this freedom requires clear rules, robust enforcement mechanisms and coordinated policies among Member States to support mobility while guaranteeing fairness, legal certainty and the protection of rights. A key pillar in this regard is the EU social security coordination framework1. This ensures that individuals continue to receive their benefits – such as pension, unemployment and family benefits – and are covered by healthcare when moving to, staying in or travelling in other Member States. A revision to modernise this framework has recently been provisionally agreed by the European Parliament and the Council2. Once adopted, the revised framework will facilitate the exercise of citizens’ rights, achieve greater legal clarity and ease of enforcement, and make it easier for businesses and workers to engage in short-term cross-border activities and business trips. At the same time, there is still strong potential to make the EU social security coordination rules easier to apply. This can be achieved through increased and better use of digital technologies in this area, as part of the EU broader efforts to: (i) simplify procedures; (ii) reduce burdens on individuals, businesses and national, regional and local authorities; and (iii) support competitiveness in the EU single market. Digital transformation is a central part of the EU’s strategic priorities, serving as a key driver of innovation and competitiveness. In line with the Digital Decade policy programme 2030 and the European Declaration on Digital Rights and Principles, the Union is promoting the development of seamless and human-centric digital public services across Europe. Recent reports by Enrico Letta and Mario Draghi on the future of the single market and Europe’s competitiveness emphasise the urgency of accelerating this digital transformation and removing barriers that undermine the single market’s dynamism. Similarly, the 2026 single market and competitiveness report identifies persistent gaps in cross-border digital 1 Regulation (EC) No 883/2004 on the coordination of social security systems and Regulation (EC) No 987/2009 laying down the procedure for implementing Regulation (EC) No 883/2004. These Regulations also apply to Norway, Iceland, Liechtenstein and Switzerland. Specific rules are in place in the agreements with the United Kingdom. 2 The European Parliament approved the provisional agreement on 7 July 2026, whereas formal adoption by the Council is still pending. EN 1 EN services and mobility challenges as significant obstacles – especially for small and medium- sized enterprises (SMEs)3 – hindering Europe’s economic expansion and the seamless functioning of the digital single market. Furthermore, the 2025 EU Startup and Scaleup Strategy highlights the negative impact of regulatory fragmentation on the ability of startups and scaleups to operate efficiently within the single market and to attract talent. While the Commission and Member States have already taken steps under the current framework to digitalise cross-border procedures, services and data exchanges in the area of social security coordination, further action at EU level is required. This aligns with repeated calls from the European Parliament, including in its 2021 Resolution on a European Social Security Pass, echoed in the Commission’s Communication on digitalisation in social security coordination, in the Council Conclusions of November 2023 and in the above-mentioned Letta report. It also responds to requests from European social partners4 and civil society organisations to strengthen the protection of workers’ social security rights, enhance enforcement and facilitate labour mobility, while reducing administrative burdens. The Electronic Exchange of Social Security Information (EESSI) system5 has significantly improved the handling of cases under the EU social security coordination rules. Covering areas such as sickness, accidents at work, pensions, unemployment and family benefits, EESSI enables over 3.100 social security institutions across the 32 participating countries (the 27 Member States as well as Iceland, Liechtenstein, Norway, Switzerland and the United Kingdom) to exchange information electronically and securely, replacing paper- based communication. Since its implementation, more than 42 million cases have been handled, delivering tangible benefits for millions of individuals who now experience a more efficient processing of their social security claims. Despite this progress, some obstacles to fully realising the benefits of the system remain. These include delays in the treatment of cross-border pension cases, which risk leaving individuals without timely access to their entitlements, thus undermining people’s trust in the EU’s social security coordination framework. The experience of implementing EESSI has also revealed the technical, procedural and coordination challenges involved in the digitalisation of cross-border social security procedures. Given the involvement of thousands of institutions and the coverage of all branches of social security, more agile cooperation and streamlined decision-making are necessary. While improving the exchange of information among social security institutions through EESSI is of paramount importance, it is only the first step. Further digitalisation is required to: 3 See the 2024 SMET report: https://ec.europa.eu/internal_market/smet/_docs/2024/smet-report- 2024_en.pdf, p. 12. 4 BusinessEurope position paper: Stepping up EU simplification efforts in the field of social affairs, ETUC contribution to the public consultation. 5 The EESSI project was launched in 2008, with the system entering into operations in 2019. For more information see: Electronic Exchange of Social Security Information (EESSI) - Employment, Social Affairs and Inclusion. EN 2 EN • reinforce the protection of individuals and workers by facilitating more effective access to social security rights across Europe; • reduce administrative hurdles and costs for individuals accessing social security benefits in other Member States and for businesses operating across borders; • increase the quality of cross-border public services; • provide Member States with more effective tools to fight against fraud, thus strengthening the protection of rights and fair mobility. Challenges continue to exist in the exchanges of information between individuals, businesses and national authorities in cross-border social security scenarios. Individuals often struggle to prove their social security rights promptly when moving, travelling or working across borders. At the same time, social security institutions, labour inspectorates and healthcare providers lack efficient, secure ways to confirm this information across Member States. Meanwhile, businesses – particularly small and medium-sized enterprises (SMEs) – encounter persistent difficulties in seamlessly complying with requirements when sending workers to work temporarily abroad6. The problem arises from: • existing procedures for requesting, issuing and verifying social security documents, including the European Health Insurance Card (EHIC), which are still largely paper- based; • limited cross-border interoperability and standardisation in documents’ format and verification methods; • processes that do not sufficiently accommodate the needs of individuals and businesses. This leads to inefficiencies, unnecessary procedural complexity, increased costs, time losses, errors and fraud. This potentially makes it harder to easily access social security benefits in other Member States, thus creating concrete barriers to intra-EU mobility7, freedom of establishment and cross- border service provision. To that end, the European Social Security Pass (ESSPASS) pilot project was launched as part of the European Pillar of Social Rights action plan. The project’s aim was to explore a digital solution for the issuing and cross-border verification of social security documents. Between 2021 and 2025, digital solutions were tested for procedures related to the portable 6 The administrative hurdles linked to procedures for the posting of workers are considered one of the most significant obstacles preventing businesses from expanding across Member States, according to the 2025 Single Market Strategy. See also the SMET report, page 12. 7 The Draghi report emphasises that fears of losing access to social protection or facing difficulties accessing social security in other Member States discourage individuals from relocating – even though EU legislation ensures the portability of social security rights. EN 3 EN document A18 and the EHIC, with the participation of a significant number of Member States9. The pilot’s success clearly demonstrated that the ESSPASS can: • empower individuals to prove and exercise their rights more easily and securely across borders; • reduce administrative burdens for businesses; • enhance fraud prevention through real-time verification of standardised digital documents; • improve efficiency for national authorities by reducing paper-based processes. In light of these proven benefits, the Commission has announced a legislative framework governing the ESSPASS in the Single Market Strategy and its 2026 Work Programme, as a key component of the Fair Labour Mobility Package. The proposed regulation sets out rules for swift deployment of the ESSPASS across all Member States. It establishes a dedicated legal instrument covering the cross-border digital data exchanges and procedures necessary to ensure effective implementation and enforcement of EU social security coordination rules, including those facilitated through the EESSI system. A standalone regulation addressing all digital aspects of social security coordination is necessary to ensure legal clarity, consistency, enforceability and flexibility. These objectives cannot be fully achieved through fragmented provisions within the existing social security coordination framework. A dedicated legal instrument would establish the necessary legal requirements, technical specifications and standards, interoperability requirements, governance arrangements, and robust security and data protection safeguards. It would also ensure that the corresponding binding implementation measures are applied uniformly and effectively across all Member States. Furthermore, such an approach would provide greater flexibility to accommodate future technological developments. By separating the digital aspects from the core EU social security coordination framework, the proposed regulation would enable timely updates to technical requirements, without necessitating amendments to that framework. It would focus exclusively on the digitalisation of social security coordination, thereby complementing the existing legal framework. The proposed regulation will support a smooth transition from the ESSPASS pilot phase to full-scale implementation. It will apply to the portable document A1 one year after entry into force, and to the European Health Insurance Card after three years. After three years, it will 8 The Portable Document A1 certifies which Member State's social security legislation applies to a person in a cross-border work situation. 9 The DC4EU project tested the use of the European Digital Identity framework. It involved 80 institutions from 22 countries, with 15 countries (AT, DE, DK, PL, BE, NL, FR, LU, BG, CZ, ES, PT, IT, FI, CH) participating in the social security coordination work packages. The EBSI-Vector project explored a solution relying on blockchain technologies, engaging 52 partners from 20 countries, with five countries (AT, BE, DE, IT, NL) involved in the social security coordination use cases. These projects were financially supported by the Digital Europe programme. EN 4 EN also cover all other social security documents, except those for which an assessment shows that digitalisation under ESSPASS would not bring added value. By building on the European Digital Identity (EUDI) and the Single Digital Gateway frameworks, the proposed Regulation will give individuals secure, direct access to their social security documents via their EUDI wallets, while national authorities will benefit from instant verification capabilities and better ways to detect fraud. The introduction of binding time limits for issuing documents will further improve predictability for individuals and businesses, including the self-employed, by reducing unnecessary delays. This will help ensure the effective and timely exercise of rights under the EU social security coordination framework. In addition, it will facilitate cross-border operations for businesses by enabling them to plan with confidence and avoid administrative bottlenecks linked to variable processing times. Greater transparency and direct access to proof of entitlements will make it easier for workers and self-employed to demonstrate their coverage when working across borders, reduce administrative hurdles linked to paper-based procedures, and help prevent fraud and abuse that can undermine their rights. For businesses, particularly SMEs, compliance with posting requirements will be simplified by achieving convergence in information requirements for portable document A1 requests and reducing redundant data submission, in line with the ‘once-only’ principle. This will lower administrative costs, improve legal certainty when sending workers abroad, and help ensure faster, more reliable access to the required documents. Governance will also be strengthened and simplified by replacing the current arrangements with a more agile and structured approach. A dedicated group on digitalisation in social security coordination composed of Member States’ representatives will be created to help develop technical specifications, monitor progress and share experiences. This group will continue the work previously carried out by the Technical Commission for data processing, established pursuant to Article 73 of Regulation (EC) No 883/2004 of the European Parliament and of the Council 10, and the ad hoc group of the Administrative Commission for the coordination of social security systems on ESSPASS. Moreover, a committee composed of Member States’ representatives will support the Commission in the adoption of implementing acts in accordance with the examination procedure set out in Article 5 of Regulation (EU) No 182/2011 of the European Parliament and of the Council11 (‘comitology Committee’). This will ensure the rules remain adaptable and future-proof, while preserving their binding nature. The proposed regulation concerns persons covered by the EU rules on social security coordination as defined in Article 2 of Regulation (EC) 883/2004 which includes workers, self-employed persons, pensioners, unemployed and economically inactive insured persons, 10 Regulation (EC) No 883/2004 of the European Parliament and of the Council of 29 April 2004 on the coordination of social security systems (OJ L 166, 30.4.2004, p. 1, ELI: http://data.europa.eu/eli/reg/2004/883/oj) 11 Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by the Member States of the Commission’s exercise of implementing powers (OJ L 55, 28.2.2011, p. 13, ELI: http://data.europa.eu/eli/reg/2011/182/oj ) EN 5 EN and their family members. These rules also apply, under Regulation (EU) No 1231/201012, to third-country nationals who are legally residing in a Member State and are in a cross-border situation. Regulation (EU) No 1231/2010 will therefore need to be amended to ensure that the measures introduced by this proposal also apply to these third-country nationals. In terms of territorial coverage, the proposed regulation will encompass all the Member States and will also be relevant for the EEA countries, Switzerland and the UK, subject to the applicable legal arrangements. • Consistency with existing provisions in the policy area The proposed regulation supports the objectives of the European Pillar of Social Rights and is consistent with existing Union related legislation, particularly the EU social security coordination rules. It complements these rules by establishing a dedicated legal instrument governing all cross-border digital procedures and data exchanges necessary to facilitate their effective implementation and enforcement. The proposal does not modify existing rights and obligations established under the social security coordination framework and does not compromise the level of individual protection it entails. The recent revision of this framework modernised and simplified it. The proposal is consistent with that approach as it further modernises and simplifies the application of this framework through digitalisation. By promoting the use of digital technologies across the Member States, the proposal strengthens the existing protection, by simplifying access to social security rights and services across borders. The proposal is consistent with the Single Digital Gateway Regulation (SDGR)13. The SDGR requires Member States to ensure that individuals and businesses can access and complete administrative procedures fully online, including: (i) requests to determine which social security legislation covers the holder – resulting in the issuing of the portable document A1; (ii) EHIC applications; and (iii) pension claims. To ensure that individuals can fully exercise their rights to free movement without administrative obstacles, the proposal expands the SDGR in order to extend the possibility to submit fully online requests to cover additional social security documents. The proposal forms part of the Fair Labour Mobility Package. The package includes measures aimed at modernising and simplifying the application and enforcement of labour mobility and social security coordination rules. This is to ensure that mobility within the EU is fair and protects workers against exploitation or disadvantages linked to mobility, while fostering a competitive and dynamic business environment that thrives on skills and innovation. 12 Regulation (EU) No 1231/2010 of the European Parliament and of the Council of 24 November 2010 extending Regulation (EC) No 883/2004 and Regulation (EC) No 987/2009 to nationals of third countries who are not already covered by these Regulations solely on the ground of their nationality (OJ L 344, 29.12.2010, p. 1, ELI: https://eur-lex.europa.eu/eli/reg/2010/1231/oj). 13 Regulation (EU) 2018/1724 of the European Parliament and of the Council of 2 October 2018 establishing a single digital gateway to provide access to information, to procedures and to assistance and problem-solving services and amending Regulation (EU) No 1024/2012 (OJ L 295, 21.11.2018, p. 1, ELI: http://data.europa.eu/eli/reg/2018/1724/oj) EN 6 EN • Consistency with other Union policies The proposal supports the European goals of simplifying administrative procedures for individuals, businesses and national, regional and local authorities: less red tape, more trust, better enforcement. This helps relaunch EU competitiveness, in line with the Draghi report and the EU competitiveness compass. It also complements the 28th regime to help companies (start-ups and scale-ups in particular) overcome barriers to operating across Europe, supporting growth, innovation and global competition. The proposal builds on ongoing efforts at EU level to foster inclusive digital participation for all people across Europe14 and to accelerate the digitalisation of cross-border public services. This aligns with the Digital Decade programme’s targets of 100 % online provision of key services and of individuals having access to secure electronic identification solutions by 2030. The proposal also builds on existing cross-sectoral initiatives such as the SDGR and the Once-Only Technical System, the European Digital Identity framework and potentially the future European Business Wallets, the Internal Market Information System and the Interoperable Europe Act. The proposal complements other legislation, systems and tools supporting labour mobility, cross-border provision of services, social protection, cross-border healthcare and enforcement of labour law intended to further facilitate the mobility of individuals and workers in the EU, simplify administrative procedures for people, businesses and national authorities, and uphold workers’ rights. Such systems and tools include: • the European tracking service on pensions; • the proposal for an e-Declaration on the posting of workers which has been provisionally agreed by the European Parliament and the Council and the Road Transport Posting Declaration Portal15; • the European Health Data Space, including MyHealth@EU infrastructure, set out in Regulation (EU) 2025/327 of the European Parliament and of the Council16; • initiatives to explore the potential for interoperability between different Member States’ labour and social identity cards. 2. LEGAL BASIS, SUBSIDIARITY AND PROPORTIONALITY • Legal basis The proposal is based on Article 48 of the Treaty on the Functioning of the European Union (TFEU). That article gives the EU the power to adopt measures to coordinate Member States’ 14 European declaration on digital rights and principles. 15 References are made to the road transport sector as this is the only transport mode for which a dedicated EU posting declaration portal has been established. No equivalent system exists for the other transport modes. 16 Regulation (EU) 2025/327 of the European Parliament and of the Council of 11 February 2025 on the European Health Data Space and amending Directive 2011/24/EU and Regulation (EU) 2024/2847 (OJ L, 2025/327, 5.3.2025, ELI: http://data.europa.eu/eli/reg/2025/327/oj) EN 7 EN social security systems in order to facilitate the free movement of workers and the protection of their social security rights across the Union. While Article 48 TFEU applies to employed and self-employed mobile workers and ‘their dependants’, Regulation (EC) No 883/2004, based on what are now Articles 48 and 352 TFEU, extends social security coordination to persons moving within the Union who do not pursue an economic activity. Article 48 TFEU provides a solid legal basis for adopting measures complementary to the existing social security coordination framework in order to digitalise cross-border social security procedures and facilitate access to social security benefits and fair mobility within the EU. • Subsidiarity (for non-exclusive competence) The free movement of persons and freedom to provide services are fundamental freedoms of the European Union. To fully benefit from these freedoms, individuals and businesses must rely on efficient public services, including when accessing social security benefits or sending workers to work abroad. Barriers to the seamless proof and cross-border verification of social security rights and insurance status cannot be dealt with effectively by Member States on their own. Digital solutions implemented by a single Member State will not ensure cross-border interoperability and the recognition and verification of social security documents. EU-level action will improve the proof and verification of social security rights and insurance status. This in turn will improve access to benefits and healthcare, thus establishing a more supporting environment for workers who are relocating or considering relocation within the EU and in cross-border situations. Given the cross-border nature of the existing problems, effective solutions are best pursued at EU level, rather than through individual efforts by Member States. EU-level action will benefit mobile individuals by making their social security rights more transparent and accessible, while reducing fraudulent and exploitative practices. By reducing unnecessary administrative difficulties and complexities, EU action will assist businesses operating across borders, while supporting national, regional and local authorities by simplifying processes and strengthening cross-border cooperation. This will improve understanding and implementation of the rules and make them easier to enforce, while fostering trust in the EU’s social security coordination framework and Europe’s single market. EU action will also maximise the impact of prior EU investments, complementing key digital EU initiatives such as the SDGR and the Once Only Technical System (OOTS), the EUDI framework, the European Businesses Wallets, the Interoperable Europe Act and the European Health Data Space. In this way, it will form part of a coherent and cohesive EU digital landscape that serves the interests of the EU and its Member States. If the EU does not act now, action by Member States would likely lead to fragmented, uncoordinated and incompatible solutions that fail to integrate with existing EU initiatives. This could result in suboptimal outcomes and be more costly to reverse at a later stage. • Proportionality EN 8 EN The proposal respects the principle of proportionality as it does not go beyond what is necessary and appropriate for EU action. It establishes the ESSPASS framework for the request, issuance and cross-border verification of social security documents created under the EU social security coordination rules. This ensures interoperability, digital exchange and mutual recognition of such documents, without interfering with national social security systems. By relying on the existing EU framework (particularly the EUDI framework) instead of building a completely new solution, the ESSPASS further adheres with the proportionality principle, employing a cost-effective strategy which minimise costs and optimise resources efficiently. The proposal does not introduce any new declaration, reporting or documentation requirements for employers or self-employed persons, nor does it alter the criteria for determining the social security legislation applicable to a person in a cross-border situation. • Choice of the instrument Given the cross-border nature of the problem and the need to prevent regulatory fragmentation, a regulation is considered the most suitable, effective and proportionate legal instrument to achieve the defined policy objectives. As a directly applicable act, it ensures uniform application across Member States, preventing fragmentation and providing legal certainty and effectiveness. This also aligns with the identified legal basis and the existing social security coordinaton framework, which it complements. 3. RESULTS OF EX POST EVALUATIONS, STAKEHOLDER CONSULTATIONS AND IMPACT ASSESSMENTS • Ex post evaluations/fitness checks of existing legislation N/A • Stakeholder consultations From the outset, the Commission placed stakeholder engagement at the forefront of its strategic planning, acknowledging its critical role in shaping effective policies. The Commission launched the ESSPASS as a pilot project to actively involve Member States from the early stages of development and to foster ownership. This ensured that the initiative is both feasible and responsive to the needs and realities of those it aims to serve. The pilot activities not only demonstrated the ESSPASS’s viability and benefits but also provided valuable feedback, technical expertise and insight. These directly informed decisions on the initiative’s subsequent development. In line with the Better Regulation principles, the Commission conducted extensive consultations to ensure that the perspectives and interests of all relevant stakeholders were considered and integrated into the policymaking process. The consultation process gathered feedback on the scale and nature of the problems to be addressed, the objectives of the EN 9 EN proposed initiative, the policy options under consideration, and their potential impacts – including costs and opportunities for simplification. This comprehensive evidence gathering included the following activities, some of them as part of a supporting study on digitalisation in social security coordination: – two surveys (March-April 2025) targeting social security institutions, healthcare providers and enforcement authorities, with 87 responses from 32 countries; – 97 stakeholder interviews (2025) with national authorities, social partners and technical experts to assess costs, benefits and feasibility; – two workshops (June 2025) with 62 and 44 participants respectively, to validate problem definitions and policy options; – meetings with experts involved in the ESSPASS pilot projects (2025-2026); – seminars and exchanges as part of social security coordination, including dedicated meetings on ESSPASS and impact estimates; – an implementation dialogue on fair labour mobility (16 September 2025); – a high-level meeting on digitalisation in social security coordination with Member State representatives (30 September 2025); – a hearing of EU social partners (6 November 2025), gathering the views of workers’ and employers’ organisations; – a call for evidence on ESSPASS (14 January 2026-11 February 2026) and one on the Fair Labour Mobility Package; – a public consultation (22 January-16 April 2026). These consultations revealed broad support for further digitalisation in social security coordination and for the ESSPASS initiative as a means to simplify cross-border social security procedures, facilitate access to social security benefits across borders, reduce fraud and reduce administrative burdens for individuals, businesses and national authorities. Stakeholders – including trade unions, employers and public authorities – emphasised the need for strong enforcement mechanisms, simplified processes and real-time verification mechanisms to increase effectiveness. There was broad consensus on the reuse of EUDI Wallets as the primary digital solution. There was also broad consensus on ensuring a fallback option – such as secure, verifiable and revocable physical documents – for those unable or unwilling to use digital tools. Some concerns were raised about implementation costs and data security. The public consultation and the calls for evidence reinforced these findings, with 93% of respondents to the public consultation supporting a standardised solution for the digitalisation of social security documents, the portable documents and the EHIC. Delays in document issuance, cross-border verification challenges and fraud risks were cited as major pain points, while real-time verification and interoperability emerged as top priorities. Overall, the consultation underscored the ESSPASS’s potential to boost fair labour mobility, combat fraud and modernise social security coordination, provided it is designed inclusively, governed robustly and integrated seamlessly with existing systems. EN 10 EN • Collection and use of expertise N/A • Impact assessments The proposal for a regulation is accompanied by an impact assessment report17, a draft of which was submitted to the Regulatory Scrutiny Board (RSB) on 29 April 2026. The RSB issued a positive opinion with reservations on 4 May 2026, and the impact assessment report was revised in accordance with the Board’s recommendations. The RSB’s more detailed technical comments were also addressed. The impact assessment examined a range of policy options. The selected options draw on the findings from the pilot activities, stakeholder insights and additional factors such as: (a) consistency with EU objectives, particularly the EU’s simplification and digitalisation agenda; (b) reliance on existing EU initiatives such as the SDGR and the EUDI framework to minimise expenses and optimise resource use; and (c) the EU’s shift towards user-centricity and privacy-by-design as well the need to address the digital divide. Three policy options were assessed: – Policy Option 1 establishing a solution enhancing the existing format of portable documents and the EHIC and enabling their verification across borders. This involves issuing the documents in a standardised format, with digital security features, which can be either printed or stored electronically. – Policy Option 2 introducing a solution for the issuing and instant verification of portable documents and the EHIC, relying on the EUDI framework. Individuals and businesses would be able to securely store these documents within their EUDI Wallets. If they cannot or prefer not to use the EUDI Wallets, non-enhanced physical documents would remain available. – Policy Option 3 establishing a solution encompassing the main elements set out in Policy Option 2. However, individuals and businesses who cannot or prefer not to use EUDI Wallets would receive enhanced physical documents which can be verified even when printed (as in Policy Option 1). The following measures were common to all policy options to ensure their smooth implementation and strengthen their impact on EU competitiveness and simplification: – Enabling individuals across all Member States to request and receive portable documents electronically, even those not covered by the SDGR. – Introducing binding deadlines for national authorities to issue social security documents, thus ensuring their timely availability for cross-border use without compromising accuracy. – Convergence between national information requirements for requesting the portable document A1 as well as the possibility of using the multilingual public interface for the declaration of posted workers (e-declaration) once established, to the extent there 17 SWD (2026) … EN 11 EN would be overlap of information requirements with the e-declaration. This would enable applicants to submit data only once (following the once-only principle), as requested by stakeholders and several Member States during the negotiations on the e-declaration. This would be in line with the overall EU objective to reduce administrative hurdles for businesses operating across borders. Convergence in information requirements would also ensure better alignment on checks conducted before issuing the A1 form. Following an analysis of the policy alternatives, Policy Option 3 was identified as the preferred choice. That option was deemed the most effective at achieving the objectives, the most efficient in terms of costs and benefits, and the option ensuring the highest level of consistency with other EU policies. The assessment indicates that the preferred option is likely to significantly reduce reliance on paper-based processes by introducing standardised, simplified digital procedures for requesting, issuing and verifying social security documents between Member States. This ensures seamless recognition of documents throughout the EU while offering flexibility for individuals on how data are stored and presented. Implementing this policy option is expected to deliver significant benefits for individuals, national authorities, labour inspectorates, healthcare providers and businesses. Among the advantages, document verification times will be reduced to just a few seconds for documents stored in the EUDI Wallets and to around one minute for non-Wallet documents. This is in contrast to the current 5 to 16 minutes for the portable document A1 and 2 to 5 minutes for EHIC. Over a 12-year period, this efficiency is expected to generate cost savings of between EUR 24 million to 72 million for verifiers (e.g. labour inspectorates) and EUR 21 million to 64 million for businesses (this is particularly relevant for SMEs, which constitute 99% of EU businesses) in relation to the portable document A1. For EHIC verifications, healthcare providers’ savings are estimated at between EUR 23 million and EUR 69 million. Enhanced security is another key advantage. Digitally signed documents with instant verification will make forgery almost impossible, unlike the current situation. Over a 12-year period, this could lead to cost savings from reduced fraud of up to EUR 157 million for the portable document A1 and EUR 120 million for the EHIC. Additionally, reduced use of plastic – estimated at up to 1 482 tonnes – could yield up to EUR 161 million in savings. The preferred option supports the application of the rules on the coordination of social security systems, easing access to benefits and healthcare. It also fosters trust, fairness and data protection by giving users control of their data and ensuring GDPR-compliant handling of personal data. Social benefits include increased transparency and fairness: workers will have direct access to portable documents A1 and will gain a clearer understanding of their social security position and rights when posted abroad. With full knowledge of their social security arrangements, workers will become less susceptible to fraudulent practices and will gain easier access to benefits they might be entitled to in the host country. The preferred option also supports competitiveness by simplifying procedures for companies operating across borders and supports advancements in digitalisation and innovation. EN 12 EN The use of EUDI Wallets for storing and sharing high-circulation documents like the EHIC will accelerate wallet adoption. This will create a foundation for the future integration of additional labour mobility documents through sector-specific legislation. The preferred option includes upfront investments and annual maintenance costs. These would be primarily borne by national public administrations, including ministries, social security institutions and labour inspectors, as well as by healthcare providers. Individuals and businesses are expected to face minimal expenses. Such expenses would mainly be related to smartphone use if they want to store their social security coordination documents in the national EUDI Wallets. Overall, total one-off EU costs (over a period of three years) are estimated to be between EUR 186 million and EUR 218 million, with cumulative recurrent costs amounting to EUR 278 million over the following 12 years (EUR 23.2 million annually). The costs reflect the necessary infrastructure and integration efforts and are balanced by projected long-term efficiencies and cost savings. To support this investment, deployment should be eligible for EU funding, notably under the successor instrument of the European Social Fund + (digitalisation of public services and institutions) and the European Competitiveness Fund for the post-2027 programming period. • Regulatory fitness and simplification The initiative is expected to have a positive impact on competitiveness. Businesses are likely to experience decreased costs thanks to reduced administrative hurdles and the shorter times required to obtain and verify the portable document A1 and provide additional information in cases of doubts about its validity. SMEs, which constitute 99% of EU businesses and typically face greater challenges in meeting regulatory requirements due to their limited administrative resources, are expected to benefit more than larger companies. This is especially the case in sectors like construction and services, where posting and activities in two or more Member States are more common. Easier compliance with requirements can lead to greater efficiency in allocation of resources towards value-creating activities. This in turn can boost productivity. Improved access to cross-border labour markets will enable businesses to take advantage of a broader talent pool and optimise operations, making them more competitive in both local and international markets. The initiative will also promote technological advancement by encouraging digitalisation in public services and seamless access to services for individuals and businesses. By adopting innovative solutions for the proof and cross- border verification of social security rights and insurance status, the initiative strengthens capacity for further innovations within the public sector. This should further contribute to EU economic expansion and business competitiveness. The proposal is consistent with the ‘Digital check’. It fully aligns with core e-government principles: • digital by default, promoting digital procedures as preferred choice, while still offering alternative options; • once-only principle, reducing redundant data submission; EN 13 EN • interoperability by design, facilitating cross-border recognition and verification of documents as well as cross-border data exchange, and reducing fragmentation; • user-centricity, putting people at the centre and ensuring predictable processing times; • inclusiveness and accessibility, guaranteeing equal access to all, notably to persons with disabilities, older people and individuals with limited digital skills by offering the option to request enhanced physical documents; • trustworthiness and security, promoting the protection of personal data and high security standards; • cross-border by default, establishing services available across borders and reducing unnecessary barriers to mobility. • Fundamental rights The proposed regulation is expected to make it easier to coordinate social security systems by easing access to social security benefits and healthcare across Europe (Articles 34 and 35 of the Charter of Fundamental Rights of the European Union Charter). This is achieved through improved proof and verification of social security rights and the insurance status of individuals moving across the EU. No reduction in the baseline level of protection has been identified. By ensuring social security rights and documents are more easily transferable and verifiable through simplified procedures and reduced administrative processing times, the initiative is expected to have a positive impact on: • the free movement of persons and workers, as provided for in Article 45 of the TFEU and in Articles 15 and 45 of the Charter of Fundamental Rights; • the freedom to provide services, as enshrined in Article 56 TFEU and Article 16 of the Charter. As a result, workers would be more likely to take advantage of cross-border job opportunities and businesses would be more eager to operate across borders. The proposed regulation does not place any limitations on these freedoms. The proposal is also likely to have a positive impact on the right to good administration, as provided for in Article 41 of the Charter of Fundamental Rights. By simplifying procedures and reducing processing times, it is anticipated that requests and operations will be handled within a reasonable time, thus increasing legal certainty for individuals and businesses. The proposed regulation includes the processing of personal data. It should therefore ensure that such processing complies with the requirements of Regulation (EU) 2016/679 of the European Parliament and of the Council (the ‘General Data Protection Regulation’)18 and the 18 Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) (OJ L 119, 4.5.2016, p. 1, ELI: http://data.europa.eu/eli/reg/2016/679/oj) EN 14 EN fundamental rights guaranteed in the Charter of Fundamental Rights, particularly the rights to privacy and data protection in Articles 7 and 8 of the Charter, and in the TFEU, especially Article 16 on the right to the protection of personal data. The preferred option is expected to ensure a high level of security and data protection by giving users control, by minimising data exposure, by guaranteeing selective disclosure, and by ensuring GDPR-compliant, secure and transparent handling of personal data when using EUDI Wallets. Similarly, users will benefit from legal safeguards when relying on enhanced physical documents. 4. BUDGETARY IMPLICATIONS The proposal has very limited budgetary implications for the EU budget. The only operational costs will be generated by organising meetings of the committee and the group on digitalisation, and by supporting the Member States’ implementation of the digital solutions established under the proposal. These expenses will be covered using existing internal budget lines through redeployment of existing resources. 5. OTHER ELEMENTS • Implementation strategy, implementation plans and monitoring, evaluation and reporting arrangements A comprehensive draft monitoring framework has been designed to monitor the implementation and evaluate the initiative’s impact, thus ensuring it remains fit for purpose and achieves the intended objectives. This framework will undergo further refinement based on the ultimate legal specifications and implementation schedule. Progress will be tracked through a set of operational, result and impact indicators linked to the specific objectives. The framework will also help identify implementation challenges and help ensure that timely and consistent implementation support is in place from the outset and throughout the rollout of the initiative. The Commission, in close cooperation with Member States, will regularly collect and analyse data, making use of existing reporting mechanisms. The data will be used to identify implementation gaps and emerging implementation needs, assess the measure’s efficiency, and provide the necessary evidence base for future evaluation. The initiative could be evaluated no sooner than seven years following its entry into force to assess the proposal’s actual impacts. • Explanatory documents (for directives) N/A • Detailed explanation of the specific provisions of the proposal Article 1 defines the subject matter, providing clarity as regards the proposal’s objectives. Article 2 sets out the proposal’s material and personal scope by specifying the categories of people and the social security branches to which the proposal applies. EN 15 EN Article 3 sets out the definitions of the main concepts used in the proposed regulation to facilitate uniform interpretation and application. Article 4 establishes the framework for the ESSPASS digital solution for the request, issuance, cross-border verification, and recognition of social security documents, and outlines its main features. Article 5 determines the date from which Chapter I on the ESSPASS will apply to social security documents. The deferred date of application is to give Member States sufficient time to adapt to the new requirements. Article 6 lays down an obligation for Member States to give individuals and businesses the option to submit requests for the social security documents covered under the proposal fully online using procedures that comply with Regulation (EU) 2018/172419. Article 7 sets out the rules governing the issuance, validity and verification of social security documents. It mandates a default digital format for these documents – intended for use in the EUDI Wallets – while allowing for physical documents, enhanced with digital features to strengthen their security. The article also provides for automatic notifications to the persons concerned and the employers when documents are withdrawn and ensures cross-border recognition and verification by designated verifiers to confirm authenticity, integrity and validity. In addition, it confers implementing powers on the Commission to lay down the functional, operational and technical specifications of the digital solution in accordance with the examination procedure referred to in Article 5 of Regulation (EU) No 182/2011. Article 8 introduces binding deadlines for the issuing of social security documents. This is to prevent unnecessary delays, ensure the effective and timely exercise of rights under the EU social security coordination rules and facilitate cross-border operations for businesses. The article empowers the Commission to set document-specific deadlines through implementing acts, subject to the examination procedure referred to in Article 5 of Regulation (EU) No 182/2011. Article 9 sets out specific provisions for the European Health Insurance Card. Article 10 introduces convergence in information requirements for requests of the portable document A1. This is to prevent inconsistencies across Member States in the verification of the relevant facts before issuing such documents while streamlining request processes. The Article also provides for a possible future technical interoperability between, on the one hand, the national portals used to request the portable document A1 and, on the other hand, the public interfaces connected to the Internal Market Information System for the posting of drivers in the road transport sector and the posting declarations under Directive 2014/67/EU of the European Parliament and of the Council20. The aim is to reduce administrative burdens and promote reusability of data. 19 Regulation (EU) 2018/1724 of the European Parliament and of the Council of 2 October 2018 establishing a single digital gateway to provide access to information, to procedures and to assistance and problem-solving services and amending Regulation (EU) No 1024/2012 (OJ L 295, 21.11.2018, p. 1, ELI: http://data.europa.eu/eli/reg/2018/1724/oj). 20 Directive 2014/67/EU of the European Parliament and of the Council of 15 May 2014 on the enforcement of Directive 96/71/EC concerning the posting of workers in the framework of the EN 16 EN Article 11 reinforces the use of the EESSI system as the primary channel for cross-border data exchanges between social security institutions under EU social security coordination rules. The article provides that the system should continue to function in accordance with the current technical and operational specifications. Any subsequent adaptations or enhancements should be introduced via implementing acts, in accordance with the examination procedures referred to in Article 5 of Regulation (EU) No 182/2011, to ensure their binding and uniform application across all Member States. To further improve the trustworthiness of the system and ensure that individuals have timely access to their social security benefits, the article also introduces an obligation for Member States to comply with the maximum time periods for exchanges through EESSI laid down in Annex I to the proposed Regulation. In addition, the article empowers the Commission to adopt, where necessary, delegated acts to amend that Annex. Article 12 strengthens cooperation between Member States by providing a legal basis that enables the electronic exchange of information to detect changes in circumstances affecting social security rights and obligations and to better fight against fraud. The article empowers the Commission to adopt technical arrangements through implementing acts, in accordance with the examination procedure referred to in Article 5 of Regulation (EU) No 182/2011, where the EESSI system is not deemed to be the most effective or appropriate exchange method. Article 13 creates a group on digitalisation in social security coordination to provide operational support and establish a community of practice for exchanging experiences and knowledge, thus facilitating cooperation among Member States. Article 14 establishes a reporting obligation for Member States to ensure transparency and accountability when implementing provisions related to Article 8(1) and Article 11(2). Article 15 specifies the data protection requirements applicable to the processing of personal data under the proposed regulation. It ensures that the processing of personal data carried out pursuant to the proposed regulation complies with Regulation (EU) 2016/679 of the European Parliament and of the Council and, where applicable, Regulation (EU) 2018/1725 of the European Parliament and of the Council21. Article 16 empowers the Commission to adopt delegated acts in accordance with Article 290 TFEU and lays down the conditions governing the exercise of that delegation. Article 17 provides that the Commission will be assisted by a committee in adopting implementing acts in accordance with Regulation (EU) No 182/2011. Article 18 provides for the evaluation of the proposed regulation’s implementation and effectiveness. Articles 19 and 20 provide for the amendment of Regulation 883/2004 and provision of services and amending Regulation (EU) No 1024/2012 on administrative cooperation through the Internal Market Information System (OJ L 159, 28.5.2014, pp. 11, ELI: http://data.europa.eu/eli/dir/2014/67/oj) 21 Regulation (EU) No 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (OJ L 295, 21.11.2018, p. 39, ELI: http://data.europa.eu/eli/reg/2018/1725/oj) EN 17 EN Regulation (EC) No 987/2009 of the European Parliament and of the Council to ensure their alignment with the proposed regulation and the new governance framework, and to maintain legal consistency. Article 21 provides for the amendment of Annex II of Regulation (EU) 2018/1724 to include in the scope of the Single Digital Gateway Regulation the online procedures for requesting the social security documents falling within the scope of this Regulation. Article 22 lays down the rules concerning the entry into force of the proposed regulation. EN 18 EN 2026/0271 (COD) Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on digitalising the coordination of social security systems, laying down a framework for the European Social Security Pass (ESSPASS) and amending Regulations (EC) No 883/2004, (EC) No 987/2009 and (EU) No 2018/1724 (Text with EEA relevance) THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 48 thereof, Having regard to the proposal from the European Commission, After transmission of the draft legislative act to the national parliaments, Acting in accordance with the ordinary legislative procedure, Whereas: (1) The free movement of persons is a fundamental freedom guaranteed by the Treaty on the Functioning of the European Union (TFEU) and a cornerstone of the Union single market. For this freedom to be fully realised, it is essential that individuals, workers and their families can effectively exercise their social security rights when moving to, staying in, residing or working in another Member State. (2) To that end, the Union has established a comprehensive legal framework under Regulations (EC) No 883/200422 and (EC) No 987/200923 of the European Parliament and of the Council. Those rules coordinate Member States’ social security systems to ensure that individuals in cross-border situations retain access to social security benefits such as pensions, unemployment benefits and healthcare. However, the proper application of those rules requires efficient social security procedures that keep pace with technological progress and evolving societal needs. (3) Digitalisation in social security coordination is essential to increase the efficiency of data exchanges, accelerate claims processing, streamline access to benefits and reduce administrative hurdles for individuals, businesses and national authorities. It also helps strengthen fraud prevention, thereby reinforcing trust in the Union’s social security coordination framework and contributing to making mobility free and fair for all. 22 Regulation (EC) No 883/2004 of the European Parliament and of the Council of 29 April 2004 on the coordination of social security systems (OJ L 166, 30.4.2004, p. 1, ELI: http://data.europa.eu/eli/reg/2004/883/oj). 23 Regulation (EC) No 987/2009 of the European Parliament and of the Council of 16 September 2009 laying down the procedure for implementing Regulation (EC) No 883/2004 on the coordination of social security systems (OJ L 284, 30.10.2009, p. 1, ELI: http://data.europa.eu/eli/reg/2009/987/oj). EN 19 EN (4) The complexity of cross-border data exchanges and the further digitalisation of procedures in social security coordination require a dedicated legal instrument, capable of adapting to future technological, social and policy developments. That legal instrument should complement the Union rules on social security coordination, laid down in Regulations (EC) No 883/2004 and (EC) No 987/2009, by dealing with the digital systems and processes necessary for those rules’ effective implementation and enforcement. Since the provisions of this act are intrinsically linked and should operate in conjunction with the social security coordination Regulations and complement them, these provisions also need to take the form of a regulation. (5) Due to the technical specificity, interoperability requirements and rapidly evolving nature of digital processes, it is appropriate to adopt the necessary rules in the form of a separate legal instrument. This is to ensure legal clarity and uniform application across the Union, and to provide the flexibility to accommodate emerging digital developments, without requiring amendments to the Union rules on social security coordination. (6) In order to ensure legal certainty and consistency with Regulation (EC) No 883/2004, the scope of this legal instrument should be aligned with the personal and material scope laid down in that Regulation. (7) It is necessary to lay down rules for the establishment and operation of the European Social Security Pass (ESSPASS). This is a digital solution for the electronic request, issuance and cross-border verification of social security documents, including the European Health Insurance Card (EHIC). The ESSPASS should ensure that individuals are able to swiftly prove their social security rights and should support the seamless exercise of those rights in cross-border situations, while enabling social security institutions, labour inspectorates and healthcare providers to efficiently and securely verify the relevant information. This in turn would facilitate fraud checks and strengthen enforcement. The ESSPASS should also simplify compliance with applicable requirements for businesses engaging workers, and for self-employed, in cross-border situations. (8) The ESSPASS pilot phase from 2021 to 2025, launched under the European Pillar of Social Rights action plan and supported by the Digital Europe programme, proved both the technical feasibility and the practical benefits of the ESSPASS. (9) Procedures related to the portable document A1 and the EHIC have already demonstrated their potential to reduce administrative burden, while the pilot phase has provided evidence of their technical feasibility. The ESSPASS framework should first apply to the portable document A1, reflecting its advanced state of technical preparedness. It should subsequently apply to the EHIC, and to the other social security documents, except those for which an assessment demonstrates no relevance, feasibility or cost-effectiveness. (10) To avoid duplication of effort, the ESSPASS should build on and complement existing Union digital initiatives, particularly Regulations (EU) 2018/1724 24, (EU) 2024/90325 and (EU) 910/201426 of the European Parliament and of the Council. 24 Regulation (EU) 2018/1724 of the European Parliament and of the Council of 2 October 2018 establishing a single digital gateway to provide access to information, to procedures and to assistance and problem-solving services and amending Regulation (EU) No 1024/2012 (OJ L 295, 21.11.2018, p. 1, ELI: http://data.europa.eu/eli/reg/2018/1724/oj). EN 20 EN (11) Regulation (EU) 2018/1724 requires Member States to enable individuals and businesses to complete certain procedures fully online. This includes requests to determine which social security legislation covers the holder, resulting in the issuing of the portable document A1, as well as applications for the EHIC and claims for pension benefits. To ensure that individuals can fully exercise their rights to free movement and labour mobility without administrative obstacles, the possibility to submit requests fully online should be extended to cover the social security documents within the scope of this Regulation. Annex II to Regulation (EU) 2018/1724 should therefore be amended to include the online procedures for requesting the social security documents falling within the scope of this Regulation. (12) To maintain a human-centric approach to digitalisation and optimise Member States’ investments, reliance on the European Digital Identity Wallets as established by Regulation (EU) 2024/1183 of the European Parliament and of the Council, in combination with Regulation (EU) 2018/1724, is crucial. Those wallets provide a harmonised, legally sound, highly secure and privacy-compliant mechanism for securely storing and sharing digital identity data and documents. (13) To promote efficiency and modernisation, digital social security documents should become the default format. At the same time, it is essential that individuals and businesses retain the right to request and receive physical social security documents. This promotes inclusivity and avoids exacerbating inequalities in access to services. The physical social security documents should be enhanced with standardised digital features that enable their secure verification, thus helping to reduce the risk of fraud. As those physical documents will contain digital features, they should fall within the scope of this Regulation. (14) Workers in cross-border situations often lack clear information about their social security position. For instance, they might be unaware that employers have requested a portable document A1 related to their cross-border activity or have had one issued. Workers’ direct access to social security documents should therefore be facilitated, improving transparency over social security rights and affiliation. This is expected to reduce exposure to fraud and guarantee that workers swiftly receive the social security benefits to which they are entitled. (15) Given the importance of tackling cross-border social security fraud and reinforcing mutual trust, Member States should properly verify the accuracy of the information provided before issuing social security documents, exercising due diligence. The use of digital tools should be promoted to support this process. (16) Natural persons under legal representation, including minor children, might not have access to a European Digital Identity Wallet. Therefore, legal representatives such as parents, guardians or other duly authorised persons should be able to receive and store the represented person’s digital social security documents in their own European Digital Identity Wallet. This is necessary to facilitate access to digital documents of persons under legal representation, which is particularly important when they need medical care in emergencies. 25 Regulation (EU) 2024/903 of the European Parliament and of the Council of 13 March 2024 laying down measures for a high level of public sector interoperability across the Union (Interoperable Europe Act) (OJ L, 2024/903, 22.3.2024, ELI: http://data.europa.eu/eli/reg/2024/903/oj). 26 Regulation (EU) No 910/2014 of the European Parliament and of the Council of 23 July 2014 on electronic identification and trust services for electronic transactions in the internal market and repealing Directive 1999/93/EC (OJ L 257, 28.8.2014, pp. 73, ELI: http://data.europa.eu/eli/reg/2014/910/oj EN 21 EN (17) To ensure equal access, the social security documents and the processes through which they are requested, made available and shared should be accessible to persons with disabilities in accordance with Directive (EU) 2016/2102 of the European Parliament and of the Council27, and, where applicable, Directive (EU) 2019/882 of the European Parliament and of the Council28. (18) In order to ensure the timely exercise of the rights provided for in Regulation (EC) No 883/2004, competent institutions should be required to issue social security documents to the person concerned and, where applicable, to the employer, within binding time limits. Experience has shown that delays in the issuing of such documents can hinder individuals’ timely access to benefits and create obstacles to the cross-border operations of businesses. Given the importance of rapid access to healthcare during a temporary stay abroad, the maximum deadline for the issuance of the European Health Insurance Card should not exceed 24 hours from the submission of a complete request. This should be achievable, as the only information to check is the actual insurance of the person. (19) To support seamless cross-border mobility, interoperability and synergies between the ESSPASS and the Electronic Exchange of Social Security Information (EESSI) system established in accordance with Regulation (EC) No 987/2009 should be explored. Where appropriate, interoperability and synergies should also be explored between the ESSPASS and other Union initiatives, including the Once-Only Technical System, the proposed European Business Wallets, the Internal Market Information (IMI) System and digital initiatives in the areas of posting of workers, pension tracking, labour law, company law, taxation and digital health. (20) The digitalisation of the EHIC under the ESSPASS will further improve individuals’ access to medically necessary healthcare during temporary stays in other Member States. This in turn will enable healthcare providers across Europe to verify insurance status swiftly and accurately, thus reducing instances of EHIC refusal and inappropriate use of the card. To facilitate faster, more accurate and more secure handling of reimbursement claims under Union social security coordination rules and improve overall efficiency, it is crucial for healthcare providers to streamline the transmission of relevant data through automated means. This should be done while complying with data protection rules and the principle of proportionality. The investments and adaptations for healthcare digital systems already provided for under the European Health Data Space should be leveraged to create synergies that maximise the efficiency of the digital healthcare systems, notably where interaction with the EUDI Wallets is envisaged in both domains. (21) The essential data required for requesting the portable document A1 should be aligned across Member States. This is to ensure consistent verification of the facts relevant for determining the applicable legislation, which is essential to help detect incorrect declarations and fraud, as well as to reduce the administrative burden on employers posting workers. Furthermore, national portals for requesting the portable document A1 could be able to interoperate, through a streamlined technical implementation, with the public interfaces connected to the Internal Market Information System (IMI) so 27 Directive (EU) 2016/2102 of the European Parliament and of the Council of 26 October 2016 on the accessibility of the websites and mobile applications of public sector bodies (OJ L 327, 2.12.2016, p. 1, ELI: http://data.europa.eu/eli/dir/2016/2102/oj). 28 Directive (EU) 2019/882 of the European Parliament and of the Council of 17 April 2019 on the accessibility requirements for products and services (OJ L 151, 7.6.2019, p. 70, ELI: http://data.europa.eu/eli/dir/2019/882/oj). EN 22 EN that common data can be submitted only once and then re-used where possible, in line with the ‘once-only’ principle. Such possible interoperability should reduce administrative burden for businesses and also facilitate cross-border provision of services, in line with the Commission’s simplification objectives. To inform and strengthen the development work, the Commission, with Member States’ support, should also evaluate the cost-benefit ratio of the simplification and administrative burden reduction, compatibility with existing systems and alignment with ongoing and future Union initiatives, in particular any updates to the IMI regulatory framework. Any interoperability measures should be consistent with Regulation (EU) 2018/1724 and facilitate compliance with the requirements applicable to the fully online procedure and the once only principle for requesting the determination of the applicable social-security legislation. (22) ESSPASS is intended to complement the EESSI system. While ESSPASS provides a solution for individuals and businesses to digitally interact with national authorities, this Regulation should also govern exchanges between social security institutions, especially those facilitated through the EESSI system. To ensure efficiency and consistency, the EESSI system should remain the primary means for such exchanges. (23) A comparative study by the Administrative Commission for the coordination of social security systems has demonstrated that the processing of cross-border social security cases takes on average four times longer than comparable national cases, across all branches of social security. It is therefore essential to introduce measures to prevent unnecessary delays in the treatment of cross-border cases caused by the late exchange of data. (24) The effective prevention and detection of errors and fraud in cross-border social security matters requires efficient information exchange and close cooperation between Member States. It is therefore necessary to lay down rules for data exchanges in cases where the EESSI system cannot be used effectively. Those rules should provide competent authorities and institutions with greater legal certainty and a robust legal basis for exchanging data to detect fraud and inaccuracies in the information underpinning rights provided for under Regulation (EC) No 883/2004, and for verifying data through cross-checking with other Member States’ authorities and institutions via electronic exchange or secure direct database access. All requests for information and responses should remain necessary and proportionate. (25) To support the consistent implementation of this Regulation and establish a community of practice for exchanging experiences and knowledge, a group on digitalisation in social security coordination should be established, composed of two representatives of each Member State, combining technical and policy expertise on digital aspects in the social security coordination field, and representatives of the Commission. The details of its composition should be laid down in its rules of procedure. That group should also continue the work previously carried out by the Technical Commission for data processing, established pursuant to Article 73 of Regulation (EC) No 883/2004, and the ad hoc groups of the Administrative Commission for the coordination of social security systems, including the one on the ESSPASS. To ensure the effective implementation of the ESSPASS framework, which builds on the European digital identity framework, the Digitalisation Group should cooperate, when relevant, with the Administrative Commission for the coordination of social security systems and the European Digital Identity Cooperation Group. EN 23 EN (26) The European Labour Authority (ELA) should continue to play a crucial role in supporting Member States’ efforts to digitalise cross-border social security processes. This should consist in particular in facilitating the regular exchange of good practices and experiences, promoting the effective use of digital tools, and providing capacity- building measures such as training and knowledge-sharing initiatives, to boost national authorities’ digital readiness. The ELA should also continue to raise awareness among individuals, employers and other relevant stakeholders such as healthcare providers, through targeted information campaigns, guidance materials and outreach activities. This should help improve understanding and transparency regarding cross-border social security rights and obligations, and regarding the available digital tools. (27) Any processing of personal data under this Regulation should be undertaken in accordance with Regulations (EU) 2016/679 and (EU) 2018/1725, and Directive 2002/58/EC29. Personal data should be processed under this Regulation only for the specific purposes set out therein and Regulations (EC) No 883/2004 and (EC) No 987/2009, without affecting further processing for archiving purposes in the public interest in accordance with Articles 5(1)(b) and 89 of Regulation (EU) 2016/679. (28) This Regulation establishes a legal basis for the storage and processing of the data contained in the social security documents for the purposes of proving and verifying social security rights in cross-border situations. Personal data to be processed under this Regulation should be data contained in these social security documents. That personal data should concern, in particular, the information needed to digitally identify natural persons, to facilitate the faster and more accurate exercise of rights under Regulation (EC) No 883/2004, and to verify the validity and content of the information and documents exchanged. This data shall belong to the following categories of data: name, date and place of birth, address, personal identification number, professional data and health data. In applying this Regulation, that personal data will be handled by Member States’ issuers and verifiers. The Regulation limits the storage period of personal data to the period strictly necessary for their verification. The measures provided for in this Regulation are proportionate, as they are strictly confined to what is required for verifying rights, managing social security cases, ensuring compliance and combating fraud. Robust safeguards – including data minimisation, access control and encryption – should be implemented in order to ensure minimal intrusion while implementing acts should specify the common data models. (29) To ensure uniform conditions for the implementation of this Regulation, the power to adopt acts in accordance with Article 290 TFEU should be delegated to the Commission in respect of the list of social security documents for which the application of the ESSPASS framework does not provide any added value and amendments to Annex I. It is of particular importance that the Commission carry out appropriate consultations during its preparatory work, including at expert level, and that those consultations be conducted in accordance with the principles laid down in the Interinstitutional Agreement of 13 April 2016 on Better Law-Making30. In particular, to ensure equal participation in the preparation of delegated acts, the European Parliament and the Council receive all documents at the same time as 29 Directive 2002/58/EC of the European Parliament and of the Council of 12 July 2002 concerning the processing of personal data and the protection of privacy in the electronic communications sector (Directive on privacy and electronic communications) (OJ L 201, 31.7.2002, p. 37). 30 OJ L 123, 12.5.2016, p. 1, ELI: http://data.europa.eu/eli/agree_interinstit/2016/512/oj. EN 24 EN Member States' experts, and their experts systematically have access to meetings of Commission expert groups dealing with the preparation of delegated acts. (30) In order to ensure uniform conditions for the implementation of this Regulation, implementing powers should be conferred on the Commission to specify the functional and technical specifications and procedures regarding social security documents, specify the deadlines for issuing social security documents, lay down common information requirements for requesting the portable document A1, establish a common technical framework to ensure interoperability between national portals for requesting that document and the public interfaces connected to IMI for the declaration of posting of workers and drivers, specify future functional and technical specifications of the EESSI system with regard to certain areas, establish a common approach for the secure exchange of, or access to, data necessary for checks on the correct application or enforcement of Regulations (EC) No 883/2004 and (EC) No 987/2009, and specify the format and structure of the Member States’ reports on the implementation of this Regulation. Those powers should be exercised in accordance with Regulation (EU) No 182/2011 of the European Parliament and of the Council31. (31) For reasons of clarity and consistency with this Regulation, obsolete provisions in Regulations (EC) No 883/2004 and (EC) No 987/2009 related to the governance of electronic data exchanges should be deleted. Those Regulations should therefore be amended accordingly. (32) To allow Member States sufficient time to adapt their administrative and technical arrangements to the development of the ESSPASS, the application of the provisions concerning the ESSPASS should be deferred. (33) The European Data Protection Supervisor was consulted in accordance with Article 42(1) of Regulation (EU) 2018/1725 [and delivered an opinion on …]. (34) Since the objectives of this Regulation, namely the establishment of a uniform, secure and interoperable digital framework for the request, issuance and cross-border verification of social security documents, as well as for the cross-border exchange of social security information, cannot be sufficiently achieved by Member States acting individually but can rather, by reason of the cross‑border nature and scale of the action, be better achieved at Union level, the Union may adopt measures in accordance with the principle of subsidiarity as set out in Article 5 of the Treaty on European Union. In accordance with the principle of proportionality, as set out in that Article, this Regulation does not go beyond what is necessary to achieve its objectives. HAVE ADOPTED THIS REGULATION: Article 1 Subject matter 1. This Regulation sets out rules for the digitalisation of cross-border exchanges of social security information which facilitate the effective application and enforcement of Regulations (EC) No 883/2004 and (EC) No 987/2009. 31 Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by the Member States of the Commission’s exercise of implementing powers (OJ L 55, 28.2.2011, p. 13, ELI: http://data.europa.eu/eli/reg/2011/182/oj). EN 25 EN 2. In particular, the Regulation lays down rules: (a) on the establishment and operation of the European Social Security Pass (ESSPASS), as a means to digitally and timely prove and verify social security rights for individuals exercising their right to free movement and facilitate compliance for employers; (b) on the functioning, evolution and improvement of the Electronic Exchange of Social Security Information (EESSI) system which ensures secure, standardised and interoperable data exchanges between social security institutions; (c) on other digital cross-border exchanges of data between competent institutions necessary to combat cross-border social security fraud, as well as to detect changes in circumstances, inaccuracies, inconsistencies or errors. 3. This Regulation complements Regulations (EC) No 883/2004 and (EC) No 987/2009. It shall not affect the rights and obligations laid down in those Regulations, save where otherwise provided in this Regulation. Article 2 Scope This Regulation shall apply to persons falling within the scope of Regulation (EC) No 883/2004, as laid down in its Article 2, and to the branches of social security listed in Article 3(1) of that Regulation. Article 3 Definitions 1. For the purposes of this Regulation, the definitions set out in Regulations (EC) No 883/2004 and (EC) No 987/2009 apply. 2. The following definitions also apply: (a) ‘European Social Security Pass’ or ‘ESSPASS’ means the digital solution for the request, issuance, cross-border verification and recognition of social security documents within the Union; (b) ‘social security document’ means any set of data (irrespective of its format), attesting to a person’s social security position, which is required for the implementation of Regulation (EC) No 883/2004 and Regulation (EC) No 987/2009; (c) ‘European Digital Identity Wallet’ means a European Digital Identity Wallet defined in Article 3, point (42), of Regulation (EU) No 910/2014 of the European Parliament and of the Council; (d) ‘digital social security document’ means a social security document issued by the competent institution of a Member State, which is designed to be stored, EN 26 EN managed and shared via the European Digital Identity Wallet and verifiable electronically; (e) ‘portable document A1’ means the social security document referred to in Article 19(2) of Regulation (EC) No 987/2009, issued by the competent institution of a Member State, attesting that its legislation applies under Title II of Regulation (EC) No 883/2004; (f) ‘European Health Insurance Card’ or ‘EHIC’ means the social security document issued in accordance with Article 25 of Regulation (EC) No 987/2009; (g) ‘issuer’ means any institution as defined in Article 1, point (p), of Regulation (EC) No 883/2004, or any body or authority designated, recognised or otherwise competent under the law of a Member State, which is responsible for issuing, transmitting and, where necessary, rectifying or withdrawing social security documents within the scope of Regulations (EC) No 883/2004 and (EC) No 987/2009; (h) ‘verifier’ means any public or private entity, or natural person acting in a professional capacity, that is designated, authorised or recognised by a Member State as being entitled to verify social security documents in accordance with this Regulation. Chapter I European Social Security Pass Article 4 Legal framework for the ESSPASS 1. The legal framework for the ESSPASS consists of the rules laid down in this Chapter with regard to the following: (a) the online submission, by the persons concerned and the employers, of requests for social security documents to competent institutions of the Member States; (b) the issuing of social security documents by the Member States’ competent institutions to the persons concerned and the employers; (c) the electronic verification of social security documents by verifiers, to confirm their authenticity, integrity and validity. Article 5 Scope and application of the legal framework for the ESSPASS 1. This Chapter shall apply: (a) from [date of entry into force plus 12 months] to the portable document A1; EN 27 EN (b) from [date of entry into force plus 3 years] to EHIC, and to other social security documents except those identified in the delegated acts adopted pursuant to paragraph 2. 2. By [date of entry into force plus 18 months], the Commission may adopt delegated acts establishing, on the basis of an assessment, a list of social security documents, other than the portable document A1 and EHIC, for which this Chapter would not apply. 3. The assessment shall consider the following: (c) the operational relevance of the documents concerned, having regard in particular to their frequency of issuance, the number of documents issued and potential for fraud prevention; (d) the expected costs and benefits of digitalising the documents concerned for the exercise of social security rights and the efficient implementation of Regulations (EC) No 883/2004 and (EC) No 987/2009, including the administrative burden reduction for individuals and businesses. Article 6 Online request procedures for social security documents Persons concerned and, where applicable, employers, shall be able to submit requests for social security documents falling within the scope of this Regulation fully online using procedures that comply with Regulation (EU) 2018/1724. The online request procedure shall be user-friendly, accessible and comply with the following requirements: (a) It shall enable the electronic identification and authentication of the person concerned and, where applicable, the employer; (b) It shall allow for the electronic provision of the information, documents or supporting evidence, referred to in Article 3(2) of Regulation (EC) No 987/2009, necessary to process the request; (c) It shall ensure that the final submission of the request can be completed remotely; (d) It shall provide the person concerned and, where applicable, the employer with an automatic acknowledgement of receipt after the completed submission has been completed, unless the document is issued immediately; (e) It shall notify the person concerned and, where applicable, the employer, electronically that the issuing procedure has been completed. EN 28 EN Article 7 Issuance, validity and verification of social security documents 1. The competent institutions shall issue digital social security documents in a format suitable for use in the European Digital Identity Wallet of the person concerned and, where relevant, of the employer. The digital social security documents shall comply with the technical specifications adopted pursuant to paragraph 11. 2. By way of derogation from paragraph 1, at the request of the person concerned or the employer, the competent institutions shall issue the social security document in a standardised and accessible physical format. Such a document shall include a QR code or other electronic features to enhance its security and shall comply with the technical specifications adopted pursuant to paragraph 11. 3. Each Member State shall communicate to the Commission a list of issuers and shall keep that list up to date. The Commission shall make those lists available to the public through a secure channel and in an electronically signed or sealed form suitable for automated processing. With regard to issuers of the portable document A1, the list shall be communicated to the Commission by [date of entry into force plus 12 months]. Member States shall communicate the list of issuers of EHIC and other social security documents falling within the scope of this Chapter by [date of entry into force plus 3 years]. 4. Before issuing a social security document, the issuers shall verify the accuracy of the information provided by the persons concerned and, where applicable, by the employers in support of their request, including by means of digital tools. 5. Where a social security document referred to in paragraph 1 or paragraph 2 is revoked, the issuer shall immediately notify the person concerned and, where applicable, the employer. Notification shall be made by electronic means, except if other means are indicated by both the person concerned and, where applicable, the employer. 6. The issuers shall ensure that a person is able to receive and store, within their own European Digital Identity Wallet, the digital social security documents of their minor children and of a natural person whom they legally represent. 7. Social security documents issued under paragraphs 1 and 2 by one Member State shall be recognised by verifiers in all Member States. Where a document issued in accordance with this Regulation has been verified, its validity or authenticity shall not be subject to further proof requirements in the host Member State. This paragraph shall be without prejudice to the procedures applicable in the event of doubt or dispute under Regulations (EC) No 883/2004 and (EC) No 987/2009. 8. Member States shall ensure that verifiers established on their territory are equipped with the necessary technical means to verify the social security documents issued under this Article, regardless of the format, in order to confirm their authenticity, integrity and validity. They shall be able to verify that: (a) the document was issued by an authorised institution; (b) the data contained in the document have not been tampered with since it was issued; EN 29 EN (c) the document has not expired or been revoked. 9. Personal data processed for the purposes of verifying the concerned person’s social security document shall not be retained by the verifier after the verification is complete, unless it is necessary to apply Regulations (EC) No 883/2004 and (EC) No 987/2009, or authorised by other Union or national legal act in accordance with Regulation (EU) 2016/679 or Directive (EU) 2016/68032. 10. ESSPASS shall be interoperable with the EESSI system and, where appropriate, with other relevant Union digital initiatives, including the European Health Data Space and the Once-Only Technical system. 11. The Commission shall adopt implementing acts specifying the functional and technical specifications regarding the documents referred to in paragraphs 1 and 2. Those implementing acts shall include: (a) the technical and interoperability specifications, including common data models establishing the data to be processed, standards and accessibility requirements; (b) the procedures for requesting, issuing, revoking and verifying documents, including aspects related to the lists of issuers in accordance with paragraph 3 of this Article; (c) the technical and organisational security measures, including encryption and access control measures; (d) the organisational measures for processing and protecting personal data, including with regard to the retention periods, and the roles of controllers and processors in accordance with Regulation (EU) 2016/679. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 17(2). Article 8 Deadlines for issuing social security documents 1. Competent institutions shall issue social security documents to the person concerned and, where applicable, the employer in compliance with the deadlines established in accordance with paragraphs 2 and 3. 2. By [date of entry into force plus 18 months], the Commission shall adopt implementing acts specifying the deadlines for issuing social security documents 32 Directive (EU) 2016/680 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data by competent authorities for the purposes of the prevention, investigation, detection or prosecution of criminal offences or the execution of criminal penalties, and on the free movement of such data, and repealing Council Framework Decision 2008/977/JHA (OJ L 119, 4.5.2016, p. 89, ELI: http://data.europa.eu/eli/dir/2016/680/oj). EN 30 EN under the scope of this Chapter, calculated from the submission of a complete request. 3. By way of derogation from paragraph 2, the implementing act specifying the deadline for issuing the portable document A1 shall be adopted by [date of entry into force plus 12 months]. 4. For the issuance of the European Health Insurance Card, the maximum deadline shall not exceed 24 hours. 5. When specifying the deadlines, the Commission shall take into account the following: (a) the type of social security document requested; (b) the procedural steps required for verifying the information provided before issuing the requested social security document, including where relevant the necessary exchanges of information between competent institutions; (c) the need to ensure the timely exercise of rights under Regulation (EC) No 883/2004. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 17(2). 6. Upon receipt of the request, the issuer shall inform the persons concerned or the employers, as applicable, of the expected time required to process their request and of the applicable deadlines laid down in the implementing acts adopted pursuant to paragraph 2. Article 9 European Health Insurance Cards 1. From [date of entry into force plus 3 years], all newly issued European Health Insurance Cards shall comply with the requirements laid down in Article 7. European Health Insurance Cards already in circulation which have not yet expired at that date shall be replaced no later than [date of entry into force plus 5 years]. 2. From [date of entry into force plus 3 years], Member States shall ensure that healthcare providers on their territory are able to transmit electronically the data contained in the European Health Insurance Card of a patient from another Member State, and all the data that need to be transmitted for the reimbursement process, to the competent institutions of the Member State of treatment. Article 10 Portable document A1 1. By [date of entry into force plus 12 months], the Commission shall adopt implementing acts establishing common information requirements for requesting the EN 31 EN portable document A1, not exceeding what is necessary to determine the applicable legislation and with due regard to administrative burden reduction. 2. The Commission shall establish, by means of implementing acts, a common technical framework to ensure interoperability between national portals used to request the portable document A1 and the public interfaces connected to the Internal Market Information System33 for the declaration of posting of workers and for the posting of drivers in road transport, as provided for in Article 1(11) of Directive (EU) 2020/1057. That technical framework shall enable the reuse of relevant submitted data across the procedures for the request of the portable document A1 and the submission of posting declarations, in compliance with Regulations (EU) 2016/679 and (EU) 2018/1725 and the once-only principle. 3. The implementing acts referred to in paragraphs 1 and 2 shall be adopted in accordance with the examination procedure referred to in Article 17(2). Chapter II Exchanges between institutions Article 11 Exchanges through the EESSI system 1. Member States shall exchange, access and process the data required to apply Regulations (EC) No 883/2004 and (EC) No 987/2009 via the EESSI system in accordance with the functional and technical specifications as laid down pursuant to Article 78 of Regulation (EC) No 987/2009. 2. When exchanging the data via the EESSI system, Member States shall comply with the maximum time periods laid down in Annex I to this Regulation. 3. The Commission is empowered to adopt delegated acts in accordance with Article 16 in order to amend Annex I, taking into account the following: (a) the business use cases and the structured electronic documents involved in the exchange; (b) the procedural steps required for gathering the information, including where relevant the necessary exchanges of information between competent institutions at the national level; (c) the need to ensure the timely exercise of rights under Regulation (EC) No 883/2004. 33 Regulation (EU) No 1024/2012 of the European Parliament and of the Council of 25 October 2012 on administrative cooperation through the Internal Market Information System and repealing Commission Decision 2008/49/EC (‘the IMI Regulation’) (OJ L 316, 14.11.2012, p. 1, ELI: http://data.europa.eu/eli/reg/2012/1024/oj). EN 32 EN 4. For the purposes of personal data processing within the EESSI system, the Commission shall be considered a processor as defined in Article 3, point (12), of Regulation (EU) 2018/1725 and Member States’ joint controllers as referred to in Article 26 of Regulation (EU) 2016/679. 5. The Commission shall further specify, by way of implementing acts, the functional and technical specifications of the EESSI system with regard to the following areas: (a) the business use cases and the structure, format, content and data models of the information exchanged; (b) the procedural and technical rules for data exchanges; (c) the roles and responsibilities of the bodies involved in the exchanges; (d) business continuity measures; (e) security and data protection measures; (f) operational and support measures; (g) the details of the public database containing the information specified in Article 88(4) of Regulation (EC) No 987/2009; (h) the service levels. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 17(2). Article 12 Electronic exchange of information outside the EESSI system 1. By way of derogation from Article 11(1), where the exchange of data necessary for controls on the correct application or enforcement of Regulations (EC) No 883/2004 and (EC) No 987/2009, including for the purposes of detecting changes in circumstances, inaccuracies, inconsistencies, fraud and error, cannot be effectively carried out through the EESSI system, such data, or secure access to such data may be provided outside the EESSI system, in accordance with the common procedures and specifications established pursuant to paragraph 2. 2. The Commission shall, where applicable, adopt implementing acts to establish common procedures and functional and technical specifications for the secure exchange of data or access to data referred to in paragraph 1. 3. The implementing acts may include the following: (a) arrangements concerning the categories of data to be exchanged or made accessible and the role and responsibility of the bodies involved in the exchanges; (b) the means of exchange or access; (c) standard formats or structures; (d) measures ensuring the security, integrity and reliability of the exchange or access. EN 33 EN Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 17(2). Chapter III Governance and data processing Article 13 Digitalisation Group 1. A group on digitalisation in social security coordination (the ‘Digitalisation Group’) is established to facilitate cross-border cooperation on the digital aspects of the coordination of social security systems set out in this Regulation. 2. The Digitalisation Group shall be made up of two government representatives from each of the Member States, assisted, where necessary, by expert advisers. Representatives of the European Commission shall also attend the meetings of the Digitalisation Group. The Group shall be chaired by the Commission, which shall also provide its secretariat. 3. The Digitalisation Group shall have the following tasks: (a) support the consistent implementation of this Regulation by facilitating coordination, the exchange of information and the promotion of best practices across Member States and developing guidelines to support enforcement of this Regulation; (b) provide recommendations to the committee referred to in Article 17, where appropriate, on further digitalisation of the coordination of social security systems; (c) support the development and operation of electronic data exchanges in accordance with this Regulation; (d) advise the Commission, as appropriate, in the early preparations of draft implementing acts to be adopted pursuant to this Regulation. 4. The Digitalisation Group shall cooperate, when relevant, with the Administrative Commission for the coordination of social security systems referred to in Title IV of Regulation (EC) No 883/2004 and with the European Digital Identity Cooperation Group referred to in Article 46e of Regulation (EU) No 910/2014. 5. The Digitalisation Group shall adopt its rules of procedure. Article 14 Monitoring and reporting EN 34 EN 1. Member States shall collect the data necessary for monitoring the implementation of Article 8(1) and Article 11(2) and shall transmit those data to the Commission quarterly, by the end of the month following each calendar quarter. The Commission shall publish statistics based on the data collected. 2. The Commission shall adopt implementing acts specifying the format and structure of the reports referred to in paragraph 1. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 17(2). Article 15 Protection and processing of personal data 1. Personal data required for the application of this Regulation shall be processed by Member States’ issuers and verifiers for the purposes of issuing and verifying of social security documents as defined by implementing acts adopted under the present Regulation. In particular, personal data shall be processed under this Regulation for the purposes of: (a) issuing social security documents; (b) determining social security rights of documents’ holders; (c) verifying the validity of social security documents and information contained therein. 2. Personal data to be processed pursuant to this Regulation shall be those contained in the social security documents handled, for the purposes referred to in paragraph 1 by Member States’ issuers and verifiers. Processing of personal data under this Regulation shall be limited to the extent necessary for the purposes set out in paragraph 1, without affecting further processing for archiving purposes in the public interest in accordance with Article 5(1), point (b) and Article 89 of the Regulation (EU) 2016/679. 3. For the purposes of this Regulation, Member States’ issuers of social security documents under the ESSPASS framework shall be regarded as controllers within the meaning of Article 4(7) of the Regulation (EU) 2016/679. Controllers shall ensure the security, integrity, authenticity and confidentiality of the data processed for the purposes set out in paragraph 1. Chapter IV Final provisions Article 16 Exercise of the delegation EN 35 EN 1. The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article. 2. The power to adopt delegated acts referred to in Articles 5(2) and 11(3) shall be conferred on the Commission for an indeterminate period of time from [the date of entry into force of this Regulation]. 3. The delegation of power referred to in Articles 5(2) and 11(3) may be revoked at any time by the European Parliament or by the Council. A decision to revoke shall put an end to the delegation of the power specified in that decision. It shall take effect the day following the publication of the decision in the Official Journal of the European Union or at a later date specified therein. It shall not affect the validity of any delegated acts already in force. 4. Before adopting a delegated act, the Commission shall consult experts designated by each Member State in accordance with the principles laid down in the Interinstitutional Agreement of 13 April 2016 on Better Law-Making. 5. As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the Council. 6. A delegated act adopted pursuant to Articles 5(2) and 11(3) shall enter into force only if no objection has been expressed either by the European Parliament or by the Council within a period of [two months] of notification of that act to the European Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object. That period shall be extended by [two months] at the initiative of the European Parliament or of the Council. Article 17 Committee 1. The Commission shall be assisted by a committee within the meaning of Regulation (EU) No 182/2011. 2. Where reference is made to this paragraph, Article 5 of Regulation (EU) No 182/2011 shall apply. Article 18 Evaluation 1. By [seven years after the date of entry into force], the Commission shall evaluate the implementation and effectiveness of this Regulation. 2. The evaluation shall assess, in particular, whether the objectives of this Regulation have been achieved and whether its provisions remain relevant, effective, efficient, coherent and proportionate. 3. The Commission shall submit a report on the findings of the evaluation to the European Parliament and the Council. The report shall be made publicly available. EN 36 EN Article 19 Amendments to Regulation (EC) No 883/2004 1. Regulation (EC) No 883/2004 is amended as follows: (1) in Article 72, point (d) is deleted; (2) Article 73 is deleted. 2. Decisions of the Administrative Commission concerning digital aspects, adopted under Article 72, point (d) of Regulation (EC) No 883/2004, shall continue to serve as guidance until the implementing acts provided for in this Regulation enter into force. The Technical Commission on social security coordination referred to in Decision H15 shall continue to work until the adoption of the rules of procedure of the Digitalisation Group pursuant to Article 13(5). Article 20 Amendments to Regulation (EC) No 987/2009 Article 4 of Regulation (EC) No 987/2009 is amended as follows: (1) paragraph 1 is deleted; (2) in paragraph 3, the second sentence is deleted. Article 21 Amendments to Regulation (EU) 2018/1724 Annex II to Regulation (EU) 2018/1724 is amended as follows: In the table, the following row is inserted after the row 'Retiring': Applications, requests and Confirmation of applications, notifications relating to the requests and notifications relating to Exercising social exercise of social security rights the exercise of social security rights, security rights under Regulation [ESSPASS as well as all outputs pertaining to Proposal]. the procedures under Regulation [ESSPASS Proposal]. Article 22 Entry into force This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union. EN 37 EN This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Strasbourg, For the European Parliament For the Council The President The President EN 38 EN LEGISLATIVE FINANCIAL AND DIGITAL STATEMENT 1. FRAMEWORK OF THE PROPOSAL/INITIATIVE ................................................. 3 1.1. Title of the proposal/initiative ...................................................................................... 3 1.2. Policy area(s) concerned .............................................................................................. 3 1.3. Objective(s) .................................................................................................................. 3 1.3.1. General objective(s) ..................................................................................................... 3 1.3.2. Specific objective(s) ..................................................................................................... 3 1.3.3. Expected result(s) and impact ...................................................................................... 3 1.3.4. Indicators of performance ............................................................................................ 3 1.4. The proposal/initiative relates to: ................................................................................. 4 1.5. Grounds for the proposal/initiative .............................................................................. 4 1.5.1. Requirement(s) to be met in the short or long term including a detailed timeline for roll-out of the implementation of the initiative ............................................................ 4 1.5.2. Added value of EU involvement (it may result from different factors, e.g. coordination gains, legal certainty, greater effectiveness or complementarities). For the purposes of this section ‘added value of EU involvement’ is the value resulting from EU action, that is additional to the value that would have been otherwise created by Member States alone. ................................................................................. 4 1.5.3. Lessons learned from similar experiences in the past .................................................. 4 1.5.4. Compatibility with the multiannual financial framework and possible synergies with other appropriate instruments ....................................................................................... 5 1.5.5. Assessment of the different available financing options, including scope for redeployment ................................................................................................................ 5 1.6. Duration of the proposal/initiative and of its financial impact .................................... 6 1.7. Method(s) of budget implementation planned ............................................................. 6 2. MANAGEMENT MEASURES................................................................................... 8 2.1. Monitoring and reporting rules .................................................................................... 8 2.2. Management and control system(s) ............................................................................. 8 2.2.1. Justification of the budget implementation method(s), the funding implementation mechanism(s), the payment modalities and the control strategy proposed .................. 8 2.2.2. Information concerning the risks identified and the internal control system(s) set up to mitigate them............................................................................................................ 8 2.2.3. Estimation and justification of the cost-effectiveness of the controls (ratio between the control costs and the value of the related funds managed), and assessment of the expected levels of risk of error (at payment & at closure) ........................................... 8 2.3. Measures to prevent fraud and irregularities ................................................................ 9 3. ESTIMATED FINANCIAL IMPACT OF THE PROPOSAL/INITIATIVE ............ 10 EN 1 EN 3.1. Heading(s) of the multiannual financial framework and expenditure budget line(s) affected ....................................................................................................................... 10 3.2. Estimated financial impact of the proposal on appropriations ................................... 12 3.2.1. Summary of estimated impact on operational appropriations.................................... 12 3.2.1.1. Appropriations from voted budget ............................................................................. 12 3.2.1.2. Appropriations from external assigned revenues ....................................................... 17 3.2.2. Estimated output funded from operational appropriations......................................... 22 3.2.3. Summary of estimated impact on administrative appropriations ............................... 24 3.2.3.1. Appropriations from voted budget .............................................................................. 24 3.2.3.2. Appropriations from external assigned revenues ....................................................... 24 3.2.3.3. Total appropriations ................................................................................................... 24 3.2.4. Estimated requirements of human resources.............................................................. 25 3.2.4.1. Financed from voted budget....................................................................................... 25 3.2.4.2. Financed from external assigned revenues ................................................................ 26 3.2.4.3. Total requirements of human resources ..................................................................... 26 3.2.5. Overview of estimated impact on digital technology-related investments ................ 28 3.2.6. Compatibility with the current multiannual financial framework.............................. 28 3.2.7. Third-party contributions ........................................................................................... 28 3.3. Estimated impact on revenue ..................................................................................... 29 4. DIGITAL DIMENSIONS .......................................................................................... 29 4.1. Requirements of digital relevance .............................................................................. 30 4.2. Data ............................................................................................................................ 30 4.3. Digital solutions ......................................................................................................... 31 4.4. Interoperability assessment ........................................................................................ 31 4.5. Measures to support digital implementation .............................................................. 32 EN 2 EN 1. FRAMEWORK OF THE PROPOSAL/INITIATIVE 1.1. Title of the proposal/initiative Proposal for a Regulation of the European Parliament and of the Council on digitalising the coordination of social security systems, laying down a framework for the European Social Security Pass (ESSPASS) and amending Regulations (EC) No 883/2004, (EC) No 987/2009 and (EU) No 2018/1724 1.2. Policy area(s) concerned People, society and social model, Free movement of persons, labour mobility Access to services Digitalisation of public administrations 1.3. Objective(s) 1.3.1. General objective(s) The initiative aims to promote fair mobility within the EU, facilitating access to social security rights for all individuals - in line with the European Pillar of Social Rights and the single market strategy. It supports the Union’s cross-cutting objectives of simplification and reduction of administrative hurdles through digitalised cross-border public services. 1.3.2. Specific objective(s) The specific objectives of the initiative are: (1) Cross-border social security cases requiring the proof and verification of social security rights and insurance status are handled with reduced manual intervention and streamlined administrative steps, leading to faster and more consistent processing. (2) Cross-border interoperability is strengthened through converged documents’ formats, data models and verification methods across the EU, enabling seamless exchange of information and reducing fraud. (3) Individuals experience improved accessibility, awareness, and control over their cross-border social security rights and data. Individuals experience improved accessibility, awareness, and control over their cross-border social security rights and data. 1.3.3. Expected result(s) and impact The initiative is expected to reinforce the social security coordination framework, by improving rules’ application and making their implementation simpler, more efficient, and resistant to fraud. It will increase the transparency and accessibility of rights for individuals, while helping reduce fraudulent and exploitative practices. It is also anticipated to assist businesses, making it easier for them to carry out activities across borders, and to EN 3 EN support national authorities by simplifying processes and enhancing cooperation. The initiative will drive the digitalisation of cross-border public services, ultimately contributing to a better competitiveness of the EU economy. 1.3.4. Indicators of performance A comprehensive draft monitoring framework has been designed to monitor the implementation and evaluate the initiative’s impact, ensuring that it remains fit for purpose and achieve the intended objectives. This framework will undergo further refinement based on the ultimate legal specifications and implementation schedule. Indicators includes: 1) Percentage of procedures fully available online 2) Percentage of documents issued electronically 3) Percentage of compliant national authorities 4) Number of complaints by businesses and individuals on cases exceeding the deadlines 5) Proportion of documents processed automatically across Member States 6) Reduction in processing time to issue and verify documents 7) Number of rejected healthcare reimbursement invoices 8) Reduction in the cases of falsified portable documents and inappropriate use of EHIC 9) Percentage of users satisfied with the solution and awareness rating 10) Time of completion of users’ requests (reducing average time, reducing difference between minimum and maximum time needed between Member States) 11) Number of cross-border verifications completed successfully (transaction volume, increasing) 12) Cybersecurity indices of data safety. A comprehensive draft monitoring framework has been designed to monitor the implementation and evaluate the initiative’s impact, ensuring that it remains fit for purpose and achieve the intended objectives. This framework will undergo further refinement based on the ultimate legal specifications and implementation schedule. Indicators includes: EN 4 EN Percentage of procedures fully available online Percentage of documents issued electronically Percentage of compliant national authorities Number of complaints by businesses and individuals on cases exceeding the deadlines Proportion of documents processed automatically across Member States Reduction in processing time to issue and verify documents Number of rejected healthcare reimbursement invoices Reduction in the cases of falsified portable documents and inappropriate use of EHIC Percentage of users satisfied with the solution and awareness rating Time of completion of users’ requests (reducing average time, reducing difference between minimum and maximum time needed between Member States) Number of cross-border verifications completed successfully (transaction volume, increasing) Cybersecurity indices of data safety. 1.4. The proposal/initiative relates to:  a new action  a new action following a pilot project / preparatory action34  the extension of an existing action  a merger or redirection of one or more actions towards another/a new action 1.5. Grounds for the proposal/initiative 1.5.1. Requirement(s) to be met in the short or long term including a detailed timeline for roll-out of the implementation of the initiative The main requirement for the short-term is to reach an agreement on the legislative proposal by co-legislators by Q3 2027. The proposal provides for the adoption of implementing acts. 1.5.2. Added value of EU involvement (it may result from different factors, e.g. coordination gains, legal certainty, greater effectiveness or complementarities). For the purposes of this section ’added value of EU involvement’ is the value resulting from EU action, that is additional to the value that would have been otherwise created by Member States alone. Action at the EU level delivers significant added value by supporting the free movement of people for study, travel, residency, family or business purposes. Given the cross-border nature of the identified issues, only EU-level intervention rather than individual Member State efforts can effectively solve these. An action at EU level will ensure alignments with other EU digital initiatives, such as the Single Digital Gateway Regulation and the European Digital Identity framework, ensuring 34 As referred to in Article 58(2), point (a) or (b) of the Financial Regulation. EN 5 EN the necessary efficiency and. EU-level action prevents fragmentation that could arise if Member States develop disparate digital solutions, leading to suboptimal outcomes and potentially higher costs to remedy. 1.5.3. Lessons learned from similar experiences in the past One of the key considerations in estimating the budgetary requirements for this initiative has been the valuable lessons learned from past experiences, particularly those derived from the implementation of the Electronic Exchange of Social Security Information (EESSI) system. The financial projections take into account the operational and technical support necessary for Member States’ national implementation, ensuring that adequate resources are allocated. Additionally, insights gained from the ESSPASS pilot activities have provided a clearer understanding of the scope of effort and resource allocation. 1.5.4. Compatibility with the multiannual financial framework and possible synergies with other appropriate instruments The proposal is compatible with the multiannual financial framework. It is part of the Fair labour mobility package, it supports the European pillar of social rights and the Digital decade policy programme. 1.5.5. Assessment of the different available financing options, including scope for redeployment The implementation of this legislative proposal requires the organisation of meetings with Member States in the Group on digitalisation in social security coordination and in the Committee supporting the adoption of implementing acts as well as human resources to support Member States’ national implementation. The necessary expenditure for organising these meetings, i.e. travel costs of delegates, and providing this support is covered by the general budget. EN 6 EN 1.6. Duration of the proposal/initiative and of its financial impact  limited duration •  in effect from [DD/MM]YYYY to [DD/MM]YYYY •  financial impact from YYYY to YYYY for commitment appropriations and from YYYY to YYYY for payment appropriations.  unlimited duration (1) Implementation with a start-up period from 2026 to 2030, (2) followed by full-scale operation. 1.7. Method(s) of budget implementation planned  Direct management by the Commission •  by its departments, including by its staff in the Union delegations; •  by the executive agencies  Shared management with the Member States  Indirect management by entrusting budget implementation tasks to: •  third countries or the bodies they have designated •  international organisations and their agencies (to be specified) •  the European Investment Bank and the European Investment Fund •  bodies referred to in Articles 70 and 71 of the Financial Regulation •  public law bodies •  bodies governed by private law with a public service mission to the extent that they are provided with adequate financial guarantees •  bodies governed by the private law of a Member State that are entrusted with the implementation of a public-private partnership and that are provided with adequate financial guarantees •  bodies or persons entrusted with the implementation of specific actions in the common foreign and security policy pursuant to Title V of the Treaty on European Union, and identified in the relevant basic act • bodies established in a Member State, governed by the private law of a Member State or Union law and eligible to be entrusted, in accordance with sector-specific rules, with the implementation of Union funds or budgetary guarantees, to the extent that such bodies are controlled by public law bodies or by bodies governed by private law with a public service mission, and are provided with adequate financial guarantees in the form of joint and several liability by the controlling bodies or equivalent financial guarantees and which may be, for each action, limited to the maximum amount of the Union support. Comments From 2028 onwards, a modest but ongoing financial requirement will arise. This will need to be accounted for in the preparation of the post-2027 MFF (2028-2034), ensuring adequate allocation for continued implementation support. EN 7 EN The estimated impact on expenditure and staffing for 2028 and beyond is added for illustrative purposes only and does not pre-judge the next Multiannual Financial Framework. The source of financing and scope of Union financial commitment in the post-2027 period remain subject to the outcome of interinstitutional negotiations on the MFF 2028-2034 and thereafter shall be determined through the annual budgetary procedure. All appropriations and staffing allocations as of 2028 are indicative. EN 8 EN 2. MANAGEMENT MEASURES 2.1. Monitoring and reporting rules The proposed Regulation establishes a reporting obligation for Member States to ensure transparency and accountability in the implementation of provisions related to deadlines to issue social security documents and to exchange data through the Electronic Exchange of Social Security system. 2.2. Management and control system(s) 2.2.1. Justification of the budget implementation method(s), the funding implementation mechanism(s), the payment modalities and the control strategy proposed Direct management, as per Article 62.1(a) of the Financial Regulation, is the preferred mode of implementation, as the actions will be carried out by the European Commission, specifically Directorate-General for Employment, Social Affairs and Inclusion (DG EMPL), which will ensure the coordination with Member States and the various stakeholders. 2.2.2. Information concerning the risks identified and the internal control system(s) set up to mitigate them The controls are part of the internal control system of DG EMPL. The new activities will be subject to the same risk identification and mitigation approach. 2.2.3. Estimation and justification of the cost-effectiveness of the controls (ratio between the control costs and the value of the related funds managed), and assessment of the expected levels of risk of error (at payment & at closure) The controls are integrated into the internal control system of DG EMPL. The new activities will generate negligeable additional control costs at DG level. 2.3. Measures to prevent fraud and irregularities The Commission shall ensure that, when actions financed are implemented, the financial interests of the Union are protected by the application of preventive measures against fraud, corruption and any other illegal activities, by effective checks and by the recovery of the amounts unduly paid and, if irregularities are detected, by effective, proportional and dissuasive penalties. The Commission is authorised to carry out checks and verifications in situ under this Decision, in compliance Council Regulation (Euratom, EC) No 2185/96 of 11 November 1996 concerning on-the-spot checks and inspections carried out by the Commission in order to protect the European Communities financial interests against fraud and other irregularities. If need be, investigations shall be carried out by the European Anti- Fraud Office and shall be governed by Regulation (EC) No 1073/1999 of the European Parliament and of the Council of 25 May 1999 concerning investigations conducted by the European Anti-Fraud Office. EN 9 EN 3. ESTIMATED FINANCIAL IMPACT OF THE PROPOSAL/INITIATIVE 3.1. Heading(s) of the multiannual financial framework and expenditure budget line(s) affected – Existing budget lines In order of multiannual financial framework headings and budget lines. Type of Budget line expenditure Contribution Heading of from multiannual candidate from From financial countries Number Headings 2 Non- EFTA and other other assigned framework 35 diff . countries third revenue 36 potential candidates countries 37 Prerogatives - Free movement of workers, 2 coordination of social security schemes diff. YES/NO YES/NO YES/NO NO and measures for migrants, including migrants from third countries 35 Diff. = Differentiated appropriations / Non-diff. = Non-differentiated appropriations. 36 EFTA: European Free Trade Association. 37 Candidate countries and, where applicable, potential candidates from the Western Balkans. EN 10 EN 3.2. Estimated financial impact of the proposal on appropriations 3.2.1. Summary of estimated impact on operational appropriations (3)  The proposal/initiative does not require the use of operational appropriations (1)  The proposal requires the use of operational appropriations, as explained below 3.2.1.1. Appropriations from voted budget EUR million (to three decimal places) Year Year Year Year Year Year Year DG: EMPL TOTAL MFF 2028-2034 2028 2029 2030 2031 2032 2033 2034 Operational appropriations Budget line Prerogatives – Commitments (1a) 0.750 0.750 0.750 0.750 0.750 0.750 0.750 5,25 Free movement of workers, coordination of social security schemes and measures Payments (2a) 0.750 0.750 0.750 0.750 0.750 0.750 0.750 5,25 for migrants, including migrants from third countries Commitments (1b) 0 Budget line Payments (2b) 0 38 Appropriations of an administrative nature financed from the envelope of specific programmes Budget line (3) 0 TOTAL appropriations Commitments =1a+1b+3 0.750 0.750 0.750 0.750 0.750 0.750 0.750 5.25 for DG EMPL Payments =2a+2b+3 0.750 0.750 0.750 0.750 0.750 0.750 0.750 5.25 38 Technical and/or administrative assistance and expenditure in support of the implementation of EU programmes and/or actions (former ‘BA’ lines), indirect research, direct research. EN 11 EN Year Year Year Year Year Year Year TOTAL MFF 2028- 2028 2029 2030 2031 2032 2033 2034 2034 TOTAL operational Commitments (4) 0.750 0.750 0.750 0.750 0.750 0.750 0.750 5,25 appropriations Payments (5) 0.750 0.750 0.750 0.750 0.750 0.750 0.750 5,25 TOTAL appropriations of an administrative nature financed from the envelope for (6) 0 0 0 0 0 0 0 0 specific programmes TOTAL appropriations Payments =4+6 0.750 0.750 0.750 0.750 0.750 0.750 0.750 5,25 under HEADING 2 of the multiannual =5+6 0.750 0.750 0.750 0.750 0.250 0.250 0.250 5.25 financial framework ================================================================================================== Year Year Year Year Year Year Year TOTAL MFF 2028 2029 2030 2031 2032 2033 2034 2028-2034 • TOTAL operational Commitments (4) 0 0 0 0 0 0 0 0 appropriations (all operational Payments (5) 0 0 0 0 0 0 0 0 headings) • TOTAL appropriations of an administrative nature financed from (6) 0 0 0 0 0 0 0 0 the envelope for specific programmes (all operational headings) TOTAL appropriations Commitments =4+6 0.750 0.750 0.750 0.750 0.750 0.750 0.750 5,25 Under Heading 1 to 3 EN 12 EN of the multiannual financial framework Payments =5+6 0.750 0.750 0.750 0.750 0.750 0.750 0.750 5,25 (Reference amount) The estimated impact on expenditure and staffing for 2028 and beyond is added for illustrative purposes only and does not pre-judge the next Multiannual Financial Framework. The source of financing and scope of Union financial commitment in the post-2027 period remain subject to the outcome of interinstitutional negotiations on the MFF 2028-2034 and thereafter shall be determined through the annual budgetary procedure. All appropriations and staffing allocations as of 2028 are indicative. Heading of multiannual financial framework 2028 4 ‘Administrative expenditure’39 -2034 Year Year Year Year Year Year Year TOTAL DG: EMPL MFF 2028 2029 2030 2031 2032 2033 2034 2028-2034  Human resources 0,299 0,299 0,299 0,299 0,299 0,299 0,299 2,093  Other administrative expenditure, Budget line 20.020602 0, 164 0, 164 0.164 0,164 0,164 0,164 0,164 1,148 TOTAL DG Appropriations 0,463 0,463 0,463 0,463 0,463 0,463 0,463 3,241 EMPL TOTAL DG: EMPL Year Year Year Year Year Year Year MFF 2028-2034  Other administrative expenditure 0 0 0 0 0 0 0 0 39 The necessary appropriations should be determined using the annual average cost figures available on the appropriate BUDGpedia webpage . EN 13 EN (Total TOTAL appropriations under HEADING 4 of commitments = 0,463 0,463 0,463 0,463 0,463 0,463 0,463 3,241 the multiannual financial framework Total payments) EUR million (to three decimal places) Year Year Year Year Year Year Year TOTAL MFF 2028- 2028 2029 2030 2031 2032 2033 2034 2034 TOTAL appropriations under Commitments 1,213 1,213 1,213 1,213 1,213 1,213 1,213 8,491 HEADINGS 1 to 4 of the multiannual Payments 1,213 1,213 1,213 1,213 1,213 1,213 1,213 8,491 financial framework The estimated impact on expenditure and staffing for 2028 and beyond is added for illustrative purposes only and does not pre-judge the next Multiannual Financial Framework. The source of financing and scope of Union financial commitment in the post-2027 period remain subject to the outcome of interinstitutional negotiations on the MFF 2028-2034 and thereafter shall be determined through the annual budgetary procedure. All appropriations and staffing allocations as of 2028 are indicative. 3.2.2. Estimated output funded from operational appropriations (not to be completed for decentralised agencies) Indicate Year Year Year Year Enter as many years as necessary to show the TOTAL objectives and 2028 2029 2030 2031 duration of the impact (see Section1.6) outputs OUTPUTS EN 14 EN  40 Aver Type Total Total No No No No No No No age Cost Cost Cost Cost Cost Cost Cost No cost cost SPECIFIC OBJECTIVE No 1,2 and 41 3 … - Output Consult 1 0.750 1 0.750 1 0.750 1 0.750 1 0.750 1 0.750 1 0.750 7 5.25 ant - Output - Output Subtotal for specific objective No 1 SPECIFIC OBJECTIVE No 2 … - Output Subtotal for specific objective TOTALS 7 5.25 40 Outputs are products and services to be supplied (e.g. number of student exchanges financed, number of km of roads built, etc.). 41 As described in Section 1.3.2. ‘Specific objective(s)’ EN 15 EN 3.2.3. Summary of estimated impact on administrative appropriations (2)  The proposal/initiative does not require the use of appropriations of an administrative nature The proposal/initiative requires the use of appropriations of an administrative nature, as explained below 3.2.3.3. Total appropriations Year Year Year Year Year Year Year TOTAL VOTED APPROPRIATIONS 2028 - 2028 2029 2030 2031 2032 2033 2034 2034 HEADING 4 Human resources 0.299 0.299 0.299 0.299 0.299 0.299 0.299 2,093 Other administrative expenditure 0.164 0.164 0.164 0.164 0.164 0.164 0.164 1.148 Subtotal HEADING 4 0.463 0.463 0.463 0.463 0.463 0.463 0.463 3,241 Outside HEADING 4 Human resources 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0,000 Other expenditure of an administrative 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.000 nature Subtotal outside HEADING 4 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.000 TOTAL 0. 463 0. 463 0. 463 0. 463 0. 463 0. 463 0. 463 3,241 =================================================================== The estimated impact on expenditure and staffing for 2028 and beyond is added for illustrative purposes only and does not pre-judge the next Multiannual Financial Framework. The source of financing and scope of Union financial commitment in the post-2027 period remain subject to the outcome of interinstitutional negotiations on the MFF 2028-2034 and thereafter shall be determined through the annual budgetary procedure. All appropriations and staffing allocations as of 2028 are indicative. 3.2.4. Estimated requirements of human resources (1)  The proposal/initiative does not require the use of human resources (2)  The proposal/initiative requires the use of human resources, as explained below 3.2.4.1. Financed from voted budget Year Year Year Year Year Year Year VOTED APPROPRIATIONS 2028 2029 2030 2031 2032 2033 2034  Establishment plan posts (officials and temporary staff) 20 01 02 01 (Headquarters and Commission’s Representation 1 1 1 1 1 1 1 Offices) EN 16 EN 20 01 02 03 (EU Delegations) 0 0 0 0 0 0 0 (Indirect research) 0 0 0 0 0 0 0 (Direct research) 0 0 0 0 0 0 0 Other budget lines (specify) 0 0 0 0 0 0 0 • External staff (in FTEs) 20 02 01 (AC, END from the 1 1 1 1 1 1 1 ‘global envelope’) 20 02 03 (AC, AL, END and JPD 0 0 0 0 0 0 0 in the EU Delegations) • at Admin. Support Headquarter 0 0 0 0 0 0 0 line s • in EU [XX.01.YY.YY] 0 0 0 0 0 0 0 Delegations (AC, END - Indirect research) 0 0 0 0 0 0 0 (AC, END - Direct research) 0 0 0 0 0 0 0 Other budget lines - Heading 4 0 0 0 0 0 0 0 Other budget lines - 07.200301 - 0 0 0 0 0 0 0 Outside Heading 4 TOTAL 2 2 2 2 2 2 2 The human resources required will be met by staff from the DG who are already assigned to management of the action and/or have been redeployed within the DG, together if necessary, with any additional allocation which may be granted to the managing DG under the annual allocation procedure and in the light of budgetary constraints. The staff required to implement the proposal (in FTEs): To be covered by Exceptional additional staff* current staff available in the Commission services To be financed To be financed To be financed under Heading 7 from BA line from fees or Research Establishment 1 N/A N/A N/A plan posts External staff 1 N/A N/A N/A (CA, SNEs, INT) Description of tasks to be carried out by: EN 17 EN Officials and temporary staff 1 AD will support the negotiation, prepare the implementing acts, organise meeting with Member States. External staff 1 external staff will support the official in charge 3.2.5. Overview of estimated impact on digital technology-related investments There are no digital and IT costs under Heading 4. TOTAL TOTAL Digital Year Year Year Year Year Year Year MFF and IT 2028 - appropriations 2028 2029 2030 2031 2032 2033 2034 2034 HEADING 4 IT expenditure 0 0 0 0 0 0 0 0 (corporate) Subtotal 0 0 0 0 0 0 0 0 HEADING 4 Outside HEADING 4 Policy IT expenditure on 0 0 0 0 0 0 0 0 operational programmes Subtotal outside 0 0 0 0 0 0 0 0 HEADING 4 TOTAL 0 0 0 0 0 0 0 0 3.2.6. Compatibility with the current multiannual financial framework The proposal/initiative: (9)  can be fully financed through redeployment within the relevant heading of the multiannual financial framework (MFF) . The estimated impact on expenditure and staffing for 2028 and beyond is added for illustrative purposes only and does not pre-judge the next Multiannual Financial Framework. The source of financing and scope of Union financial commitment in the post-2027 period remain subject to the outcome of interinstitutional negotiations on the MFF 2028-2034 and thereafter shall be determined through the annual budgetary procedure. All appropriations and staffing allocations as of 2028 are indicative. (10)  requires use of the unallocated margin under the relevant heading of the MFF and/or use of the special instruments as defined in the MFF Regulation (11)  requires a revision of the MFF EN 18 EN 3.2.7. Third-party contributions The proposal/initiative: (12)  does not provide for co-financing by third parties (13)  provides for the co-financing by third parties estimated below: Appropriations in EUR million (to three decimal places) Year Year Year Year Year Year Year Total 2028 2029 2030 2031 2032 2033 2034 Specify the co- p.m. p.m. p.m. p.m p.m. p.m. p.m. p.m financing body TOTAL appropriations co-financed 3.3. Estimated impact on revenue (14)  The proposal/initiative has no financial impact on revenue. (15)  The proposal/initiative has the following financial impact:  on own resources  on other revenue  please indicate, if the revenue is assigned to expenditure lines 4. DIGITAL DIMENSIONS 4.1. Requirements of digital relevance EN 19 EN Reference to Actors affected or High-level the Requirement description concerned by the Categories Processes requirement requirement Persons concerned and, where applicable, employers, shall be able to submit requests for social security documents falling within the scope of this Regulation fully online using procedures that comply with Regulation (EU) 2018/1724. The online request procedure shall be user-friendly, accessible and comply with the following requirements: (a) It shall enable the electronic identification • Issuers of social R1 and authentication of the person • Data security documents Request social concerned and, where applicable, the • Process digitalisation Article 6 • Holders of social security employer; and automation security documents documents (b) It shall allow for the electronic provision • Digital public service(s) and applicants of the information, documents or supporting evidence, referred to in Article 3(2) of Regulation (EC) No 987/2009, necessary to process the request; (c) It shall ensure that the final submission of the request can be completed remotely; (d) It shall provide the person concerned and, where applicable, the employer with an automatic acknowledgement of receipt after the completed submission has been EN 1 EN completed, unless the document is issued immediately; (e) It shall notify the person concerned and, where applicable, the employer, electronically that the issuing procedure has been completed. The competent institutions shall issue digital social security documents in a format suitable for use in • Issuers of social • Data R2 the European Digital Identity wallet of the person security documents Issue digital • Process digitalisation Article 7(1) concerned, and where relevant, of the employer. • Holders of social social security and automation The digital social security documents shall comply security documents documents • Digital solutions with the technical specifications adopted pursuant and applicants • Digital public Service(s) to paragraph 11. By way of derogation from paragraph 1, the competent institutions shall, at the request of the person concerned or the employer, issue the social • Issuers of social • Data R3 Issue physical security document in a standardised and accessible security documents • Process digitalisation physical format. Such a document shall include a • documents Article 7(2) Holders of social and automation enhanced with QR code or any other electronic features to security documents • Digital solutions digital features enhance its security, in accordance with the and applicants • Digital Public Service(s) technical specifications adopted pursuant to paragraph 11. • Data R4 Each Member State shall communicate to the • Member States Issue of social • Process digitalisation Article 7(3) Commission a list of issuers and shall keep that list security and automation EN 2 EN up to date. The Commission shall make those lists documents • Digital solutions available to the public through a secure channel • Digital Public Service(s) and in an electronically signed or sealed form suitable for automated processing. With regard to issuers of the portable document A1, the list shall be communicated to the Commission by [date of entry into force plus 12 months]. Member States shall communicate the list of issuers of EHIC and other social security documents falling within the scope of this Chapter by [date of entry into force plus 3 years]. Before issuing a social security document, the Verify R5 issuers shall verify the accuracy of the information • Data information Article 7(4) provided by the persons concerned and, where • Member States before issuing • Process digitalisation and automation applicable, by the employers in support of their social security documents • Digital solutions request, including by means of digital tools. Where a social security document referred to in paragraph 1 or 2 is revoked, the issuer shall Inform on • Data immediately notify the person concerned and, • Issuer issuance and • Process digitalisation where applicable, the employer, by electronic • R6 Holders of social revocation of and automation Article 7(5) security documents means, except if other means are indicated by the social security • Digital solutions and applicants person concerned and, where applicable, the documents • Digital Public Service(s) employer. R7 The issuers shall ensure that a person is able to Issue digital • Data • Member States Article 7(6) receive and store, within their own European social security • Digital Public Service(s) EN 3 EN Digital Identity wallet, the digital social security documents of documents of their minor children and of a natural legally person whom they legally represent. represented persons • Member States Social security documents issued under paragraph • • Data Verifiers of social Recognise social R8 1 and 2 by one Member State shall be recognised • Digital solutions security attestations security Article 7(7) • Digital Public Service(s) by verifiers in all other Member States. • Holders of social documents security documents Member States shall ensure that verifiers established on their territory are equipped with the necessary technical means to verify the social security documents issued under this Article, in order to confirm their authenticity, integrity and • Data R9 • Member States validity. Verifiers shall be able to verify that: Verify social • Process digitalisation • Verifiers Article 7(8) (a) the document was issued by an authorised • security and automation Holders of social institution; documents • Digital solutions security documents • Digital Public Service(s) (b) the data contained in the document has not been tampered with since issuance; (c) the document has not expired or been revoked. From [date of entry into force plus 3 years], Transmit data • Member States for the • Data Member States shall ensure that healthcare R10 • Healthcare reimbursement • Process digitalisation providers on their territory are able to providers of costs under and automation Article 9(2) electronically transmit the data contained in the • Insured persons • Digital solutions the EU social European Health Insurance Card of a patient from receiving treatment security • Digital Public Service(s) another Member State, and all the data that need to coordination EN 4 EN be transmitted for the reimbursement process, to rules the competent institutions of the Member State of treatment. Competent institutions shall issue social security • Issuers of social R11 documents to the person concerned and, where security documents Issue social Article 8 applicable, the employer in compliance with the • Holders of social security • Digital Public Service(s) deadlines established in accordance with paragraph security documents documents 2. and applicants The Commission shall establish, by means of implementing acts, a common technical framework to ensure interoperability between national portals used to request the portable document A1 and the public interfaces connected to the Internal Market Information System for the declaration of posting of workers and for the posting of drivers in road • Commission Requests for • Data transport, as provided for in Article 1(11) of • R12 Member States portable • Digital solutions Article 10(2) • Portable document Directive (EU) 2020/1057. That technical document A1 • Digital Public Service(s) A1 applicants framework shall enable the reuse of relevant submitted data across the procedures for the request of the portable document A1 and the submission of posting declarations, in compliance with Regulations (EU) 2016/679 and (EU) 2018/1725 and the once-only principle. R14 Member States shall collect and transmit to the • Member States Report • Data Article 14(1) Commission data on the implementation of • Commission EN 5 EN Article 8(1) and Article 11(2). Member States shall exchange, access and process the data required to apply Regulations (EC) No 883/2004 and (EC) No 987/2009 via the Electronic Cross-border Data R15 – Article Exchange of Social Security Information (EESSI) information 11(1)-(2) system, in accordance with its functional and Process digitalisation and Member States exchange technical specifications laid down pursuant to automation Article 78 of Regulation (EC) No 987/2009. When Digital Public Service exchanging data via the EESSI system, Member States shall comply with the maximum time periods laid down in Annex I of this Regulation. R16 - Article Interoperability of ESSPASS with EESSI and Interoperability Digital Public Services 7(10) other initiatives 4.2. Data High-level description of the data in scope Type of data Reference to the Standard and/or specification (if applicable) requirement(s) EN 6 EN Personal and non-personal data contained in R2 As provided for in Article 7(11), data specifications for digital the digital social security documents social security documents will be defined through implementing R7 acts, in accordance with the examination procedure referred to in R8 Article 5 of Regulation (EU) No 182/2011. These specifications R9 will comply with the common standards, schemas, formats and technical specifications established under the European Digital R10 Identity (EUDI) framework. They will also draw upon the work undertaken during the ESSPASS pilot projects and the recommendations of the Ad hoc group of the Administrative Commission on ESSPASS. Personal and non-personal data contained in R3 As provided for in Article 7(11), data specifications for the the physical social security documents enhanced physical social security documents will be defined R8 enhanced with digital features through implementing acts, in accordance with the examination R9 procedure referred to in Article 5 of Regulation (EU) R10 No 182/2011. These specifications will also draw upon the work undertaken during the ESSPASS pilot projects and the recommendations of the Ad hoc group of the Administrative Commission on ESSPASS. Personal Identification Data (PID) attributes R2 The disclosure of PID attributes to the verifier will be performed held in the EUDI wallet through EUDI wallet presentation protocols defined under the R7 EUDI framework. R8 R9 R10 Personal identification data or identifier and R1 The identification and authentication in national portals and the other data required to request social security exchange of information for requesting social security documents EN 7 EN documents online R5 will follow the specifications and protocols used in the Member States. Data about issuers of social security R4 Issuers registration in the trust lists will follow the specifications documents and protocols defined under the EUDI framework Data regarding the implementation R13 The format and structure for the reporting obligation will be of Article 8(1) and Article 11(2) defined through implementing acts, in accordance with the examination procedure referred to in Article 11(2) of Regulation (EU) No 182/2011. Data required to apply Regulations (EC) No Exchanges take place via the EESSI system in accordance with its R15 883/2004 and (EC) No 987/2009, exchanged functional and technical specifications laid down pursuant to between competent institutions – personal and Article 78 of Regulation (EC) No 987/2009. non-personal data Alignment with the European Data Strategy The requirements are consistent with the objectives of the European data strategy. They facilitate secure access and interoperable exchange of standardised data among relevant stakeholders across borders. The requirements comply with the rights to privacy and data protection guaranteed in the Charter of Fundamental Rights of the European Union, the Treaty on the Functioning of the European Union, the General Data Protection Regulation and the EU Data Protection Regulation. No open data is processed under these requirements. The reporting obligation set out in Article 14 generates data exclusively for monitoring purposes, without mandating the reuse of the reported information. Alignment with the once-only principle The requirements adhere to the once-only principle: social security documents, regardless of format, are issued once by national authorities, enabling individuals and businesses to securely reuse them digitally without resubmitting the same data. These documents are verified cross-border after consent is obtained. EN 8 EN Article 10(2) and (3) aim to implement the once-only principle to reduce administrative burdens and eliminate redundant data submissions when requesting portable document A1. High-level description of the data flows Type of data Reference(s) to the Actors who Actors who Trigger for the data Frequency (if requirement(s) provide the data receive the data exchange applicable) Personal and non-personal data R2 Issuers Holders of Issuance of digital contained in the digital social R7 documents and social security security documents applicants documents Personal and non-personal data R3 Issuers Holders of Issuance of physical contained in the physical social documents and social security security documents enhanced applicants documents enhanced with digital features with digital features R9 Holders of Verifiers Request from the Personal Identification Data documents verifiers and explicit (PID) attributes held in the authorisation from the EUDI wallet holders Personal and non-personal data R9 Holders of Verifiers Request from the contained in the digital social documents verifiers and explicit security documents authorisation from the holders Personal and non-personal data R9 Holders of Verifiers Request from the contained in the physical social documents verifiers and holders’ security documents enhanced presentation of the with digital features physical documents EN 9 EN Personal identification data or R1 Applicants National portals Application for the identifier and other data for requesting issuance of social required to request social social security security documents security documents online documents Data about issuers of social R4 Issuers Commission Communication to security documents the Commission of the trust lists of issuers, any subsequent update R10 Verifiers of EHIC Authorities in Transfer of data for Personal Identification Data the Member reimbursement (PID) attributes held in the States of processing EUDI wallet treatment Personal and non-personal data R10 Verifiers of EHIC Authorities in Transfer of data for contained in the digital social the Member reimbursement security documents States of processing treatment Personal and non-personal data R10 Verifiers of EHIC Authorities in Transfer of data for contained in the physical social the Member reimbursement security documents enhanced States of processing with digital features treatment Data regarding the R13 Member States Commission Reporting obligation implementation of Article 8(1) and Article 11(2) Data required to apply Need basis and within N/A R15 Member States Member States Regulations (EC) No 883/2004 the maximum time EN 10 EN and (EC) No 987/2009 periods laid down in Annex I 4.3. Digital solutions High-level description of digital solutions Reference(s) Use of AI Main mandated Responsible How is accessibility How is reusability Digital solution to the technologies functionalities body catered for? considered? requirement(s) (if applicable) ESSPASS R2 Issuance, Member State For the digital social For the digital social N/A issuing management and competent security documents, security documents, R3 infrastructure revocation of authorities accessibility is addressed the solution is based digital social through the Member on the EUDI security States’ implementation of framework and reuses documents and the EUDI wallets its core components, physical social (Article 5a(21) of such as the EUDI security Regulation (EU)No trust framework, the documents 910/2014). For physical EUDI wallet, the PID enhanced with documents, accessibility issuance digital features requirements will be infrastructure, trust defined in the technical registries and lists, specifications to be interoperability adopted through specifications. implementing act, in The EUDI trust accordance with EN 11 EN Article 7(11). framework is also being considered for reuse in relation to physical social security documents. ESSPASS R8 Verification of Member State The accessibility As one of the verifier digital social competent requirements of the implementation R9 application/s security authorities verifiers’ application/s options, the documents and interacting will be defined Commission may physical social through implementing provide a reference security acts, in accordance with implementation of the documents Article 7(11). application for reuse enhanced with and configuration by digital features Member States on a voluntary basis. This will be discussed with Member States prior to the implementation phase. Details of the verification application will be defined through implementing acts, in accordance with Article 7(11). As investments and adaptations for healthcare digital systems are already EN 12 EN provided for under the European health data space, these should be leveraged to create synergies that maximise their impact and efficiency. Online portals R1 Request of social Member State Responsibility for ensuring Depending on a for requesting security competent the accessibility of Member State’s social security documents authorities national portals rests with digital landscape and documents the Member States. organisational structure, existing Article 6(1) provides that portals could be online request procedure updated to include shall be accessible online requests for additional social security documents. Alignment of the digital solution with applicable digital policies and legislative enactments ESSPASS issuing infrastructure Digital and/or sectorial policy (when these are Explanation on how it aligns applicable) AI Act No use of AI is foreseen in the proposed Regulation. EU Cybersecurity framework All security aspects of the issuing infrastructure, including the security requirements for issuers of digital social security documents, the EUDI wallet EN 13 EN security features and the communication protocols between issuer and wallet, are covered by the EUDI framework Regulation. The same security requirements for the issuance of digital social security documents will also apply to the physical documents enhanced with digital security features. They will be further detailed in the technical specifications. eIDAS The solution is based on the EUDI framework and reuses its core components. The EUDI trust framework is also being considered for reuse in relation to physical social security documents. These documents will include eIDAS-compliant electronic signatures, providing the same level of assurance as digital social security documents. Single Digital Gateway and IMI The solution is built on the foundations established by the Single Digital Gateway Regulation (SDGR), which mandates that Member States enable fully online access to administrative procedures, such as A1 portable document requests, EHIC applications, and pension claims, while ensuring the electronic issuance of outputs. The solution standardises the format of these outputs to facilitate cross-border verification and further extends digitalisation to all social security documents within the scope of the proposed Regulation. Others Verifier application Digital and/or sectorial policy (when these are Explanation on how it aligns applicable) AI Act No use of AI is foreseen in the proposed Regulation. EN 14 EN EU Cybersecurity framework All security aspects of the verifier application, including the verification protocols, will be compliant with the cybersecurity requirements defined under the EUDI framework. They will be further detailed in the technical specifications. eIDAS The verification of digital social security documents will comply with EUDI protocols and standards, which are defined to support the implementation of eIDAS. The physical documents enhanced with digital features will include eIDAS- compliant electronic signatures, verifiable via the same verifier application. Single Digital Gateway and IMI Interoperability with IMI. Others Portals to request ESSPASS attestations Digital and/or sectorial policy (when these are Explanation on how it aligns applicable) AI Act No use of AI is foreseen in the proposed Regulation. EU Cybersecurity framework The proposed Regulation does not impose any additional cybersecurity requirements. eIDAS Portals should support login based on the Personal Information Data (PID) presentation from the EUDI wallet. Single Digital Gateway and IMI The Your Europe portal will serve as a possible single-entry point for applicants to request the social security documents covered under the Single Digital Gateway Regulation, redirecting them to the national portals for document requests. Article 10 of the proposed Regulation (R13) address interoperability between EN 15 EN national portals for requesting the portable document A1 and the public interfaces connected to the Internal Market Information System for the declaration of posting of workers, currently under negotiations, and for the posting of drivers in road transport. Others 4.4. Interoperability assessment High-level description of the digital public service(s) affected by the requirements Digital public Description Reference(s) to the Interoperable Other interoperability solution(s) service or category requirement(s) Europe Solution(s) of digital public services (NOT APPLICABLE) ESSPASS – This service, provided by R2 // EUDI framework and wallet Request, issuance competent authorities in Member R3 and revocation of States, enables applicants to social security request and receive social security R7 documents documents either in a digital R13 format for use in the EUDI wallet or as a physical document enhanced by digital features. ESSPASS - This service, provided by R8 EUDI framework and wallet Verification of social verifiers, enables holders of social R9 security documents to have their EN 16 EN security documents documents instantly verified and validated through digital means (i.e. the verifier application). For digital social security documents, the service also allows holders to confirm whether the verifier is authorised to request and verify the document. Impact of the requirement(s) as per digital public service on cross-border interoperability Request, issuance and revocation of social security documents Assessment Measure(s) Potential remaining barriers (if applicable) Alignment with existing digital and - Adoption of technologies and standards sectorial policies set out under the EUDI Regulation Please list the applicable digital and - Use of digital signatures in compliance sectorial policies identified with the eIDAS Regulation (for physical social security documents enhanced with digital features) - Compliance with GDPR - Synergies with processes related to EESSI (R 15) Organisational measures for a - Establishment of a modern and efficient smooth cross-border digital public governance structure, comprising a services delivery Committee under Regulation (EU) No 182/2011 to support the Commission EN 17 EN Please list the governance measures in adopting implementing acts and an foreseen Advisory Group on Digitalisation in Social Security Coordination to provide technical advice, operational support and a community of practice for exchanging experiences and knowledge. - Registration of trusted issuers within the trust framework and notification of the corresponding trust lists to the Commission. - Mutual recognition of social security documents Measures taken to ensure a shared - Shared specifications adopted through understanding of the data implementing acts, in accordance with the examination procedure referred to in Please list such measures Article 5 of Regulation (EU) No 182/2011. - Advisory Group providing expertise to the Commission in the early preparation of implementing acts before submitting to the Committee. Use of commonly agreed open - Adoption of technical specifications for Potentially high impact for authorities with lower digital social security documents as levels of technological maturity technical specifications and standards provided for in Article 7(1) - Adoption of technical specifications for Please list such measures physical social security documents enhanced with digital features as provided for in Article 7(2) Verification of social security documents EN 18 EN Assessment Measure(s) Potential remaining barriers (if applicable) Alignment with existing digital and - Adoption of technologies and standards sectorial policies set out under the EUDI Regulation Please list the applicable digital and - Use of digital signatures in compliance sectorial policies identified with the eIDAS Regulation (for physical social security documents enhanced with digital features) - Synergies with e-Health initiatives using the EUDI wallets Organisational measures for a - Establishment of a modern and efficient smooth cross-border digital public governance structure, comprising a services delivery Committee under Regulation (EU) No 182/2011 to support the Commission Please list the governance measures in adopting implementing acts and an foreseen Advisory Group on Digitalisation in Social Security Coordination to provide technical advice, operational support and a community of practice for exchanging experiences and knowledge. - Registration of authorised verifiers in accordance with the EUDI trust framework. Measures taken to ensure a shared - Shared specifications adopted through understanding of the data implementing acts, in accordance with the examination procedure referred to in Please list such measures Article 5of Regulation (EU) No 182/2011. - Advisory Group providing expertise to the Commission in the early preparation of implementing acts before submitting to EN 19 EN the Committee. Use of commonly agreed open - Adoption of technical specifications for technical specifications and verification of social security documents, standards regardless of format, as provided for in Article 7(11) Please list such measures 4.5. Measures to support digital implementation High-level description of measures supporting digital implementation Reference(s) to the Commission Actors to be Expected timeline requirement(s) role involved (if applicable) Description of the measure (if applicable) (if42 applicable) Adoption of implementing acts on the R2 Preparing and Commission, functional, operational and technical adopting the Committee R3 specifications, as provided for in implementing composed of Article 7(1) (2) (11). R7 acts representatives R8 of Member States R9 42 EN 20 EN EUROOPA KOMISJON Strasbourg, 15.9.2026 COM(2026) 980 final 2026/0271 (COD) Ettepanek: EUROOPA PARLAMENDI JA NÕUKOGU MÄÄRUS, milles käsitletakse sotsiaalkindlustussüsteemide koordineerimise digiüleminekut ja millega kehtestatakse Euroopa sotsiaalkindlustuspassi (ESSPASS) raamistik ning muudetakse määrusi (EÜ) nr 883/2004, (EÜ) nr 987/2009 ja (EL) 2018/1724 {SEC(2026) 980 final} - {SWD(2026) 981 final} - {SWD(2026) 982 final} - {SWD(2026) 983 final} (EMPs kohaldatav tekst) ET ET SELETUSKIRI 1. ETTEPANEKU TAUST • Ettepaneku põhjused ja eesmärgid Isikute vaba liikumine on üks neljast ELi ühtse turu keskmes olevast põhivabadusest ja Euroopa integratsiooni oluline saavutus. Hõlbustades töötajate liikuvust, aitab see vähendada tööjõupuudust ja oskuste nappust ning toetab majanduskasvu ja konkurentsivõimet kõigis liikmesriikides. Lisaks sellele, et isikute vaba liikumine toob kasu Euroopa majandusele, laiendab see üksikisikute kutsealaseid ja isiklikke võimalusi, soodustab kultuurivahetust ja ühist kogukonnatunnet, edendades seeläbi Euroopa Liidu integratsiooni. Selle vabaduse tulemuslikuks kasutamiseks on vaja selgeid eeskirju, tugevaid jõustamismehhanisme ja liikmesriikide vahel kooskõlastatud poliitikat, et toetada liikuvust, tagades samal ajal õigluse, õiguskindluse ja õiguste kaitse. Sellega seoses on peamine tugisammas ELi sotsiaalkindlustuse koordineerimise raamistik1. Sellega tagatakse, et üksikisikud saavad jätkuvalt hüvitisi, nagu pension, töötus- ja perehüvitised, ning et neil on teistesse liikmesriikidesse kolimise või seal viibimise või reisimise korral tervisekindlustus. Euroopa Parlament ja nõukogu jõudsid hiljuti esialgsele kokkuleppele selle raamistiku ajakohastamises2. Kui läbivaadatud raamistik on vastu võetud, hõlbustatakse sellega kodanike õiguste kasutamist, tagatakse suurem õigusselgus ja nõuete täitmise tagamise lihtsus ning lihtsustatakse ettevõtjate ja töötajate jaoks lühiajalist piiriülest tegevust ja ärireise. Samal ajal on endiselt olemas suur potentsiaal muuta ELi sotsiaalkindlustuse koordineerimist käsitlevate eeskirjade kohaldamine lihtsamaks. Seda on võimalik saavutada digitehnoloogia ulatuslikuma ja parema kasutamisega selles valdkonnas osana ELi laiematest jõupingutustest, mille eesmärk on i) lihtsustada menetlusi; ii) vähendada üksikisikute, ettevõtjate ning riiklike, piirkondlike ja kohalike ametiasutuste koormust ning iii) toetada ELi ühtse turu konkurentsivõimet. Digiüleminek on ELi strateegiliste prioriteetide keskne osa ning innovatsiooni ja konkurentsivõime peamine liikumapanev jõud. Kooskõlas digikümnendi poliitikaprogrammiga 2030 ning Euroopa deklaratsiooniga digiõiguste ja -põhimõtete kohta edendab liit sujuvate ja inimkesksete digitaalsete avalike teenuste arendamist kogu Euroopas. Enrico Letta ja Mario Draghi hiljutistes aruannetes ühtse turu tuleviku ja Euroopa konkurentsivõime kohta rõhutatakse tungivat vajadust seda digiüleminekut kiirendada ja kõrvaldada tõkked, mis kahjustavad ühtse turu dünaamilisust. Samamoodi on ka 2026. aasta ühtse turu ja konkurentsivõime aruandes tuvastatud oluliste takistustena püsivad lüngad piiriüleste digiteenuste valdkonnas ja liikuvusega seotud probleemid – eriti väikeste ja 1 Määrus (EÜ) nr 883/2004 sotsiaalkindlustussüsteemide koordineerimise kohta ja määrus (EÜ) nr 987/2009, milles sätestatakse määruse (EÜ) nr 883/2004 rakendamise kord. Neid määrusi kohaldatakse ka Norra, Islandi, Liechtensteini ja Šveitsi suhtes. Ühendkuningriigiga sõlmitud lepingutes on kehtestatud erieeskirjad. 2 Euroopa Parlament kiitis esialgse kokkuleppe heaks 7. juulil 2026, kuid nõukogu ei ole seda veel ametlikult vastu võtnud. ET 1 ET keskmise suurusega ettevõtjate (VKE) jaoks3 –, mis takistavad Euroopa majanduskasvu ja digitaalse ühtse turu sujuvat toimimist. Lisaks rõhutatakse ELi 2025. aasta idu- ja kasvufirmade strateegias õigusliku killustatuse negatiivset mõju idu- ja kasvufirmade suutlikkusele ühtsel turul tõhusalt tegutseda ja talente ligi meelitada. Kuigi komisjon ja liikmesriigid on juba astunud praeguse raamistiku alusel samme piiriüleste menetluste, teenuste ja andmevahetuse digitaliseerimiseks sotsiaalkindlustuse koordineerimise valdkonnas, on vaja ELi tasandil täiendavaid meetmeid. See on kooskõlas Euroopa Parlamendi korduvate üleskutsetega, sealhulgas 2021. aasta resolutsioonis Euroopa sotsiaalkindlustuspassi kohta, mida kajastati komisjoni teatises sotsiaalkindlustuse koordineerimise digiülemineku kohta, nõukogu 2023. aasta novembri järeldustes ja eespool nimetatud Letta aruandes. Samuti vastab see Euroopa sotsiaalpartnerite4 ja kodanikuühiskonna organisatsioonide taotlustele tugevdada töötajate sotsiaalkindlustusõiguste kaitset, tõhustada jõustamist ja hõlbustada töötajate liikuvust, vähendades samal ajal halduskoormust. Sotsiaalkindlustusteabe elektroonilise vahetamise (EESSI) süsteem5 on märkimisväärselt parandanud juhtumite käsitlemist ELi sotsiaalkindlustuse koordineerimist käsitlevate eeskirjade kohaselt. EESSI, mis hõlmab selliseid valdkondi nagu haigused, tööõnnetused, pensionid, töötus- ja perehüvitised, võimaldab 32 osalevas riigis (27 liikmesriiki ning Island, Liechtenstein, Norra, Šveits ja Ühendkuningriik) rohkem kui 3 100 sotsiaalkindlustusasutusel vahetada teavet elektrooniliselt ja turvaliselt, asendades paberkandjal teabevahetuse. Alates selle rakendamisest on menetletud rohkem kui 42 miljonit juhtumit, mis on toonud käegakatsutavat kasu miljonitele inimestele, kelle sotsiaalkindlustusnõudeid menetletakse nüüd tõhusamalt. Vaatamata nendele edusammudele on endiselt mõningaid takistusi süsteemi eeliste täielikul ärakasutamisel. Need hõlmavad viivitusi piiriüleste pensionijuhtumite käsitlemisel, mille tõttu on oht, et üksikisikud jäävad ilma õigeaegsest juurdepääsust oma õigustele, mis õõnestab inimeste usaldust ELi sotsiaalkindlustuse koordineerimise raamistiku vastu. EESSI rakendamisel saadud kogemused on toonud esile ka piiriüleste sotsiaalkindlustusmenetluste digitaliseerimisega seotud tehnilised, menetluslikud ja koordineerimisprobleemid. Kuna kaasatud on tuhanded institutsioonid ja hõlmatud on kõik sotsiaalkindlustusliigid, on vaja paindlikumat koostööd ja sujuvamat otsustusprotsessi. Kuigi sotsiaalkindlustusasutuste vahelise teabevahetuse parandamine EESSI kaudu on äärmiselt oluline, on see alles esimene samm. Vaja on täiendavat digitaliseerimist, et 3 Vt ühtse turu normide täitmise tagamise rakkerühma 2024. aasta aruanne: https://ec.europa.eu/internal_market/smet/_docs/2024/smet-report-2024_en.pdf, lk 12. 4 BusinessEurope’i seisukohavõtt: „Stepping up EU simplification efforts in the field of social affairs“ (ELi lihtsustamispüüdluste tõhustamine sotsiaalküsimuste valdkonnas), Euroopa Ametiühingute Keskliidu panus avalikku konsultatsiooni. 5 EESSI projekt käivitati 2008. aastal ja süsteem võeti kasutusele 2019. aastal. Lisateabe saamiseks vt „Electronic Exchange of Social Security Information (EESSI) - Employment, Social Affairs and Inclusion“ (Sotsiaalkindlustusteabe elektrooniline vahetamine (EESSI) – tööhõive, sotsiaalküsimused ja kaasatus). ET 2 ET • tugevdada üksikisikute ja töötajate kaitset, hõlbustades tulemuslikumat juurdepääsu sotsiaalkindlustusõigustele kogu Euroopas; • vähendada haldustakistusi ja kulusid üksikisikute jaoks, kes saavad juurdepääsu sotsiaalkindlustushüvitistele teistes liikmesriikides, ja piiriüleselt tegutsevate ettevõtjate jaoks; • parandada piiriüleste avalike teenuste kvaliteeti; • anda liikmesriikidele mõjusamad vahendid pettusevastaseks võitluseks, tugevdades seeläbi õiguste kaitset ja õiglast liikuvust. Endiselt esineb piiriülestes sotsiaalkindlustusega seotud olukordades probleeme üksikisikute, ettevõtjate ja riiklike ametiasutuste vahelises teabevahetuses. Üksikisikutel on piiriülese liikumise, reisimise või töötamise korral sageli raske oma sotsiaalkindlustusõigusi kiiresti tõendada. Samal ajal puuduvad sotsiaalkindlustusasutustel, tööinspektsioonidel ja tervishoiuteenuse osutajatel tõhusad ja turvalised viisid selle teabe kinnitamiseks kõigis liikmesriikides. Samas on ettevõtjatel – eriti väikestel ja keskmise suurusega ettevõtjatel (VKEd) – pidevalt raskusi nõuete sujuval täitmisel, kui nad saadavad töötajaid ajutiselt välismaale tööle6. Probleem tuleneb järgmisest: • sotsiaalkindlustusdokumentide, sealhulgas Euroopa ravikindlustuskaardi taotlemise, väljastamise ja kontrollimise olemasolevad menetlused, mis on endiselt suuresti paberipõhised; • dokumentide vormingu ja kontrollimeetodite piiratud piiriülene koostalitlusvõime ja standardimine; • protsessid, mis ei vasta piisavalt üksikisikute ja ettevõtjate vajadustele. See põhjustab ebatõhusust, tarbetut menetluslikku keerukust, suuremaid kulusid, ajakadu, vigu ja pettusi. See võib raskendada juurdepääsu sotsiaalkindlustushüvitistele teistes liikmesriikides, luues seega konkreetseid takistusi ELi-sisesele liikuvusele,7 asutamisvabadusele ja teenuste piiriülesele osutamisele. Selleks käivitati Euroopa sotsiaalõiguste samba tegevuskava raames Euroopa sotsiaalkindlustuspassi (ESSPASS) katseprojekt. Projekti eesmärk oli uurida digilahendust sotsiaalkindlustusdokumentide väljastamiseks ja piiriüleseks kontrollimiseks. Aastatel 2021– 6 2025. aasta ühtse turu strateegia kohaselt peetakse töötajate lähetamise menetlustega seotud haldustakistusi üheks kõige olulisematest takistustest, mis ei võimalda ettevõtjatel teistesse liikmesriikidesse laieneda. Vt ka ühtse turu normide täitmise tagamise rakkerühma aruanne, lk 12. 7 Draghi aruandes rõhutatakse, et hirm kaotada teistes liikmesriikides juurdepääs sotsiaalkaitsele või kogeda raskusi juurdepääsul sotsiaalkindlustusele pärsib inimeste ümberasumist, kuigi ELi õigusaktidega on tagatud sotsiaalkindlustusõiguste ülekantavus. ET 3 ET 2025 katsetati porditava dokumendiga A18 ja Euroopa ravikindlustuskaardiga seotud menetluste digilahendusi märkimisväärse arvu liikmesriikide osalusel9. Katseprojekti edu näitas selgelt, et Euroopa sotsiaalkindlustuspassiga saab • anda üksikisikutele võimaluse oma õigusi hõlpsamalt ja turvalisemalt piiriüleselt tõendada ja kasutada; • vähendada ettevõtjate halduskoormust; • tõhustada pettuste ennetamist standarditud digidokumentide reaalajas kontrollimise kaudu; • suurendada riiklike ametiasutuste tõhusust, vähendades paberipõhiseid protsesse. Neid tõestatud eeliseid arvesse võttes on komisjon kuulutanud ühtse turu strateegias ja oma 2026. aasta tööprogrammis välja Euroopa sotsiaalkindlustuspassi reguleeriva õigusraamistiku, mis on töötajate õiglase liikuvuse paketi oluline osa. Kavandatavas määruses sätestatakse eeskirjad Euroopa sotsiaalkindlustuspassi kiireks kasutuselevõtuks kõigis liikmesriikides. Sellega kehtestatakse spetsiaalne õigusakt, mis hõlmab piiriülest digitaalset andmevahetust ja menetlusi, mis on vajalikud ELi sotsiaalkindlustuse koordineerimist käsitlevate eeskirjade tulemusliku rakendamise ja täitmise tagamiseks, sealhulgas selliste eeskirjade, mille täitmist hõlbustatakse EESSI süsteemi kaudu. Õigusselguse, järjepidevuse, jõustatavuse ja paindlikkuse tagamiseks on vaja eraldiseisvat määrust, milles käsitletakse kõiki sotsiaalkindlustuse koordineerimise digiaspekte. Neid eesmärke ei ole võimalik täielikult saavutada olemasoleva sotsiaalkindlustuse koordineerimise raamistiku killustatud sätetega. Spetsiaalse õigusaktiga kehtestataks vajalikud õigusnõuded, tehnilised kirjeldused ja standardid, koostalitlusvõime nõuded, juhtimiskord ning tugevad turva- ja andmekaitsemeetmed. Samuti tagataks sellega, et vastavaid siduvaid rakendusmeetmeid kohaldatakse kõigis liikmesriikides ühetaoliselt ja tulemuslikult. Lisaks võimaldaks selline lähenemisviis suuremat paindlikkust, et võtta arvesse tulevast tehnoloogia arengut. Eraldades digiaspektid ELi sotsiaalkindlustuse koordineerimise põhiraamistikust, võimaldaks kavandatav määrus tehnilisi nõudeid õigeaegselt ajakohastada, ilma et oleks vaja seda raamistikku muuta. Selles keskendutaks üksnes sotsiaalkindlustuse koordineerimise digiüleminekule, täiendades seeläbi olemasolevat õigusraamistikku. Kavandatava määrusega toetatakse sujuvat üleminekut Euroopa sotsiaalkindlustuspassi katseetapist täiemahulisele rakendamisele. Määrust hakatakse porditava dokumendi A1 suhtes kohaldama üks aasta pärast jõustumist ja Euroopa ravikindlustuskaardi suhtes kolm aastat pärast jõustumist. Pärast kolme aasta möödumist hõlmab see ka kõiki muid 8 Porditava dokumendiga A1 tõendatakse, millise liikmesriigi sotsiaalkindlustusalaseid õigusakte kohaldatakse piiriüleselt töötava isiku suhtes. 9 Projektis DC4EU katsetati Euroopa digiidentiteedi raamistiku kasutamist. See hõlmas 80 asutust 22 riigist, kusjuures 15 riiki (AT, DE, DK, PL, BE, NL, FR, LU, BG, CZ, ES, PT, IT, FI, CH) osalesid sotsiaalkindlustuse koordineerimise tööpakettides. Projektis EBSI-Vector uuriti plokiaheltehnoloogial põhinevat lahendust, kaasates 52 partnerit 20 riigist, kusjuures viis riiki (AT, BE, DE, IT, NL) olid seotud sotsiaalkindlustuse koordineerimise kasutusjuhtumitega. Neid projekte toetati rahaliselt programmist „Digitaalne Euroopa“. ET 4 ET sotsiaalkindlustusdokumente, välja arvatud need, mille puhul näitab hindamine, et ESSPASSi raames toimuv digitaliseerimine ei annaks lisaväärtust. Kavandatava määrusega, mis tugineb Euroopa digiidentiteedi ja ühtse digivärava raamistikele, antakse üksikisikutele turvaline otsejuurdepääs oma sotsiaalkindlustusdokumentidele Euroopa digiidentiteedikukrute kaudu, samal ajal kui riiklikel ametiasutustel on võimalik neid dokumente koheselt kontrollida ja paremini pettusi avastada. Siduvate tähtaegade kehtestamine dokumentide väljastamiseks parandab veelgi prognoositavust üksikisikute ja ettevõtjate, sealhulgas füüsilisest isikust ettevõtjate jaoks, ning vähendab tarbetuid viivitusi. See aitab tagada ELi sotsiaalkindlustuse koordineerimise raamistikust tulenevate õiguste tõhusa ja õigeaegse kasutamise. Lisaks hõlbustab see ettevõtjate piiriüleseid toiminguid, andes neile kindlustunde oma tegevuse planeerimiseks ja võimaldades vältida halduslikke kitsaskohti, mis on seotud erinevate menetlusaegadega. Piiriülestel töötajatel ja piiriüleselt tegutsevatel füüsilisest isikust ettevõtjatel on tänu menetluste suuremale läbipaistvusele ja sellele, et neil on otsejuurdepääs nende õigusi tõendavatele dokumentidele, lihtsam tõendada oma sotsiaalkindlustusega kaetust, samuti vähendab see paberipõhiste menetlustega seotud haldustakistusi ning aitab ennetada pettusi ja kuritarvitusi, mis võivad nende isikute õigusi kahjustada. Ettevõtjate, eelkõige VKEde jaoks lihtsustatakse lähetamisnõuete täitmist, ühtlustades porditava dokumendi A1 taotlustele esitatavaid teabenõudeid ja vähendades üleliigsete andmete esitamist kooskõlas ühekordsuse põhimõttega. See vähendab halduskulusid, parandab õiguskindlust töötajate lähetamisel välismaale ning aitab tagada kiirema ja usaldusväärsema juurdepääsu nõutavatele dokumentidele. Samuti tugevdatakse ja lihtsustatakse juhtimist, asendades praeguse korra paindlikuma ja struktureerituma lähenemisviisiga. Liikmesriikide esindajatest moodustatakse spetsiaalne sotsiaalkindlustuse koordineerimise digiülemineku töörühm, et aidata töötada välja tehnilisi kirjeldusi, jälgida edusamme ja jagada kogemusi. See töörühm jätkab tööd, mida on varem teinud Euroopa Parlamendi ja nõukogu määruse (EÜ) nr 883/200410 artikli 73 alusel loodud andmetöötluse tehniline komisjon ning sotsiaalkindlustussüsteemide koordineerimise halduskomisjoni ajutine Euroopa sotsiaalkindlustuspassi töörühm. Lisaks toetab liikmesriikide esindajatest koosnev komitee komisjoni rakendusaktide vastuvõtmisel kooskõlas Euroopa Parlamendi ja nõukogu määruse (EL) nr 182/201111 artiklis 5 sätestatud kontrollimenetlusega („komiteemenetluse komitee“). Sellega tagatakse, et eeskirjad on jätkuvalt kohandatavad ja tulevikukindlad, ning säilitatakse samal ajal nende siduv iseloom. Kavandatav määrus puudutab isikuid, kelle suhtes kohaldatakse sotsiaalkindlustuse koordineerimist käsitlevaid ELi eeskirju, nagu on määratletud määruse (EÜ) nr 883/2004 artiklis 2, sealhulgas töötajaid, füüsilisest isikust ettevõtjaid, pensionäre, töötuid ja majanduslikult mitteaktiivseid kindlustatud isikuid ning nende pereliikmeid. Neid eeskirju 10 Euroopa Parlamendi ja nõukogu 29. aprilli 2004. aasta määrus (EÜ) nr 883/2004 sotsiaalkindlustussüsteemide koordineerimise kohta (ELT L 166, 30.4.2004, lk 1, ELI: http://data.europa.eu/eli/reg/2004/883/oj). 11 Euroopa Parlamendi ja nõukogu 16. veebruari 2011. aasta määrus (EL) nr 182/2011, millega kehtestatakse eeskirjad ja üldpõhimõtted, mis käsitlevad liikmesriikide läbiviidava kontrolli mehhanisme, mida kohaldatakse komisjoni rakendamisvolituste teostamise suhtes (ELT L 55, 28.2.2011, lk 13, ELI: http://data.europa.eu/eli/reg/2011/182/oj). ET 5 ET kohaldatakse määruse (EL) nr 1231/201012 alusel ka kolmandate riikide kodanike suhtes, kes elavad seaduslikult liikmesriigis ja on piiriüleses olukorras. Seepärast tuleb määrust (EL) nr 1231/2010 muuta tagamaks, et käesoleva ettepanekuga kehtestatud meetmeid kohaldatakse ka nende kolmandate riikide kodanike suhtes. Territoriaalse katvuse osas hõlmab kavandatav määrus kõiki liikmesriike ning on asjakohane ka EMP riikide, Šveitsi ja Ühendkuningriigi jaoks, kui kohaldatavast õiguslikust korrast ei tulene teisiti. • Kooskõla poliitikavaldkonnas praegu kehtivate õigusnormidega Kavandatava määrusega toetatakse Euroopa sotsiaalõiguste samba eesmärke ja see on kooskõlas kehtivate liidu õigusaktidega, eelkõige ELi sotsiaalkindlustuse koordineerimist käsitlevate eeskirjadega. Sellega täiendatakse neid eeskirju, kehtestades spetsiaalse õigusakti, millega reguleeritakse kõiki piiriüleseid digimenetlusi ja kogu andmevahetust, mis on vajalikud nende tulemusliku rakendamise ja täitmise tagamise hõlbustamiseks. Ettepanekuga ei muudeta sotsiaalkindlustuse koordineerimise raamistikuga kehtestatud õigusi ja kohustusi ega seata ohtu sellega kaasnevat üksikisiku kaitse taset. Raamistikku ajakohastati ja lihtsustati hiljutise läbivaatamise käigus. Ettepanek on selle lähenemisviisiga kooskõlas, kuna sellega ajakohastatakse ja lihtsustatakse kõnealuse raamistiku kohaldamist veelgi digitaliseerimise kaudu. Edendades digitehnoloogia kasutamist kõigis liikmesriikides, tugevdatakse ettepanekuga olemasolevat kaitset, lihtsustades piiriülest juurdepääsu sotsiaalkindlustusõigustele ja -teenustele. Ettepanek on kooskõlas ühtse digivärava määrusega13. Ühtse digivärava määruse kohaselt peavad liikmesriigid tagama, et haldusmenetlused on üksikisikutele ja ettevõtjatele täiel määral veebis kättesaadavad ja läbitavad, sealhulgas seoses järgmisega: i) taotlused selle kindlaksmääramiseks, millised sotsiaalkindlustusalased õigusaktid kehtivad õiguste omaja suhtes, mille tulemusena väljastatakse porditav dokument A1; ii) Euroopa ravikindlustuskaardi rakendused ning iii) pensioninõuded. Tagamaks, et üksikisikud saavad täielikult kasutada oma vaba liikumise õigust ilma haldustakistusteta, laiendatakse ettepanekuga ühtse digivärava määrust, et lisada võimalus esitada täielikult veebipõhiseid taotlusi täiendavate sotsiaalkindlustusdokumentide kohta. Ettepanek on osa töötajate õiglase liikuvuse paketist. Pakett sisaldab meetmeid, mille eesmärk on ajakohastada ja lihtsustada töötajate liikuvust ja sotsiaalkindlustuse koordineerimist käsitlevate eeskirjade kohaldamist ja täitmise tagamist. Selle eesmärk on tagada, et liikuvus ELis oleks õiglane ja seejuures kaitstaks töötajaid liikuvusega seotud ärakasutamise või 12 Euroopa Parlamendi ja nõukogu 24. novembri 2010. aasta määrus (EL) nr 1231/2010, millega laiendatakse määrust (EÜ) nr 883/2004 ja määrust (EÜ) nr 987/2009 kolmandate riikide kodanikele, keda nimetatud määrused veel ei hõlma üksnes nende kodakondsuse tõttu (ELT L 344, 29.12.2010, lk 1, ELI: https://eur-lex.europa.eu/eli/reg/2010/1231/oj). 13 Euroopa Parlamendi ja nõukogu 2. oktoobri 2018. aasta määrus (EL) 2018/1724, millega luuakse ühtne digivärav teabele ja menetlustele ning abi- ja probleemilahendamisteenustele juurdepääsu pakkumiseks ning millega muudetakse määrust (EL) nr 1024/2012 (ELT L 295, 21.11.2018, lk 1, ELI: http://data.europa.eu/eli/reg/2018/1724/oj). ET 6 ET ebasoodsate tingimuste eest, edendades samal ajal oskustel ja innovatsioonil põhinevat konkurentsivõimelist ja dünaamilist ettevõtluskeskkonda. • Kooskõla muude liidu tegevuspõhimõtetega Ettepanekuga toetatakse Euroopa eesmärki lihtsustada haldusmenetlusi üksikisikute, ettevõtjate ning riiklike, piirkondlike ja kohalike ametiasutuste jaoks: vähem bürokraatiat, rohkem usaldust, parem nõuete täitmise tagamine. See aitab taastada ELi konkurentsivõimet kooskõlas Draghi aruande ja ELi konkurentsivõime kompassiga. Samuti täiendab see 28. õigusraamistikku, et aidata ettevõtetel (eelkõige idu- ja kasvufirmadel) ületada tõkkeid, mis takistavad tegutsemist kogu Euroopas, toetades kasvu, innovatsiooni ja üleilmset konkurentsi. Ettepanek tugineb ELi tasandil tehtavatele jõupingutustele, et edendada kõigi inimeste kaasavat digitaalset osalemist kogu Euroopas14 ja kiirendada piiriüleste avalike teenuste digitaliseerimist. See on kooskõlas digikümnendi programmi eesmärgiga pakkuda 2030. aastaks 100 % põhiteenuseid veebis ja tagada üksikisikutele juurdepääs turvalistele e- identimise lahendustele. Ettepanek tugineb ka olemasolevatele sektoriülestele algatustele, nagu ühtse digivärava määrus ja andmete ühekordse küsimise tehniline süsteem, Euroopa digiidentiteedi raamistik ja potentsiaalselt ka tulevased Euroopa ettevõtluskukrud, siseturu infosüsteem ja Koostalitleva Euroopa määrus. Ettepanekuga täiendatakse muid õigusakte, süsteeme ja vahendeid, millega toetatakse töötajate liikuvust, teenuste piiriülest osutamist, sotsiaalkaitset, piiriülest tervishoidu ja tööõiguse jõustamist, mille eesmärk on veelgi hõlbustada ELis üksikisikute ja töötajate liikuvust, lihtsustada inimeste, ettevõtjate ja riiklike ametiasutuste jaoks haldusmenetlusi ning kaitsta töötajate õigusi. Sellised süsteemid ja vahendid hõlmavad järgmist: • ELi tasandi pensionide jälgimise teenus; • ettepanek töötajate lähetamise e-deklaratsiooni kohta, milles Euroopa Parlament ja nõukogu on esialgselt kokku leppinud, ning maanteetranspordi lähetusdeklaratsioonide portaal15; • Euroopa terviseandmeruum, sealhulgas taristu MyHealth@EU, mis on sätestatud Euroopa Parlamendi ja nõukogu määruses (EL) 2025/32716; • algatused, mille eesmärk on uurida eri liikmesriikide töö- ja sotsiaalkaardi koostalitlusvõime võimalusi. 2. ÕIGUSLIK ALUS, SUBSIDIAARSUS JA PROPORTSIONAALSUS • Õiguslik alus 14 Euroopa digiõiguste ja -põhimõtete deklaratsioon. 15 Viidatakse autoveosektorile, sest see on ainus transpordiliik, mille jaoks on loodud spetsiaalne ELi lähetusdeklaratsioonide portaal. Teiste transpordiliikide puhul samaväärset süsteemi ei ole. 16 Euroopa Parlamendi ja nõukogu 11. veebruari 2025. aasta määrus (EL) 2025/327, mis käsitleb Euroopa terviseandmeruumi ning millega muudetakse direktiivi 2011/24/EL ja määrust (EL) 2024/2847 (ELT L, 2025/327, 5.3.2025, ELI: http://data.europa.eu/eli/reg/2025/327/oj). ET 7 ET Ettepanek põhineb Euroopa Liidu toimimise lepingu (edaspidi „ELi toimimise leping“) artiklil 48. Selle artikliga antakse liidule õigus võtta meetmeid liikmesriikide sotsiaalkindlustussüsteemide koordineerimiseks, et hõlbustada töötajate vaba liikumist ja nende sotsiaalkindlustusõiguste kaitset kogu liidus. Kui ELi toimimise lepingu artiklit 48 kohaldatakse liikuvate töötajate ja füüsilisest isikust ettevõtjate ning nende ülalpeetavate suhtes, siis määrusega (EÜ) nr 883/2004, mis põhineb ELi toimimise lepingu praegustel artiklitel 48 ja 352, on sotsiaalkindlustuse koordineerimist laiendatud liidu piires liikuvatele isikutele, kes ei tegele majandustegevusega. ELi toimimise lepingu artiklis 48 on sätestatud kindel õiguslik alus selliste meetmete vastuvõtmiseks, millega täiendatakse olemasolevat sotsiaalkindlustuse koordineerimise raamistikku, et digitaliseerida piiriülesed sotsiaalkindlustusmenetlused ning hõlbustada juurdepääsu sotsiaalkindlustushüvitistele ja õiglast liikuvust ELis. • Subsidiaarsus (ainupädevusse mittekuuluva valdkonna puhul) Isikute vaba liikumine ja teenuste osutamise vabadus on Euroopa Liidu põhivabadused. Et neid vabadusi täiel määral ära kasutada, peavad üksikisikud ja ettevõtjad tuginema tõhusatele avalikele teenustele, sealhulgas sotsiaalkindlustushüvitistele juurdepääsul või töötajate välismaale lähetamisel. Liikmesriigid ei suuda üksi tulemuslikult kõrvaldada tõkkeid, mis takistavad sotsiaalkindlustusõiguste ja kindlustusstaatuse sujuvat tõendamist ja piiriülest kontrollimist. Ühes liikmesriigis rakendatavate digilahendustega ei tagata piiriülest koostalitlusvõimet ega sotsiaalkindlustusdokumentide tunnustamist ja kontrollimist. ELi tasandi meetmetega parandatakse sotsiaalkindlustusõiguste ja kindlustusstaatuse tõendamist ja kontrollimist. See omakorda parandab juurdepääsu hüvitistele ja tervishoiule, luues seeläbi toetavama keskkonna töötajatele, kes asuvad ümber või kaaluvad ümberasumist ELi piires, ja piiriülestes olukordades olevatele töötajatele. Arvestades olemasolevate probleemide piiriülest olemust, on kõige parem leida mõjusaid lahendusi ELi tasandil, mitte liikmesriikide individuaalsete jõupingutuste kaudu. ELi tasandi meetmed toovad liikuvatele isikutele kasu, muutes nende sotsiaalkindlustusõigused läbipaistvamaks ja kättesaadavamaks ning vähendades samal ajal petturlikke ja ekspluateerivaid tavasid. Vähendades tarbetuid haldusraskusi ja keerukust, aidatakse ELi meetmetega piiriüleselt tegutsevaid ettevõtjaid, toetades samal ajal riiklikke, piirkondlikke ja kohalikke ametiasutusi protsesside lihtsustamise ja piiriülese koostöö tugevdamise kaudu. Seeläbi parandatakse eeskirjade mõistmist ja rakendamist ning hõlbustatakse nende jõustamist ning suurendatakse samal ajal usaldust ELi sotsiaalkindlustuse koordineerimise raamistiku ja Euroopa ühtse turu vastu. ELi meetmetega maksimeeritakse ka varasemate ELi investeeringute mõju, täiendades peamisi ELi digialgatusi, nagu ühtse digivärava määrus ja andmete ühekordse küsimise tehniline süsteem (OOTS), Euroopa digiidentiteedi raamistik, Euroopa ettevõtluskukrud, Koostalitleva Euroopa määrus ja Euroopa terviseandmeruum. Sel viisil moodustavad need meetmed osa ühtsest ja sidusast ELi digimaastikust, mis teenib ELi ja selle liikmesriikide huve. Kui EL kohe ei tegutse, kaasnevad liikmesriikide tegevusega tõenäoliselt killustatud, kooskõlastamata ja kokkusobimatud lahendused, mida ei ole võimalik integreerida ET 8 ET olemasolevatesse ELi algatustesse. Selle tagajärjeks võivad olla mitteoptimaalsed tulemused ja hilisemas etapis võib selle tagasipööramine olla kulukam. • Proportsionaalsus Ettepanekus järgitakse proportsionaalsuse põhimõtet, kuna sellega ei minda kaugemale sellest, mis on ELi meetmete jaoks vajalik ja asjakohane Sellega luuakse Euroopa sotsiaalkindlustuspassi raamistik ELi sotsiaalkindlustuse koordineerimise eeskirjade alusel koostatud sotsiaalkindlustusdokumentide taotlemiseks, väljastamiseks ja piiriüleseks kontrollimiseks. Sellega tagatakse koostalitlusvõime, digitaalne teabevahetus ja selliste dokumentide vastastikune tunnustamine, sekkumata riiklikesse sotsiaalkindlustussüsteemidesse. Tuginedes olemasolevale ELi raamistikule (eelkõige Euroopa digiidentiteedi raamistikule), selle asemel et luua täiesti uus lahendus, järgitakse Euroopa sotsiaalkindlustuspassi puhul lisaks proportsionaalsuse põhimõtet, kasutades kulutõhusat strateegiat, millega minimeeritakse kulusid ja optimeeritakse tõhusalt ressursse. Ettepanekuga ei kehtestata tööandjatele ega füüsilisest isikust ettevõtjatele uusi deklareerimis- , aruandlus- ega dokumenteerimisnõudeid, samuti ei muudeta sellega kriteeriume, mille alusel määratakse kindlaks piiriüleses olukorras oleva isiku suhtes kohaldatavad sotsiaalkindlustusalased õigusaktid. • Vahendi valik Võttes arvesse probleemi piiriülest olemust ja vajadust vältida õiguslikku killustatust, peetakse määrust kõige sobivamaks, tulemuslikumaks ja proportsionaalsemaks õiguslikuks vahendiks kindlaksmääratud poliitikaeesmärkide saavutamiseks. Kuna tegemist on vahetult kohaldatava õigusaktiga, tagatakse sellega ühetaoline kohaldamine kõigis liikmesriikides, vältides killustatust ning tagades õiguskindluse ja mõjususe. See on kooskõlas ka kindlaksmääratud õigusliku alusega ja olemasoleva sotsiaalkindlustuse koordineerimise raamistikuga, mida see täiendab. 3. JÄRELHINDAMISE, SIDUSRÜHMADEGA KONSULTEERIMISE JA MÕJU HINDAMISE TULEMUSED • Praegu kehtivate õigusaktide järelhindamine või toimivuse kontroll Ei kohaldata • Konsulteerimine sidusrühmadega Komisjon seadis algusest peale sidusrühmade kaasamise strateegilisel planeerimisel esikohale, tunnistades selle määrava tähtsusega rolli mõjusa poliitika kujundamisel. Komisjon käivitas Euroopa sotsiaalkindlustuspassi katseprojektina, et kaasata liikmesriike aktiivselt alates arendustöö varajastest etappidest ja edendada isevastutust. Sellega tagati, et algatus on nii teostatav kui ka vastab nende isikute vajadustele ja tegelikule olukorrale, kellele see on ET 9 ET suunatud. Katsetegevuse tulemusel oli ilmne mitte ainult Euroopa sotsiaalkindlustuspassi elujõulisus ja sellest saadav kasu, vaid see andis ka väärtuslikku tagasisidet, tehnilist oskusteavet ja teavet. Nendest lähtuti otseselt algatuse edasist väljatöötamist käsitlevates otsustes. Kooskõlas parema õigusloome põhimõtetega korraldas komisjon ulatuslikud konsultatsioonid, et tagada kõigi asjaomaste sidusrühmade seisukohtade ja huvide arvessevõtmine ning poliitikakujundamise protsessi lõimimine. Konsultatsiooniprotsessi käigus koguti tagasisidet lahendamist vajavate probleemide ulatuse ja laadi, kavandatud algatuse eesmärkide, kaalutavate poliitikavariantide ja nende võimaliku mõju, sealhulgas kulude ja lihtsustamisvõimaluste kohta. See põhjalik tõendite kogumine hõlmas järgmisi tegevusi, millest mõned olid osa sotsiaalkindlustuse koordineerimise digiüleminekut toetavast uuringust: – kaks uuringut (märts–aprill 2025), mis olid suunatud sotsiaalkindlustusasutustele, tervishoiuteenuse osutajatele ja täitevasutustele ning millele saadi 32 riigist 87 vastust; – 97 intervjuud sidusrühmadega (2025), mis hõlmasid riiklikke ametiasutusi, sotsiaalpartnereid ja tehnilisi eksperte, et hinnata kulusid, kasu ja teostatavust; – kaks seminari (juuni 2025) vastavalt 62 ja 44 osalejaga, et kinnitada probleemide määratlused ja poliitikavariandid; – kohtumised Euroopa sotsiaalkindlustuspassi katseprojektides osalevate ekspertidega (2025–2026); – seminarid ja arutelud sotsiaalkindlustuse koordineerimise raames, sealhulgas erikohtumised Euroopa sotsiaalkindlustuspassi ja mõjuhinnangute teemal; – dialoog töötajate õiglase liikuvuse rakendamise üle (16. september 2025); – kõrgetasemeline kohtumine liikmesriikide esindajatega sotsiaalkindlustuse koordineerimise digiülemineku teemal (30. september 2025); – ELi sotsiaalpartnerite kuulamine (6. november 2025), kus koguti töötajate ja tööandjate organisatsioonide seisukohti; – tagasisidekorje seoses Euroopa sotsiaalkindlustuspassi (14. jaanuar 2026 – 11. veebruar 2026) ja töötajate õiglase liikuvuse paketiga; – avalik konsultatsioon (22. jaanuar – 16. aprill 2026). Nendel konsultatsioonidel selgus laialdane toetus sotsiaalkindlustuse koordineerimise edasisele digiüleminekule ja Euroopa sotsiaalkindlustuspassi algatusele kui vahendile, millega lihtsustada piiriüleseid sotsiaalkindlustusmenetlusi, hõlbustada piiriülest juurdepääsu sotsiaalkindlustushüvitistele, vähendada pettusi ning üksikisikute, ettevõtjate ja riiklike ametiasutuste halduskoormust. Sidusrühmad, sealhulgas ametiühingud, tööandjad ja avaliku sektori asutused, rõhutasid vajadust tugevate jõustamismehhanismide, lihtsustatud protsesside ja reaalajas kontrollimise mehhanismide järele, et suurendada mõjusust. Laialdaselt oldi üksmeelel seoses ELi digiidentiteedikukrute kui esmase digilahenduse taaskasutamisega. Samuti valitses laialdane üksmeel selles, et neile, kes ei saa või ei soovi kasutada digivahendeid, tuleb tagada varuvariant, näiteks turvalised, kontrollitavad ja tühistatavad ET 10 ET füüsilised dokumendid. Mõningal määral väljendati muret rakenduskulude ja andmete turvalisuse pärast. Avalik konsultatsioon ja tagasisidekorje kinnitasid neid järeldusi, kusjuures 93 % avalikus konsultatsioonis osalenutest toetas sotsiaalkindlustusdokumentide, porditavate dokumentide ja Euroopa ravikindlustuskaardi digitaliseerimise standardlahendust. Peamiste valupunktidena nimetati viivitusi dokumentide väljastamisel, piiriülese kontrolliga seotud probleeme ja pettusteriski, samal ajal kui peamiste prioriteetidena kerkisid esile reaalajas kontrollimine ja koostalitlusvõime. Üldiselt rõhutati konsultatsioonis Euroopa sotsiaalkindlustuspassi potentsiaali töötajate õiglase liikuvuse edendamisel, pettuste vastu võitlemisel ja sotsiaalkindlustuse koordineerimise ajakohastamisel, tingimusel et see on kavandatud kaasavalt, seda juhitakse kindlalt ja see integreeritakse sujuvalt olemasolevate süsteemidega. • Eksperdiarvamuste kogumine ja kasutamine Ei kohaldata • Mõjuhinnangud Määruse ettepanekule on lisatud mõjuhinnang,17 mille esialgne versioon esitati õiguskontrollikomiteele 29. aprillil 2026. Õiguskontrollikomitee esitas 4. mail 2026 reservatsioonidega positiivse arvamuse ja mõjuhinnangu aruanne vaadati kooskõlas komitee soovitustega läbi. Samuti käsitleti õiguskontrollikomitee üksikasjalikumaid tehnilisi märkusi. Mõjuhinnangus uuriti mitmesuguseid poliitikavariante. Valitud variandid tuginevad katseprojektide järeldustele, sidusrühmade esitatud teabele ja muudele teguritele, nagu a) kooskõla ELi eesmärkidega, eelkõige ELi lihtsustamise ja digiülemineku tegevuskavaga; b) tuginemine olemasolevatele ELi algatustele, nagu ühtse digivärava määrus ja Euroopa digiidentiteedi raamistik, et minimeerida kulusid ja optimeerida ressursside kasutamist; ning c) ELi üleminek kasutajakesksusele ja lõimprivaatsusele ning vajadus tegeleda digilõhega. Hinnati kolme poliitikavarianti. – 1. poliitikavariant, millega luuakse lahendus, millega tõhustatakse porditavate dokumentide ja Euroopa ravikindlustuskaardi olemasolevat vormingut ning võimaldatakse nende piiriülest kontrollimist. See hõlmab dokumentide väljastamist digitaalsete turvaelementidega standardvormis, mida saab välja trükkida või elektroonilisel kujul salvestada. – 2. poliitikavariant, millega võetakse kasutusele lahendus porditavate dokumentide ja Euroopa ravikindlustuskaardi väljastamiseks ja viivitamatuks kontrollimiseks, tuginedes Euroopa digiidentiteedi raamistikule. Üksikisikud ja ettevõtjad saaksid säilitada neid dokumente turvaliselt oma Euroopa digiidentiteedikukrutes. Kui nad ei saa kasutada või eelistavad mitte kasutada Euroopa digiidentiteedikukruid, oleksid jätkuvalt kättesaadavad täiustamata füüsilised dokumendid. 17 SWD (2026) … ET 11 ET – 3. poliitikavariant, millega luuakse 2. poliitikavariandi põhielemente hõlmav lahendus. Üksikisikud ja ettevõtjad, kes ei saa kasutada või eelistavad mitte kasutada Euroopa digiidentiteedikukruid, saaksid siiski täiustatud füüsilised dokumendid, mida saab kontrollida isegi trükitud kujul (nagu 1. poliitikavariandi puhul). Kõigi poliitikavariantide puhul olid ühised järgmised meetmed, millega tagada nende sujuv rakendamine ning tugevdada nende mõju ELi konkurentsivõimele ja lihtsustamisele: – kõigi liikmesriikide üksikisikutele porditavate dokumentide elektroonilise taotlemise ja kättesaamise võimaldamine, isegi juhul, kui ühtse digivärava määrus neid ei hõlma; – liikmesriikide ametiasutustele siduvate tähtaegade kehtestamine sotsiaalkindlustusdokumentide väljastamiseks, tagades seeläbi nende õigeaegse kättesaadavuse piiriüleseks kasutamiseks ilma täpsust kahjustamata; – porditava dokumendi A1 taotlemiseks nõutavale teabele esitatavate riiklike nõuete ühtlustamine ning võimalus kasutada mitmekeelset avalikku liidest lähetatud töötajate deklareerimiseks (e-deklaratsioon), kui see on loodud, ulatuses, milles teabenõuded kattuksid e-deklaratsiooniga. See võimaldaks taotlejatel esitada andmeid ainult üks kord (järgides ühekordsuse põhimõtet), nagu soovisid sidusrühmad ja mitu liikmesriiki e-deklaratsiooni üle peetud läbirääkimistel. See oleks kooskõlas ELi üldise eesmärgiga vähendada piiriüleselt tegutsevate ettevõtjate haldustõkkeid. Teabenõuete ühtlustamisega tagataks ka enne tõendi A1 väljastamist tehtavate kontrollide parem kooskõla. Pärast poliitikavariantide analüüsimist leiti, et eelistatud valik on 3. poliitikavariant. Seda varianti peeti eesmärkide saavutamisel kõige tulemuslikumaks, kulude ja tulude seisukohast kõige tõhusamaks ning variandiks, millega tagatakse kõrgeimal tasemel kooskõla muude ELi poliitikavaldkondadega. Hinnangust ilmneb, et eelistatud variandi puhul väheneb tõenäoliselt märkimisväärselt paberipõhistele protsessidele tuginemine, kuna võetakse kasutusele standarditud ja lihtsustatud digimenetlused sotsiaalkindlustusdokumentide taotlemiseks, väljastamiseks ja kontrollimiseks liikmesriikide vahel. Sellega tagatakse dokumentide sujuv tunnustamine kogu ELis, pakkudes samal ajal üksikisikutele paindlikkust seoses andmete säilitamise ja esitamise viisidega. Selle poliitikavariandi rakendamine peaks tooma märkimisväärset kasu üksikisikutele, riiklikele ametiasutustele, tööinspektsioonidele, tervishoiuteenuse osutajatele ja ettevõtjatele. Eeliste hulgas on dokumentide kontrollimise aja lühenemine vaid mõne sekundini Euroopa digiidentiteedikukrutes salvestatud dokumentide puhul ja umbes ühe minutini muude dokumentide puhul. See erineb praegusest 5–16 minutist porditava dokumendi A1 puhul ja 2–5 minutist Euroopa ravikindlustuskaardi puhul. 12 aasta jooksul aitab selline tõhusus kontrollijatel (nt tööinspektsioonidel) hoida porditava dokumendiga A1 seoses kuludelt kokku 24–72 miljonit eurot ja ettevõtjatel 21–64 miljonit eurot (see on eriti oluline VKEde jaoks, kes moodustavad ELi ettevõtjatest 99 %). Euroopa ravikindlustuskaardi kontrollimisel säästavad tervishoiuteenuse osutajad hinnanguliselt 23–69 miljonit eurot. Teine oluline eelis on suurem turvalisus. Digitaalselt allkirjastatud dokumentide viivitamatu kontrollimise korral muutub võltsimine erinevalt praegusest olukorrast peaaegu võimatuks. 12 aasta jooksul saab tänu sellele hoida porditava dokumendi A1 puhul pettuste vähendamise ET 12 ET tõttu kuludelt kokku kuni 157 miljonit eurot ja Euroopa ravikindlustuskaardi puhul 120 miljonit eurot. Lisaks võib plasti kasutamise vähendamine (hinnanguliselt kuni 1 482 tonni võrra) anda kuni 161 miljoni euro suuruse kokkuhoiu. Eelistatud variandiga toetatakse sotsiaalkindlustussüsteemide koordineerimise eeskirjade kohaldamist, lihtsustades juurdepääsu hüvitistele ja tervishoiule. Samuti suurendatakse sellega usaldust, õiglust ja andmekaitset, andes kasutajatele kontrolli oma andmete üle ja tagades isikuandmete töötlemise kooskõlas isikuandmete kaitse üldmäärusega. Sotsiaalsed eelised hõlmavad suuremat läbipaistvust ja õiglust: töötajatel on otsejuurdepääs porditavatele dokumentidele A1 ning nad saavad välismaale lähetusse minnes selgema ülevaate oma sotsiaalkindlustusstaatusest ja -õigustest. Kui töötajad on täielikult teadlikud oma sotsiaalkindlustuse korraldusest, on nad pettuste suhtes vähem vastuvõtlikud ja neil on lihtsam saada hüvitisi, millele neil võib olla õigus vastuvõtvas riigis. Eelistatud variandiga toetatakse ka konkurentsivõimet, lihtsustades menetlusi piiriüleselt tegutsevate ettevõtjate jaoks, ning toetatakse digiülemineku ja innovatsiooni edenemist. Euroopa digiidentiteedikukrute kasutamine laialt levinud dokumentide, näiteks Euroopa ravikindlustuskaardi salvestamiseks ja jagamiseks kiirendab digiidentiteedikukrute kasutuselevõttu. Nii pannakse alus töötajate liikuvust käsitlevate täiendavate dokumentide edaspidiseks integreerimiseks valdkondlike õigusaktide kaudu. Eelistatud variant hõlmab alginvesteeringuid ja iga-aastaseid hoolduskulusid. Neid kulusid kannaksid peamiselt riiklikud haldusasutused, sealhulgas ministeeriumid, sotsiaalkindlustusasutused ja tööinspektorid, samuti tervishoiuteenuse osutajad. Eeldatakse, et üksikisikute ja ettevõtjate kulud on minimaalsed. Sellised kulud oleksid peamiselt seotud nutitelefonide kasutamisega, kui sotsiaalkindlustuse koordineerimise dokumente soovitakse säilitada riiklikes Euroopa digiidentiteedikukrutes. Kokku on ELi ühekordsed kulud (kolme aasta jooksul) hinnanguliselt 186–218 miljonit eurot, kusjuures kumulatiivsed korduvkulud ulatuvad järgmise 12 aasta jooksul 278 miljoni euroni (23,2 miljonit eurot aastas). Kulud kajastavad taristu ja integreerimisega seotud vajalikke jõupingutusi ning neid tasakaalustab prognoositav pikaajaline tõhusus ja kulude kokkuhoid. Nende investeeringute toetamiseks peaks kasutuselevõtuks olema võimalik saada ELi rahastust, eelkõige Euroopa Sotsiaalfond+-le (avalike teenuste ja institutsioonide digiüleminek) ja Euroopa Konkurentsivõime Fondile järgnevast vahendist 2027. aasta järgseks programmitöö perioodiks. • Õigusnormide toimivus ja lihtsustamine Algatusel on eeldatavasti positiivne mõju konkurentsivõimele. Ettevõtjate kulud tõenäoliselt vähenevad tänu väiksematele haldustakistustele ja sellele, et porditava dokumendi A1 saamiseks ja kontrollimiseks ning lisateabe esitamiseks juhul, kui selle kehtivuses on kahtlusi, kulub vähem aega. VKEd, kes moodustavad 99 % ELi ettevõtjatest ja kellel on oma piiratud haldusressursside tõttu tavaliselt suuremaid raskusi regulatiivsete nõuete täitmisel, peaksid saama sellest rohkem kasu kui suuremad ettevõtjad. See kehtib eelkõige sellistes sektorites ET 13 ET nagu ehitus ja teenused, kus lähetamine ja tegevus kahes või rohkemas liikmesriigis on tavalisem. Nõuete lihtsam täitmine võib suurendada tõhusust vahendite eraldamisel väärtust loovale tegevusele. See võib omakorda suurendada tootlikkust. Parem juurdepääs piiriülestele tööturgudele võimaldab ettevõtjatel kasutada ära laiemat talendipagasit ja optimeerida tegevust, mis muudab nad konkurentsivõimelisemaks nii kohalikel kui ka rahvusvahelistel turgudel. Algatusega edendatakse ka tehnoloogia arengut, soodustades avalike teenuste digitaliseerimist ning üksikisikute ja ettevõtjate sujuvat juurdepääsu teenustele. Võttes kasutusele uuenduslikud lahendused sotsiaalkindlustusõiguste ja kindlustusstaatuse tõendamiseks ja piiriüleseks kontrollimiseks, tugevdatakse algatusega suutlikkust teha avalikus sektoris täiendavaid uuendusi. See peaks aitama veelgi kaasa ELi majanduskasvule ja ettevõtjate konkurentsivõimele. Ettepanek on kooskõlas digikontrolliga. See on täielikult kooskõlas e-halduse aluspõhimõtetega: • vaikimisi digitaalsus, digitaalsete menetluste edendamine eelistatud valikuna, pakkudes samas ka alternatiivseid võimalusi; • ühekordsuse põhimõte, millega vähendatakse liigsete andmete esitamist; • sisseprojekteeritud koostalitlusvõime, mis hõlbustab dokumentide piiriülest tunnustamist ja kontrollimist ning piiriülest andmevahetust ning vähendab killustatust; • kasutajakesksus, keskendudes inimestele ja tagades prognoositavad menetlusajad; • kaasavus ja ligipääsetavus, mis tagab võrdse juurdepääsu kõigile, eelkõige puuetega inimestele, eakatele ja piiratud digioskustega inimestele, pakkudes võimalust taotleda täiustatud füüsilisi dokumente; • usaldusväärsus ja turvalisus, millega edendatakse isikuandmete kaitset ja kõrgeid turvastandardeid; • vaikimisi piiriülesus, millega luuakse piiriüleselt kättesaadavad teenused ja vähendatakse liikuvuse tarbetuid takistusi. • Põhiõigused Kavandatav määrus peaks hõlbustama sotsiaalkindlustussüsteemide koordineerimist, lihtsustades sotsiaalkindlustushüvitiste ja tervishoiuteenuste kättesaadavust kõikjal Euroopas (Euroopa Liidu põhiõiguste harta artiklid 34 ja 35). See saavutatakse kogu ELis liikuvate isikute sotsiaalkindlustusõiguste ja kindlustusstaatuse parema tõendamise ja kontrollimisega. Esialgse kaitsetaseme vähenemist ei ole kindlaks tehtud. Tagades, et sotsiaalkindlustusõigused ja -dokumendid on lihtsustatud menetluste ja lühemate haldusmenetluste abil hõlpsamini ülekantavad ja kontrollitavad, peaks algatusel olema positiivne mõju järgmisele: • isikute ja töötajate vaba liikumine, nagu on sätestatud ELi toimimise lepingu artiklis 45 ning põhiõiguste harta artiklites 15 ja 45; ET 14 ET • ELi toimimise lepingu artiklis 56 ja harta artiklis 16 sätestatud teenuste osutamise vabadus. Selle tulemusena oleksid töötajad tõenäolisemalt valmis piiriüleseid töövõimalusi ära kasutama ning ettevõtted oleksid rohkem huvitatud piiriülesest tegutsemisest. Kavandatava määrusega ei piirata neid vabadusi. Ettepanek mõjutab tõenäoliselt positiivselt ka põhiõiguste harta artiklis 41 sätestatud õigust heale haldusele. Eeldatakse, et menetluste lihtsustamise ja menetlusaja lühendamise korral tegeletakse taotluste ja toimingutega mõistliku aja jooksul, suurendades seeläbi üksikisikute ja ettevõtjate õiguskindlust. Kavandatav määrus hõlmab isikuandmete töötlemist. Seepärast tuleks sellega tagada, et selline töötlemine on kooskõlas Euroopa Parlamendi ja nõukogu määruse (EL) 2016/679 (edaspidi „isikuandmete kaitse üldmäärus“)18 nõuetega ning põhiõiguste hartaga tagatud põhiõigustega, eelkõige õigusega eraelu puutumatusele ja andmekaitsele, mis on sätestatud harta artiklites 7 ja 8 ning ELi toimimise lepingus, eriti selle artiklis 16, mis käsitleb õigust isikuandmete kaitsele. Eelistatud poliitikavariandiga tagatakse eelduste kohaselt turvalisuse ja andmekaitse kõrge tase, andes kasutajatele kontrolli, avaldades võimalikult väheseid andmeid, tagades nende valikulise avaldamise ning isikuandmete kaitse üldmäärusele vastava, turvalise ja läbipaistva käitlemise Euroopa digiidentiteedikukrute kasutamisel. Samuti on kasutajatele tagatud õiguslikud kaitsemeetmed, kui nad tuginevad täiustatud füüsilistele dokumentidele. 4. MÕJU EELARVELE Ettepaneku finantsmõju ELi eelarvele on väga piiratud. Jooksvad kulud tekivad üksnes komitee ja digiülemineku töörühma koosolekute korraldamisel ning ettepaneku alusel loodud digilahenduste rakendamise toetamisel liikmesriikides. Need kulud kaetakse olemasolevate sisemiste eelarveridade kaudu olemasolevate vahendite ümberpaigutamise teel. 5. MUU TEAVE • Rakendusstrateegia, rakenduskavad ning järelevalve, hindamise ja aruandluse kord Algatuse rakendamise jälgimiseks ja selle mõju hindamiseks on koostatud põhjalik seireraamistiku kavand, millega tagatakse, et algatus on jätkuvalt eesmärgipärane ja sellega saavutatakse kavandatud eesmärgid. Seda raamistikku täiustatakse veelgi, tuginedes lõplikele õiguslikele kirjeldustele ja rakendamise ajakavale. Edusamme jälgitakse erieesmärkidega seotud tegevus-, tulemus- ja mõjunäitajate abil. Raamistik aitab kindlaks teha ka rakendamisega seotud probleeme ning tagada, et algatuse algusest peale ja kogu selle rakendamise ajal on olemas õigeaegne ja järjepidev rakendamisalane tugi. Komisjon kogub ja analüüsib tihedas koostöös liikmesriikidega korrapäraselt andmeid, kasutades olemasolevaid aruandlusmehhanisme. Andmeid kasutatakse selleks, et teha kindlaks rakendamisel esinevad 18 Euroopa Parlamendi ja nõukogu 27. aprilli 2016. aasta määrus (EL) 2016/679 füüsiliste isikute kaitse kohta isikuandmete töötlemisel ja selliste andmete vaba liikumise ning direktiivi 95/46/EÜ kehtetuks tunnistamise kohta (isikuandmete kaitse üldmäärus) (ELT L 119, 4.5.2016, lk 1, ELI: http://data.europa.eu/eli/reg/2016/679/oj). ET 15 ET lüngad ja tekkivad rakendamisega seotud vajadused, hinnata meetme tõhusust ja luua tulevaseks hindamiseks vajalik tõendusbaas. Selleks et hinnata ettepaneku tegelikku mõju, võiks algatust hinnata mitte varem kui seitse aastat pärast selle jõustumist. • Selgitavad dokumendid (direktiivide puhul) Ei kohaldata • Ettepaneku sätete üksikasjalik selgitus Artiklis 1 määratletakse reguleerimisese ja selgitatakse ettepaneku eesmärke. Artiklis 2 sätestatakse ettepaneku sisuline ja isikuline kohaldamisala ning täpsustatakse isikute kategooriaid ja sotsiaalkindlustusliike, mille suhtes ettepanekut kohaldatakse. Artiklis 3 sätestatakse kavandatavas määruses kasutatud põhimõistete määratlused, et hõlbustada ühetaolist tõlgendamist ja kohaldamist. Artikliga 4 kehtestatakse Euroopa sotsiaalkindlustuspassi digilahenduse raamistik sotsiaalkindlustusdokumentide taotlemiseks, väljastamiseks, piiriüleseks kontrollimiseks ja tunnustamiseks ning kirjeldatakse selle põhiomadusi. Artikliga 5 määratakse kindlaks kuupäev, millest alates kohaldatakse Euroopa sotsiaalkindlustuspassi käsitlevat I peatükki sotsiaalkindlustusdokumentide suhtes. Edasilükatud kohaldamiskuupäeva eesmärk on anda liikmesriikidele piisavalt aega uute nõuetega kohanemiseks. Artiklis 6 sätestatakse liikmesriikide kohustus anda üksikisikutele ja ettevõtjatele võimalus esitada ettepanekuga hõlmatud sotsiaalkindlustusdokumentide taotlusi täielikult veebipõhiselt, kasutades menetlusi, mis on kooskõlas määrusega (EL) 2018/172419. Artiklis 7 sätestatakse sotsiaalkindlustusdokumentide väljastamist, kehtivust ja kontrollimist reguleerivad eeskirjad. Sellega nähakse nende dokumentide jaoks ette vaikimisi digivorming, mis on mõeldud kasutamiseks Euroopa digiidentiteedikukrutes, võimaldades samal ajal kasutada füüsilisi dokumente, mida täiustatakse digielementidega, et suurendada nende turvalisust. Artikliga nähakse ette ka asjaomaste isikute ja tööandjate automaatne teavitamine dokumentide tühistamise korral ning tagatakse määratud kontrollijate poolne piiriülene tunnustamine ja kontroll, et kinnitada dokumentide autentsust, terviklust ja kehtivust. Lisaks antakse artikliga komisjonile rakendamisvolitused digilahenduse funktsionaalsete, talitlus- ja tehniliste kirjelduste kehtestamiseks kooskõlas määruse (EL) nr 182/2011 artiklis 5 osutatud kontrollimenetlusega. Artikliga 8 kehtestatakse siduvad tähtajad sotsiaalkindlustusdokumentide väljastamiseks. Selle eesmärk on vältida tarbetuid viivitusi, tagada ELi sotsiaalkindlustuse koordineerimist 19 Euroopa Parlamendi ja nõukogu 2. oktoobri 2018. aasta määrus (EL) 2018/1724, millega luuakse ühtne digivärav teabele ja menetlustele ning abi- ja probleemilahendamisteenustele juurdepääsu pakkumiseks ning millega muudetakse määrust (EL) nr 1024/2012 (ELT L 295, 21.11.2018, lk 1, ELI: http://data.europa.eu/eli/reg/2018/1724/oj). ET 16 ET käsitlevate eeskirjade kohaste õiguste tulemuslik ja õigeaegne kasutamine ning hõlbustada ettevõtjate piiriülest tegevust. Artikliga antakse komisjonile õigus kehtestada dokumendipõhised tähtajad rakendusaktide abil, mille suhtes kohaldatakse määruse (EL) nr 182/2011 artiklis 5 osutatud kontrollimenetlust. Artikliga 9 nähakse ette erisätted Euroopa ravikindlustuskaardi kohta. Artikliga 10 ühtlustatakse porditava dokumendi A1 taotlustele kohaldatavaid teabenõudeid. Selle eesmärk on vältida liikmesriikide vahelisi vastuolusid asjakohaste faktide kontrollimisel enne selliste dokumentide väljastamist ning ühtlustada samal ajal taotlusprotsesse. Artikliga nähakse ette ka võimalik tulevane tehniline koostalitlusvõime ühelt poolt porditava dokumendi A1 taotlemiseks kasutatavate riiklike portaalide ja teiselt poolt siseturu infosüsteemiga ühendatud avalike liideste vahel, mis on mõeldud sõidukijuhtide lähetamiseks autoveosektoris ning Euroopa Parlamendi ja nõukogu direktiivi 2014/67/EL20 kohaste lähetusdeklaratsioonide esitamiseks. Eesmärk on vähendada halduskoormust ja edendada andmete taaskasutatavust. Artikliga 11 tugevdatakse EESSI süsteemi kasutamist sotsiaalkindlustusasutuste vahelise piiriülese andmevahetuse peamise kanalina ELi sotsiaalkindlustuse koordineerimist käsitlevate eeskirjade alusel. Artikliga nähakse ette, et süsteem peaks jätkuvalt toimima kehtivate tehniliste ja talitluskirjelduste kohaselt. Kõik hilisemad kohandused või täiendused tuleks teha rakendusaktidega kooskõlas määruse (EL) nr 182/2011 artiklis 5 osutatud kontrollimenetlustega, et tagada nende siduv ja ühetaoline kohaldamine kõigis liikmesriikides. Selleks et veelgi parandada süsteemi usaldusväärsust ja tagada üksikisikutele õigeaegne juurdepääs oma sotsiaalkindlustushüvitistele, kehtestatakse artikliga liikmesriikidele ka kohustus pidada kinni EESSI kaudu toimuva teabevahetuse maksimaalsetest tähtaegadest, mis on sätestatud kavandatava määruse I lisas. Lisaks antakse artikliga komisjonile õigus võtta vajaduse korral vastu delegeeritud õigusakte kõnealuse lisa muutmiseks. Artikliga 12 tugevdatakse liikmesriikidevahelist koostööd, nähes ette õigusliku aluse, mis võimaldab elektroonilises teabevahetuses tuvastada sotsiaalkindlustusõigusi ja -kohustusi mõjutavate asjaolude muutusi ning võidelda paremini pettuste vastu. Artikliga antakse komisjonile õigus võtta kooskõlas määruse (EL) nr 182/2011 artiklis 5 osutatud kontrollimenetlusega rakendusaktide kaudu vastu tehniline kord, kui EESSI süsteemi ei peeta kõige mõjusamaks või asjakohasemaks teabevahetusmeetodiks. Artikliga 13 luuakse sotsiaalkindlustuse koordineerimise digiülemineku töörühm, et pakkuda operatiivtuge ning luua kogemuste ja teadmiste vahetamiseks praktikakogukond, hõlbustades seeläbi liikmesriikidevahelist koostööd. Artikliga 14 kehtestatakse liikmesriikidele aruandekohustus, et tagada läbipaistvus ja vastutus artikli 8 lõikega 1 ja artikli 11 lõikega 2 seotud sätete rakendamisel. Artiklis 15 täpsustatakse kavandatava määruse alusel isikuandmete töötlemise suhtes kohaldatavaid andmekaitsenõudeid. Sellega tagatakse, et kavandatava määruse kohane 20 Euroopa Parlamendi ja nõukogu 15. mai 2014. aasta direktiiv 2014/67/EL, mis käsitleb direktiivi 96/71/EÜ (töötajate lähetamise kohta seoses teenuste osutamisega) jõustamist ning millega muudetakse määrust (EL) nr 1024/2012, mis käsitleb siseturu infosüsteemi kaudu tehtavat halduskoostööd (ELT L 159, 28.5.2014, lk 11, ELI: http://data.europa.eu/eli/dir/2014/67/oj). ET 17 ET isikuandmete töötlemine on kooskõlas Euroopa Parlamendi ja nõukogu määrusega (EL) 2016/679 ning asjakohasel juhul Euroopa Parlamendi ja nõukogu määrusega (EL) 2018/172521. Artikliga 16 antakse komisjonile õigus võtta kooskõlas ELi toimimise lepingu artikliga 290 vastu delegeeritud õigusakte ja sätestatakse kõnealuse delegeerimise tingimused. Artiklis 17 sätestatakse, et komisjoni abistab kooskõlas määrusega (EL) nr 182/2011 rakendusaktide vastuvõtmisel komitee. Artikliga 18 nähakse ette kavandatava määruse rakendamise ja tõhususe hindamine. Artiklitega 19 ja 20 nähakse ette Euroopa Parlamendi ja nõukogu määruse (EÜ) nr 883/2004 ning määruse (EÜ) nr 987/2009 muutmine, et tagada nende kooskõla kavandatava määruse ja uue juhtimisraamistikuga ning säilitada õiguslik järjepidevus. Artikliga 21 nähakse ette määruse (EL) 2018/1724 II lisa muutmine, et lisada ühtse digivärava määruse kohaldamisalasse käesoleva määruse kohaldamisalasse kuuluvate sotsiaalkindlustusdokumentide taotlemiseks mõeldud veebipõhised menetlused. Artiklis 22 sätestatakse kavandatava määruse jõustumist käsitlevad normid. 21 Euroopa Parlamendi ja nõukogu 23. oktoobri 2018. aasta määrus (EL) nr 2018/1725, mis käsitleb füüsiliste isikute kaitset isikuandmete töötlemisel liidu institutsioonides, organites ja asutustes ning isikuandmete vaba liikumist, ning millega tunnistatakse kehtetuks määrus (EÜ) nr 45/2001 ja otsus nr 1247/2002/EÜ (ELT L 295, 21.11.2018, lk 39, ELI: http://data.europa.eu/eli/reg/2018/1725/oj). ET 18 ET 2026/0271 (COD) Ettepanek: EUROOPA PARLAMENDI JA NÕUKOGU MÄÄRUS, milles käsitletakse sotsiaalkindlustussüsteemide koordineerimise digiüleminekut ja millega kehtestatakse Euroopa sotsiaalkindlustuspassi (ESSPASS) raamistik ning muudetakse määrusi (EÜ) nr 883/2004, (EÜ) nr 987/2009 ja (EL) 2018/1724 (EMPs kohaldatav tekst) EUROOPA PARLAMENT JA EUROOPA LIIDU NÕUKOGU, võttes arvesse Euroopa Liidu toimimise lepingut, eriti selle artiklit 48, võttes arvesse Euroopa Komisjoni ettepanekut, olles edastanud seadusandliku akti eelnõu liikmesriikide parlamentidele, toimides seadusandliku tavamenetluse kohaselt ning arvestades järgmist: (1) Isikute vaba liikumine on Euroopa Liidu toimimise lepinguga (edaspidi „ELi toimimise leping“) tagatud põhivabadus ja liidu ühtse turu nurgakivi. Selle vabaduse täielikuks rakendamiseks on oluline, et üksikisikud, töötajad ja nende perekonnad saaksid teise liikmesriiki kolides või seal viibides, elades või töötades tõhusalt oma sotsiaalkindlustusõigusi kasutada. (2) Selleks on liit Euroopa Parlamendi ja nõukogu määruste (EÜ) nr 883/200422 ja (EÜ) nr 987/200923 alusel kehtestanud tervikliku õigusraamistiku. Selle eeskirjadega koordineeritakse liikmesriikide sotsiaalkindlustussüsteeme, et tagada piiriülestes olukordades olevatele isikutele juurdepääs sotsiaaltoetusele, nagu pensionid, töötushüvitised ja tervishoiuteenused. Kõnealuste eeskirjade nõuetekohaseks kohaldamiseks on aga vaja tõhusaid sotsiaalkindlustusmenetlusi, mis peavad sammu tehnoloogia arengu ja muutuvate ühiskondlike vajadustega. (3) Sotsiaalkindlustuse koordineerimise digiüleminek on oluline, et tõhustada andmevahetust, kiirendada nõuete menetlemist, lihtsustada juurdepääsu hüvitistele ning vähendada haldustakistusi üksikisikute, ettevõtjate ja riiklike ametiasutuste jaoks. See aitab tugevdada ka pettuste ennetamist ning suurendada seeläbi usaldust liidu sotsiaalkindlustuse koordineerimise raamistiku vastu, samuti aitab see muuta liikuvuse kõigi jaoks vabaks ja õiglaseks. 22 Euroopa Parlamendi ja nõukogu 29. aprilli 2004. aasta määrus (EÜ) nr 883/2004 sotsiaalkindlustussüsteemide koordineerimise kohta (ELT L 166, 30.4.2004, lk 1, ELI: http://data.europa.eu/eli/reg/2004/883/oj). 23 Euroopa Parlamendi ja nõukogu 16. septembri 2009. aasta määrus (EÜ) nr 987/2009, milles sätestatakse määruse (EÜ) nr 883/2004 (sotsiaalkindlustussüsteemide koordineerimise kohta) rakendamise kord (ELT L 284, 30.10.2009, lk 1, ELI: http://data.europa.eu/eli/reg/2009/987/oj). ET 19 ET (4) Tulenevalt piiriülese andmevahetuse keerukusest ja sotsiaalkindlustuse koordineerimise menetluste edasisest digitaliseerimisest on vaja spetsiaalset õigusakti, mida oleks võimalik kohandada tulevaste tehnoloogiliste, sotsiaalsete ja poliitiliste arengusuundumustega. See õigusakt peaks määrustes (EÜ) nr 883/2004 ja (EÜ) nr 987/2009 sätestatud liidu sotsiaalkindlustuse koordineerimise eeskirju täiendama, käsitledes digisüsteeme ja -protsesse, mis on vajalikud nende eeskirjade tõhusaks rakendamiseks ja täitmise tagamiseks. Kuna käesoleva õigusakti sätted on omavahel lahutamatult seotud ning peaksid toimima koos sotsiaalkindlustuse koordineerimise määrustega ja neid täiendama, peavad ka need sätted olema esitatud määruse vormis. (5) Arvestades tehnilist eripära, koostalitlusvõime nõudeid ja digiprotsesside kiiret arengut, on asjakohane võtta vajalikud eeskirjad vastu eraldi õigusaktina. Selle eesmärk on tagada õigusselgus ja ühetaoline kohaldamine kogu liidus ning võimaldada paindlikkust, et võtta arvesse uusi digisuundumusi, ilma et oleks vaja muuta sotsiaalkindlustuse koordineerimist käsitlevaid liidu eeskirju. (6) Selleks et tagada õiguskindlus ja kooskõla määrusega (EÜ) nr 883/2004, tuleks käesoleva õigusakti kohaldamisala viia kooskõlla kõnealuses määruses sätestatud isikulise ja sisulise kohaldamisalaga. (7) On vaja kehtestada Euroopa sotsiaalkindlustuspassi (ESSPASS) loomise ja toimimise eeskirjad. ESSPASS on digilahendus sotsiaalkindlustusdokumentide, sealhulgas Euroopa ravikindlustuskaardi elektrooniliseks taotlemiseks, väljastamiseks ja piiriüleseks kontrollimiseks. ESSPASS peaks aitama tagada, et üksikisikud saavad kiiresti tõendada oma sotsiaalkindlustusõigusi, samuti peaks see aitama toetada nende õiguste tõrgeteta kasutamist piiriülestes olukordades, võimaldades samal ajal sotsiaalkindlustusasutustel, tööinspektsioonidel ja tervishoiuteenuste osutajatel asjakohast teavet tõhusalt ja turvaliselt kontrollida. See omakorda hõlbustaks pettuskontrolle ja tugevdaks nõuete täitmise tagamist. ESSPASS peaks lihtsustama ka kohaldatavate nõuete täitmist palgatöötajaid kaasavate ettevõtjate jaoks ja füüsilisest isikust ettevõtjate jaoks piiriülestes olukordades. (8) Aastatel 2021–2025 toimunud ESSPASSi katseetapp, mis käivitati Euroopa sotsiaalõiguste samba tegevuskava raames ja mida toetati programmist „Digitaalne Euroopa“, tõestas nii ESSPASSi tehnilist toimivust kui ka praktilist kasu. (9) On juba näha, et porditava dokumendiga A1 ja Euroopa ravikindlustuskaardiga seotud menetlustega on võimalik vähendada halduskoormust, ning katseetapp tõendas nende tehnilist teostatavust. ESSPASSi raamistikku tuleks kõigepealt kohaldada porditava dokumendi A1 suhtes, arvestades selle tehnilise valmisoleku kõrget taset. Seejärel tuleks raamistikku kohaldada Euroopa ravikindlustuskaardi ja muude sotsiaalkindlustusdokumentide suhtes, välja arvatud dokumendid, mille puhul hindamine näitab, et see pole asjakohane, teostatav ega kulutõhus. (10) Jõupingutuste dubleerimise vältimiseks peaks ESSPASS tuginema olemasolevatele liidu digialgatustele, eelkõige Euroopa Parlamendi ja nõukogu määrustele (EL) 2018/1724,24 (EL) 2024/90325 ja (EL) 910/2014,26 ning neid täiendama. 24 Euroopa Parlamendi ja nõukogu 2. oktoobri 2018. aasta määrus (EL) 2018/1724, millega luuakse ühtne digivärav teabele ja menetlustele ning abi- ja probleemilahendamisteenustele juurdepääsu pakkumiseks ning millega muudetakse määrust (EL) nr 1024/2012 (ELT L 295, 21.11.2018, lk 1, ELI: http://data.europa.eu/eli/reg/2018/1724/oj). 25 Euroopa Parlamendi ja nõukogu 13. märtsi 2024. aasta määrus (EL) 2024/903, millega kehtestatakse meetmed avaliku sektori koostalitlusvõime kõrge taseme tagamiseks kogu liidus (Koostalitleva Euroopa määrus) (ELT L, 2024/903, 22.3.2024, ELI: http://data.europa.eu/eli/reg/2024/903/oj). ET 20 ET (11) Määruse (EL) 2018/1724 kohaselt peavad liikmesriigid võimaldama üksikisikutel ja ettevõtjatel läbida teatavad menetlused täiel määral veebis. See hõlmab taotlusi selle kindlaksmääramiseks, millised sotsiaalkindlustusalaseid õigusakte dokumendi omaniku suhtes kohaldatakse ja mille tulemusena väljastatakse porditav dokument A1, samuti Euroopa ravikindlustuskaardi taotlusi ja pensionihüvitiste taotlusi. Selle tagamiseks, et üksikisikud saaksid täielikult ja ilma haldustakistusteta kasutada oma vaba liikumise õigust ja tööjõu liikuvuse õigust, tuleks võimalust esitada taotlused otsast lõpuni veebis laiendada nii, et see hõlmaks käesoleva määruse kohaldamisalasse kuuluvaid sotsiaalkindlustusdokumente. Seepärast tuleks muuta määruse (EL) 2018/1724 II lisa ja lisada sellesse veebipõhised menetlused käesoleva määruse kohaldamisalasse kuuluvate sotsiaalkindlustusdokumentide taotlemiseks. (12) Selleks et säilitada digiüleminekul inimkeskne lähenemisviis ja optimeerida liikmesriikide investeeringuid, on äärmiselt oluline tugineda Euroopa Parlamendi ja nõukogu määrusega (EL) 2024/1183 loodud Euroopa digiidentiteedikukrutele koostoimes määrusega (EL) 2018/1724. Need kukrud pakuvad ühtlustatud, õiguslikult usaldusväärset, väga turvalist ja privaatsusnõudeid järgivat mehhanismi digiidentiteedi andmete ja dokumentide turvaliseks säilitamiseks ja jagamiseks. (13) Tõhususe ja ajakohastamise edendamiseks tuleks digitaalsed sotsiaalkindlustusdokumendid muuta vaikevorminguks. Samal ajal peab üksikisikutele ja ettevõtjatele jääma õigus taotleda ja saada füüsilisi sotsiaalkindlustusdokumente. Sellega edendatakse kaasavust ja välditakse ebavõrdsuse süvenemist teenustele juurdepääsul. Füüsilisi sotsiaalkindlustusdokumente tuleks täiendada standarditud digielementidega, mille abil saab dokumente turvaliselt kontrollida, aidates seeläbi vähendada pettuseohtu. Kuna kõnealused füüsilised dokumendid sisaldavad digielemente, peaksid need kuuluma käesoleva määruse kohaldamisalasse. (14) Piiriülestel töötajatel puudub sageli selge teave oma sotsiaalkindlustusolukorra kohta. Näiteks ei pruugi nad olla teadlikud sellest, et tööandjad on taotlenud nende piiriülese tegevusega seotud porditavat dokumenti A1 või on lasknud selle väljastada. Seetõttu tuleks võimaldada töötajate otsest juurdepääsu sotsiaalkindlustusdokumentidele, et muuta sotsiaalkindlustusõigustega ja sotsiaalkindlustussüsteemi kuulumisega seonduv läbipaistvamaks. See peaks vähendama pettustega kokkupuute ohtu ja tagama, et töötajad saavad kiiresti sotsiaalkindlustushüvitisi, millele neil on õigus. (15) Võttes arvesse, kui oluline on võidelda piiriüleste sotsiaalkindlustuspettuste vastu ja tugevdada vastastikust usaldust, peaksid liikmesriigid enne sotsiaalkindlustusdokumentide väljastamist nõuetekohaselt ja hoolsuskohustust täites kontrollima esitatud teabe täpsust. Selle protsessi toetamiseks tuleks edendada digivahendite kasutamist. (16) Seadusjärgselt esindatud füüsilistel isikutel, sealhulgas alaealistel lastel, ei pruugi olla Euroopa digiidentiteedikukrule juurdepääsu. Seepärast peaks seadusjärgsetel esindajatel, nagu vanemad, eestkostjad või muud nõuetekohaselt volitatud isikud, olema võimalik võtta vastu ja säilitada esindatava isiku digitaalseid sotsiaalkindlustusdokumente oma Euroopa digiidentiteedikukrus. See on vajalik, et hõlbustada juurdepääsu seadusjärgselt esindatud isikute digidokumentidele, mis on eriti oluline, kui nad vajavad erakorralist arstiabi. 26 Euroopa Parlamendi ja nõukogu 23. juuli 2014. aasta määrus (EL) nr 910/2014 e-identimise ja e- tehingute jaoks vajalike usaldusteenuste kohta siseturul ja millega tunnistatakse kehtetuks direktiiv 1999/93/EÜ (ELT L 257, 28.8.2014, lk 73, ELI: http://data.europa.eu/eli/reg/2014/910/oj ET 21 ET (17) Võrdse juurdepääsu tagamiseks peaksid sotsiaalkindlustusdokumendid ning nende taotlemise, kättesaadavaks tegemise ja jagamise menetlused olema juurdepääsetavad puuetega inimestele kooskõlas Euroopa Parlamendi ja nõukogu direktiiviga (EL) 2016/210227 ning asjakohasel juhul Euroopa Parlamendi ja nõukogu direktiiviga (EL) 2019/88228. (18) Selleks et tagada määruses (EÜ) nr 883/2004 sätestatud õiguste õigeaegne kasutamine, tuleks pädevatelt asutustelt nõuda, et nad väljastaksid asjaomasele isikule ja asjakohasel juhul tööandjale sotsiaalkindlustusdokumendid siduva tähtaja jooksul. Kogemused on näidanud, et viivitused selliste dokumentide väljastamisel võivad takistada üksikisikute õigeaegset juurdepääsu hüvitistele ja luua takistusi ettevõtjate piiriülesele tegevusele. Võttes arvesse, kui oluline on kiire juurdepääs tervishoiuteenustele ajutise välismaal viibimise ajal, ei tohiks Euroopa ravikindlustuskaardi väljastamise maksimaalne tähtaeg ületada 24 tundi alates täieliku taotluse esitamisest. See peaks olema saavutatav, kuna kontrollida tuleb ainult seda, kas isikul on tegelik kindlustus. (19) Sujuva piiriülese liikuvuse toetamiseks tuleks uurida ESSPASSi ja määruse (EÜ) nr 987/2009 kohaselt loodud sotsiaalkindlustusteabe elektroonilise vahetamise (EESSI) süsteemi koostalitlusvõimet ja koostoimet. Vajaduse korral tuleks uurida ka ESSPASSi ja muude liidu algatuste, sealhulgas andmete ühekordse küsimise tehnilise süsteemi, kavandatud Euroopa ettevõtluskukrute, siseturu infosüsteemi (IMI) ning töötajate lähetamise, pensionide jälgimise, tööõiguse, äriühinguõiguse, maksustamise ja e-tervise valdkonna digialgatuste vahelist koostalitlusvõimet ja koostoimet. (20) Euroopa ravikindlustuskaardi digitaliseerimine ESSPASSi raames parandab veelgi inimeste ajutisel viibimisel teistes liikmesriikides nende juurdepääsu meditsiiniliselt vajalikele tervishoiuteenustele. See omakorda võimaldab tervishoiuteenuste osutajatel kogu Euroopas isikute kindlustusstaatust kiiresti ja täpselt kontrollida ning nii peaksid vähenema juhtumid, kus Euroopa ravikindlustuskaarti ei aktsepteerita või seda ei kasutata asjakohaselt. Selleks et hõlbustada hüvitamistaotluste kiiremat, täpsemat ja turvalisemat menetlemist liidu sotsiaalkindlustuse koordineerimise eeskirjade alusel ning parandada üldist tõhusust, on väga oluline, et tervishoiuteenuse osutajad ühtlustaksid asjakohaste andmete edastamise automatiseeritud vahendite abil. Seda tuleks teha andmekaitse-eeskirju ja proportsionaalsuse põhimõtet järgides. Võimendada tuleks ühtse Euroopa terviseandmeruumi raames juba ette nähtud tervishoiu digisüsteemide investeeringuid ja kohandusi, et luua koostoime, mis maksimeerib digitaalsete tervishoiusüsteemide tõhusust, eelkõige juhul, kui mõlemas valdkonnas on ette nähtud koostoime Euroopa digiidentiteedikukrutega. (21) Kõigis liikmesriikides tuleks ühtlustada porditava dokumendi A1 taotlemiseks vajalikud põhiandmed. Selle eesmärk on tagada kohaldatavate õigusaktide kindlaksmääramiseks asjakohaste asjaolude järjepidev kontrollimine, mis on oluline, et aidata avastada ebakorrektseid deklaratsioone ja pettusi ning vähendada töötajaid lähetavate tööandjate halduskoormust. Lisaks peaksid porditava dokumendi A1 taotlemiseks ettenähtud riiklikud portaalid olema ühtlustatud tehnilise rakendamise kaudu koostalitlusvõimelised siseturu infosüsteemiga (IMI) ühendatud avalike liidestega, mis võimaldab ühiseid andmeid vastavalt ühekordsuse põhimõttele esitada 27 Euroopa Parlamendi ja nõukogu 26. oktoobri 2016. aasta direktiiv (EL) 2016/2102, mis käsitleb avaliku sektori asutuste veebisaitide ja mobiilirakenduste juurdepääsetavust (ELT L 327, 2.12.2016, lk 1, ELI: http://data.europa.eu/eli/dir/2016/2102/oj). 28 Euroopa Parlamendi ja nõukogu 17. aprilli 2019. aasta direktiiv (EL) 2019/882 toodete ja teenuste ligipääsetavusnõuete kohta (ELT L 151, 7.6.2019, lk 70, ELI: http://data.europa.eu/eli/dir/2019/882/oj). ET 22 ET vaid üks kord ja seejärel võimaluse korral taaskasutada. Selline võimalik koostalitlusvõime peaks kooskõlas komisjoni lihtsustamiseesmärkidega vähendama ettevõtjate halduskoormust ja hõlbustama ka teenuste piiriülest osutamist. Komisjon peaks arendustööks vajaliku teabe andmiseks ja arendustöö tugevdamiseks hindama liikmesriikide toetusel ka lihtsustamise ja halduskoormuse vähendamise kulude-tulude suhet, ühilduvust olemasolevate süsteemidega ning kooskõla käimasolevate ja tulevaste liidu algatustega, eelkõige IMI õigusraamistiku ajakohastamisega. Kõik koostalitlusmeetmed peaksid olema kooskõlas määrusega (EL) 2018/1724 ning hõlbustama täielikult veebipõhise menetluse suhtes kohaldatavate nõuete täitmist ja ühekordsuse põhimõtte järgimist taotluste korral, mis käsitlevad kohaldatavate sotsiaalkindlustusalaste õigusaktide kindlaksmääramist. (22) ESSPASS on mõeldud sotsiaalkindlustusteabe elektroonilise vahetamise süsteemi täiendamiseks. Kuigi ESSPASS pakub üksikisikutele ja ettevõtjatele lahendust digitaalseks suhtluseks liikmesriikide ametiasutustega, peaks käesolev määrus reguleerima ka teabevahetust sotsiaalkindlustusasutuste vahel, eelkõige EESSI süsteemi kaudu toimuvat teabevahetust. Tõhususe ja järjepidevuse tagamiseks peaks sellise teabevahetuse peamiseks vahendiks olema EESSI süsteem. (23) Sotsiaalkindlustussüsteemide koordineerimise halduskomisjoni võrdlev uuring näitas, et piiriüleste sotsiaalkindlustusjuhtumite menetlemine võtab kõigis sotsiaalkindlustusvaldkondades keskmiselt neli korda kauem aega kui võrreldavate siseriiklike juhtumite menetlemine. Seetõttu on väga oluline kehtestada meetmed, millega hoida ära hilinenud andmevahetusest tingitud tarbetuid viivitusi piiriüleste juhtumite käsitlemisel. (24) Selleks et piiriülestes sotsiaalkindlustusküsimustes vigu ja pettusi tõhusalt ennetada ja avastada, on vaja tõhusat teabevahetust ja tihedat koostööd liikmesriikide vahel. Seepärast on vaja kehtestada andmevahetuse eeskirjad juhuks, kui EESSI süsteemi ei saa tulemuslikult kasutada. Need eeskirjad peaksid tagama pädevatele asutustele ja institutsioonidele suurema õiguskindluse ja tugevama õigusliku aluse andmete vahetamiseks, et avastada pettusi ja ebatäpsusi seoses määruses (EÜ) nr 883/2004 sätestatud õiguste aluseks oleva teabega, ning andmete kontrollimiseks teiste liikmesriikide asutuste ja institutsioonidega tehtava ristkontrolli kaudu, kasutades elektroonilist teabevahetust või turvalist otsejuurdepääsu andmebaasile. Kõik teabenõuded ja vastused peaksid olema vajaduspõhised ja proportsionaalsed. (25) Selleks et toetada käesoleva määruse järjepidevat rakendamist ning luua praktikakogukond kogemuste ja teadmiste vahetamiseks, tuleks asutada sotsiaalkindlustuse koordineerimise digiülemineku töörühm, mille koosseisu kuuluvad igast liikmesriigist kaks esindajat, kellel on sotsiaalkindlustuse koordineerimise valdkonna digiaspekte käsitlevad tehnilised ja poliitilised eksperditeadmised, ning komisjoni esindajad. Töörühma koosseisu üksikasjad tuleks sätestada selle töökorras. Töörühm peaks jätkama ka tööd, mida on varem teinud määruse (EÜ) nr 883/2004 artikli 73 kohaselt loodud andmetöötluse tehniline komisjon ja sotsiaalkindlustussüsteemide koordineerimise halduskomisjoni ajutised töörühmad, sealhulgas ESSPASSiga tegelev töörühm. Selleks et tagada Euroopa digiidentiteedi raamistikul põhineva ESSPASSi raamistiku tulemuslik rakendamine, peaks digiülemineku töörühm tegema vajaduse korral koostööd sotsiaalkindlustussüsteemide koordineerimise halduskomisjoni ja Euroopa digiidentiteedi koostöörühmaga. (26) Liikmesriikide piiriüleste sotsiaalkindlustusprotsesside digitaliseerimise alaste jõupingutuste toetamisel peaks jätkuvalt olema oluline roll Euroopa Tööjõuametil ET 23 ET (ELA). See peaks eelkõige hõlmama heade tavade ja kogemuste korrapärase vahetamise hõlbustamist, digivahendite tõhusa kasutamise edendamist ning suutlikkuse suurendamise meetmete, näiteks koolitus- ja teadmiste jagamise algatuste pakkumist, et suurendada liikmesriikide ametiasutuste digivalmidust. Euroopa Tööjõuamet peaks jätkama ka üksikisikute, tööandjate ja muude asjaomaste sidusrühmade, näiteks tervishoiuteenuste osutajate teadlikkuse suurendamist sihipäraste teavituskampaaniate, juhendmaterjalide ja teavitustegevuse kaudu. See peaks aitama parandada arusaamist piiriülestest sotsiaalkindlustusõigustest ja - kohustustest ning olemasolevatest digivahenditest ja nende läbipaistvust. (27) Käesoleva määruse alusel tuleks isikuandmeid töödelda kooskõlas määrustega (EL) 2016/679 ja (EL) 2018/1725 ning direktiiviga 2002/58/EÜ29. Käesoleva määruse alusel tuleks isikuandmeid töödelda üksnes selles määruses ning määrustes (EÜ) nr 883/2004 ja (EÜ) nr 987/2009 sätestatud konkreetsetel eesmärkidel, ilma et see mõjutaks edasist töötlemist avalikes huvides toimuva arhiveerimise eesmärgil kooskõlas määruse (EL) 2016/679 artikli 5 lõike 1 punktiga b ja artikliga 89. (28) Käesoleva määrusega luuakse õiguslik alus sotsiaalkindlustusdokumentides sisalduvate andmete säilitamiseks ja töötlemiseks, mille eesmärk on tõendada ja kontrollida sotsiaalkindlustusõigusi piiriülestes olukordades. Käesoleva määruse alusel töödeldavad isikuandmed peaksid olema nendes sotsiaalkindlustusdokumentides sisalduvad andmed. Need isikuandmed peaksid eelkõige hõlmama teavet, mida on vaja füüsiliste isikute digitaalseks identifitseerimiseks, määrusest (EÜ) nr 883/2004 tulenevate õiguste kiiremaks ja täpsemaks kasutamiseks ning vahetatava teabe ja dokumentide kehtivuse ja sisu kontrollimiseks. Need andmed kuuluvad järgmistesse andmekategooriatesse: nimi, sünniaeg ja -koht, aadress, isikukood, ametialased andmed ja terviseandmed. Käesoleva määruse kohaldamisel töötlevad neid isikuandmeid liikmesriikide dokumentide väljastajad ja kontrollijad. Määrusega piiratakse isikuandmete säilitamise aega ajavahemikuga, mis on rangelt vajalik nende kontrollimiseks. Käesolevas määruses sätestatud meetmed on proportsionaalsed, kuna need piirduvad rangelt sellega, mis on vajalik õiguste kontrollimiseks, sotsiaalkindlustusjuhtumite haldamiseks, nõuete täitmise tagamiseks ja pettuste vastu võitlemiseks. Minimaalse sekkumise tagamiseks tuleks rakendada tugevaid kaitsemeetmeid, sealhulgas võimalikult väheste andmete kogumine, juurdepääsu kontroll ja krüpteerimine, ning rakendusaktides tuleks täpsustada ühised andmemudelid. (29) Selleks et tagada ühetaolised tingimused käesoleva määruse rakendamiseks, tuleks komisjonile kooskõlas ELi toimimise lepingu artikliga 290 delegeerida õigus võtta vastu õigusakte seoses selliste sotsiaalkindlustusdokumentide loeteluga, mille puhul ESSPASSi raamistik ei paku mingit lisaväärtust, ja seoses I lisa muudatustega. On eriti oluline, et komisjon viiks oma ettevalmistava töö käigus läbi asjakohaseid konsultatsioone, sealhulgas ekspertide tasandil, ja et kõnealused konsultatsioonid viidaks läbi kooskõlas 13. aprilli 2016. aasta institutsioonidevahelises parema õigusloome kokkuleppes30 sätestatud põhimõtetega. Eelkõige selleks, et tagada delegeeritud õigusaktide ettevalmistamises võrdne osalemine, saavad Euroopa Parlament ja nõukogu kõik dokumendid liikmesriikide ekspertidega samal ajal ning 29 Euroopa Parlamendi ja nõukogu 12. juuli 2002. aasta direktiiv 2002/58/EÜ, milles käsitletakse isikuandmete töötlemist ja eraelu puutumatuse kaitset elektroonilise side sektoris (eraelu puutumatust ja elektroonilist sidet käsitlev direktiiv) (EÜT L 201, 31.7.2002, lk 37). 30 ELT L 123, 12.5.2016, lk 1, ELI: http://data.europa.eu/eli/agree_interinstit/2016/512/oj. ET 24 ET nende ekspertidel on pidev juurdepääs komisjoni eksperdirühmade koosolekutele, millel arutatakse delegeeritud õigusaktide ettevalmistamist. (30) Selleks et tagada ühetaolised tingimused käesoleva määruse rakendamiseks, tuleks komisjonile anda rakendamisvolitused selleks, et määrata kindlaks sotsiaalkindlustusdokumentide funktsionaalsed ja tehnilised kirjeldused ja menetlused, sotsiaalkindlustusdokumentide väljastamise tähtajad, sätestada ühised teabenõuded porditava dokumendi A1 taotlemiseks, kehtestada ühtne tehniline raamistik, et tagada koostalitlusvõime selle dokumendi taotlemiseks kasutatavate liikmesriikide portaalide ning töötajate ja sõidukijuhtide lähetamise deklareerimiseks kasutatavate IMIga ühendatud avalike liideste vahel, täpsustada EESSI süsteemi tulevasi funktsionaalseid ja tehnilisi kirjeldusi seoses teatavate valdkondadega, kehtestada ühtne lähenemisviis määruste (EÜ) nr 883/2004 ja (EÜ) nr 987/2009 nõuetekohase kohaldamise või täitmise tagamise kontrollimiseks vajalike andmete turvaliseks vahetamiseks või neile juurdepääsuks ning täpsustada käesoleva määruse rakendamist käsitlevate liikmesriikide aruannete vorm ja struktuur. Neid volitusi tuleks teostada kooskõlas Euroopa Parlamendi ja nõukogu määrusega (EL) nr 182/201131. (31) Selguse huvides ja käesoleva määrusega kooskõla tagamiseks tuleks määrustest (EÜ) nr 883/2004 ja (EÜ) nr 987/2009 välja jätta aegunud sätted, mis on seotud elektroonilise andmevahetuse reguleerimisega. Nimetatud määrusi tuleks seepärast vastavalt muuta. (32) Selleks et anda liikmesriikidele piisavalt aega oma haldus- ja tehnilise korra kohandamiseks ESSPASSi arendamisega, tuleks ESSPASSi käsitlevate sätete kohaldamine edasi lükata. (33) Kooskõlas määruse (EL) 2018/1725 artikli 42 lõikega 1 konsulteeriti Euroopa Andmekaitseinspektoriga[, kes esitas oma arvamuse …]. (34) Kuna käesoleva määruse eesmärke, nimelt luua ühtne, turvaline ja koostalitlusvõimeline digiraamistik sotsiaalkindlustusdokumentide taotlemiseks, väljastamiseks ja piiriüleseks kontrollimiseks ning sotsiaalkindlustusteabe piiriüleseks vahetamiseks, ei suuda liikmesriigid eraldi tegutsedes piisavalt saavutada, küll aga saab neid meetme piiriülese laadi ja ulatuse tõttu paremini saavutada liidu tasandil, võib liit võtta meetmeid kooskõlas Euroopa Liidu lepingu artiklis 5 sätestatud subsidiaarsuse põhimõttega. Nimetatud artiklis sätestatud proportsionaalsuse põhimõtte kohaselt ei lähe käesolev määrus kaugemale sellest, mida on vaja selles seatud eesmärkide saavutamiseks, ON VASTU VÕTNUD KÄESOLEVA MÄÄRUSE: Artikkel 1 Reguleerimisese 1. Käesolevas määruses sätestatakse sotsiaalkindlustusteabe piiriülese vahetamise digitaliseerimise eeskirjad, mis hõlbustavad määruste (EÜ) nr 883/2004 ja (EÜ) nr 987/2009 tulemuslikku kohaldamist ja täitmise tagamist. 31 Euroopa Parlamendi ja nõukogu 16. veebruari 2011. aasta määrus (EL) nr 182/2011, millega kehtestatakse eeskirjad ja üldpõhimõtted, mis käsitlevad liikmesriikide läbiviidava kontrolli mehhanisme, mida kohaldatakse komisjoni rakendamisvolituste teostamise suhtes (ELT L 55, 28.2.2011, lk 13, ELI: http://data.europa.eu/eli/reg/2011/182/oj). ET 25 ET 2. Eelkõige sätestatakse määruses eeskirjad järgmise kohta: a) Euroopa sotsiaalkindlustuspassi (ESSPASS) kui sellise vahendi loomine ja toimimine, mille abil digitaalselt ja õigeaegselt tõendada ja kontrollida vaba liikumise õigust kasutavate isikute sotsiaalkindlustusõigusi ning muuta tööandjatele nõuete täitmine lihtsamaks; b) sotsiaalkindlustusasutuste vahel turvalise, standarditud ja koostalitlusvõimelise andmevahetuse tagava sotsiaalkindlustusteabe elektroonilise vahetamise (EESSI) süsteemi toimimine, arendamine ja täiustamine; c) muu pädevate asutuste vaheline digitaalne piiriülene andmevahetus, mis on vajalik piiriüleste sotsiaalkindlustuspettuste vastu võitlemiseks ning asjaolude muutumise, ebatäpsuste, vastuolude või vigade avastamiseks. 3. Käesoleva määrusega täiendatakse määruseid (EÜ) nr 883/2004 ja (EÜ) nr 987/2009. See ei mõjuta nimetatud määrustes sätestatud õigusi ja kohustusi, kui käesolevas määruses ei ole sätestatud teisiti. Artikkel 2 Kohaldamisala Käesolevat määrust kohaldatakse määruse (EÜ) nr 883/2004 artikli 2 kohaldamisalasse kuuluvate isikute suhtes ja kõnealuse määruse artikli 3 lõikes 1 loetletud sotsiaalkindlustusliikide suhtes. Artikkel 3 Mõisted 1. Käesolevas määruses kasutatakse määrustes (EÜ) nr 883/2004 ja (EÜ) nr 987/2009 sätestatud mõisteid. 2. Samuti kasutatakse järgmisi mõisteid: a) „Euroopa sotsiaalkindlustuspass“ ehk „ESSPASS“ – digilahendus sotsiaalkindlustusdokumentide taotlemiseks, väljastamiseks, piiriüleseks kontrollimiseks ja tunnustamiseks liidus; b) „sotsiaalkindlustusdokument“ – määruse (EÜ) nr 883/2004 ja määruse (EÜ) nr 987/2009 rakendamiseks vajalikud andmed (olenemata nende vormist), mis tõendavad isiku sotsiaalkindlustusalast olukorda; c) „Euroopa digiidentiteedikukkur“ – Euroopa Parlamendi ja nõukogu määruse (EL) nr 910/2014 artikli 3 punktis 42 määratletud Euroopa digiidentiteedikukkur; d) „digitaalne sotsiaalkindlustusdokument“ – liikmesriigi pädeva asutuse väljastatud sotsiaalkindlustusdokument, mis on kavandatud säilitamiseks, haldamiseks ja jagamiseks Euroopa digiidentiteedikukru kaudu ning mis on elektrooniliselt kontrollitav; ET 26 ET e) „porditav dokument A1“ – määruse (EÜ) nr 987/2009 artikli 19 lõikes 2 osutatud sotsiaalkindlustusdokument, mille on välja andnud liikmesriigi pädev asutus ja mis tõendab, et kohaldatakse selle liikmesriigi õigusakte määruse (EÜ) nr 883/2004 II jaotise alusel; f) „Euroopa ravikindlustuskaart“ – määruse (EÜ) nr 987/2009 artikli 25 kohaselt väljastatud sotsiaalkindlustusdokument; g) „väljastaja“ – määruse (EÜ) nr 883/2004 artikli 1 punktis p määratletud asutus või liikmesriigi õiguse alusel määratud, tunnustatud või muul viisil pädev organ või asutus, kes vastutab määruste (EÜ) nr 883/2004 ja (EÜ) nr 987/2009 kohaldamisalasse kuuluvate sotsiaalkindlustusdokumentide väljastamise, edastamise ja vajaduse korral parandamise või tagasivõtmise eest; h) „kontrollija“ – mis tahes avalik-õiguslik või eraõiguslik üksus või ametiülesandeid täitev füüsiline isik, kelle liikmesriik on määranud, volitanud või keda ta tunnustab isikuna, kellel on õigus kontrollida sotsiaalkindlustusdokumente kooskõlas käesoleva määrusega. I peatükk Euroopa sotsiaalkindlustuspass Artikkel 4 ESSPASSi õigusraamistik 1. ESSPASSi õigusraamistik koosneb käesolevas peatükis sätestatud eeskirjadest järgmise kohta: a) asjaomaste isikute ja tööandjate poolne sotsiaalkindlustusdokumentide taotluste veebipõhine esitamine liikmesriikide pädevatele asutustele; b) sotsiaalkindlustusdokumentide väljastamine liikmesriikide pädevate asutuste poolt asjaomastele isikutele ja tööandjatele; c) sotsiaalkindlustusdokumentide elektrooniline kontrollimine kontrollijate poolt, et kinnitada nende autentsust, terviklust ja kehtivust. Artikkel 5 ESSPASSi õigusraamistiku kohaldamisala ja kohaldamine 1. Käesolevat peatükki kohaldatakse: a) porditava dokumendi A1 suhtes alates [jõustumise kuupäev pluss 12 kuud]; b) Euroopa ravikindlustuskaardi ja muude sotsiaalkindlustusdokumentide suhtes, välja arvatud need, mis on kindlaks määratud lõike 2 kohaselt vastu võetud delegeeritud õigusaktides, alates [jõustumise kuupäev pluss kolm aastat]. ET 27 ET 2. Komisjon võib hiljemalt [jõustumise kuupäev pluss 18 kuud] võtta vastu delegeeritud õigusakte, millega kehtestatakse hindamise alusel loetelu sotsiaalkindlustusdokumentidest, välja arvatud porditav dokument A1 ja Euroopa ravikindlustuskaart, mille suhtes käesolevat peatükki ei kohaldata. 3. Hindamisel võetakse arvesse järgmist: c) asjaomaste dokumentide operatiivne asjakohasus, võttes eelkõige arvesse nende väljaandmise sagedust, väljastatud dokumentide arvu ja pettuste ennetamise potentsiaali; d) asjaomaste dokumentide digitaliseerimise eeldatavad kulud ja sellest saadav eeldatav kasu seoses sotsiaalkindlustusõiguste kasutamisega ning määruste (EÜ) nr 883/2004 ja (EÜ) nr 987/2009 tõhusa rakendamisega, sealhulgas üksikisikute ja ettevõtjate halduskoormuse vähendamine. Artikkel 6 Sotsiaalkindlustusdokumentide veebipõhine taotlemine Asjaomastel isikutel ja asjakohasel juhul tööandjatel peab olema võimalik esitada käesoleva määruse kohaldamisalasse kuuluvate sotsiaalkindlustusdokumentide taotlusi täielikult veebipõhiselt, kasutades menetlusi, mis on kooskõlas määrusega (EL) 2018/1724. Veebipõhise taotlemise menetlus peab olema kasutajasõbralik, juurdepääsetav ja vastama järgmistele nõuetele: a) võimaldab asjaomase isiku ja asjakohasel juhul tööandja e-identimist ja e- autentimist; b) võimaldab esitada elektrooniliselt määruse (EÜ) nr 987/2009 artikli 3 lõikes 2 osutatud teabe, dokumendid või tõendusmaterjali, mis on vajalikud taotluse menetlemiseks; c) tagab, et taotlust on võimalik lõplikult esitada kaugmeetodil; d) väljastab asjaomasele isikule ja asjakohasel juhul tööandjale pärast taotluse lõplikku esitamist automaatse kättesaamiskinnituse, välja arvatud juhul, kui dokument väljastatakse kohe; e) teavitab asjaomast isikut ja asjakohasel juhul tööandjat elektrooniliselt, et väljastamise menetlus on lõpule viidud. Artikkel 7 Sotsiaalkindlustusdokumentide väljastamine, kehtivus ja kontrollimine 1. Pädevad asutused väljastavad digitaalsed sotsiaalkindlustusdokumendid vormingus, mis võimaldab neid asjaomasel isikul ja vajaduse korral tööandjal kasutada Euroopa ET 28 ET digiidentiteedikukrus. Digitaalsed sotsiaalkindlustusdokumendid peavad vastama lõike 11 kohaselt vastu võetud tehnilistele kirjeldustele. 2. Erandina lõikest 1 väljastavad pädevad asutused sotsiaalkindlustusdokumendi asjaomase isiku või tööandja taotlusel standardses ja kättesaadavas füüsilises vormingus. Selline dokument peab sisaldama ruutkoodi või muid elektroonilisi elemente, et suurendada selle turvalisust, ning vastama lõike 11 kohaselt vastu võetud tehnilistele kirjeldustele. 3. Iga liikmesriik edastab komisjonile väljastajate nimekirja ja ajakohastab seda. Komisjon teeb need nimekirjad turvalise kanali kaudu avalikkusele kättesaadavaks automaatseks töötlemiseks sobivas, elektrooniliselt allkirjastatud või e-templiga varustatud vormis. Porditava dokumendi A1 väljastajate nimekiri edastatakse komisjonile hiljemalt [jõustumise kuupäev pluss 12 kuud]. Liikmesriigid edastavad Euroopa ravikindlustuskaardi ja muude käesoleva peatüki kohaldamisalasse kuuluvate sotsiaalkindlustusdokumentide väljastajate nimekirja hiljemalt [jõustumise kuupäev pluss kolm aastat]. 4. Enne sotsiaalkindlustusdokumendi väljastamist kontrollivad väljastajad asjaomaste isikute ja asjakohasel juhul tööandjate poolt oma taotluse toetuseks esitatud teabe õigsust, sealhulgas digivahendite abil. 5. Kui lõikes 1 või 2 osutatud sotsiaalkindlustusdokument tunnistatakse kehtetuks, teavitab väljastaja sellest viivitamata asjaomast isikut ja asjakohasel juhul tööandjat. Teavitamine toimub elektrooniliselt, välja arvatud juhul, kui asjaomane isik ja asjakohasel juhul tööandja on eelistusena märkinud muud vahendid. 6. Väljastajad tagavad, et isik saab oma Euroopa digiidentiteedikukrus vastu võtta ja säilitada oma alaealiste laste ja sellise füüsilise isiku digitaalseid sotsiaalkindlustusdokumente, keda ta seaduslikult esindab. 7. Ühe liikmesriigi poolt lõigete 1 ja 2 alusel välja antud sotsiaalkindlustusdokumente tunnustavad kõigi liikmesriikide kontrollijad. Kui käesoleva määruse kohaselt välja antud dokumendi kehtivust või autentsust on kontrollitud, ei kohaldata selle suhtes vastuvõtvas liikmesriigis täiendavaid tõendamisnõudeid. Käesolev lõige ei piira kahtluste või vaidluste korral vastavalt määrustele (EÜ) nr 883/2004 ja (EÜ) nr 987/2009 kohaldatavate menetluste kohaldamist. 8. Liikmesriigid tagavad, et nende territooriumil asuvatel kontrollijatel on vajalikud tehnilised vahendid käesoleva artikli alusel välja antud sotsiaalkindlustusdokumentide kontrollimiseks, olenemata nende vormist, et kinnitada nende autentsust, terviklust ja kehtivust. Kontrollijad peavad suutma kontrollida, et: a) dokumendi on välja andnud selleks volitatud asutus; b) dokumendis sisalduvaid andmeid ei ole pärast selle väljaandmist lubamatult muudetud; c) dokument ei ole aegunud ega kehtetuks tunnistatud. 9. Kontrollija ei tohi säilitada asjaomase isiku sotsiaalkindlustusdokumendi kontrollimise eesmärgil töödeldud isikuandmeid pärast kontrollimise lõpuleviimist, välja arvatud juhul, kui see on vajalik määruste (EÜ) nr 883/2004 ja (EÜ) nr ET 29 ET 987/2009 kohaldamiseks või lubatud muu liidu või liikmesriigi õigusaktiga kooskõlas määrusega (EL) 2016/679 või direktiiviga (EL) 2016/68032. 10. ESSPASS peab olema koostalitlusvõimeline EESSI süsteemiga ja vajaduse korral muude asjakohaste liidu digialgatustega, sealhulgas Euroopa ühtse terviseandmeruumi ja andmete ühekordse küsimise tehnilise süsteemiga. 11. Komisjon võtab vastu rakendusaktid, milles täpsustatakse lõigetes 1 ja 2 osutatud dokumentide funktsionaalsed ja tehnilised kirjeldused. Need rakendusaktid peavad sisaldama järgmist: a) tehnilised ja koostalitlusvõime kirjeldused, sealhulgas ühtsed andmemudelid, millega määratakse kindlaks töödeldavad andmed, standardid ja ligipääsetavusnõuded; b) dokumentide taotlemise, väljastamise, kehtetuks tunnistamise ja kontrollimise kord, sealhulgas väljastajate nimekirjadega seotud aspektid vastavalt käesoleva artikli lõikele 3; c) tehnilised ja korralduslikud turvameetmed, sealhulgas krüpteerimis- ja juurdepääsukontrolli meetmed; d) isikuandmete töötlemise ja kaitse korralduslikud meetmed, sealhulgas seoses säilitamistähtaegadega, ning vastutavate töötlejate ja volitatud töötlejate rollid kooskõlas määrusega (EL) 2016/679. Nimetatud rakendusaktid võetakse vastu kooskõlas artikli 17 lõikes 2 osutatud kontrollimenetlusega. Artikkel 8 Sotsiaalkindlustusdokumentide väljastamise tähtajad 1. Pädevad asutused väljastavad sotsiaalkindlustusdokumendid asjaomasele isikule ja asjakohasel juhul tööandjale vastavalt lõigete 2 ja 3 kohaselt kehtestatud tähtaegadele. 2. Komisjon võtab hiljemalt [jõustumise kuupäev pluss 18 kuud] vastu rakendusaktid, milles täpsustatakse käesoleva peatüki kohaldamisalasse kuuluvate sotsiaalkindlustusdokumentide väljastamise tähtajad, mis arvutatakse alates täieliku taotluse esitamisest. 3. Erandina lõikest 2 võetakse rakendusakt, milles täpsustatakse porditava dokumendi A1 väljastamise tähtaeg, vastu hiljemalt [jõustumise kuupäev pluss 12 kuud]. 32 Euroopa Parlamendi ja nõukogu 27. aprilli 2016. aasta direktiiv (EL) 2016/680, mis käsitleb füüsiliste isikute kaitset seoses pädevates asutustes isikuandmete töötlemisega süütegude tõkestamise, uurimise, avastamise ja nende eest vastutusele võtmise või kriminaalkaristuste täitmisele pööramise eesmärgil ning selliste andmete vaba liikumist ning millega tunnistatakse kehtetuks nõukogu raamotsus 2008/977/JSK (ELT L 119, 4.5.2016, lk 89, ELI: http://data.europa.eu/eli/dir/2016/680/oj). ET 30 ET 4. Euroopa ravikindlustuskaardi väljastamise maksimaalne tähtaeg ei tohi olla pikem kui 24 tundi. 5. Tähtaegade kindlaksmääramisel võtab komisjon arvesse järgmist: a) taotletava sotsiaalkindlustusdokumendi liik; b) menetlustoimingud, mis on vajalikud esitatud teabe kontrollimiseks enne taotletud sotsiaalkindlustusdokumendi väljastamist, sealhulgas, kui see on asjakohane, vajalik teabevahetus pädevate asutuste vahel; c) vajadus tagada määrusest (EÜ) nr 883/2004 tulenevate õiguste õigeaegne kasutamine. Nimetatud rakendusaktid võetakse vastu kooskõlas artikli 17 lõikes 2 osutatud kontrollimenetlusega. 6. Taotluse saamisel teavitab väljastaja asjaomaseid isikuid või asjakohasel juhul tööandjaid eeldatavast ajast, mis kulub nende taotluse menetlemiseks, ja kohaldatavatest tähtaegadest, mis on sätestatud lõike 2 kohaselt vastu võetud rakendusaktides. Artikkel 9 Euroopa ravikindlustuskaardid 1. Alates [jõustumise kuupäev pluss kolm aastat] peavad kõik uued väljastatud Euroopa ravikindlustuskaardid vastama artiklis 7 sätestatud nõuetele. Juba kasutusel olevad Euroopa ravikindlustuskaardid, mis ei ole selleks kuupäevaks aegunud, asendatakse hiljemalt [jõustumise kuupäev pluss viis aastat]. 2. Liikmesriigid tagavad alates [jõustumise kuupäev pluss kolm aastat], et nende territooriumil asuvad tervishoiuteenuse osutajad saavad elektrooniliselt edastada teisest liikmesriigist pärit patsiendi Euroopa ravikindlustuskaardil olevaid andmeid ja kõiki andmeid, mis tuleb hüvitamise eesmärgil edastada ravi osutava liikmesriigi pädevatele asutustele. Artikkel 10 Porditav dokument A1 1. Komisjon võtab hiljemalt [jõustumise kuupäev pluss 12 kuud] vastu rakendusaktid, millega kehtestatakse porditava dokumendi A1 taotlemise ühtsed teabenõuded, mis ei lähe kaugemale sellest, mida on vaja kohaldatavate õigusaktide kindlaksmääramiseks, ning milles võetakse nõuetekohaselt arvesse halduskoormuse vähendamist. 2. Komisjon kehtestab rakendusaktidega ühtse tehnilise raamistiku, et tagada koostalitlusvõime porditava dokumendi A1 taotlemiseks kasutatavate liikmesriikide ET 31 ET portaalide ning siseturu infosüsteemiga33 ühendatud avalike liideste vahel, mida kasutatakse töötajate lähetamise deklareerimiseks ja sõidukijuhtide lähetamiseks autoveosektoris, nagu on sätestatud direktiivi (EL) 2020/1057 artikli 1 lõikes 11. See tehniline raamistik võimaldab asjakohaseid esitatud andmeid taaskasutada porditava dokumendi A1 taotlemise ja lähetusdeklaratsioonide esitamise menetlustes kooskõlas määrustega (EL) 2016/679 ja (EL) 2018/1725 ning ühekordsuse põhimõttega. 3. Lõigetes 1 ja 2 osutatud rakendusaktid võetakse vastu artikli 17 lõikes 2 osutatud kontrollimenetluse kohaselt. II peatükk Asutustevaheline teabevahetus Artikkel 11 Teabevahetus EESSI süsteemi kaudu 1. Liikmesriigid vahetavad, kasutavad ja töötlevad määruste (EÜ) nr 883/2004 ja (EÜ) nr 987/2009 kohaldamiseks nõutavaid andmeid EESSI süsteemi kaudu kooskõlas määruse (EÜ) nr 987/2009 artiklis 78 sätestatud funktsionaalsete ja tehniliste kirjeldustega. 2. Liikmesriigid peavad EESSI süsteemi kaudu andmeid vahetades kinni käesoleva määruse I lisas sätestatud maksimaalsetest tähtaegadest. 3. Komisjonil on õigus võtta kooskõlas artikliga 16 vastu delegeeritud õigusakte I lisa muutmiseks, võttes arvesse järgmist: a) talitluse kasutusmallid ja andmevahetusega seotud struktureeritud elektroonilised sõnumid; b) teabe kogumiseks vajalikud menetlusetapid, sealhulgas, kui see on asjakohane, vajalik teabevahetus pädevate asutuste vahel liikmesriigi tasandil; c) vajadus tagada määrusest (EÜ) nr 883/2004 tulenevate õiguste õigeaegne kasutamine. 4. EESSI süsteemis isikuandmete töötlemisel käsitatakse komisjoni määruse (EL) 2018/1725 artikli 3 punktis 12 määratletud volitatud töötlejana ja liikmesriike määruse (EL) 2016/679 artiklis 26 osutatud kaasvastutavate töötlejatena. 5. Komisjon täpsustab rakendusaktidega EESSI süsteemi funktsionaalseid ja tehnilisi kirjeldusi seoses järgmiste valdkondadega: a) talitluse kasutusmallid ning vahetatava teabe struktuur, vorming, sisu ja andmemudelid; 33 Euroopa Parlamendi ja nõukogu 25. oktoobri 2012. aasta määrus (EL) nr 1024/2012, mis käsitleb siseturu infosüsteemi kaudu tehtavat halduskoostööd ning millega tunnistatakse kehtetuks komisjoni otsus 2008/49/EÜ (IMI määrus) (ELT L 316, 14.11.2012, lk 1, ELI: http://data.europa.eu/eli/reg/2012/1024/oj). ET 32 ET b) andmevahetuse menetlus- ja tehnilised eeskirjad; c) andmevahetuses osalevate organite roll ja vastutus; d) talitluspidevuse meetmed; e) turva- ja andmekaitsemeetmed; f) toimimis- ja toetusmeetmed; g) määruse (EÜ) nr 987/2009 artikli 88 lõikes 4 täpsustatud teavet sisaldava avaliku andmebaasi üksikasjad; h) teenusetasemed. Nimetatud rakendusaktid võetakse vastu kooskõlas artikli 17 lõikes 2 osutatud kontrollimenetlusega. Artikkel 12 Elektrooniline teabevahetus väljaspool EESSI süsteemi 1. Kui andmete vahetamine, mis on vajalik määruste (EÜ) nr 883/2004 ja (EÜ) nr 987/2009 nõuetekohase kohaldamise või täitmise tagamise kontrollimiseks, sealhulgas asjaolude muutumise, ebatäpsuste, vastuolude, pettuste ja vigade tuvastamiseks, ei ole EESSI süsteemi kaudu tulemuslikult võimalik, võib erandina artikli 11 lõikest 1 selliseid andmeid või turvalist juurdepääsu sellistele andmetele pakkuda väljaspool EESSI süsteemi kooskõlas lõike 2 kohaselt kehtestatud ühiste menetluste ja kirjeldustega. 2. Komisjon võtab vajaduse korral vastu rakendusaktid, et kehtestada lõikes 1 osutatud turvalise andmevahetuse või andmetele juurdepääsu jaoks ühtsed menetlused ning funktsionaalsed ja tehnilised kirjeldused. 3. Rakendusaktid võivad sisaldada järgmist: a) kord, mis käsitleb vahetatavate või kättesaadavaks tehtavate andmete kategooriaid ning teabevahetuses osalevate organite rolli ja vastutust; b) andmete vahetamise või neile juurdepääsu vahendid; c) standardvormingud või -struktuurid; d) meetmed, millega tagatakse andmevahetuse või andmetele juurdepääsu turvalisus, terviklus ja usaldusväärsus. Nimetatud rakendusaktid võetakse vastu kooskõlas artikli 17 lõikes 2 osutatud kontrollimenetlusega. ET 33 ET III peatükk Juhtimine ja andmetöötlus Artikkel 13 Digiülemineku töörühm 1. Luuakse sotsiaalkindlustuse koordineerimise digiülemineku töörühm (edaspidi „digiülemineku töörühm“), et hõlbustada piiriülest koostööd käesolevas määruses sätestatud sotsiaalkindlustussüsteemide koordineerimise digiaspektide valdkonnas. 2. Digiülemineku töörühm koosneb iga liikmesriigi valitsuse kahest esindajast, keda vajaduse korral abistavad ekspertnõunikud. Digiülemineku töörühma koosolekutel osalevad ka Euroopa Komisjoni esindajad. Töörühma koosolekuid juhatab komisjon, kes tagab ka sekretariaaditeenused. 3. Digiülemineku töörühmal on järgmised ülesanded: a) toetada käesoleva määruse järjepidevat rakendamist, hõlbustades koordineerimist, teabevahetust ja parimate tavade edendamist liikmesriikides ning töötades välja suunised, et toetada käesoleva määruse täitmise tagamist; b) anda artiklis 17 osutatud komiteele vajaduse korral soovitusi sotsiaalkindlustussüsteemide koordineerimise edasise digiülemineku kohta; c) toetada elektroonilise andmevahetuse arendamist ja toimimist kooskõlas käesoleva määrusega; d) nõustada vajaduse korral komisjoni käesoleva määruse kohaselt vastuvõetavate rakendusaktide eelnõude ettevalmistamise varajases etapis. 4. Digiülemineku töörühm teeb vajaduse korral koostööd määruse (EÜ) nr 883/2004 IV jaotises osutatud sotsiaalkindlustussüsteemide koordineerimise halduskomisjoniga ja määruse (EL) nr 910/2014 artiklis 46e osutatud Euroopa digiidentiteedi koostöörühmaga. 5. Digiülemineku töörühm võtab vastu oma töökorra. Artikkel 14 Seire ja aruandlus 1. Liikmesriigid koguvad artikli 8 lõike 1 ja artikli 11 lõike 2 rakendamise jälgimiseks vajalikke andmeid ning edastavad need komisjonile kord kvartalis igale kalendrikvartalile järgneva kuu lõpuks. Komisjon avaldab kogutud andmetel põhineva statistika. 2. Komisjon võtab vastu rakendusaktid, milles täpsustatakse lõikes 1 osutatud aruannete vorming ja struktuur. Nimetatud rakendusaktid võetakse vastu kooskõlas artikli 17 lõikes 2 osutatud kontrollimenetlusega. ET 34 ET Artikkel 15 Isikuandmete kaitse ja töötlemine 1. Liikmesriikide väljastajad ja kontrollijad töötlevad käesoleva määruse kohaldamiseks vajalikke isikuandmeid sotsiaalkindlustusdokumentide väljastamise ja kontrollimise eesmärgil, nagu on määratletud käesoleva määruse alusel vastu võetud rakendusaktides. Käesoleva määruse alusel töödeldakse isikuandmeid eelkõige järgmistel eesmärkidel: a) sotsiaalkindlustusdokumentide väljastamine; b) dokumentide omanike sotsiaalkindlustusõiguste kindlaksmääramine; c) sotsiaalkindlustusdokumentide ja neis sisalduva teabe kehtivuse kontrollimine. 2. Käesoleva määruse alusel töödeldakse isikuandmeid, mis sisalduvad sotsiaalkindlustusdokumentides, mida liikmesriikide väljastajad ja kontrollijad menetlevad lõikes 1 osutatud eesmärkidel. Isikuandmete töötlemine käesoleva määruse alusel piirdub ulatusega, mis on vajalik lõikes 1 sätestatud eesmärkide saavutamiseks, välja arvatud isikuandmete edasine töötlemine avalikes huvides toimuva arhiveerimise eesmärgil kooskõlas määruse (EL) 2016/679 artikli 5 lõike 1 punktiga b ja artikliga 89. 3. Käesoleva määruse kohaldamisel käsitatakse ESSPASSi raamistiku kohaste sotsiaalkindlustusdokumentide väljastajaid liikmesriikides vastutavate töötlejatena määruse (EL) 2016/679 artikli 4 punkti 7 tähenduses. Vastutavad töötlejad tagavad lõikes 1 sätestatud eesmärkidel töödeldavate andmete turvalisuse, tervikluse, autentsuse ja konfidentsiaalsuse. IV peatükk Lõppsätted Artikkel 16 Delegeeritud volituste rakendamine 1. Komisjonile antakse õigus võtta vastu delegeeritud õigusakte käesolevas artiklis sätestatud tingimustel. 2. Artikli 5 lõikes 2 ja artikli 11 lõikes 3 osutatud õigus võtta vastu delegeeritud õigusakte antakse komisjonile määramata ajaks alates [käesoleva määruse jõustumise kuupäev]. 3. Euroopa Parlament ja nõukogu võivad artikli 5 lõikes 2 ja artikli 11 lõikes 3 osutatud volituste delegeerimise igal ajal tagasi võtta. Tagasivõtmise otsusega lõpetatakse otsuses nimetatud volituste delegeerimine. Otsus jõustub järgmisel päeval pärast ET 35 ET selle avaldamist Euroopa Liidu Teatajas või otsuses nimetatud hilisemal kuupäeval. See ei mõjuta juba jõustunud delegeeritud õigusaktide kehtivust. 4. Enne delegeeritud õigusakti vastuvõtmist konsulteerib komisjon kooskõlas 13. aprilli 2016. aasta institutsioonidevahelises parema õigusloome kokkuleppes sätestatud põhimõtetega iga liikmesriigi määratud ekspertidega. 5. Niipea kui komisjon on delegeeritud õigusakti vastu võtnud, teeb ta selle samal ajal teatavaks Euroopa Parlamendile ja nõukogule. 6. Artikli 5 lõike 2 ja artikli 11 lõike 3 alusel vastu võetud delegeeritud õigusakt jõustub üksnes juhul, kui Euroopa Parlament ega nõukogu ei ole kahe kuu jooksul pärast õigusakti teatavakstegemist Euroopa Parlamendile ja nõukogule esitanud selle kohta vastuväidet või kui Euroopa Parlament ja nõukogu on enne selle tähtaja möödumist komisjonile teatanud, et nad ei esita vastuväidet. Euroopa Parlamendi või nõukogu algatusel pikendatakse seda tähtaega [kahe kuu] võrra. Artikkel 17 Komitee 1. Komisjoni abistab komitee määruse (EL) nr 182/2011 tähenduses. 2. Käesolevale lõikele viitamisel kohaldatakse määruse (EL) nr 182/2011 artiklit 5. Artikkel 18 Hindamine 1. Komisjon hindab hiljemalt [seitse aastat pärast jõustumise kuupäeva] käesoleva määruse rakendamist ja tõhusust. 2. Hindamise käigus hinnatakse eelkõige seda, kas käesoleva määruse eesmärgid on saavutatud ning kas selle sätted on endiselt asjakohased, tulemuslikud, tõhusad, sidusad ja proportsionaalsed. 3. Komisjon esitab aruande hindamise järelduste kohta Euroopa Parlamendile ja nõukogule. Aruanne tehakse üldsusele kättesaadavaks. Artikkel 19 Määruse (EÜ) nr 883/2004 muudatused 1. Määrust (EÜ) nr 883/2004 muudetakse järgmiselt: 1) artikli 72 punkt d jäetakse välja; 2) artikkel 73 jäetakse välja. 2. Digiaspekte käsitlevad halduskomisjoni otsused, mis on vastu võetud määruse (EÜ) nr 883/2004 artikli 72 punkti d alusel, on jätkuvalt suunisteks kuni käesolevas määruses sätestatud rakendusaktide jõustumiseni. Otsuses nr H15 osutatud ET 36 ET sotsiaalkindlustuse koordineerimise tehniline komisjon jätkab tööd kuni digiülemineku töörühma töökorra vastuvõtmiseni vastavalt artikli 13 lõikele 5. Artikkel 20 Määruse (EÜ) nr 987/2009 muudatused Määruse (EÜ) nr 987/2009 artiklit 4 muudetakse järgmiselt: 1) lõige 1 jäetakse välja; 2) lõike 3 teine lause jäetakse välja. Artikkel 21 Määruse (EL) 2018/1724 muudatused Määruse (EL) 2018/1724 II lisa muudetakse järgmiselt. Tabelisse lisatakse rea „Pensionile jäämine“ järele järgmine rida: Määruse [ESSPASSi käsitlev Määruse [ESSPASSi käsitlev ettepanek] kohaste ettepanek] kohaste Sotsiaalkindlustusõiguste sotsiaalkindlustusõiguste sotsiaalkindlustusõiguste kasutamine kasutamisega seotud taotlused, kasutamisega seotud taotluste, nõuded ja teatised nõuete ja teatiste kinnitamine ning kõigi kõnealuse määruse kohaste menetlustega seotud väljundid Artikkel 22 Jõustumine Käesolev määrus jõustub kahekümnendal päeval pärast selle avaldamist Euroopa Liidu Teatajas. Käesolev määrus on tervikuna siduv ja vahetult kohaldatav kõikides liikmesriikides. Strasbourg, Euroopa Parlamendi nimel Nõukogu nimel president eesistuja ET 37 ET FINANTS- JA DIGISELGITUS 1. ETTEPANEKU/ALGATUSE RAAMISTIK .............................................................. 3 1.1. Ettepaneku/algatuse nimetus ........................................................................................ 3 1.2. Asjaomased poliitikavaldkonnad ................................................................................. 3 1.3. Eesmärgid ..................................................................................................................... 3 1.3.1. Üldeesmärgid ............................................................................................................... 3 1.3.2. Erieesmärgid ................................................................................................................ 3 1.3.3. Oodatavad tulemused ja mõju ...................................................................................... 3 1.3.4. Tulemusnäitajad ........................................................................................................... 3 1.4. Ettepanek/algatus käsitleb ............................................................................................ 4 1.5. Ettepaneku/algatuse põhjendused ................................................................................ 4 1.5.1. Lühi- või pikaajalises perspektiivis täidetavad vajadused, sealhulgas algatuse rakendamise üksikasjalik ajakava ................................................................................ 4 1.5.2. ELi meetme lisaväärtus (see võib tuleneda eri teguritest, nagu kooskõlastamisest saadav kasu, õiguskindlus, suurem tõhusus või vastastikune täiendavus). Käesoleva punkti kohaldamisel tähendab „ELi meetme lisaväärtus“ väärtust, mis tuleneb liidu sekkumisest ja lisandub väärtusele, mille liikmesriigid oleksid muidu üksi loonud. .. 4 1.5.3. Samalaadsetest kogemustest saadud õppetunnid ......................................................... 4 1.5.4. Kooskõla mitmeaastase finantsraamistikuga ja võimalik koostoime muude asjakohaste vahenditega ............................................................................................... 5 1.5.5. Erinevate kasutada olevate rahastamisvõimaluste, sealhulgas vahendite ümberpaigutamise võimaluste hinnang ........................................................................ 5 1.6. Ettepaneku/algatuse ja selle finantsmõju kestus .......................................................... 6 1.7. Kavandatud eelarve täitmise viis(id)............................................................................ 6 2. HALDUSMEETMED .................................................................................................. 8 2.1. Järelevalve ja aruandluse reeglid ................................................................................. 8 2.2. Haldus- ja kontrollisüsteem(id) .................................................................................... 8 2.2.1. Eelarve täitmise viisi(de), rahastuse rakendamise mehhanismi(de), maksete tegemise korra ja kavandatava kontrollistrateegia selgitus ......................................................... 8 2.2.2. Teave kindlakstehtud riskide ja nende vähendamiseks kasutusele võetud sisekontrollisüsteemi(de) kohta .................................................................................... 8 2.2.3. Kontrollimeetmete hinnanguline kulutõhusus (kontrollikulude suhe hallatavate vahendite väärtusse), selle põhjendus ja oodatav veariski tase (maksete tegemise ja sulgemise ajal) .............................................................................................................. 8 2.3. Pettuste ja õigusnormide rikkumise ärahoidmise meetmed ......................................... 9 3. ETTEPANEKU/ALGATUSE HINNANGULINE FINANTSMÕJU ....................... 10 3.1. Mitmeaastase finantsraamistiku rubriigid ja kulude eelarveread, millele mõju avaldub10 ET 1 ET 3.2. Ettepaneku hinnanguline finantsmõju assigneeringutele ........................................... 12 3.2.1. Hinnanguline mõju tegevusassigneeringutele – ülevaade.......................................... 12 3.2.1.1. Heakskiidetud eelarvest saadavad assigneeringud ..................................................... 12 3.2.1.2. Sihtotstarbelisest välistulust saadavad assigneeringud .............................................. 17 3.2.2. Hinnanguline tegevusassigneeringutest rahastatav väljund ....................................... 22 3.2.3. Hinnanguline mõju haldusassigneeringutele – ülevaade ........................................... 24 3.2.3.1. Heakskiidetud eelarvest saadavad assigneeringud ...................................................... 24 3.2.3.2. Sihtotstarbelisest välistulust saadavad assigneeringud .............................................. 24 3.2.3.3. Assigneeringud kokku ................................................................................................ 24 3.2.4. Hinnanguline personalivajadus .................................................................................. 25 3.2.4.1. Rahastatakse heakskiidetud eelarvest ........................................................................ 25 3.2.4.2. Rahastatakse sihtotstarbelisest välistulust .................................................................. 26 3.2.4.3. Personalivajadus kokku .............................................................................................. 26 3.2.5. Hinnanguline mõju digitehnoloogiaga seotud investeeringutele – ülevaade ............. 28 3.2.6. Kooskõla kehtiva mitmeaastase finantsraamistikuga................................................. 28 3.2.7. Kolmandate isikute rahaline osalus ............................................................................ 28 3.3. Hinnanguline mõju tuludele ....................................................................................... 29 4. DIGIMÕÕDE ............................................................................................................. 29 4.1. Diginõuded ................................................................................................................. 30 4.2. Andmed ...................................................................................................................... 30 4.3. Digilahendused ........................................................................................................... 31 4.4. Koostalitlusvõime hindamine .................................................................................... 31 4.5. Digimõõtme rakendamist toetavad meetmed ............................................................. 32 ET 2 ET 1. ETTEPANEKU/ALGATUSE RAAMISTIK 1.1. Ettepaneku/algatuse nimetus Ettepanek: Euroopa Parlamendi ja nõukogu määrus, milles käsitletakse sotsiaalkindlustussüsteemide koordineerimise digiüleminekut ja millega kehtestatakse Euroopa sotsiaalkindlustuspassi (ESSPASS) raamistik ning muudetakse määrusi (EÜ) nr 883/2004, (EÜ) nr 987/2009 ja (EL) 2018/1724 1.2. Asjaomased poliitikavaldkonnad Inimesed, ühiskond ja sotsiaalne mudel, isikute vaba liikumine, töötajate liikuvus Teenuste kättesaadavus Haldusasutuste digiüleminek 1.3. Eesmärgid 1.3.1. Üldeesmärgid Algatuse eesmärk on edendada ELis õiglast liikuvust, hõlbustades kõigi inimeste juurdepääsu sotsiaalkindlustusõigustele kooskõlas Euroopa sotsiaalõiguste samba ja ühtse turu strateegiaga. Sellega toetatakse liidu valdkonnaüleseid eesmärke, milleks on lihtsustamine ja haldustakistuste vähendamine digitaliseeritud piiriüleste avalike teenuste kaudu. 1.3.2. Erieesmärgid Algatuse erieesmärgid on järgmised. 1) Piiriüleste sotsiaalkindlustusjuhtumite puhul, milles on vaja tõendada ja kontrollida sotsiaalkindlustusõigusi ja kindlustusstaatust, sekkutakse vähem käsitsi ja tehakse sujuvamaid haldustoiminguid, millega kaasneb kiirem ja järjepidevam menetlemine. 2) Piiriülest koostalitlusvõimet tugevdatakse dokumentide vormingute, andmemudelite ja kontrollimeetodite ühtlustamisega kogu ELis, võimaldades sujuvat teabevahetust ja vähendades pettusi. 3) Üksikisikutel on parem juurdepääs oma piiriülestele sotsiaalkindlustusõigustele ja -andmetele, parem teadlikkus neist ja kontroll nende üle. Üksikisikutel on parem juurdepääs oma piiriülestele sotsiaalkindlustusõigustele ja -andmetele, parem teadlikkus neist ja kontroll nende üle. 1.3.3. Oodatavad tulemused ja mõju Algatusega tugevdatakse eeldatavasti sotsiaalkindlustuse koordineerimise raamistikku, parandades eeskirjade kohaldamist ning muutes nende rakendamise lihtsamaks, tõhusamaks ja pettusekindlamaks. Sellega suurendatakse üksikisikute õiguste läbipaistvust ja kättesaadavust, aidates samal ajal vähendada petturlikke ja ekspluateerivaid tavasid. Samuti eeldatakse, et ET 3 ET sellega aidatakse ettevõtteid, hõlbustades nende piiriülest tegevust, ning toetatakse riiklikke ametiasutusi, lihtsustades protsesse ja tugevdades koostööd. Algatusega edendatakse piiriüleste avalike teenuste digitaliseerimist, aidates lõppkokkuvõttes kaasa ELi majanduse paremale konkurentsivõimele. 1.3.4. Tulemusnäitajad Algatuse rakendamise jälgimiseks ja selle mõju hindamiseks on koostatud põhjalik seireraamistiku kavand, millega tagatakse, et algatus on jätkuvalt eesmärgipärane ja sellega saavutatakse kavandatud eesmärgid. Seda raamistikku täiustatakse veelgi, tuginedes lõplikele õiguslikele kirjeldustele ja rakendamise ajakavale. Näitajad hõlmavad järgmist: 1) täielikult veebipõhiste menetluste protsent, 2) elektrooniliselt välja antud dokumentide osakaal, 3) nõudeid täitvate riiklike asutuste protsent, 4) tähtaegu ületavate juhtumite korral ettevõtjate ja üksikisikute esitatud kaebuste arv, 5) liikmesriikides automaatselt töödeldavate dokumentide osakaal, 6) dokumentide väljastamiseks ja kontrollimiseks kuluva menetlusaja lühenemine, 7) tagasilükatud tervishoiukulude hüvitamise arvete arv, 8) porditavate dokumentide võltsimise ja Euroopa ravikindlustuskaardi sobimatu kasutamise juhtude vähenemine, 9) lahendusega rahul olevate kasutajate protsent ja teadlikkuse hinnang, 10) kasutajate taotluste täitmise aeg (keskmise aja lühenemine, minimaalse ja maksimaalse vajaliku aja erinevuse vähenemine liikmesriikide vahel), 11) edukalt lõpule viidud piiriüleste kontrollide arv (tehingu maht, suurenemine), 12) andmeturbega seotud küberturvalisuse indeksid. Algatuse rakendamise jälgimiseks ja selle mõju hindamiseks on koostatud põhjalik seireraamistiku kavand, millega tagatakse, et algatus on jätkuvalt eesmärgipärane ja sellega saavutatakse kavandatud eesmärgid. Seda raamistikku täiustatakse veelgi, tuginedes lõplikele õiguslikele kirjeldustele ja rakendamise ajakavale. Näitajad hõlmavad järgmist: ET 4 ET täielikult internetis kättesaadavate menetluste protsent, elektrooniliselt välja antud dokumentide osakaal, nõudeid täitvate riiklike asutuste protsent, tähtaegu ületavate juhtumite korral ettevõtjate ja üksikisikute esitatud kaebuste arv, liikmesriikides automaatselt töödeldavate dokumentide osakaal, dokumentide väljastamiseks ja kontrollimiseks kuluva menetlusaja lühenemine, tagasilükatud tervishoiukulude hüvitamise arvete arv, porditavate dokumentide võltsimise ja Euroopa ravikindlustuskaardi sobimatu kasutamise juhtude vähenemine, lahendusega rahul olevate kasutajate protsent ja teadlikkuse hinnang, kasutajate taotluste täitmise aeg (keskmise aja lühenemine, minimaalse ja maksimaalse vajaliku aja erinevuse vähenemine liikmesriikide vahel), edukalt lõpule viidud piiriüleste kontrollide arv (tehingu maht, suurenemine), andmeturbega seotud küberturvalisuse indeksid. 1.4. Ettepanek/algatus käsitleb  uut meedet  uut meedet, mis tuleneb katseprojektist / ettevalmistavast meetmest34  olemasoleva meetme pikendamist  ühe või mitme meetme ümbersuunamist teise või uude meetmesse või ühendamist teise või uue meetmega 1.5. Ettepaneku/algatuse põhjendused 1.5.1. Lühi- või pikaajalises perspektiivis täidetavad vajadused, sealhulgas algatuse rakendamise üksikasjalik ajakava Lühiajalises perspektiivis on peamine nõue see, et kaasseadusandjad jõuaksid seadusandliku ettepanekuga seoses kokkuleppele 2027. aasta kolmandaks kvartaliks. Ettepanekuga nähakse ette rakendusaktide vastuvõtmine. 1.5.2. ELi meetme lisaväärtus (see võib tuleneda eri teguritest, nagu kooskõlastamisest saadav kasu, õiguskindlus, suurem tõhusus või vastastikune täiendavus). Käesoleva punkti kohaldamisel tähendab „ELi meetme lisaväärtus“ väärtust, mis tuleneb liidu sekkumisest ja lisandub väärtusele, mille liikmesriigid oleksid muidu üksi loonud. ELi tasandi meetmed annavad märkimisväärset lisaväärtust, toetades inimeste vaba liikumist õppimise, reisimise, elama asumise, perekonnaga seotud või ettevõtluse eesmärgil. Võttes arvesse tuvastatud probleemide piiriülest olemust, saab neid tulemuslikult lahendada üksnes ELi tasandi sekkumisega, mitte üksikute liikmesriikide jõupingutustega. ELi tasandi meetmega tagatakse kooskõla muude ELi digialgatustega, nagu ühtse digivärava määrus ja Euroopa digiidentiteedi raamistik, 34 Vastavalt finantsmääruse artikli 58 lõike 2 punktile a või b. ET 5 ET tagades vajaliku tõhususe. ELi tasandi meetmetega välditakse killustatust, mis võib tekkida, kui liikmesriigid töötavad välja eraldi digilahendused, mille tagajärjeks on mitteoptimaalsed tulemused ja potentsiaalselt suuremad parandusmeetmete kulud. 1.5.3. Samalaadsetest kogemustest saadud õppetunnid Üks peamisi kaalutlusi selle algatuse eelarvevajaduste hindamisel on olnud varasematest kogemustest saadud väärtuslikud õppetunnid, eelkõige need, mis on saadud sotsiaalkindlustusteabe elektroonilise vahetamise (EESSI) süsteemi rakendamisel. Finantsprognoosides võetakse arvesse liikmesriikides rakendamiseks vajalikku operatiiv- ja tehnilist tuge, tagades piisavate vahendite eraldamise. Lisaks on Euroopa sotsiaalkindlustuspassi katsetegevusest saadud teave andnud selgema arusaama jõupingutuste ja vahendite eraldamise ulatusest. 1.5.4. Kooskõla mitmeaastase finantsraamistikuga ja võimalik koostoime muude asjakohaste vahenditega Ettepanek on kooskõlas mitmeaastase finantsraamistikuga. See on osa töötajate õiglase liikuvuse paketist ning sellega toetatakse Euroopa sotsiaalõiguste sammast ja digikümnendi poliitikaprogrammi. 1.5.5. Erinevate kasutada olevate rahastamisvõimaluste, sealhulgas vahendite ümberpaigutamise võimaluste hinnang Käesoleva seadusandliku ettepaneku rakendamiseks on vaja korraldada sotsiaalkindlustuse koordineerimise digiülemineku töörühmas ja rakendusaktide vastuvõtmist toetavas komitees kohtumisi liikmesriikidega, samuti on vaja inimressursse, et toetada rakendamist liikmesriikides. Nende kohtumiste korraldamiseks vajalikud kulud, st delegaatide reisikulud, ja selle toetuse andmine kaetakse üldeelarvest. ET 6 ET 1.6. Ettepaneku/algatuse ja selle finantsmõju kestus  Piiratud kestusega •  hõlmab ajavahemikku [PP/KK]AAAA–[PP/KK]AAAA •  finantsmõju kulukohustuste assigneeringutele avaldub ajavahemikul AAAA– AAAA ja maksete assigneeringutele ajavahemikul AAAA–AAAA.  Piiramatu kestusega 1) Rakendamise käivitumisperiood hõlmab ajavahemikku 2026–2030, 2) millele järgneb täieulatuslik rakendamine. 1.7. Kavandatud eelarve täitmise viis(id)  Eelarve otsene täitmine komisjoni poolt •  tema talituste kaudu, sealhulgas kasutades liidu delegatsioonides töötavat komisjoni personali; •  rakendusametite kaudu  Eelarve jagatud täitmine koostöös liikmesriikidega  Eelarve kaudne täitmine, mille puhul eelarve täitmise ülesanded on delegeeritud: •  kolmandatele riikidele või nende määratud asutustele; •  rahvusvahelistele organisatsioonidele ja nende allasutustele (nimetage); •  Euroopa Investeerimispangale ja Euroopa Investeerimisfondile; •  finantsmääruse artiklites 70 ja 71 osutatud asutustele; •  avalik-õiguslikele asutustele; •  avalikke teenuseid osutavatele eraõiguslikele asutustele, sel määral, mil neile antakse piisavad finantstagatised; •  liikmesriigi eraõigusega reguleeritud asutustele, kellele on delegeeritud avaliku ja erasektori partnerluse rakendamine ja kellele antakse piisavad finantstagatised; •  asutustele või isikutele, kellele on delegeeritud Euroopa Liidu lepingu V jaotise kohaste ühise välis- ja julgeolekupoliitika erimeetmete rakendamine ja kes on kindlaks määratud asjaomases alusaktis; • liikmesriigis asutatud asutustele, kelle suhtes kohaldatakse liikmesriigi eraõigust või liidu õigust ja kellele võib kooskõlas valdkondlike normidega usaldada liidu rahaliste vahendite või eelarveliste tagatiste haldamise niivõrd, kuivõrd selliseid asutusi kontrollivad avalik-õiguslikud asutused või avalikke teenuseid osutavad eraõiguslikud asutused ja kontrollivad organid annavad neile solidaarvastutuse vormis piisavad finantstagatised või samaväärsed finantstagatised, mis võivad iga meetme puhul piirduda liidu toetuse maksimumsummaga. Märkused Alates 2028. aastast tekib tagasihoidlik, kuid püsiv rahastamisvajadus. Seda tuleb arvesse võtta 2027. aasta järgse mitmeaastase finantsraamistiku (2028–2034) ettevalmistamisel, tagades piisava eraldise jätkuvaks rakendustoetuseks. ET 7 ET Hinnang alates 2028. aastast kuludele ja personalile avalduva mõju kohta on lisatud näitlikustamise eesmärgil ega mõjuta järgmist mitmeaastast finantsraamistikku. Rahastamisallikas ja liidu rahaliste kohustuste ulatus 2027. aasta järgsel perioodil sõltuvad mitmeaastase finantsraamistiku 2028–2034 üle peetavate institutsioonidevaheliste läbirääkimiste tulemustest ning seejärel määratakse need kindlaks iga-aastase eelarvemenetluse kaudu. Kõik assigneeringud ja töötajate arv alates 2028. aastast on soovituslikud. ET 8 ET 2. HALDUSMEETMED 2.1. Järelevalve ja aruandluse reeglid Kavandatava määrusega kehtestatakse liikmesriikidele aruandekohustus, et tagada läbipaistvus ja vastutus sotsiaalkindlustusdokumentide väljastamise ning sotsiaalkindlustusteabe elektroonilise vahetamise süsteemi kaudu andmete vahetamise tähtaegadega seotud sätete rakendamisel. 2.2. Haldus- ja kontrollisüsteem(id) 2.2.1. Eelarve täitmise viisi(de), rahastuse rakendamise mehhanismi(de), maksete tegemise korra ja kavandatava kontrollistrateegia selgitus Eelistatud eelarve täitmise viis on eelarve otsene täitmine finantsmääruse artikli 62 lõike 1 punkti a kohaselt, sest meetmeid rakendab Euroopa Komisjon, eelkõige tööhõive, sotsiaalküsimuste ja sotsiaalse kaasatuse peadirektoraat (DG EMPL), kes tagab koordineerimise liikmesriikide ja mitmesuguste sidusrühmadega. 2.2.2. Teave kindlakstehtud riskide ja nende vähendamiseks kasutusele võetud sisekontrollisüsteemi(de) kohta Kontrollid on osa tööhõive, sotsiaalküsimuste ja sotsiaalse kaasatuse peadirektoraadi sisekontrollisüsteemist. Uute tegevuste suhtes kohaldatakse sama riskide kindlakstegemise ja maandamise lähenemisviisi. 2.2.3. Kontrollimeetmete hinnanguline kulutõhusus (kontrollikulude suhe hallatavate vahendite väärtusse), selle põhjendus ja oodatav veariski tase (maksete tegemise ja sulgemise ajal) Kontrollid on integreeritud tööhõive, sotsiaalküsimuste ja sotsiaalse kaasatuse peadirektoraadi sisekontrollisüsteemi. Uute tegevuste tõttu tekivad peadirektoraadi tasandil väheolulised täiendavad kontrollikulud. 2.3. Pettuste ja õigusnormide rikkumise ärahoidmise meetmed Komisjon tagab, et rahastatavate meetmete rakendamisel kaitstakse liidu finantshuve pettuste, korruptsiooni ja muu ebaseadusliku tegevuse eest ennetavate meetme kohaldamise, tõhusa kontrollimise ja alusetult väljamakstud summade sissenõudmisega ning juhul, kui tuvastatakse eeskirjade eiramine, tõhusate, proportsionaalsete ja hoiatavate karistustega. Komisjon on volitatud korraldama käesoleva otsuse alusel kohapealseid kontrolle vastavalt nõukogu 11. novembri 1996. aasta määrusele (Euratom, EÜ) nr 2185/96, mis käsitleb komisjoni tehtavat kohapealset kontrolli ja inspekteerimist, et kaitsta Euroopa ühenduste finantshuve pettuste ja igasuguse muu eeskirjade eiramiste eest. Euroopa Pettustevastane Amet viib vajaduse korral läbi uurimisi, mida reguleeritakse Euroopa Parlamendi ja nõukogu 25. mai 1999. aasta määrusega (EÜ) nr 1073/1999 Euroopa Pettustevastase Ameti juurdluste kohta. ET 9 ET 3. ETTEPANEKU/ALGATUSE HINNANGULINE FINANTSMÕJU 3.1. Mitmeaastase finantsraamistiku rubriigid ja kulude eelarveread, millele mõju avaldub – Olemasolevad eelarveread Järjestage mitmeaastase finantsraamistiku rubriigiti ja iga rubriigi sees eelarveridade kaupa Eelarverida Kulu liik Rahaline osalus Mitmeaasta Kandidaatri se igid ja finantsraam Nr rubriigid 2 EFTA potentsiaals Muud Muu istiku Liigendama 36 kolmanda sihtotstarbeline 35 riigid ed rubriik ta . kandidaadi d riigid tulu 37 d Õigused – tööjõu vaba liikumine ning sotsiaalkindlustusskeemide ja Liigendat 2 võõrtöötajate, sh kolmandatest riikidest JAH/EI JAH/EI JAH/EI EI ud tulnud võõrtöötajate suhtes rakendatavate meetmete koordineerimine. 35 Liigendatud = liigendatud assigneeringud / liigendamata = liigendamata assigneeringud. 36 EFTA: Euroopa Vabakaubanduse Assotsiatsioon. 37 Kandidaatriigid ja vajaduse korral Lääne-Balkani potentsiaalsed kandidaadid. ET 10 ET 3.2. Ettepaneku hinnanguline finantsmõju assigneeringutele 3.2.1. Hinnanguline mõju tegevusassigneeringutele – ülevaade 3)  Ettepanek/algatus ei nõua tegevusassigneeringute kasutamist 1)  Ettepanek hõlmab tegevusassigneeringute kasutamist, mis toimub järgmiselt: 3.2.1.1. Heakskiidetud eelarvest saadavad assigneeringud miljonites eurodes (kolm kohta pärast koma) Aast Aast Aast Aast Aast Aast Aast Mitmeaastan a a a a a a a e finantsraami DG: EMPL stik 2028– 202 202 203 203 203 203 203 8 9 0 1 2 3 4 2034 KOKKU Tegevusassigneeringud Eelarverida Õigused – Kulukohustu (1a 0,75 0,75 0,75 0,75 0,75 0,75 0,75 5,25 sed ) 0 0 0 0 0 0 0 tööjõu vaba liikumine ning sotsiaalkindlustusskeemide ja võõrtöötajate, (2a 0,75 0,75 0,75 0,75 0,75 0,75 0,75 sh kolmandatest riikidest tulnud võõrtöötajate suhtes rakendatavate meetmete Maksed ) 0 0 0 0 0 0 0 5,25 koordineerimine. Kulukohustu (1b sed ) 0 Eelarverida (2b Maksed ) 0 38 Eriprogrammide vahenditest rahastatavad haldusassigneeringud Eelarverida (3) 0 = 1a 0,75 0,75 0,75 0,75 0,75 0,75 0,75 Kulukohustu assigneeringud KOKKU sed + 0 0 0 0 0 0 0 5,25 1b +3 38 Tehniline ja/või haldusabi ning ELi programmide ja/või meetmete rakendamiseks antava toetusega seotud kulud (endised BA read), kaudne teadustegevus, otsene teadustegevus. ET 11 ET = 2a 0,75 0,75 0,75 0,75 0,75 0,75 0,75 DG EMPL Maksed + 0 0 0 0 0 0 0 5,25 2b +3 Aasta Aasta Aasta Aasta Aasta Aasta Aasta Mitmeaastane finantsraamistik 2028–2034 2028 2029 2030 2031 2032 2033 2034 KOKKU Tegevusassigneeringud Kulukohustused (4) 0,750 0,750 0,750 0,750 0,750 0,750 0,750 5,25 KOKKU Maksed (5) 0,750 0,750 0,750 0,750 0,750 0,750 0,750 5,25 Eriprogrammide vahenditest rahastatavad haldusassigneeringud KOKKU (6) 0 0 0 0 0 0 0 0 RUBRIIGI 2 Maksed =4+6 0,750 0,750 0,750 0,750 0,750 0,750 0,750 5,25 assigneeringud KOKKU Mitmeaastase =5 +6 0,750 0,750 0,750 0,750 0,250 0,250 0,250 5,25 finantsraamistiku ================================================================================================== Aasta Aasta Aasta Aasta Aasta Aasta Aasta Mitmeaastane finantsraamistik 2028 2029 2030 2031 2032 2033 2034 2028–2034 KOKKU • Tegevusassigneeringud Kulukohustused (4) 0 0 0 0 0 0 0 0 KOKKU (kõik rubriigid) Maksed (5) 0 0 0 0 0 0 0 0 • Eriprogrammide vahenditest rahastatavad haldusassigneeringud (6) 0 0 0 0 0 0 0 0 KOKKU (kõik rubriigid) Rubriikide 1‒3 assigneeringud Kulukohustused =4+6 0,750 0,750 0,750 0,750 0,750 0,750 0,750 5,25 KOKKU ET 12 ET Mitmeaastase finantsraamistiku Maksed =5+6 0,750 0,750 0,750 0,750 0,750 0,750 0,750 5,25 (vajalikud vahendid) Hinnang alates 2028. aastast kuludele ja personalile avalduva mõju kohta on lisatud näitlikustamise eesmärgil ega mõjuta järgmist mitmeaastast finantsraamistikku. Rahastamisallikas ja liidu rahaliste kohustuste ulatus 2027. aasta järgsel perioodil sõltuvad mitmeaastase finantsraamistiku 2028–2034 üle peetavate institutsioonidevaheliste läbirääkimiste tulemustest ning seejärel määratakse need kindlaks iga-aastase eelarvemenetluse kaudu. Kõik assigneeringud ja töötajate arv alates 2028. aastast on soovituslikud. Mitmeaastase finantsraamistiku rubriik 2028– 4 „Halduskulud“39 2034 Aasta Aasta Aasta Aasta Aasta Aasta Aasta Mitmeaastane finantsraamistik DG: EMPL 2028–2034 2028 2029 2030 2031 2032 2033 2034 KOKKU  Personalikulud 0,299 0,299 0,299 0,299 0,299 0,299 0,299 2,093 Muud halduskulud, eelarverida 20.020602 0,164 0,164 0,164 0,164 0,164 0,164 0,164 1,148 DG EMPL Assigneeringud 0,463 0,463 0,463 0,463 0,463 0,463 0,463 3,241 KOKKU Mitmeaastane finantsraamistik DG: EMPL Aasta Aasta Aasta Aasta Aasta Aasta Aasta 2028–2034 KOKKU  Muud halduskulud 0 0 0 0 0 0 0 0 39 Vajalike assigneeringute kindlaksmääramiseks tuleks kasutada aastaseid keskmisi kulunäitajaid, mis on kättesaadavad BUDGpedia veebilehel. ET 13 ET (Kulukohustuste Mitmeaastase finantsraamistiku RUBRIIGI 4 kogusumma = maksete 0,463 0,463 0,463 0,463 0,463 0,463 0,463 3,241 assigneeringud KOKKU kogusumma) miljonites eurodes (kolm kohta pärast koma) Aasta Aasta Aasta Aasta Aasta Aasta Aasta Mitmeaastane finantsraamistik 2028 2029 2030 2031 2032 2033 2034 2028–2034 KOKKU RUBRIIKIDE 1–4 assigneeringud Kulukohustused 1,213 1,213 1,213 1,213 1,213 1,213 1,213 8,491 KOKKU Mitmeaastase Maksed 1,213 1,213 1,213 1,213 1,213 1,213 1,213 8,491 finantsraamistiku Hinnang alates 2028. aastast kuludele ja personalile avalduva mõju kohta on lisatud näitlikustamise eesmärgil ega mõjuta järgmist mitmeaastast finantsraamistikku. Rahastamisallikas ja liidu rahaliste kohustuste ulatus 2027. aasta järgsel perioodil sõltuvad mitmeaastase finantsraamistiku 2028–2034 üle peetavate institutsioonidevaheliste läbirääkimiste tulemustest ning seejärel määratakse need kindlaks iga-aastase eelarvemenetluse kaudu. Kõik assigneeringud ja töötajate arv alates 2028. aastast on soovituslikud. 3.2.2. Hinnanguline tegevusassigneeringutest rahastatav väljund (ei täideta detsentraliseeritud asutuste puhul) Märkige Aasta Aasta Aasta Aasta Lisage vajalik arv aastaid, et näidata KOKKU eesmärgid ja 2028 2029 2030 2031 finantsmõju kestust (vt punkt 1.6) väljundid VÄLJUNDID ET 14 ET Väljun Väljun  di Kesk dite Kulud Arv Arv Arv Arv Arv Arv Arv 40 mine Kulu Kulu Kulu Kulu Kulu Kulu Kulu liik arv kokku kulu kokku 41 ERIEESMÄRGID nr 1, 2 ja 3 … - Väljund Konsult 1 0,750 1 0,750 1 0,750 1 0,750 1 0,750 1 0,750 1 0,750 7 5,25 ant - Väljund - Väljund Erieesmärk nr 1 kokku ERIEESMÄRK nr 2... - Väljund Erieesmärk kokku KOKKU 7 5,25 40 Väljunditena käsitatakse tarnitud tooteid ja osutatud teenuseid (rahastatud üliõpilasvahetuste arv, ehitatud teede pikkus kilomeetrites jms). 41 Vastavalt punktile 1.3.2 „Erieesmärgid“. ET 15 ET 3.2.3. Hinnanguline mõju haldusassigneeringutele – ülevaade 2)  Ettepanek/algatus ei nõua haldusassigneeringute kasutamist Ettepanek/algatus hõlmab haldusassigneeringute kasutamist, mis toimub järgmiselt: 3.2.3.3. Assigneeringud kokku Aasta Aasta Aasta Aasta Aasta Aasta Aasta 2028– HEAKSKIIDETUD EELARVE 2034 2028 2029 2030 2031 2032 2033 2034 KOKKU RUBRIIK 4 Personalikulud 0,299 0,299 0,299 0,299 0,299 0,299 0,299 2,093 Muud halduskulud 0,164 0,164 0,164 0,164 0,164 0,164 0,164 1,148 RUBRIIK 4 kokku 0,463 0,463 0,463 0,463 0,463 0,463 0,463 3,241 RUBRIIGIST 4 välja jäävad kulud Personalikulud 0,000 0,000 0,000 0,000 0,000 0,000 0,000 0,000 Muud halduskulud 0,000 0,000 0,000 0,000 0,000 0,000 0,000 0,000 RUBRIIGIST 4 välja jäävad kulud 0,000 0,000 0,000 0,000 0,000 0,000 0,000 0,000 kokku KOKKU 0. 463 0. 463 0. 463 0. 463 0. 463 0. 463 0. 463 3,241 =================================================================== Hinnang alates 2028. aastast kuludele ja personalile avalduva mõju kohta on lisatud näitlikustamise eesmärgil ega mõjuta järgmist mitmeaastast finantsraamistikku. Rahastamisallikas ja liidu rahaliste kohustuste ulatus 2027. aasta järgsel perioodil sõltuvad mitmeaastase finantsraamistiku 2028–2034 üle peetavate institutsioonidevaheliste läbirääkimiste tulemustest ning seejärel määratakse need kindlaks iga-aastase eelarvemenetluse kaudu. Kõik assigneeringud ja töötajate arv alates 2028. aastast on soovituslikud. 3.2.4. Hinnanguline personalivajadus 1)  Ettepanek/algatus ei nõua personali kasutamist 2)  Ettepanek/algatus nõuab personali kasutamist, mis toimub järgmiselt: 3.2.4.1. Rahastatakse heakskiidetud eelarvest Aasta Aasta Aasta Aasta Aasta Aasta Aasta HEAKSKIIDETUD EELARVE 2028 2029 2030 2031 2032 2033 2034  Ametikohtade loeteluga ette nähtud ametikohad (ametnikud ja ajutised töötajad) 20 01 02 01 (komisjoni peakorteris 1 1 1 1 1 1 1 ja esindustes) 20 01 02 03 (ELi delegatsioonides) 0 0 0 0 0 0 0 (Kaudne teadustegevus) 0 0 0 0 0 0 0 ET 16 ET (Otsene teadustegevus) 0 0 0 0 0 0 0 Muud eelarveread (märkige) 0 0 0 0 0 0 0 • Koosseisuväline personal (täistööaja ekvivalendina) 20 02 01 (üldvahenditest rahastatavad lepingulised töötajad ja 1 1 1 1 1 1 1 riikide lähetatud eksperdid) 20 02 03 (lepingulised töötajad, kohalikud töötajad, riikide lähetatud 0 0 0 0 0 0 0 eksperdid ja noored eksperdid ELi delegatsioonides) Haldustoetuse • peakorteris 0 0 0 0 0 0 0 eelarverida • ELi [XX.01.YY.YY] delegatsiooni 0 0 0 0 0 0 0 des (lepingulised töötajad ja riikide lähetatud eksperdid kaudse 0 0 0 0 0 0 0 teadustegevuse valdkonnas) (lepingulised töötajad ja riikide lähetatud eksperdid otsese 0 0 0 0 0 0 0 teadustegevuse valdkonnas) Muud eelarveread – Rubriik 4 0 0 0 0 0 0 0 Muud eelarveread (07.200301) – 0 0 0 0 0 0 0 Rubriigist 4 välja jäävad kulud KOKKU 2 2 2 2 2 2 2 Personalivajadused kaetakse juba meedet haldavate peadirektoraadi töötajatega ja/või töötajate ümberpaigutamise teel peadirektoraadi sees. Vajaduse korral võidakse personali täiendada iga- aastase vahendite eraldamise menetluse käigus, arvestades olemasolevate eelarvepiirangutega. Ettepaneku rakendamiseks vajatav personal (täistööaja ekvivalendina) Kaetakse Erakorraline lisapersonal* komisjoni talituste olemasolevast personalist Rahastatakse Rahastatakse BA Rahastatakse rubriigist 7 või ridadelt tasudest teadusuuringute eelarveridadelt Ametikohtade 1 Ei kohaldata Ei kohaldata ei kohaldata loeteluga ette nähtud ametikohad Koosseisuväline 1 Ei kohaldata Ei kohaldata Ei kohaldata personal (lepingulised töötajad, riikide lähetatud eksperdid ja ET 17 ET renditööjõud) Ülesannete kirjeldus: Ametnikud ja ajutised töötajad Üks ametnik toetab läbirääkimisi, koostab rakendusaktid ja korraldab kohtumisi liikmesriikidega. Koosseisuvälised töötajad Üks koosseisuväline töötaja toetab vastutavat ametnikku 3.2.5. Hinnanguline mõju digitehnoloogiaga seotud investeeringutele – ülevaade Rubriigis 4 puuduvad digitehnoloogia ja IT-kulud. Mitmeaastane Digi- ja IT- Aasta Aasta Aasta Aasta Aasta Aasta Aasta finantsraamistik assigneeringud 2028–2034 KOKKU 2028 2029 2030 2031 2032 2033 2034 KOKKU RUBRIIK 4 Institutsiooni tasandi 0 0 0 0 0 0 0 0 IT-kulud RUBRIIK 4 kokku 0 0 0 0 0 0 0 0 RUBRIIGIST 4 välja jäävad kulud Poliitikavaldkondade IT-kulud 0 0 0 0 0 0 0 0 rakenduskavadele RUBRIIGIST 4 välja 0 0 0 0 0 0 0 0 jäävad kulud kokku KOKKU 0 0 0 0 0 0 0 0 3.2.6. Kooskõla kehtiva mitmeaastase finantsraamistikuga Ettepanek/algatus: 9)  on täielikult rahastatav mitmeaastase finantsraamistiku asjaomase rubriigi sisese vahendite ümberpaigutamise kaudu . Hinnang alates 2028. aastast kuludele ja personalile avalduva mõju kohta on lisatud näitlikustamise eesmärgil ega mõjuta järgmist mitmeaastast finantsraamistikku. Rahastamisallikas ja liidu rahaliste kohustuste ulatus 2027. aasta järgsel perioodil sõltuvad mitmeaastase finantsraamistiku 2028–2034 üle peetavate institutsioonidevaheliste läbirääkimiste tulemustest ning seejärel määratakse need kindlaks iga-aastase eelarvemenetluse kaudu. Kõik assigneeringud ja töötajate arv alates 2028. aastast on soovituslikud. ET 18 ET 10)  tingib mitmeaastase finantsraamistiku asjaomase rubriigi mittesihtotstarbelise varu ja/või mitmeaastase finantsraamistiku määruses sätestatud erivahendite kasutuselevõtu 11)  nõuab mitmeaastase finantsraamistiku muutmist 3.2.7. Kolmandate isikute rahaline osalus Ettepanek/algatus: 12)  ei näe ette kolmandate isikute poolset kaasrahastamist 13)  näeb ette kolmandate isikute poolse kaasrahastuse, mille hinnanguline summa on järgmine: assigneeringud miljonites eurodes (kolm kohta pärast koma) Aasta Aasta Aasta Aasta Aasta Aasta Aasta Kokku 2028 2029 2030 2031 2032 2033 2034 Nimetage kaasrahastav p.m. p.m. p.m. p.m. p.m. p.m. p.m. p.m. asutus Kaasrahastatavad assigneeringud KOKKU 3.3. Hinnanguline mõju tuludele 14)  Ettepanekul/algatusel puudub finantsmõju tuludele 15)  Ettepanekul/algatusel on järgmine finantsmõju:  omavahenditele  muudele tuludele  märkige, kas see on kulude eelarveridasid mõjutav sihtotstarbeline tulu 4. DIGIMÕÕDE 4.1. Diginõuded ET 19 ET Viide Nõudest mõjutatud või sellega Nõude kirjeldus Üldised protsessid Kategooriad nõudele seotud osalejad Asjaomastel isikutel ja asjakohasel juhul tööandjatel peab olema võimalik esitada käesoleva määruse kohaldamisalasse kuuluvate sotsiaalkindlustusdokumentide taotlusi täielikult veebipõhiselt, kasutades menetlusi, mis on kooskõlas määrusega (EL) 2018/1724. Veebipõhise taotlemise menetlus peab olema kasutajasõbralik, juurdepääsetav ja • Andmed • Protsesside R1 vastama järgmistele nõuetele: • Sotsiaalkindlustusdokumentid digitaliseerimine e väljastajad Sotsiaalkindlustusdokumentide Artikkel 6 ja • Sotsiaalkindlustusdokumentid taotlemine a) võimaldab asjaomase isiku automatiseerimine e omanikud ja taotlejad ja asjakohasel juhul tööandja • Digitaalsed e-identimist ja e-autentimist; avalikud teenused b) võimaldab esitada elektrooniliselt määruse (EÜ) nr 987/2009 artikli 3 lõikes 2 osutatud teabe, dokumendid või tõendusmaterjali, mis on vajalikud taotluse menetlemiseks; c) tagab, et taotlust on ET 1 ET võimalik lõplikult esitada kaugmeetodil; d) väljastab asjaomasele isikule ja asjakohasel juhul tööandjale pärast taotluse lõplikku esitamist automaatse kättesaamiskinnituse, välja arvatud juhul, kui dokument väljastatakse kohe; e) teavitab asjaomast isikut ja asjakohasel juhul tööandjat elektrooniliselt, et väljastamise menetlus on lõpule viidud. Pädevad asutused väljastavad digitaalseid sotsiaalkindlustusdokumente • Andmed vormingus, mis sobib kasutamiseks • Protsesside R2 asjaomase isiku ja asjakohasel juhul • Sotsiaalkindlustusdokumentid Digitaalsete digitaliseerimine Artikli 7 tööandja Euroopa e väljastajad ja sotsiaalkindlustusdokumentide lõige 1 • Sotsiaalkindlustusdokumentid automatiseerimine digiidentiteedikukrus. Digitaalsed väljastamine e omanikud ja taotlejad • Digilahendused sotsiaalkindlustusdokumendid • Digitaalsed peavad vastama lõike 11 kohaselt avalikud teenused vastu võetud tehnilistele kirjeldustele. ET 2 ET Erandina lõikest 1 väljastavad pädevad asutused asjaomase isiku või tööandja taotlusel • Andmed sotsiaalkindlustusdokumendi • Protsesside R3 standarditud ja ligipääsetavas • Sotsiaalkindlustusdokumentid Digielementidega täiustatud digitaliseerimine Artikli 7 füüsilises vormingus. Selline e väljastajad ja füüsiliste dokumentide lõige 2 • Sotsiaalkindlustusdokumentid automatiseerimine dokument sisaldab ruutkoodi või mis väljastamine e omanikud ja taotlejad • Digilahendused tahes muid elektroonilisi elemente, et • Digitaalsed suurendada selle turvalisust avalikud teenused kooskõlas lõike 11 kohaselt vastu võetud tehniliste kirjeldustega. Iga liikmesriik edastab komisjonile väljastajate nimekirja ja ajakohastab seda. Komisjon teeb need nimekirjad turvalise kanali kaudu avalikkusele kättesaadavaks automaatseks • Andmed töötlemiseks sobivas, elektrooniliselt • Protsesside R4 digitaliseerimine allkirjastatud või e-templiga • Liikmesriigid Sotsiaalkindlustusdokumentide ja Artikli 7 varustatud vormis. Porditava väljastamine automatiseerimine lõige 3 dokumendi A1 väljastajate nimekiri • Digilahendused edastatakse komisjonile hiljemalt • Digitaalsed [jõustumise kuupäev pluss 12 kuud]. avalikud teenused Liikmesriigid edastavad Euroopa ravikindlustuskaardi ja muude käesoleva peatüki kohaldamisalasse kuuluvate ET 3 ET sotsiaalkindlustusdokumentide väljastajate nimekirja hiljemalt [jõustumise kuupäev pluss kolm aastat]. Enne sotsiaalkindlustusdokumendi • Andmed R5 väljastamist kontrollivad väljastajad • Protsesside Teabe kontrollimine enne Artikli 7 asjaomaste isikute ja asjakohasel • Liikmesriigid digitaliseerimine sotsiaalkindlustusdokumentide lõige 4 juhul tööandjate poolt oma taotluse ja väljastamist toetuseks esitatud teabe õigsust, automatiseerimine sealhulgas digivahendite abil. • Digilahendused Kui lõikes 1 või 2 osutatud sotsiaalkindlustusdokument on • Andmed kehtetuks tunnistatud, teavitab • Protsesside väljastaja sellest viivitamata digitaliseerimine elektrooniliselt asjaomast isikut ja • R6 Väljastaja Sotsiaalkindlustusdokumentide ja Artikli 7 • Sotsiaalkindlustusdokumentid väljastamisest ja kehtetuks asjakohasel juhul tööandjat, välja automatiseerimine lõige 5 e omanikud ja taotlejad tunnistamisest teavitamine arvatud juhul, kui asjaomane isik ja • Digilahendused asjakohasel juhul tööandja on • Digitaalsed märkinud teavitamiseks muud avalikud teenused vahendid. R7 Väljastajad tagavad, et isik saab oma Seaduslikult esindatavate Euroopa digiidentiteedikukrus vastu • Andmed Artikli 7 isikute digitaalsete lõige 6 võtta ja säilitada alaealiste laste ja • Liikmesriigid sotsiaalkindlustusdokumentide • Digitaalsed tema poolt seaduslikult esindatava avalikud teenused väljastamine füüsilise isiku digitaalseid ET 4 ET sotsiaalkindlustusdokumente. Ühes liikmesriigis lõigete 1 ja 2 • Liikmesriigid • Andmed R8 kohaselt väljastatud • Sotsiaalkindlustustõendite • Digilahendused Sotsiaalkindlustusdokumente Artikli 7 sotsiaalkindlustusdokumente kontrollijad tunnustamine • Digitaalsed lõige 7 tunnustavad kontrollijad kõigis • Sotsiaalkindlustusdokumentid avalikud teenused teistes liikmesriikides. e omanikud Liikmesriigid tagavad, et nende territooriumil asutatud kontrollijatel on vajalikud tehnilised vahendid käesoleva artikli alusel välja antud sotsiaalkindlustusdokumentide kontrollimiseks, et kinnitada nende • Andmed autentsust, terviklust ja kehtivust. • Protsesside R9 Kontrollijad peavad suutma • Liikmesriigid digitaliseerimine Artikli 7 kontrollida, et • Kontrollijad Sotsiaalkindlustusdokumente ja lõige 8 • Sotsiaalkindlustusdokumentid kontrollimine automatiseerimine a) dokumendi on välja andnud e omanikud • Digilahendused volitatud asutus; • Digitaalsed b) dokumendis sisalduvaid avalikud teenused andmeid ei ole pärast väljaandmist omavoliliselt muudetud; c) dokument ei ole aegunud ega kehtetuks tunnistatud. Alates [jõustumise kuupäev pluss • • Andmed Liikmesriigid Andmete edastamine kulude R10 • Protsesside kolm aastat] tagavad liikmesriigid, et • Tervishoiuteenuse osutajad hüvitamiseks ELi Artikli 9 digitaliseerimine nende territooriumil asuvad • Ravi saavad kindlustatud sotsiaalkindlustuse ja lõige 2 isikud tervishoiuteenuse osutajad saavad koordineerimist käsitlevate automatiseerimine ET 5 ET elektrooniliselt edastada teisest eeskirjade alusel • Digilahendused liikmesriigist pärit patsiendi Euroopa • Digitaalsed ravikindlustuskaardil olevaid avalikud teenused andmeid ja kõiki andmeid, mida tuleb edastada hüvitamise eesmärgil, ravi osutava liikmesriigi pädevatele asutustele. Pädevad asutused väljastavad R11 asjaomasele isikule ja vajaduse korral • Sotsiaalkindlustusdokumentid tööandjale e väljastajad Sotsiaalkindlustusdokumentide • Digitaalsed Artikkel 8 sotsiaalkindlustusdokumendid • Sotsiaalkindlustusdokumentid väljastamine avalikud teenused kooskõlas lõike 2 kohaselt e omanikud ja taotlejad kehtestatud tähtaegadega. Komisjon kehtestab rakendusaktidega ühtse tehnilise raamistiku, et tagada koostalitlusvõime porditava dokumendi A1 taotlemiseks R12 • Komisjon • Andmed kasutatavate liikmesriikide portaalide • Liikmesriigid Porditava dokumendi A1 • Digilahendused Artikli 10 ning siseturu infosüsteemiga • Porditava dokumendi A1 taotlused • Digitaalsed lõige 2 ühendatud avalike liideste vahel, taotlejad avalikud teenused mida kasutatakse töötajate lähetamise deklareerimiseks ja sõidukijuhtide lähetamiseks autoveosektoris, nagu on sätestatud direktiivi (EL) 2020/1057 artikli 1 lõikes 11. See ET 6 ET tehniline raamistik võimaldab asjakohaseid esitatud andmeid taaskasutada porditava dokumendi A1 taotlemise ja lähetusdeklaratsioonide esitamise menetlustes kooskõlas määrustega (EL) 2016/679 ja (EL) 2018/1725 ning ühekordsuse põhimõttega. R14 Liikmesriigid koguvad ja edastavad Artikli 14 komisjonile andmeid artikli 8 lõike 1 • Liikmesriigid Aruanne • Andmed lõige 1 ja artikli 11 lõike 2 rakendamise • Komisjon kohta. Liikmesriigid vahetavad ja töötlevad määruste (EÜ) nr 883/2004 ja (EÜ) nr 987/2009 kohaldamiseks vajalikke andmeid ning saavad neile juurdepääsu sotsiaalkindlustusteabe Andmed R15 – elektroonilise vahetamise (EESSI) Protsesside Artikli 11 süsteemi kaudu kooskõlas selle Piiriülene teabevahetus digitaliseerimine ja lõiked 1–2 funktsionaalsete ja tehniliste Liikmesriigid automatiseerimine kirjeldustega, mis on määratud kindlaks määruse (EÜ) nr 987/2009 Digitaalne avalik artikli 78 kohaselt. EESSI süsteemi teenus kaudu andmeid vahetades peavad liikmesriigid kinni käesoleva määruse I lisas sätestatud maksimaalsetest tähtaegadest. ET 7 ET R16 – Euroopa sotsiaalkindlustuspassi Digitaalsed avalikud Artikli 7 koostalitlusvõime EESSI ja muude Koostalitlusvõime teenused lõige 10 algatustega 4.2. Andmed Kohaldamisalasse kuuluvate andmete üldine kirjeldus Andmete liik Viide nõudele (nõuetele) Standard ja/või tehniline kirjeldus (kui see on asjakohane) Digitaalsetes sotsiaalkindlustusdokumentides R2 Nagu on sätestatud artikli 7 lõikes 11, määratakse digitaalsete sisalduvad isikuandmed ja isikustamata sotsiaalkindlustusdokumentide andmete kirjeldused kindlaks R7 andmed rakendusaktidega kooskõlas määruse (EL) nr 182/2011 artiklis 5 R8 osutatud kontrollimenetlusega. Need kirjeldused vastavad Euroopa R9 digiidentiteedi raamistiku alusel kehtestatud ühistele standarditele, skeemidele, vormingutele ja tehnilistele kirjeldustele. Need R10 põhinevad ka Euroopa sotsiaalkindlustuspassi katseprojektide käigus tehtud tööl ja Euroopa sotsiaalkindlustuspassi halduskomisjoni ajutise töörühma soovitustel. ET 8 ET Füüsilistes sotsiaalkindlustusdokumentides R3 Nagu on sätestatud artikli 7 lõikes 11, määratakse täiustatud sisalduvad isikuandmed ja isikustamata füüsiliste sotsiaalkindlustusdokumentide andmete kirjeldused R8 andmed, mida on täiendatud digielementidega kindlaks rakendusaktidega kooskõlas määruse (EL) nr 182/2011 R9 artiklis 5 osutatud kontrollimenetlusega. Need kirjeldused R10 põhinevad ka Euroopa sotsiaalkindlustuspassi katseprojektide käigus tehtud tööl ja Euroopa sotsiaalkindlustuspassi halduskomisjoni ajutise töörühma soovitustel. Euroopa digiidentiteedikukrus hoitavad R2 Isikutuvastusandmete atribuudid avaldatakse kontrollijale Euroopa isikutuvastusandmete atribuudid digiidentiteedikukru esitusprotokollide kaudu, mis on kindlaks R7 määratud Euroopa digiidentiteedi raamistikus. R8 R9 R10 Isikutuvastusandmed või R1 Identimine ja autentimine riiklikes portaalides ning teabevahetus identifitseerimistunnus ja muud andmed, sotsiaalkindlustusdokumentide taotlemiseks toimub liikmesriikides R5 mida on vaja sotsiaalkindlustusdokumentide kasutatavate spetsifikatsioonide ja protokollide kohaselt. taotlemiseks internetis Andmed sotsiaalkindlustusdokumentide R4 Väljastajate registreerimisel usaldusnimekirjadesse järgitakse väljastajate kohta Euroopa digiidentiteedi raamistikus määratletud spetsifikatsioone ja protokolle Andmed artikli 8 lõike 1 ja artikli 11 lõike 2 R13 Aruandekohustuse vorm ja struktuur määratakse kindlaks rakendamise kohta rakendusaktidega kooskõlas määruse (EL) nr 182/2011 artikli 11 lõikes 2 osutatud kontrollimenetlusega. Määruste (EÜ) nr 883/2004 ja (EÜ) nr Andmeid vahetatakse EESSI süsteemi kaudu vastavalt selle R15 987/2009 kohaldamiseks vajalikud andmed, funktsionaalsetele ja tehnilistele kirjeldustele, mis on sätestatud ET 9 ET mida vahetatakse pädevate asutuste vahel – määruse (EÜ) nr 987/2009 artikli 78 kohaselt. isikuandmed ja isikustamata andmed Kooskõla Euroopa andmestrateegiaga Nõuded on kooskõlas Euroopa andmestrateegia eesmärkidega. Need hõlbustavad turvalist juurdepääsu standarditud andmetele ja nende koostalitlusvõimelist piiriülest vahetamist asjaomaste sidusrühmade vahel. Nõuded on kooskõlas õigusega eraelu puutumatusele ja andmekaitsele, mis on tagatud Euroopa Liidu põhiõiguste harta, Euroopa Liidu toimimise lepingu, isikuandmete kaitse üldmääruse ja ELi andmekaitsemäärusega. Nende nõuete kohaselt ei töödelda avaandmeid. Artiklis 14 sätestatud aruandekohustusega kogutakse andmeid üksnes järelevalve eesmärgil, ilma et oleks vaja esitatud teavet taaskasutada. Kooskõla ühekordsuse põhimõttega Nõuded on kooskõlas ühekordsuse põhimõttega: riiklikud ametiasutused väljastavad sotsiaalkindlustusdokumente olenemata nende vormist ühe korra, võimaldades üksikisikutel ja ettevõtjatel neid turvaliselt digitaalselt taaskasutada ilma samu andmeid uuesti esitamata. Neid dokumente kontrollitakse piiriüleselt pärast nõusoleku saamist. Artikli 10 lõigete 2 ja 3 eesmärk on rakendada ühekordsuse põhimõtet, et vähendada halduskoormust ja kaotada üleliigne andmete esitamine porditava dokumendi A1 taotlemisel. Andmevoogude üldine kirjeldus Andmete liik Viide Osalejad, kes Osalejad, kes andmeid Andmevahetuse ajend Sagedus (viited) andmeid esitavad saavad (kui see on nõudele asjakohane) (nõuetele) Digitaalsetes R2 Väljastajad Dokumentide omanikud ja Digitaalsete ET 10 ET sotsiaalkindlustusdokumentides R7 taotlejad sotsiaalkindlustusdokumentide sisalduvad isikuandmed ja väljastamine isikustamata andmed Füüsilistes R3 Väljastajad Dokumentide omanikud ja Digielementidega täiustatud sotsiaalkindlustusdokumentides taotlejad füüsiliste sisalduvad isikuandmed ja sotsiaalkindlustusdokumentide isikustamata andmed, mida on väljastamine täiendatud digielementidega Euroopa digiidentiteedikukrus R9 Dokumentide Kontrollijad Kontrollijate taotlus ja hoitavad isikutuvastusandmete omanikud omanike sõnaselge luba atribuudid Digitaalsetes R9 Dokumentide Kontrollijad Kontrollijate taotlus ja sotsiaalkindlustusdokumentides omanikud omanike sõnaselge luba sisalduvad isikuandmed ja isikustamata andmed Füüsilistes R9 Dokumentide Kontrollijad Kontrollijate taotlus ja sotsiaalkindlustusdokumentides omanikud füüsiliste dokumentide sisalduvad isikuandmed ja esitamine omanike poolt isikustamata andmed, mida on täiendatud digielementidega Isikutuvastusandmed või R1 Taotlejad Riiklikud portaalid Sotsiaalkindlustusdokumentide identifitseerimistunnus ja muud sotsiaalkindlustusdokumentide väljastamise taotlus andmed, mida on vaja taotlemiseks sotsiaalkindlustusdokumentide veebipõhiseks taotlemiseks Andmed R4 Väljastajad Komisjon Komisjonile väljastajate ET 11 ET sotsiaalkindlustusdokumentide usaldusnimekirjade väljastajate kohta edastamine ja nende hilisem ajakohastamine Euroopa digiidentiteedikukrus R10 Euroopa Ravi osutava liikmesriigi Andmete edastamine hüvitise hoitavad isikutuvastusandmete ravikindlustuskaardi ametiasutused menetlemiseks atribuudid kontrollijad Digitaalsetes R10 Euroopa Ravi osutava liikmesriigi Andmete edastamine hüvitise sotsiaalkindlustusdokumentides ravikindlustuskaardi ametiasutused menetlemiseks sisalduvad isikuandmed ja kontrollijad isikustamata andmed Füüsilistes R10 Euroopa Ravi osutava liikmesriigi Andmete edastamine hüvitise sotsiaalkindlustusdokumentides ravikindlustuskaardi ametiasutused menetlemiseks sisalduvad isikuandmed ja kontrollijad isikustamata andmed, mida on täiendatud digielementidega Andmed artikli 8 lõike 1 ja R13 Liikmesriigid Komisjon Aruandekohustus artikli 11 lõike 2 rakendamise kohta Määruste (EÜ) nr 883/2004 ja Vajaduse alusel ja I lisas R15 Liikmesriigid Liikmesriigid Ei kohaldata (EÜ) nr 987/2009 sätestatud maksimaalsete kohaldamiseks vajalikud tähtaegade jooksul andmed ET 12 ET 4.3. Digilahendused Digilahenduste üldine kirjeldus Tehisintellekti Kuidas on arvesse Viide (viited) Peamised tehnoloogia Vastutav Kuidas on arvesse võetud võetud Digilahendus nõudele volitatud kasutamine asutus juurdepääsetavust? korduvkasutatavust (nõuetele) funktsioonid (kui see on ? asjakohane) Euroopa R2 Digitaalsete ja Liikmesriikide Digitaalsete Digitaalsete Ei kohaldata sotsiaalkindlustu R3 digielementidega pädevad sotsiaalkindlustusdokumen sotsiaalkindlustusdok spassi täiustatud asutused tide puhul käsitletakse umentide puhul väljastamise füüsiliste ligipääsetavust ELi põhineb lahendus taristu sotsiaalkindlustu digiidentiteedikukrute Euroopa sdokumentide rakendamise kaudu digiidentiteedi väljastamine, liikmesriikides (määruse raamistikul, kusjuures haldamine ja (EL) nr 910/2014 artikli 5a taaskasutatakse selle kehtetuks lõige 21). Füüsiliste põhikomponente, tunnistamine dokumentide puhul nagu Euroopa määratakse digiidentiteedi ligipääsetavusnõuded usaldusraamistik, kindlaks artikli 7 lõike 11 Euroopa kohaselt rakendusaktiga digiidentiteedikukkur, vastu võetavas tehnilises isikutuvastusandmete kirjelduses. väljastamise taristu, usaldusregistrid ja - nimekirjad ning koostalitlusvõime spetsifikatsioonid. Samuti kaalutakse ET 13 ET Euroopa digiidentiteedi usaldusraamistiku taaskasutamist seoses füüsiliste sotsiaalkindlustusdok umentidega. Euroopa R8 Digitaalsete ja Liikmesriikide Kontrollijate rakenduste Ühe sotsiaalkindlustu R9 digielementidega pädevad ligipääsetavusnõuded rakendamisvõimaluse spassi täiustatud asutused määratakse kindlaks na võib komisjon kontrollirakendu füüsiliste rakendusaktidega esitada rakenduse s(ed) sotsiaalkindlustu kooskõlas artikli 7 lõikega etalonteostuse, mida sdokumentide 11. liikmesriigid saavad kontrollimine vabatahtlikkuse alusel taaskasutada ja konfigureerida. Seda arutatakse liikmesriikidega enne rakendusetappi. Kontrollirakenduse üksikasjad määratakse kindlaks rakendusaktidega vastavalt artikli 7 lõikele 11. Kuna tervishoiu digisüsteemide investeeringud ja kohandused on juba ET 14 ET Euroopa terviseandmeruumi raames ette nähtud, tuleks neid ära kasutada, et luua koostoime, millega maksimeeritakse nende mõju ja tõhusust. Veebiportaalid R1 Sotsiaalkindlustu Liikmesriikide Riiklike portaalide Sõltuvalt liikmesriigi sotsiaalkindlustu sdokumentide pädevad ligipääsetavuse tagamise digimaastikust ja sdokumentide taotlemine asutused eest vastutavad organisatsioonilisest taotlemiseks liikmesriigid. struktuurist võiks olemasolevaid Artikli 6 lõikes 1 on portaale ajakohastada, sätestatud, et veebipõhine et need hõlmaksid taotluste esitamise täiendavate menetlus peab olema sotsiaalkindlustusdok kättesaadav. umentide veebipõhiseid taotlusi. Digilahenduse vastavusse viimine kohaldatava digipoliitika ja õigusaktidega Euroopa sotsiaalkindlustuspassi väljastamise taristu Digi- ja/või valdkondlik poliitika (kui see on Selgitus selle kohta, kuidas see on kooskõlas asjakohane) ET 15 ET Tehisintellektimäärus Kavandatavas määruses ei ole tehisintellekti kasutamist ette nähtud. ELi küberturvalisuse raamistik ELi digiidentiteedi raamistiku määrus hõlmab kõiki väljastamistaristu turvaaspekte, sealhulgas digitaalsete sotsiaalkindlustusdokumentide väljastajate turvanõudeid, Euroopa digiidentiteedikukru turvaelemente ning väljastaja ja digiidentiteedikukru vahelisi sideprotokolle. Digitaalsete sotsiaalkindlustusdokumentide väljastamisel kohaldatavad turvanõuded kehtivad ka digitaalsete turvaelementidega täiustatud füüsiliste dokumentide suhtes. Neid kirjeldatakse üksikasjalikumalt tehnilises kirjelduses. eIDAS Lahendus põhineb Euroopa digiidentiteedi raamistikul ja selles kasutatakse selle põhikomponente. Samuti kaalutakse Euroopa digiidentiteedi usaldusraamistiku taaskasutamist seoses füüsiliste sotsiaalkindlustusdokumentidega. Need dokumendid hõlmavad eIDASe nõuetele vastavaid e-allkirju, mille puhul tagatakse sama kindlustase kui digitaalsete sotsiaalkindlustusdokumentide puhul. Ühtne digivärav ja siseturu infosüsteem Lahendus tugineb ühtse digivärava määrusega loodud alustele, millega kohustatakse liikmesriike võimaldama täielikult veebipõhist juurdepääsu haldusmenetlustele, nagu porditava dokumendi A1 ja Euroopa ravikindlustuskaardi taotlused ning pensioninõuded, tagades samal ajal väljundite elektroonilise väljastamise. Lahendusega standarditakse nende väljundite vorming, et hõlbustada piiriülest kontrolli, ja laiendatakse digitaliseerimist veelgi kõigile kavandatava määruse kohaldamisalasse kuuluvatele sotsiaalkindlustusdokumentidele. Muu Kontrollirakendus ET 16 ET Digi- ja/või valdkondlik poliitika (kui see on Selgitus selle kohta, kuidas see on kooskõlas asjakohane) Tehisintellektimäärus Kavandatavas määruses ei ole tehisintellekti kasutamist ette nähtud. ELi küberturvalisuse raamistik Kõik kontrollirakenduse turvaaspektid, sealhulgas kontrolliprotokollid, peavad vastama Euroopa digiidentiteedi raamistikus kindlaks määratud küberturvalisuse nõuetele. Neid kirjeldatakse üksikasjalikumalt tehnilises kirjelduses. eIDAS Digitaalsete sotsiaalkindlustusdokumentide kontrollimisel järgitakse Euroopa digiidentiteedi protokolle ja standardeid, mis on mõeldud eIDASe rakendamise toetamiseks. Digielementidega täiustatud füüsilised dokumendid hõlmavad eIDASe nõuetele vastavaid e-allkirju, mida saab kontrollida sama kontrollirakenduse abil. Ühtne digivärav ja siseturu infosüsteem Koostalitlusvõime siseturu infosüsteemiga. Muu Portaalid Euroopa sotsiaalkindlustuspassi tõendite taotlemiseks Digi- ja/või valdkondlik poliitika (kui see on Selgitus selle kohta, kuidas see on kooskõlas asjakohane) Tehisintellektimäärus Kavandatavas määruses ei ole tehisintellekti kasutamist ette nähtud. ELi küberturvalisuse raamistik Kavandatava määrusega ei kehtestata täiendavaid küberturvalisuse nõudeid. eIDAS Portaalid peaksid toetama Euroopa digiidentiteedikukrus esitatud isikutuvastusandmetel põhinevat sisselogimist. ET 17 ET Ühtne digivärav ja siseturu infosüsteem Portaal „Teie Euroopa“ on taotlejate jaoks võimalik ühtne kontaktpunkt ühtse digivärava määrusega hõlmatud sotsiaalkindlustusdokumentide taotlemiseks, suunates nad dokumentide taotlemiseks riiklikesse portaalidesse. Kavandatava määruse artiklis 10 (R13) käsitletakse porditava dokumendi A1 taotlemise riiklike portaalide ja siseturu infosüsteemiga ühendatud avalike liideste koostalitlusvõimet töötajate lähetamise deklareerimiseks, mille üle peetakse praegu läbirääkimisi, ning sõidukijuhtide lähetamiseks autoveosektoris. Muu 4.4. Koostalitlusvõime hindamine Nõuetest mõjutatud digitaalse avaliku teenuse (digitaalsete avalike teenuste) üldine kirjeldus Digitaalne avalik teenus või Kirjeldus Viide (viited) Koostalitleva Muu(d) digitaalsete avalike teenuste nõudele Euroopa koostalitluslahendus(ed) kategooria (nõuetele) lahendus(ed) (EI KOHALDATA) Euroopa See liikmesriikide pädevate R2 // Euroopa digiidentiteedi sotsiaalkindlustuspass – asutuste osutatav teenus raamistik ja kukkur R3 sotsiaalkindlustusdokumentide võimaldab taotlejatel taotleda ja taotlemine, väljastamine ja saada R7 tühistamine sotsiaalkindlustusdokumente kas R13 digivormingus, et neid saaks kasutada Euroopa digiidentiteedikukrus, või ET 18 ET füüsilise dokumendina, mida on täiustatud digielementidega. Euroopa See teenus, mida osutavad R8 Euroopa digiidentiteedi sotsiaalkindlustuspass – kontrollijad, võimaldab raamistik ja kukkur R9 sotsiaalkindlustusdokumentide sotsiaalkindlustusdokumentide kontrollimine omanikel lasta oma dokumente digitaalselt (st kontrollirakenduse kaudu) viivitamatult kontrollida ja kinnitada. Digitaalsete sotsiaalkindlustusdokumentide puhul võimaldab teenus dokumendi omanikul ka kinnitada, kas kontrollijal on õigus dokumenti taotleda ja kontrollida. Digitaalse avaliku teenuse nõude (nõuete) mõju piiriülesele koostalitlusvõimele Sotsiaalkindlustusdokumentide taotlemine, väljastamine ja tühistamine Hindamine Meede (meetmed) Võimalikud allesjäänud tõkked (kui see on asjakohane) Kooskõla kehtivate digi- ja - Euroopa digiidentiteedi määruses ET 19 ET valdkondlike poliitikameetmetega sätestatud tehnoloogia ja standardite vastuvõtmine Loetlege kohaldatavad kindlakstehtud digi- ja - Digiallkirjade kasutamine kooskõlas valdkondlikud poliitikameetmed eIDASe määrusega (digielementidega täiustatud füüsiliste sotsiaalkindlustusdokumentide puhul) - Vastavus isikuandmete kaitse üldmäärusele - Sünergia EESSIga seotud protsessidega (R 15) Korralduslikud meetmed - Nüüdisaegse ja tõhusa juhtimisstruktuuri digitaalsete avalike teenuste loomine, mis koosneb määruse (EL) nr sujuvaks osutamiseks 182/2011 kohasest komiteest, et toetada komisjoni rakendusaktide vastuvõtmisel, Loetlege kavandatud ning sotsiaalkindlustuse koordineerimise juhtimismeetmed digiülemineku nõuanderühmast, et pakkuda tehnilist nõu, operatiivtuge ja praktikakogukonda kogemuste ja teadmiste vahetamiseks. - Usaldusväärsete väljastajate registreerimine usaldusraamistikus ja vastavate usaldusnimekirjade edastamine komisjonile. - Sotsiaalkindlustusdokumentide vastastikune tunnustamine Meetmed, mis on võetud andmete - Ühised kirjeldused, mis on võetud vastu ühise mõistmise tagamiseks rakendusaktidega kooskõlas määruse (EL) nr 182/2011 artiklis 5 osutatud Loetlege sellised meetmed kontrollimenetlusega. - Nõuanderühm, mis pakub komisjonile eksperditeadmisi rakendusaktide ET 20 ET ettevalmistamise varajases etapis enne nende esitamist komiteele. Ühiselt kokku lepitud avalike - Artikli 7 lõikes 1 sätestatud digitaalsete Võimalik suur mõju madalama tehnoloogilise küpsuse sotsiaalkindlustusdokumentide tehniliste astmega ametiasutustele tehniliste kirjelduste ja standardite kasutamine kirjelduste vastuvõtmine - Artikli 7 lõikes 2 sätestatud Loetlege sellised meetmed digielementidega täiustatud füüsiliste sotsiaalkindlustusdokumentide tehniliste kirjelduste vastuvõtmine Sotsiaalkindlustusdokumentide kontrollimine Hindamine Meede (meetmed) Võimalikud allesjäänud tõkked (kui see on asjakohane) Kooskõla kehtivate digi- ja - Euroopa digiidentiteedi määruses valdkondlike poliitikameetmetega sätestatud tehnoloogia ja standardite Loetlege kohaldatavad vastuvõtmine kindlakstehtud digi- ja - Digiallkirjade kasutamine kooskõlas valdkondlikud poliitikameetmed eIDASe määrusega (digielementidega täiustatud füüsiliste sotsiaalkindlustusdokumentide puhul) - Koostoime e-tervise algatustega, milles kasutatakse Euroopa digiidentiteedikukruid Korralduslikud meetmed - Nüüdisaegse ja tõhusa juhtimisstruktuuri digitaalsete avalike teenuste loomine, mis koosneb määruse (EL) nr sujuvaks osutamiseks 182/2011 kohasest komiteest, et toetada komisjoni rakendusaktide vastuvõtmisel, Loetlege kavandatud ning sotsiaalkindlustuse koordineerimise juhtimismeetmed digiülemineku nõuanderühmast, et ET 21 ET pakkuda tehnilist nõu, operatiivtuge ja praktikakogukonda kogemuste ja teadmiste vahetamiseks. - Volitatud kontrollijate registreerimine kooskõlas Euroopa digiidentiteedi usaldusraamistikuga. Meetmed, mis on võetud andmete - Ühised kirjeldused, mis on võetud vastu ühise mõistmise tagamiseks rakendusaktidega kooskõlas määruse (EL) nr 182/2011 artiklis 5 osutatud Loetlege sellised meetmed kontrollimenetlusega. - Nõuanderühm, mis pakub komisjonile eksperditeadmisi rakendusaktide ettevalmistamise varajases etapis enne nende esitamist komiteele. Ühiselt kokku lepitud avalike - Sotsiaalkindlustusdokumentide tehniliste kirjelduste ja standardite kontrollimise tehniliste kirjelduste kasutamine vastuvõtmine, olenemata nende vormingust, nagu on sätestatud artikli 7 Loetlege sellised meetmed lõikes 11 4.5. Digimõõtme rakendamist toetavad meetmed Digimõõtme rakendamist toetavate meetmete üldine kirjeldus Meetme kirjeldus Viide (viited) nõudele (nõuetele) Komisjoni roll Kaasatavad Eeldatav ajakava ET 22 ET (kui see on osalejad (kui see on asjakohane) asjakohane) (kui see on42 asjakohane) Artikli 7 lõigetes 1, 2 ja 11 sätestatud R2 Rakendusaktide Komisjon, funktsionaalseid, talitlus- ja tehnilisi ettevalmistamine liikmesriikide R3 kirjeldusi käsitlevate rakendusaktide ja vastuvõtmine esindajatest vastuvõtmine. R7 koosnev R8 komitee R9 42 ET 23 ET EUROPEAN COMMISSION Strasbourg, 15.9.2026 COM(2026) 980 final 2026/0271 (COD) Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on digitalising the coordination of social security systems, laying down a framework for the European Social Security Pass (ESSPASS) and amending Regulations (EC) No 883/2004, (EC) No 987/2009 and (EU) No 2018/1724 {SEC(2026) 980 final} - {SWD(2026) 981 final} - {SWD(2026) 982 final} - {SWD(2026) 983 final} (Text with EEA relevance) EN EN EXPLANATORY MEMORANDUM 1. CONTEXT OF THE PROPOSAL • Reasons for and objectives of the proposal The free movement of persons is one of the four fundamental freedoms at the heart of the EU single market and a major achievement of European integration. By facilitating labour mobility, it helps address labour and skills shortages and supports economic growth and competitiveness across Member States. Beyond its benefits for Europe’s economy, the free movement of persons expands professional and personal opportunities for individuals, encourages cultural exchange and a shared sense of community, thereby advancing the integration of the European Union. The effective exercise of this freedom requires clear rules, robust enforcement mechanisms and coordinated policies among Member States to support mobility while guaranteeing fairness, legal certainty and the protection of rights. A key pillar in this regard is the EU social security coordination framework1. This ensures that individuals continue to receive their benefits – such as pension, unemployment and family benefits – and are covered by healthcare when moving to, staying in or travelling in other Member States. A revision to modernise this framework has recently been provisionally agreed by the European Parliament and the Council2. Once adopted, the revised framework will facilitate the exercise of citizens’ rights, achieve greater legal clarity and ease of enforcement, and make it easier for businesses and workers to engage in short-term cross-border activities and business trips. At the same time, there is still strong potential to make the EU social security coordination rules easier to apply. This can be achieved through increased and better use of digital technologies in this area, as part of the EU broader efforts to: (i) simplify procedures; (ii) reduce burdens on individuals, businesses and national, regional and local authorities; and (iii) support competitiveness in the EU single market. Digital transformation is a central part of the EU’s strategic priorities, serving as a key driver of innovation and competitiveness. In line with the Digital Decade policy programme 2030 and the European Declaration on Digital Rights and Principles, the Union is promoting the development of seamless and human-centric digital public services across Europe. Recent reports by Enrico Letta and Mario Draghi on the future of the single market and Europe’s competitiveness emphasise the urgency of accelerating this digital transformation and removing barriers that undermine the single market’s dynamism. Similarly, the 2026 single market and competitiveness report identifies persistent gaps in cross-border digital 1 Regulation (EC) No 883/2004 on the coordination of social security systems and Regulation (EC) No 987/2009 laying down the procedure for implementing Regulation (EC) No 883/2004. These Regulations also apply to Norway, Iceland, Liechtenstein and Switzerland. Specific rules are in place in the agreements with the United Kingdom. 2 The European Parliament approved the provisional agreement on 7 July 2026, whereas formal adoption by the Council is still pending. EN 1 EN services and mobility challenges as significant obstacles – especially for small and medium- sized enterprises (SMEs)3 – hindering Europe’s economic expansion and the seamless functioning of the digital single market. Furthermore, the 2025 EU Startup and Scaleup Strategy highlights the negative impact of regulatory fragmentation on the ability of startups and scaleups to operate efficiently within the single market and to attract talent. While the Commission and Member States have already taken steps under the current framework to digitalise cross-border procedures, services and data exchanges in the area of social security coordination, further action at EU level is required. This aligns with repeated calls from the European Parliament, including in its 2021 Resolution on a European Social Security Pass, echoed in the Commission’s Communication on digitalisation in social security coordination, in the Council Conclusions of November 2023 and in the above-mentioned Letta report. It also responds to requests from European social partners4 and civil society organisations to strengthen the protection of workers’ social security rights, enhance enforcement and facilitate labour mobility, while reducing administrative burdens. The Electronic Exchange of Social Security Information (EESSI) system5 has significantly improved the handling of cases under the EU social security coordination rules. Covering areas such as sickness, accidents at work, pensions, unemployment and family benefits, EESSI enables over 3.100 social security institutions across the 32 participating countries (the 27 Member States as well as Iceland, Liechtenstein, Norway, Switzerland and the United Kingdom) to exchange information electronically and securely, replacing paper- based communication. Since its implementation, more than 42 million cases have been handled, delivering tangible benefits for millions of individuals who now experience a more efficient processing of their social security claims. Despite this progress, some obstacles to fully realising the benefits of the system remain. These include delays in the treatment of cross-border pension cases, which risk leaving individuals without timely access to their entitlements, thus undermining people’s trust in the EU’s social security coordination framework. The experience of implementing EESSI has also revealed the technical, procedural and coordination challenges involved in the digitalisation of cross-border social security procedures. Given the involvement of thousands of institutions and the coverage of all branches of social security, more agile cooperation and streamlined decision-making are necessary. While improving the exchange of information among social security institutions through EESSI is of paramount importance, it is only the first step. Further digitalisation is required to: 3 See the 2024 SMET report: https://ec.europa.eu/internal_market/smet/_docs/2024/smet-report- 2024_en.pdf, p. 12. 4 BusinessEurope position paper: Stepping up EU simplification efforts in the field of social affairs, ETUC contribution to the public consultation. 5 The EESSI project was launched in 2008, with the system entering into operations in 2019. For more information see: Electronic Exchange of Social Security Information (EESSI) - Employment, Social Affairs and Inclusion. EN 2 EN • reinforce the protection of individuals and workers by facilitating more effective access to social security rights across Europe; • reduce administrative hurdles and costs for individuals accessing social security benefits in other Member States and for businesses operating across borders; • increase the quality of cross-border public services; • provide Member States with more effective tools to fight against fraud, thus strengthening the protection of rights and fair mobility. Challenges continue to exist in the exchanges of information between individuals, businesses and national authorities in cross-border social security scenarios. Individuals often struggle to prove their social security rights promptly when moving, travelling or working across borders. At the same time, social security institutions, labour inspectorates and healthcare providers lack efficient, secure ways to confirm this information across Member States. Meanwhile, businesses – particularly small and medium-sized enterprises (SMEs) – encounter persistent difficulties in seamlessly complying with requirements when sending workers to work temporarily abroad6. The problem arises from: • existing procedures for requesting, issuing and verifying social security documents, including the European Health Insurance Card (EHIC), which are still largely paper- based; • limited cross-border interoperability and standardisation in documents’ format and verification methods; • processes that do not sufficiently accommodate the needs of individuals and businesses. This leads to inefficiencies, unnecessary procedural complexity, increased costs, time losses, errors and fraud. This potentially makes it harder to easily access social security benefits in other Member States, thus creating concrete barriers to intra-EU mobility7, freedom of establishment and cross- border service provision. To that end, the European Social Security Pass (ESSPASS) pilot project was launched as part of the European Pillar of Social Rights action plan. The project’s aim was to explore a digital solution for the issuing and cross-border verification of social security documents. Between 2021 and 2025, digital solutions were tested for procedures related to the portable 6 The administrative hurdles linked to procedures for the posting of workers are considered one of the most significant obstacles preventing businesses from expanding across Member States, according to the 2025 Single Market Strategy. See also the SMET report, page 12. 7 The Draghi report emphasises that fears of losing access to social protection or facing difficulties accessing social security in other Member States discourage individuals from relocating – even though EU legislation ensures the portability of social security rights. EN 3 EN document A18 and the EHIC, with the participation of a significant number of Member States9. The pilot’s success clearly demonstrated that the ESSPASS can: • empower individuals to prove and exercise their rights more easily and securely across borders; • reduce administrative burdens for businesses; • enhance fraud prevention through real-time verification of standardised digital documents; • improve efficiency for national authorities by reducing paper-based processes. In light of these proven benefits, the Commission has announced a legislative framework governing the ESSPASS in the Single Market Strategy and its 2026 Work Programme, as a key component of the Fair Labour Mobility Package. The proposed regulation sets out rules for swift deployment of the ESSPASS across all Member States. It establishes a dedicated legal instrument covering the cross-border digital data exchanges and procedures necessary to ensure effective implementation and enforcement of EU social security coordination rules, including those facilitated through the EESSI system. A standalone regulation addressing all digital aspects of social security coordination is necessary to ensure legal clarity, consistency, enforceability and flexibility. These objectives cannot be fully achieved through fragmented provisions within the existing social security coordination framework. A dedicated legal instrument would establish the necessary legal requirements, technical specifications and standards, interoperability requirements, governance arrangements, and robust security and data protection safeguards. It would also ensure that the corresponding binding implementation measures are applied uniformly and effectively across all Member States. Furthermore, such an approach would provide greater flexibility to accommodate future technological developments. By separating the digital aspects from the core EU social security coordination framework, the proposed regulation would enable timely updates to technical requirements, without necessitating amendments to that framework. It would focus exclusively on the digitalisation of social security coordination, thereby complementing the existing legal framework. The proposed regulation will support a smooth transition from the ESSPASS pilot phase to full-scale implementation. It will apply to the portable document A1 one year after entry into force, and to the European Health Insurance Card after three years. After three years, it will 8 The Portable Document A1 certifies which Member State's social security legislation applies to a person in a cross-border work situation. 9 The DC4EU project tested the use of the European Digital Identity framework. It involved 80 institutions from 22 countries, with 15 countries (AT, DE, DK, PL, BE, NL, FR, LU, BG, CZ, ES, PT, IT, FI, CH) participating in the social security coordination work packages. The EBSI-Vector project explored a solution relying on blockchain technologies, engaging 52 partners from 20 countries, with five countries (AT, BE, DE, IT, NL) involved in the social security coordination use cases. These projects were financially supported by the Digital Europe programme. EN 4 EN also cover all other social security documents, except those for which an assessment shows that digitalisation under ESSPASS would not bring added value. By building on the European Digital Identity (EUDI) and the Single Digital Gateway frameworks, the proposed Regulation will give individuals secure, direct access to their social security documents via their EUDI wallets, while national authorities will benefit from instant verification capabilities and better ways to detect fraud. The introduction of binding time limits for issuing documents will further improve predictability for individuals and businesses, including the self-employed, by reducing unnecessary delays. This will help ensure the effective and timely exercise of rights under the EU social security coordination framework. In addition, it will facilitate cross-border operations for businesses by enabling them to plan with confidence and avoid administrative bottlenecks linked to variable processing times. Greater transparency and direct access to proof of entitlements will make it easier for workers and self-employed to demonstrate their coverage when working across borders, reduce administrative hurdles linked to paper-based procedures, and help prevent fraud and abuse that can undermine their rights. For businesses, particularly SMEs, compliance with posting requirements will be simplified by achieving convergence in information requirements for portable document A1 requests and reducing redundant data submission, in line with the ‘once-only’ principle. This will lower administrative costs, improve legal certainty when sending workers abroad, and help ensure faster, more reliable access to the required documents. Governance will also be strengthened and simplified by replacing the current arrangements with a more agile and structured approach. A dedicated group on digitalisation in social security coordination composed of Member States’ representatives will be created to help develop technical specifications, monitor progress and share experiences. This group will continue the work previously carried out by the Technical Commission for data processing, established pursuant to Article 73 of Regulation (EC) No 883/2004 of the European Parliament and of the Council 10, and the ad hoc group of the Administrative Commission for the coordination of social security systems on ESSPASS. Moreover, a committee composed of Member States’ representatives will support the Commission in the adoption of implementing acts in accordance with the examination procedure set out in Article 5 of Regulation (EU) No 182/2011 of the European Parliament and of the Council11 (‘comitology Committee’). This will ensure the rules remain adaptable and future-proof, while preserving their binding nature. The proposed regulation concerns persons covered by the EU rules on social security coordination as defined in Article 2 of Regulation (EC) 883/2004 which includes workers, self-employed persons, pensioners, unemployed and economically inactive insured persons, 10 Regulation (EC) No 883/2004 of the European Parliament and of the Council of 29 April 2004 on the coordination of social security systems (OJ L 166, 30.4.2004, p. 1, ELI: http://data.europa.eu/eli/reg/2004/883/oj) 11 Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by the Member States of the Commission’s exercise of implementing powers (OJ L 55, 28.2.2011, p. 13, ELI: http://data.europa.eu/eli/reg/2011/182/oj ) EN 5 EN and their family members. These rules also apply, under Regulation (EU) No 1231/201012, to third-country nationals who are legally residing in a Member State and are in a cross-border situation. Regulation (EU) No 1231/2010 will therefore need to be amended to ensure that the measures introduced by this proposal also apply to these third-country nationals. In terms of territorial coverage, the proposed regulation will encompass all the Member States and will also be relevant for the EEA countries, Switzerland and the UK, subject to the applicable legal arrangements. • Consistency with existing provisions in the policy area The proposed regulation supports the objectives of the European Pillar of Social Rights and is consistent with existing Union related legislation, particularly the EU social security coordination rules. It complements these rules by establishing a dedicated legal instrument governing all cross-border digital procedures and data exchanges necessary to facilitate their effective implementation and enforcement. The proposal does not modify existing rights and obligations established under the social security coordination framework and does not compromise the level of individual protection it entails. The recent revision of this framework modernised and simplified it. The proposal is consistent with that approach as it further modernises and simplifies the application of this framework through digitalisation. By promoting the use of digital technologies across the Member States, the proposal strengthens the existing protection, by simplifying access to social security rights and services across borders. The proposal is consistent with the Single Digital Gateway Regulation (SDGR)13. The SDGR requires Member States to ensure that individuals and businesses can access and complete administrative procedures fully online, including: (i) requests to determine which social security legislation covers the holder – resulting in the issuing of the portable document A1; (ii) EHIC applications; and (iii) pension claims. To ensure that individuals can fully exercise their rights to free movement without administrative obstacles, the proposal expands the SDGR in order to extend the possibility to submit fully online requests to cover additional social security documents. The proposal forms part of the Fair Labour Mobility Package. The package includes measures aimed at modernising and simplifying the application and enforcement of labour mobility and social security coordination rules. This is to ensure that mobility within the EU is fair and protects workers against exploitation or disadvantages linked to mobility, while fostering a competitive and dynamic business environment that thrives on skills and innovation. 12 Regulation (EU) No 1231/2010 of the European Parliament and of the Council of 24 November 2010 extending Regulation (EC) No 883/2004 and Regulation (EC) No 987/2009 to nationals of third countries who are not already covered by these Regulations solely on the ground of their nationality (OJ L 344, 29.12.2010, p. 1, ELI: https://eur-lex.europa.eu/eli/reg/2010/1231/oj). 13 Regulation (EU) 2018/1724 of the European Parliament and of the Council of 2 October 2018 establishing a single digital gateway to provide access to information, to procedures and to assistance and problem-solving services and amending Regulation (EU) No 1024/2012 (OJ L 295, 21.11.2018, p. 1, ELI: http://data.europa.eu/eli/reg/2018/1724/oj) EN 6 EN • Consistency with other Union policies The proposal supports the European goals of simplifying administrative procedures for individuals, businesses and national, regional and local authorities: less red tape, more trust, better enforcement. This helps relaunch EU competitiveness, in line with the Draghi report and the EU competitiveness compass. It also complements the 28th regime to help companies (start-ups and scale-ups in particular) overcome barriers to operating across Europe, supporting growth, innovation and global competition. The proposal builds on ongoing efforts at EU level to foster inclusive digital participation for all people across Europe14 and to accelerate the digitalisation of cross-border public services. This aligns with the Digital Decade programme’s targets of 100 % online provision of key services and of individuals having access to secure electronic identification solutions by 2030. The proposal also builds on existing cross-sectoral initiatives such as the SDGR and the Once-Only Technical System, the European Digital Identity framework and potentially the future European Business Wallets, the Internal Market Information System and the Interoperable Europe Act. The proposal complements other legislation, systems and tools supporting labour mobility, cross-border provision of services, social protection, cross-border healthcare and enforcement of labour law intended to further facilitate the mobility of individuals and workers in the EU, simplify administrative procedures for people, businesses and national authorities, and uphold workers’ rights. Such systems and tools include: • the European tracking service on pensions; • the proposal for an e-Declaration on the posting of workers which has been provisionally agreed by the European Parliament and the Council and the Road Transport Posting Declaration Portal15; • the European Health Data Space, including MyHealth@EU infrastructure, set out in Regulation (EU) 2025/327 of the European Parliament and of the Council16; • initiatives to explore the potential for interoperability between different Member States’ labour and social identity cards. 2. LEGAL BASIS, SUBSIDIARITY AND PROPORTIONALITY • Legal basis The proposal is based on Article 48 of the Treaty on the Functioning of the European Union (TFEU). That article gives the EU the power to adopt measures to coordinate Member States’ 14 European declaration on digital rights and principles. 15 References are made to the road transport sector as this is the only transport mode for which a dedicated EU posting declaration portal has been established. No equivalent system exists for the other transport modes. 16 Regulation (EU) 2025/327 of the European Parliament and of the Council of 11 February 2025 on the European Health Data Space and amending Directive 2011/24/EU and Regulation (EU) 2024/2847 (OJ L, 2025/327, 5.3.2025, ELI: http://data.europa.eu/eli/reg/2025/327/oj) EN 7 EN social security systems in order to facilitate the free movement of workers and the protection of their social security rights across the Union. While Article 48 TFEU applies to employed and self-employed mobile workers and ‘their dependants’, Regulation (EC) No 883/2004, based on what are now Articles 48 and 352 TFEU, extends social security coordination to persons moving within the Union who do not pursue an economic activity. Article 48 TFEU provides a solid legal basis for adopting measures complementary to the existing social security coordination framework in order to digitalise cross-border social security procedures and facilitate access to social security benefits and fair mobility within the EU. • Subsidiarity (for non-exclusive competence) The free movement of persons and freedom to provide services are fundamental freedoms of the European Union. To fully benefit from these freedoms, individuals and businesses must rely on efficient public services, including when accessing social security benefits or sending workers to work abroad. Barriers to the seamless proof and cross-border verification of social security rights and insurance status cannot be dealt with effectively by Member States on their own. Digital solutions implemented by a single Member State will not ensure cross-border interoperability and the recognition and verification of social security documents. EU-level action will improve the proof and verification of social security rights and insurance status. This in turn will improve access to benefits and healthcare, thus establishing a more supporting environment for workers who are relocating or considering relocation within the EU and in cross-border situations. Given the cross-border nature of the existing problems, effective solutions are best pursued at EU level, rather than through individual efforts by Member States. EU-level action will benefit mobile individuals by making their social security rights more transparent and accessible, while reducing fraudulent and exploitative practices. By reducing unnecessary administrative difficulties and complexities, EU action will assist businesses operating across borders, while supporting national, regional and local authorities by simplifying processes and strengthening cross-border cooperation. This will improve understanding and implementation of the rules and make them easier to enforce, while fostering trust in the EU’s social security coordination framework and Europe’s single market. EU action will also maximise the impact of prior EU investments, complementing key digital EU initiatives such as the SDGR and the Once Only Technical System (OOTS), the EUDI framework, the European Businesses Wallets, the Interoperable Europe Act and the European Health Data Space. In this way, it will form part of a coherent and cohesive EU digital landscape that serves the interests of the EU and its Member States. If the EU does not act now, action by Member States would likely lead to fragmented, uncoordinated and incompatible solutions that fail to integrate with existing EU initiatives. This could result in suboptimal outcomes and be more costly to reverse at a later stage. • Proportionality EN 8 EN The proposal respects the principle of proportionality as it does not go beyond what is necessary and appropriate for EU action. It establishes the ESSPASS framework for the request, issuance and cross-border verification of social security documents created under the EU social security coordination rules. This ensures interoperability, digital exchange and mutual recognition of such documents, without interfering with national social security systems. By relying on the existing EU framework (particularly the EUDI framework) instead of building a completely new solution, the ESSPASS further adheres with the proportionality principle, employing a cost-effective strategy which minimise costs and optimise resources efficiently. The proposal does not introduce any new declaration, reporting or documentation requirements for employers or self-employed persons, nor does it alter the criteria for determining the social security legislation applicable to a person in a cross-border situation. • Choice of the instrument Given the cross-border nature of the problem and the need to prevent regulatory fragmentation, a regulation is considered the most suitable, effective and proportionate legal instrument to achieve the defined policy objectives. As a directly applicable act, it ensures uniform application across Member States, preventing fragmentation and providing legal certainty and effectiveness. This also aligns with the identified legal basis and the existing social security coordinaton framework, which it complements. 3. RESULTS OF EX POST EVALUATIONS, STAKEHOLDER CONSULTATIONS AND IMPACT ASSESSMENTS • Ex post evaluations/fitness checks of existing legislation N/A • Stakeholder consultations From the outset, the Commission placed stakeholder engagement at the forefront of its strategic planning, acknowledging its critical role in shaping effective policies. The Commission launched the ESSPASS as a pilot project to actively involve Member States from the early stages of development and to foster ownership. This ensured that the initiative is both feasible and responsive to the needs and realities of those it aims to serve. The pilot activities not only demonstrated the ESSPASS’s viability and benefits but also provided valuable feedback, technical expertise and insight. These directly informed decisions on the initiative’s subsequent development. In line with the Better Regulation principles, the Commission conducted extensive consultations to ensure that the perspectives and interests of all relevant stakeholders were considered and integrated into the policymaking process. The consultation process gathered feedback on the scale and nature of the problems to be addressed, the objectives of the EN 9 EN proposed initiative, the policy options under consideration, and their potential impacts – including costs and opportunities for simplification. This comprehensive evidence gathering included the following activities, some of them as part of a supporting study on digitalisation in social security coordination: – two surveys (March-April 2025) targeting social security institutions, healthcare providers and enforcement authorities, with 87 responses from 32 countries; – 97 stakeholder interviews (2025) with national authorities, social partners and technical experts to assess costs, benefits and feasibility; – two workshops (June 2025) with 62 and 44 participants respectively, to validate problem definitions and policy options; – meetings with experts involved in the ESSPASS pilot projects (2025-2026); – seminars and exchanges as part of social security coordination, including dedicated meetings on ESSPASS and impact estimates; – an implementation dialogue on fair labour mobility (16 September 2025); – a high-level meeting on digitalisation in social security coordination with Member State representatives (30 September 2025); – a hearing of EU social partners (6 November 2025), gathering the views of workers’ and employers’ organisations; – a call for evidence on ESSPASS (14 January 2026-11 February 2026) and one on the Fair Labour Mobility Package; – a public consultation (22 January-16 April 2026). These consultations revealed broad support for further digitalisation in social security coordination and for the ESSPASS initiative as a means to simplify cross-border social security procedures, facilitate access to social security benefits across borders, reduce fraud and reduce administrative burdens for individuals, businesses and national authorities. Stakeholders – including trade unions, employers and public authorities – emphasised the need for strong enforcement mechanisms, simplified processes and real-time verification mechanisms to increase effectiveness. There was broad consensus on the reuse of EUDI Wallets as the primary digital solution. There was also broad consensus on ensuring a fallback option – such as secure, verifiable and revocable physical documents – for those unable or unwilling to use digital tools. Some concerns were raised about implementation costs and data security. The public consultation and the calls for evidence reinforced these findings, with 93% of respondents to the public consultation supporting a standardised solution for the digitalisation of social security documents, the portable documents and the EHIC. Delays in document issuance, cross-border verification challenges and fraud risks were cited as major pain points, while real-time verification and interoperability emerged as top priorities. Overall, the consultation underscored the ESSPASS’s potential to boost fair labour mobility, combat fraud and modernise social security coordination, provided it is designed inclusively, governed robustly and integrated seamlessly with existing systems. EN 10 EN • Collection and use of expertise N/A • Impact assessments The proposal for a regulation is accompanied by an impact assessment report17, a draft of which was submitted to the Regulatory Scrutiny Board (RSB) on 29 April 2026. The RSB issued a positive opinion with reservations on 4 May 2026, and the impact assessment report was revised in accordance with the Board’s recommendations. The RSB’s more detailed technical comments were also addressed. The impact assessment examined a range of policy options. The selected options draw on the findings from the pilot activities, stakeholder insights and additional factors such as: (a) consistency with EU objectives, particularly the EU’s simplification and digitalisation agenda; (b) reliance on existing EU initiatives such as the SDGR and the EUDI framework to minimise expenses and optimise resource use; and (c) the EU’s shift towards user-centricity and privacy-by-design as well the need to address the digital divide. Three policy options were assessed: – Policy Option 1 establishing a solution enhancing the existing format of portable documents and the EHIC and enabling their verification across borders. This involves issuing the documents in a standardised format, with digital security features, which can be either printed or stored electronically. – Policy Option 2 introducing a solution for the issuing and instant verification of portable documents and the EHIC, relying on the EUDI framework. Individuals and businesses would be able to securely store these documents within their EUDI Wallets. If they cannot or prefer not to use the EUDI Wallets, non-enhanced physical documents would remain available. – Policy Option 3 establishing a solution encompassing the main elements set out in Policy Option 2. However, individuals and businesses who cannot or prefer not to use EUDI Wallets would receive enhanced physical documents which can be verified even when printed (as in Policy Option 1). The following measures were common to all policy options to ensure their smooth implementation and strengthen their impact on EU competitiveness and simplification: – Enabling individuals across all Member States to request and receive portable documents electronically, even those not covered by the SDGR. – Introducing binding deadlines for national authorities to issue social security documents, thus ensuring their timely availability for cross-border use without compromising accuracy. – Convergence between national information requirements for requesting the portable document A1 as well as the possibility of using the multilingual public interface for the declaration of posted workers (e-declaration) once established, to the extent there 17 SWD (2026) … EN 11 EN would be overlap of information requirements with the e-declaration. This would enable applicants to submit data only once (following the once-only principle), as requested by stakeholders and several Member States during the negotiations on the e-declaration. This would be in line with the overall EU objective to reduce administrative hurdles for businesses operating across borders. Convergence in information requirements would also ensure better alignment on checks conducted before issuing the A1 form. Following an analysis of the policy alternatives, Policy Option 3 was identified as the preferred choice. That option was deemed the most effective at achieving the objectives, the most efficient in terms of costs and benefits, and the option ensuring the highest level of consistency with other EU policies. The assessment indicates that the preferred option is likely to significantly reduce reliance on paper-based processes by introducing standardised, simplified digital procedures for requesting, issuing and verifying social security documents between Member States. This ensures seamless recognition of documents throughout the EU while offering flexibility for individuals on how data are stored and presented. Implementing this policy option is expected to deliver significant benefits for individuals, national authorities, labour inspectorates, healthcare providers and businesses. Among the advantages, document verification times will be reduced to just a few seconds for documents stored in the EUDI Wallets and to around one minute for non-Wallet documents. This is in contrast to the current 5 to 16 minutes for the portable document A1 and 2 to 5 minutes for EHIC. Over a 12-year period, this efficiency is expected to generate cost savings of between EUR 24 million to 72 million for verifiers (e.g. labour inspectorates) and EUR 21 million to 64 million for businesses (this is particularly relevant for SMEs, which constitute 99% of EU businesses) in relation to the portable document A1. For EHIC verifications, healthcare providers’ savings are estimated at between EUR 23 million and EUR 69 million. Enhanced security is another key advantage. Digitally signed documents with instant verification will make forgery almost impossible, unlike the current situation. Over a 12-year period, this could lead to cost savings from reduced fraud of up to EUR 157 million for the portable document A1 and EUR 120 million for the EHIC. Additionally, reduced use of plastic – estimated at up to 1 482 tonnes – could yield up to EUR 161 million in savings. The preferred option supports the application of the rules on the coordination of social security systems, easing access to benefits and healthcare. It also fosters trust, fairness and data protection by giving users control of their data and ensuring GDPR-compliant handling of personal data. Social benefits include increased transparency and fairness: workers will have direct access to portable documents A1 and will gain a clearer understanding of their social security position and rights when posted abroad. With full knowledge of their social security arrangements, workers will become less susceptible to fraudulent practices and will gain easier access to benefits they might be entitled to in the host country. The preferred option also supports competitiveness by simplifying procedures for companies operating across borders and supports advancements in digitalisation and innovation. EN 12 EN The use of EUDI Wallets for storing and sharing high-circulation documents like the EHIC will accelerate wallet adoption. This will create a foundation for the future integration of additional labour mobility documents through sector-specific legislation. The preferred option includes upfront investments and annual maintenance costs. These would be primarily borne by national public administrations, including ministries, social security institutions and labour inspectors, as well as by healthcare providers. Individuals and businesses are expected to face minimal expenses. Such expenses would mainly be related to smartphone use if they want to store their social security coordination documents in the national EUDI Wallets. Overall, total one-off EU costs (over a period of three years) are estimated to be between EUR 186 million and EUR 218 million, with cumulative recurrent costs amounting to EUR 278 million over the following 12 years (EUR 23.2 million annually). The costs reflect the necessary infrastructure and integration efforts and are balanced by projected long-term efficiencies and cost savings. To support this investment, deployment should be eligible for EU funding, notably under the successor instrument of the European Social Fund + (digitalisation of public services and institutions) and the European Competitiveness Fund for the post-2027 programming period. • Regulatory fitness and simplification The initiative is expected to have a positive impact on competitiveness. Businesses are likely to experience decreased costs thanks to reduced administrative hurdles and the shorter times required to obtain and verify the portable document A1 and provide additional information in cases of doubts about its validity. SMEs, which constitute 99% of EU businesses and typically face greater challenges in meeting regulatory requirements due to their limited administrative resources, are expected to benefit more than larger companies. This is especially the case in sectors like construction and services, where posting and activities in two or more Member States are more common. Easier compliance with requirements can lead to greater efficiency in allocation of resources towards value-creating activities. This in turn can boost productivity. Improved access to cross-border labour markets will enable businesses to take advantage of a broader talent pool and optimise operations, making them more competitive in both local and international markets. The initiative will also promote technological advancement by encouraging digitalisation in public services and seamless access to services for individuals and businesses. By adopting innovative solutions for the proof and cross- border verification of social security rights and insurance status, the initiative strengthens capacity for further innovations within the public sector. This should further contribute to EU economic expansion and business competitiveness. The proposal is consistent with the ‘Digital check’. It fully aligns with core e-government principles: • digital by default, promoting digital procedures as preferred choice, while still offering alternative options; • once-only principle, reducing redundant data submission; EN 13 EN • interoperability by design, facilitating cross-border recognition and verification of documents as well as cross-border data exchange, and reducing fragmentation; • user-centricity, putting people at the centre and ensuring predictable processing times; • inclusiveness and accessibility, guaranteeing equal access to all, notably to persons with disabilities, older people and individuals with limited digital skills by offering the option to request enhanced physical documents; • trustworthiness and security, promoting the protection of personal data and high security standards; • cross-border by default, establishing services available across borders and reducing unnecessary barriers to mobility. • Fundamental rights The proposed regulation is expected to make it easier to coordinate social security systems by easing access to social security benefits and healthcare across Europe (Articles 34 and 35 of the Charter of Fundamental Rights of the European Union Charter). This is achieved through improved proof and verification of social security rights and the insurance status of individuals moving across the EU. No reduction in the baseline level of protection has been identified. By ensuring social security rights and documents are more easily transferable and verifiable through simplified procedures and reduced administrative processing times, the initiative is expected to have a positive impact on: • the free movement of persons and workers, as provided for in Article 45 of the TFEU and in Articles 15 and 45 of the Charter of Fundamental Rights; • the freedom to provide services, as enshrined in Article 56 TFEU and Article 16 of the Charter. As a result, workers would be more likely to take advantage of cross-border job opportunities and businesses would be more eager to operate across borders. The proposed regulation does not place any limitations on these freedoms. The proposal is also likely to have a positive impact on the right to good administration, as provided for in Article 41 of the Charter of Fundamental Rights. By simplifying procedures and reducing processing times, it is anticipated that requests and operations will be handled within a reasonable time, thus increasing legal certainty for individuals and businesses. The proposed regulation includes the processing of personal data. It should therefore ensure that such processing complies with the requirements of Regulation (EU) 2016/679 of the European Parliament and of the Council (the ‘General Data Protection Regulation’)18 and the 18 Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) (OJ L 119, 4.5.2016, p. 1, ELI: http://data.europa.eu/eli/reg/2016/679/oj) EN 14 EN fundamental rights guaranteed in the Charter of Fundamental Rights, particularly the rights to privacy and data protection in Articles 7 and 8 of the Charter, and in the TFEU, especially Article 16 on the right to the protection of personal data. The preferred option is expected to ensure a high level of security and data protection by giving users control, by minimising data exposure, by guaranteeing selective disclosure, and by ensuring GDPR-compliant, secure and transparent handling of personal data when using EUDI Wallets. Similarly, users will benefit from legal safeguards when relying on enhanced physical documents. 4. BUDGETARY IMPLICATIONS The proposal has very limited budgetary implications for the EU budget. The only operational costs will be generated by organising meetings of the committee and the group on digitalisation, and by supporting the Member States’ implementation of the digital solutions established under the proposal. These expenses will be covered using existing internal budget lines through redeployment of existing resources. 5. OTHER ELEMENTS • Implementation strategy, implementation plans and monitoring, evaluation and reporting arrangements A comprehensive draft monitoring framework has been designed to monitor the implementation and evaluate the initiative’s impact, thus ensuring it remains fit for purpose and achieves the intended objectives. This framework will undergo further refinement based on the ultimate legal specifications and implementation schedule. Progress will be tracked through a set of operational, result and impact indicators linked to the specific objectives. The framework will also help identify implementation challenges and help ensure that timely and consistent implementation support is in place from the outset and throughout the rollout of the initiative. The Commission, in close cooperation with Member States, will regularly collect and analyse data, making use of existing reporting mechanisms. The data will be used to identify implementation gaps and emerging implementation needs, assess the measure’s efficiency, and provide the necessary evidence base for future evaluation. The initiative could be evaluated no sooner than seven years following its entry into force to assess the proposal’s actual impacts. • Explanatory documents (for directives) N/A • Detailed explanation of the specific provisions of the proposal Article 1 defines the subject matter, providing clarity as regards the proposal’s objectives. Article 2 sets out the proposal’s material and personal scope by specifying the categories of people and the social security branches to which the proposal applies. EN 15 EN Article 3 sets out the definitions of the main concepts used in the proposed regulation to facilitate uniform interpretation and application. Article 4 establishes the framework for the ESSPASS digital solution for the request, issuance, cross-border verification, and recognition of social security documents, and outlines its main features. Article 5 determines the date from which Chapter I on the ESSPASS will apply to social security documents. The deferred date of application is to give Member States sufficient time to adapt to the new requirements. Article 6 lays down an obligation for Member States to give individuals and businesses the option to submit requests for the social security documents covered under the proposal fully online using procedures that comply with Regulation (EU) 2018/172419. Article 7 sets out the rules governing the issuance, validity and verification of social security documents. It mandates a default digital format for these documents – intended for use in the EUDI Wallets – while allowing for physical documents, enhanced with digital features to strengthen their security. The article also provides for automatic notifications to the persons concerned and the employers when documents are withdrawn and ensures cross-border recognition and verification by designated verifiers to confirm authenticity, integrity and validity. In addition, it confers implementing powers on the Commission to lay down the functional, operational and technical specifications of the digital solution in accordance with the examination procedure referred to in Article 5 of Regulation (EU) No 182/2011. Article 8 introduces binding deadlines for the issuing of social security documents. This is to prevent unnecessary delays, ensure the effective and timely exercise of rights under the EU social security coordination rules and facilitate cross-border operations for businesses. The article empowers the Commission to set document-specific deadlines through implementing acts, subject to the examination procedure referred to in Article 5 of Regulation (EU) No 182/2011. Article 9 sets out specific provisions for the European Health Insurance Card. Article 10 introduces convergence in information requirements for requests of the portable document A1. This is to prevent inconsistencies across Member States in the verification of the relevant facts before issuing such documents while streamlining request processes. The Article also provides for a possible future technical interoperability between, on the one hand, the national portals used to request the portable document A1 and, on the other hand, the public interfaces connected to the Internal Market Information System for the posting of drivers in the road transport sector and the posting declarations under Directive 2014/67/EU of the European Parliament and of the Council20. The aim is to reduce administrative burdens and promote reusability of data. 19 Regulation (EU) 2018/1724 of the European Parliament and of the Council of 2 October 2018 establishing a single digital gateway to provide access to information, to procedures and to assistance and problem-solving services and amending Regulation (EU) No 1024/2012 (OJ L 295, 21.11.2018, p. 1, ELI: http://data.europa.eu/eli/reg/2018/1724/oj). 20 Directive 2014/67/EU of the European Parliament and of the Council of 15 May 2014 on the enforcement of Directive 96/71/EC concerning the posting of workers in the framework of the EN 16 EN Article 11 reinforces the use of the EESSI system as the primary channel for cross-border data exchanges between social security institutions under EU social security coordination rules. The article provides that the system should continue to function in accordance with the current technical and operational specifications. Any subsequent adaptations or enhancements should be introduced via implementing acts, in accordance with the examination procedures referred to in Article 5 of Regulation (EU) No 182/2011, to ensure their binding and uniform application across all Member States. To further improve the trustworthiness of the system and ensure that individuals have timely access to their social security benefits, the article also introduces an obligation for Member States to comply with the maximum time periods for exchanges through EESSI laid down in Annex I to the proposed Regulation. In addition, the article empowers the Commission to adopt, where necessary, delegated acts to amend that Annex. Article 12 strengthens cooperation between Member States by providing a legal basis that enables the electronic exchange of information to detect changes in circumstances affecting social security rights and obligations and to better fight against fraud. The article empowers the Commission to adopt technical arrangements through implementing acts, in accordance with the examination procedure referred to in Article 5 of Regulation (EU) No 182/2011, where the EESSI system is not deemed to be the most effective or appropriate exchange method. Article 13 creates a group on digitalisation in social security coordination to provide operational support and establish a community of practice for exchanging experiences and knowledge, thus facilitating cooperation among Member States. Article 14 establishes a reporting obligation for Member States to ensure transparency and accountability when implementing provisions related to Article 8(1) and Article 11(2). Article 15 specifies the data protection requirements applicable to the processing of personal data under the proposed regulation. It ensures that the processing of personal data carried out pursuant to the proposed regulation complies with Regulation (EU) 2016/679 of the European Parliament and of the Council and, where applicable, Regulation (EU) 2018/1725 of the European Parliament and of the Council21. Article 16 empowers the Commission to adopt delegated acts in accordance with Article 290 TFEU and lays down the conditions governing the exercise of that delegation. Article 17 provides that the Commission will be assisted by a committee in adopting implementing acts in accordance with Regulation (EU) No 182/2011. Article 18 provides for the evaluation of the proposed regulation’s implementation and effectiveness. Articles 19 and 20 provide for the amendment of Regulation 883/2004 and provision of services and amending Regulation (EU) No 1024/2012 on administrative cooperation through the Internal Market Information System (OJ L 159, 28.5.2014, pp. 11, ELI: http://data.europa.eu/eli/dir/2014/67/oj) 21 Regulation (EU) No 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (OJ L 295, 21.11.2018, p. 39, ELI: http://data.europa.eu/eli/reg/2018/1725/oj) EN 17 EN Regulation (EC) No 987/2009 of the European Parliament and of the Council to ensure their alignment with the proposed regulation and the new governance framework, and to maintain legal consistency. Article 21 provides for the amendment of Annex II of Regulation (EU) 2018/1724 to include in the scope of the Single Digital Gateway Regulation the online procedures for requesting the social security documents falling within the scope of this Regulation. Article 22 lays down the rules concerning the entry into force of the proposed regulation. EN 18 EN 2026/0271 (COD) Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on digitalising the coordination of social security systems, laying down a framework for the European Social Security Pass (ESSPASS) and amending Regulations (EC) No 883/2004, (EC) No 987/2009 and (EU) No 2018/1724 (Text with EEA relevance) THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 48 thereof, Having regard to the proposal from the European Commission, After transmission of the draft legislative act to the national parliaments, Acting in accordance with the ordinary legislative procedure, Whereas: (1) The free movement of persons is a fundamental freedom guaranteed by the Treaty on the Functioning of the European Union (TFEU) and a cornerstone of the Union single market. For this freedom to be fully realised, it is essential that individuals, workers and their families can effectively exercise their social security rights when moving to, staying in, residing or working in another Member State. (2) To that end, the Union has established a comprehensive legal framework under Regulations (EC) No 883/200422 and (EC) No 987/200923 of the European Parliament and of the Council. Those rules coordinate Member States’ social security systems to ensure that individuals in cross-border situations retain access to social security benefits such as pensions, unemployment benefits and healthcare. However, the proper application of those rules requires efficient social security procedures that keep pace with technological progress and evolving societal needs. (3) Digitalisation in social security coordination is essential to increase the efficiency of data exchanges, accelerate claims processing, streamline access to benefits and reduce administrative hurdles for individuals, businesses and national authorities. It also helps strengthen fraud prevention, thereby reinforcing trust in the Union’s social security coordination framework and contributing to making mobility free and fair for all. 22 Regulation (EC) No 883/2004 of the European Parliament and of the Council of 29 April 2004 on the coordination of social security systems (OJ L 166, 30.4.2004, p. 1, ELI: http://data.europa.eu/eli/reg/2004/883/oj). 23 Regulation (EC) No 987/2009 of the European Parliament and of the Council of 16 September 2009 laying down the procedure for implementing Regulation (EC) No 883/2004 on the coordination of social security systems (OJ L 284, 30.10.2009, p. 1, ELI: http://data.europa.eu/eli/reg/2009/987/oj). EN 19 EN (4) The complexity of cross-border data exchanges and the further digitalisation of procedures in social security coordination require a dedicated legal instrument, capable of adapting to future technological, social and policy developments. That legal instrument should complement the Union rules on social security coordination, laid down in Regulations (EC) No 883/2004 and (EC) No 987/2009, by dealing with the digital systems and processes necessary for those rules’ effective implementation and enforcement. Since the provisions of this act are intrinsically linked and should operate in conjunction with the social security coordination Regulations and complement them, these provisions also need to take the form of a regulation. (5) Due to the technical specificity, interoperability requirements and rapidly evolving nature of digital processes, it is appropriate to adopt the necessary rules in the form of a separate legal instrument. This is to ensure legal clarity and uniform application across the Union, and to provide the flexibility to accommodate emerging digital developments, without requiring amendments to the Union rules on social security coordination. (6) In order to ensure legal certainty and consistency with Regulation (EC) No 883/2004, the scope of this legal instrument should be aligned with the personal and material scope laid down in that Regulation. (7) It is necessary to lay down rules for the establishment and operation of the European Social Security Pass (ESSPASS). This is a digital solution for the electronic request, issuance and cross-border verification of social security documents, including the European Health Insurance Card (EHIC). The ESSPASS should ensure that individuals are able to swiftly prove their social security rights and should support the seamless exercise of those rights in cross-border situations, while enabling social security institutions, labour inspectorates and healthcare providers to efficiently and securely verify the relevant information. This in turn would facilitate fraud checks and strengthen enforcement. The ESSPASS should also simplify compliance with applicable requirements for businesses engaging workers, and for self-employed, in cross-border situations. (8) The ESSPASS pilot phase from 2021 to 2025, launched under the European Pillar of Social Rights action plan and supported by the Digital Europe programme, proved both the technical feasibility and the practical benefits of the ESSPASS. (9) Procedures related to the portable document A1 and the EHIC have already demonstrated their potential to reduce administrative burden, while the pilot phase has provided evidence of their technical feasibility. The ESSPASS framework should first apply to the portable document A1, reflecting its advanced state of technical preparedness. It should subsequently apply to the EHIC, and to the other social security documents, except those for which an assessment demonstrates no relevance, feasibility or cost-effectiveness. (10) To avoid duplication of effort, the ESSPASS should build on and complement existing Union digital initiatives, particularly Regulations (EU) 2018/1724 24, (EU) 2024/90325 and (EU) 910/201426 of the European Parliament and of the Council. 24 Regulation (EU) 2018/1724 of the European Parliament and of the Council of 2 October 2018 establishing a single digital gateway to provide access to information, to procedures and to assistance and problem-solving services and amending Regulation (EU) No 1024/2012 (OJ L 295, 21.11.2018, p. 1, ELI: http://data.europa.eu/eli/reg/2018/1724/oj). EN 20 EN (11) Regulation (EU) 2018/1724 requires Member States to enable individuals and businesses to complete certain procedures fully online. This includes requests to determine which social security legislation covers the holder, resulting in the issuing of the portable document A1, as well as applications for the EHIC and claims for pension benefits. To ensure that individuals can fully exercise their rights to free movement and labour mobility without administrative obstacles, the possibility to submit requests fully online should be extended to cover the social security documents within the scope of this Regulation. Annex II to Regulation (EU) 2018/1724 should therefore be amended to include the online procedures for requesting the social security documents falling within the scope of this Regulation. (12) To maintain a human-centric approach to digitalisation and optimise Member States’ investments, reliance on the European Digital Identity Wallets as established by Regulation (EU) 2024/1183 of the European Parliament and of the Council, in combination with Regulation (EU) 2018/1724, is crucial. Those wallets provide a harmonised, legally sound, highly secure and privacy-compliant mechanism for securely storing and sharing digital identity data and documents. (13) To promote efficiency and modernisation, digital social security documents should become the default format. At the same time, it is essential that individuals and businesses retain the right to request and receive physical social security documents. This promotes inclusivity and avoids exacerbating inequalities in access to services. The physical social security documents should be enhanced with standardised digital features that enable their secure verification, thus helping to reduce the risk of fraud. As those physical documents will contain digital features, they should fall within the scope of this Regulation. (14) Workers in cross-border situations often lack clear information about their social security position. For instance, they might be unaware that employers have requested a portable document A1 related to their cross-border activity or have had one issued. Workers’ direct access to social security documents should therefore be facilitated, improving transparency over social security rights and affiliation. This is expected to reduce exposure to fraud and guarantee that workers swiftly receive the social security benefits to which they are entitled. (15) Given the importance of tackling cross-border social security fraud and reinforcing mutual trust, Member States should properly verify the accuracy of the information provided before issuing social security documents, exercising due diligence. The use of digital tools should be promoted to support this process. (16) Natural persons under legal representation, including minor children, might not have access to a European Digital Identity Wallet. Therefore, legal representatives such as parents, guardians or other duly authorised persons should be able to receive and store the represented person’s digital social security documents in their own European Digital Identity Wallet. This is necessary to facilitate access to digital documents of persons under legal representation, which is particularly important when they need medical care in emergencies. 25 Regulation (EU) 2024/903 of the European Parliament and of the Council of 13 March 2024 laying down measures for a high level of public sector interoperability across the Union (Interoperable Europe Act) (OJ L, 2024/903, 22.3.2024, ELI: http://data.europa.eu/eli/reg/2024/903/oj). 26 Regulation (EU) No 910/2014 of the European Parliament and of the Council of 23 July 2014 on electronic identification and trust services for electronic transactions in the internal market and repealing Directive 1999/93/EC (OJ L 257, 28.8.2014, pp. 73, ELI: http://data.europa.eu/eli/reg/2014/910/oj EN 21 EN (17) To ensure equal access, the social security documents and the processes through which they are requested, made available and shared should be accessible to persons with disabilities in accordance with Directive (EU) 2016/2102 of the European Parliament and of the Council27, and, where applicable, Directive (EU) 2019/882 of the European Parliament and of the Council28. (18) In order to ensure the timely exercise of the rights provided for in Regulation (EC) No 883/2004, competent institutions should be required to issue social security documents to the person concerned and, where applicable, to the employer, within binding time limits. Experience has shown that delays in the issuing of such documents can hinder individuals’ timely access to benefits and create obstacles to the cross-border operations of businesses. Given the importance of rapid access to healthcare during a temporary stay abroad, the maximum deadline for the issuance of the European Health Insurance Card should not exceed 24 hours from the submission of a complete request. This should be achievable, as the only information to check is the actual insurance of the person. (19) To support seamless cross-border mobility, interoperability and synergies between the ESSPASS and the Electronic Exchange of Social Security Information (EESSI) system established in accordance with Regulation (EC) No 987/2009 should be explored. Where appropriate, interoperability and synergies should also be explored between the ESSPASS and other Union initiatives, including the Once-Only Technical System, the proposed European Business Wallets, the Internal Market Information (IMI) System and digital initiatives in the areas of posting of workers, pension tracking, labour law, company law, taxation and digital health. (20) The digitalisation of the EHIC under the ESSPASS will further improve individuals’ access to medically necessary healthcare during temporary stays in other Member States. This in turn will enable healthcare providers across Europe to verify insurance status swiftly and accurately, thus reducing instances of EHIC refusal and inappropriate use of the card. To facilitate faster, more accurate and more secure handling of reimbursement claims under Union social security coordination rules and improve overall efficiency, it is crucial for healthcare providers to streamline the transmission of relevant data through automated means. This should be done while complying with data protection rules and the principle of proportionality. The investments and adaptations for healthcare digital systems already provided for under the European Health Data Space should be leveraged to create synergies that maximise the efficiency of the digital healthcare systems, notably where interaction with the EUDI Wallets is envisaged in both domains. (21) The essential data required for requesting the portable document A1 should be aligned across Member States. This is to ensure consistent verification of the facts relevant for determining the applicable legislation, which is essential to help detect incorrect declarations and fraud, as well as to reduce the administrative burden on employers posting workers. Furthermore, national portals for requesting the portable document A1 could be able to interoperate, through a streamlined technical implementation, with the public interfaces connected to the Internal Market Information System (IMI) so 27 Directive (EU) 2016/2102 of the European Parliament and of the Council of 26 October 2016 on the accessibility of the websites and mobile applications of public sector bodies (OJ L 327, 2.12.2016, p. 1, ELI: http://data.europa.eu/eli/dir/2016/2102/oj). 28 Directive (EU) 2019/882 of the European Parliament and of the Council of 17 April 2019 on the accessibility requirements for products and services (OJ L 151, 7.6.2019, p. 70, ELI: http://data.europa.eu/eli/dir/2019/882/oj). EN 22 EN that common data can be submitted only once and then re-used where possible, in line with the ‘once-only’ principle. Such possible interoperability should reduce administrative burden for businesses and also facilitate cross-border provision of services, in line with the Commission’s simplification objectives. To inform and strengthen the development work, the Commission, with Member States’ support, should also evaluate the cost-benefit ratio of the simplification and administrative burden reduction, compatibility with existing systems and alignment with ongoing and future Union initiatives, in particular any updates to the IMI regulatory framework. Any interoperability measures should be consistent with Regulation (EU) 2018/1724 and facilitate compliance with the requirements applicable to the fully online procedure and the once only principle for requesting the determination of the applicable social-security legislation. (22) ESSPASS is intended to complement the EESSI system. While ESSPASS provides a solution for individuals and businesses to digitally interact with national authorities, this Regulation should also govern exchanges between social security institutions, especially those facilitated through the EESSI system. To ensure efficiency and consistency, the EESSI system should remain the primary means for such exchanges. (23) A comparative study by the Administrative Commission for the coordination of social security systems has demonstrated that the processing of cross-border social security cases takes on average four times longer than comparable national cases, across all branches of social security. It is therefore essential to introduce measures to prevent unnecessary delays in the treatment of cross-border cases caused by the late exchange of data. (24) The effective prevention and detection of errors and fraud in cross-border social security matters requires efficient information exchange and close cooperation between Member States. It is therefore necessary to lay down rules for data exchanges in cases where the EESSI system cannot be used effectively. Those rules should provide competent authorities and institutions with greater legal certainty and a robust legal basis for exchanging data to detect fraud and inaccuracies in the information underpinning rights provided for under Regulation (EC) No 883/2004, and for verifying data through cross-checking with other Member States’ authorities and institutions via electronic exchange or secure direct database access. All requests for information and responses should remain necessary and proportionate. (25) To support the consistent implementation of this Regulation and establish a community of practice for exchanging experiences and knowledge, a group on digitalisation in social security coordination should be established, composed of two representatives of each Member State, combining technical and policy expertise on digital aspects in the social security coordination field, and representatives of the Commission. The details of its composition should be laid down in its rules of procedure. That group should also continue the work previously carried out by the Technical Commission for data processing, established pursuant to Article 73 of Regulation (EC) No 883/2004, and the ad hoc groups of the Administrative Commission for the coordination of social security systems, including the one on the ESSPASS. To ensure the effective implementation of the ESSPASS framework, which builds on the European digital identity framework, the Digitalisation Group should cooperate, when relevant, with the Administrative Commission for the coordination of social security systems and the European Digital Identity Cooperation Group. EN 23 EN (26) The European Labour Authority (ELA) should continue to play a crucial role in supporting Member States’ efforts to digitalise cross-border social security processes. This should consist in particular in facilitating the regular exchange of good practices and experiences, promoting the effective use of digital tools, and providing capacity- building measures such as training and knowledge-sharing initiatives, to boost national authorities’ digital readiness. The ELA should also continue to raise awareness among individuals, employers and other relevant stakeholders such as healthcare providers, through targeted information campaigns, guidance materials and outreach activities. This should help improve understanding and transparency regarding cross-border social security rights and obligations, and regarding the available digital tools. (27) Any processing of personal data under this Regulation should be undertaken in accordance with Regulations (EU) 2016/679 and (EU) 2018/1725, and Directive 2002/58/EC29. Personal data should be processed under this Regulation only for the specific purposes set out therein and Regulations (EC) No 883/2004 and (EC) No 987/2009, without affecting further processing for archiving purposes in the public interest in accordance with Articles 5(1)(b) and 89 of Regulation (EU) 2016/679. (28) This Regulation establishes a legal basis for the storage and processing of the data contained in the social security documents for the purposes of proving and verifying social security rights in cross-border situations. Personal data to be processed under this Regulation should be data contained in these social security documents. That personal data should concern, in particular, the information needed to digitally identify natural persons, to facilitate the faster and more accurate exercise of rights under Regulation (EC) No 883/2004, and to verify the validity and content of the information and documents exchanged. This data shall belong to the following categories of data: name, date and place of birth, address, personal identification number, professional data and health data. In applying this Regulation, that personal data will be handled by Member States’ issuers and verifiers. The Regulation limits the storage period of personal data to the period strictly necessary for their verification. The measures provided for in this Regulation are proportionate, as they are strictly confined to what is required for verifying rights, managing social security cases, ensuring compliance and combating fraud. Robust safeguards – including data minimisation, access control and encryption – should be implemented in order to ensure minimal intrusion while implementing acts should specify the common data models. (29) To ensure uniform conditions for the implementation of this Regulation, the power to adopt acts in accordance with Article 290 TFEU should be delegated to the Commission in respect of the list of social security documents for which the application of the ESSPASS framework does not provide any added value and amendments to Annex I. It is of particular importance that the Commission carry out appropriate consultations during its preparatory work, including at expert level, and that those consultations be conducted in accordance with the principles laid down in the Interinstitutional Agreement of 13 April 2016 on Better Law-Making30. In particular, to ensure equal participation in the preparation of delegated acts, the European Parliament and the Council receive all documents at the same time as 29 Directive 2002/58/EC of the European Parliament and of the Council of 12 July 2002 concerning the processing of personal data and the protection of privacy in the electronic communications sector (Directive on privacy and electronic communications) (OJ L 201, 31.7.2002, p. 37). 30 OJ L 123, 12.5.2016, p. 1, ELI: http://data.europa.eu/eli/agree_interinstit/2016/512/oj. EN 24 EN Member States' experts, and their experts systematically have access to meetings of Commission expert groups dealing with the preparation of delegated acts. (30) In order to ensure uniform conditions for the implementation of this Regulation, implementing powers should be conferred on the Commission to specify the functional and technical specifications and procedures regarding social security documents, specify the deadlines for issuing social security documents, lay down common information requirements for requesting the portable document A1, establish a common technical framework to ensure interoperability between national portals for requesting that document and the public interfaces connected to IMI for the declaration of posting of workers and drivers, specify future functional and technical specifications of the EESSI system with regard to certain areas, establish a common approach for the secure exchange of, or access to, data necessary for checks on the correct application or enforcement of Regulations (EC) No 883/2004 and (EC) No 987/2009, and specify the format and structure of the Member States’ reports on the implementation of this Regulation. Those powers should be exercised in accordance with Regulation (EU) No 182/2011 of the European Parliament and of the Council31. (31) For reasons of clarity and consistency with this Regulation, obsolete provisions in Regulations (EC) No 883/2004 and (EC) No 987/2009 related to the governance of electronic data exchanges should be deleted. Those Regulations should therefore be amended accordingly. (32) To allow Member States sufficient time to adapt their administrative and technical arrangements to the development of the ESSPASS, the application of the provisions concerning the ESSPASS should be deferred. (33) The European Data Protection Supervisor was consulted in accordance with Article 42(1) of Regulation (EU) 2018/1725 [and delivered an opinion on …]. (34) Since the objectives of this Regulation, namely the establishment of a uniform, secure and interoperable digital framework for the request, issuance and cross-border verification of social security documents, as well as for the cross-border exchange of social security information, cannot be sufficiently achieved by Member States acting individually but can rather, by reason of the cross‑border nature and scale of the action, be better achieved at Union level, the Union may adopt measures in accordance with the principle of subsidiarity as set out in Article 5 of the Treaty on European Union. In accordance with the principle of proportionality, as set out in that Article, this Regulation does not go beyond what is necessary to achieve its objectives. HAVE ADOPTED THIS REGULATION: Article 1 Subject matter 1. This Regulation sets out rules for the digitalisation of cross-border exchanges of social security information which facilitate the effective application and enforcement of Regulations (EC) No 883/2004 and (EC) No 987/2009. 31 Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by the Member States of the Commission’s exercise of implementing powers (OJ L 55, 28.2.2011, p. 13, ELI: http://data.europa.eu/eli/reg/2011/182/oj). EN 25 EN 2. In particular, the Regulation lays down rules: (a) on the establishment and operation of the European Social Security Pass (ESSPASS), as a means to digitally and timely prove and verify social security rights for individuals exercising their right to free movement and facilitate compliance for employers; (b) on the functioning, evolution and improvement of the Electronic Exchange of Social Security Information (EESSI) system which ensures secure, standardised and interoperable data exchanges between social security institutions; (c) on other digital cross-border exchanges of data between competent institutions necessary to combat cross-border social security fraud, as well as to detect changes in circumstances, inaccuracies, inconsistencies or errors. 3. This Regulation complements Regulations (EC) No 883/2004 and (EC) No 987/2009. It shall not affect the rights and obligations laid down in those Regulations, save where otherwise provided in this Regulation. Article 2 Scope This Regulation shall apply to persons falling within the scope of Regulation (EC) No 883/2004, as laid down in its Article 2, and to the branches of social security listed in Article 3(1) of that Regulation. Article 3 Definitions 1. For the purposes of this Regulation, the definitions set out in Regulations (EC) No 883/2004 and (EC) No 987/2009 apply. 2. The following definitions also apply: (a) ‘European Social Security Pass’ or ‘ESSPASS’ means the digital solution for the request, issuance, cross-border verification and recognition of social security documents within the Union; (b) ‘social security document’ means any set of data (irrespective of its format), attesting to a person’s social security position, which is required for the implementation of Regulation (EC) No 883/2004 and Regulation (EC) No 987/2009; (c) ‘European Digital Identity Wallet’ means a European Digital Identity Wallet defined in Article 3, point (42), of Regulation (EU) No 910/2014 of the European Parliament and of the Council; (d) ‘digital social security document’ means a social security document issued by the competent institution of a Member State, which is designed to be stored, EN 26 EN managed and shared via the European Digital Identity Wallet and verifiable electronically; (e) ‘portable document A1’ means the social security document referred to in Article 19(2) of Regulation (EC) No 987/2009, issued by the competent institution of a Member State, attesting that its legislation applies under Title II of Regulation (EC) No 883/2004; (f) ‘European Health Insurance Card’ or ‘EHIC’ means the social security document issued in accordance with Article 25 of Regulation (EC) No 987/2009; (g) ‘issuer’ means any institution as defined in Article 1, point (p), of Regulation (EC) No 883/2004, or any body or authority designated, recognised or otherwise competent under the law of a Member State, which is responsible for issuing, transmitting and, where necessary, rectifying or withdrawing social security documents within the scope of Regulations (EC) No 883/2004 and (EC) No 987/2009; (h) ‘verifier’ means any public or private entity, or natural person acting in a professional capacity, that is designated, authorised or recognised by a Member State as being entitled to verify social security documents in accordance with this Regulation. Chapter I European Social Security Pass Article 4 Legal framework for the ESSPASS 1. The legal framework for the ESSPASS consists of the rules laid down in this Chapter with regard to the following: (a) the online submission, by the persons concerned and the employers, of requests for social security documents to competent institutions of the Member States; (b) the issuing of social security documents by the Member States’ competent institutions to the persons concerned and the employers; (c) the electronic verification of social security documents by verifiers, to confirm their authenticity, integrity and validity. Article 5 Scope and application of the legal framework for the ESSPASS 1. This Chapter shall apply: (a) from [date of entry into force plus 12 months] to the portable document A1; EN 27 EN (b) from [date of entry into force plus 3 years] to EHIC, and to other social security documents except those identified in the delegated acts adopted pursuant to paragraph 2. 2. By [date of entry into force plus 18 months], the Commission may adopt delegated acts establishing, on the basis of an assessment, a list of social security documents, other than the portable document A1 and EHIC, for which this Chapter would not apply. 3. The assessment shall consider the following: (c) the operational relevance of the documents concerned, having regard in particular to their frequency of issuance, the number of documents issued and potential for fraud prevention; (d) the expected costs and benefits of digitalising the documents concerned for the exercise of social security rights and the efficient implementation of Regulations (EC) No 883/2004 and (EC) No 987/2009, including the administrative burden reduction for individuals and businesses. Article 6 Online request procedures for social security documents Persons concerned and, where applicable, employers, shall be able to submit requests for social security documents falling within the scope of this Regulation fully online using procedures that comply with Regulation (EU) 2018/1724. The online request procedure shall be user-friendly, accessible and comply with the following requirements: (a) It shall enable the electronic identification and authentication of the person concerned and, where applicable, the employer; (b) It shall allow for the electronic provision of the information, documents or supporting evidence, referred to in Article 3(2) of Regulation (EC) No 987/2009, necessary to process the request; (c) It shall ensure that the final submission of the request can be completed remotely; (d) It shall provide the person concerned and, where applicable, the employer with an automatic acknowledgement of receipt after the completed submission has been completed, unless the document is issued immediately; (e) It shall notify the person concerned and, where applicable, the employer, electronically that the issuing procedure has been completed. EN 28 EN Article 7 Issuance, validity and verification of social security documents 1. The competent institutions shall issue digital social security documents in a format suitable for use in the European Digital Identity Wallet of the person concerned and, where relevant, of the employer. The digital social security documents shall comply with the technical specifications adopted pursuant to paragraph 11. 2. By way of derogation from paragraph 1, at the request of the person concerned or the employer, the competent institutions shall issue the social security document in a standardised and accessible physical format. Such a document shall include a QR code or other electronic features to enhance its security and shall comply with the technical specifications adopted pursuant to paragraph 11. 3. Each Member State shall communicate to the Commission a list of issuers and shall keep that list up to date. The Commission shall make those lists available to the public through a secure channel and in an electronically signed or sealed form suitable for automated processing. With regard to issuers of the portable document A1, the list shall be communicated to the Commission by [date of entry into force plus 12 months]. Member States shall communicate the list of issuers of EHIC and other social security documents falling within the scope of this Chapter by [date of entry into force plus 3 years]. 4. Before issuing a social security document, the issuers shall verify the accuracy of the information provided by the persons concerned and, where applicable, by the employers in support of their request, including by means of digital tools. 5. Where a social security document referred to in paragraph 1 or paragraph 2 is revoked, the issuer shall immediately notify the person concerned and, where applicable, the employer. Notification shall be made by electronic means, except if other means are indicated by both the person concerned and, where applicable, the employer. 6. The issuers shall ensure that a person is able to receive and store, within their own European Digital Identity Wallet, the digital social security documents of their minor children and of a natural person whom they legally represent. 7. Social security documents issued under paragraphs 1 and 2 by one Member State shall be recognised by verifiers in all Member States. Where a document issued in accordance with this Regulation has been verified, its validity or authenticity shall not be subject to further proof requirements in the host Member State. This paragraph shall be without prejudice to the procedures applicable in the event of doubt or dispute under Regulations (EC) No 883/2004 and (EC) No 987/2009. 8. Member States shall ensure that verifiers established on their territory are equipped with the necessary technical means to verify the social security documents issued under this Article, regardless of the format, in order to confirm their authenticity, integrity and validity. They shall be able to verify that: (a) the document was issued by an authorised institution; (b) the data contained in the document have not been tampered with since it was issued; EN 29 EN (c) the document has not expired or been revoked. 9. Personal data processed for the purposes of verifying the concerned person’s social security document shall not be retained by the verifier after the verification is complete, unless it is necessary to apply Regulations (EC) No 883/2004 and (EC) No 987/2009, or authorised by other Union or national legal act in accordance with Regulation (EU) 2016/679 or Directive (EU) 2016/68032. 10. ESSPASS shall be interoperable with the EESSI system and, where appropriate, with other relevant Union digital initiatives, including the European Health Data Space and the Once-Only Technical system. 11. The Commission shall adopt implementing acts specifying the functional and technical specifications regarding the documents referred to in paragraphs 1 and 2. Those implementing acts shall include: (a) the technical and interoperability specifications, including common data models establishing the data to be processed, standards and accessibility requirements; (b) the procedures for requesting, issuing, revoking and verifying documents, including aspects related to the lists of issuers in accordance with paragraph 3 of this Article; (c) the technical and organisational security measures, including encryption and access control measures; (d) the organisational measures for processing and protecting personal data, including with regard to the retention periods, and the roles of controllers and processors in accordance with Regulation (EU) 2016/679. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 17(2). Article 8 Deadlines for issuing social security documents 1. Competent institutions shall issue social security documents to the person concerned and, where applicable, the employer in compliance with the deadlines established in accordance with paragraphs 2 and 3. 2. By [date of entry into force plus 18 months], the Commission shall adopt implementing acts specifying the deadlines for issuing social security documents 32 Directive (EU) 2016/680 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data by competent authorities for the purposes of the prevention, investigation, detection or prosecution of criminal offences or the execution of criminal penalties, and on the free movement of such data, and repealing Council Framework Decision 2008/977/JHA (OJ L 119, 4.5.2016, p. 89, ELI: http://data.europa.eu/eli/dir/2016/680/oj). EN 30 EN under the scope of this Chapter, calculated from the submission of a complete request. 3. By way of derogation from paragraph 2, the implementing act specifying the deadline for issuing the portable document A1 shall be adopted by [date of entry into force plus 12 months]. 4. For the issuance of the European Health Insurance Card, the maximum deadline shall not exceed 24 hours. 5. When specifying the deadlines, the Commission shall take into account the following: (a) the type of social security document requested; (b) the procedural steps required for verifying the information provided before issuing the requested social security document, including where relevant the necessary exchanges of information between competent institutions; (c) the need to ensure the timely exercise of rights under Regulation (EC) No 883/2004. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 17(2). 6. Upon receipt of the request, the issuer shall inform the persons concerned or the employers, as applicable, of the expected time required to process their request and of the applicable deadlines laid down in the implementing acts adopted pursuant to paragraph 2. Article 9 European Health Insurance Cards 1. From [date of entry into force plus 3 years], all newly issued European Health Insurance Cards shall comply with the requirements laid down in Article 7. European Health Insurance Cards already in circulation which have not yet expired at that date shall be replaced no later than [date of entry into force plus 5 years]. 2. From [date of entry into force plus 3 years], Member States shall ensure that healthcare providers on their territory are able to transmit electronically the data contained in the European Health Insurance Card of a patient from another Member State, and all the data that need to be transmitted for the reimbursement process, to the competent institutions of the Member State of treatment. Article 10 Portable document A1 1. By [date of entry into force plus 12 months], the Commission shall adopt implementing acts establishing common information requirements for requesting the EN 31 EN portable document A1, not exceeding what is necessary to determine the applicable legislation and with due regard to administrative burden reduction. 2. The Commission shall establish, by means of implementing acts, a common technical framework to ensure interoperability between national portals used to request the portable document A1 and the public interfaces connected to the Internal Market Information System33 for the declaration of posting of workers and for the posting of drivers in road transport, as provided for in Article 1(11) of Directive (EU) 2020/1057. That technical framework shall enable the reuse of relevant submitted data across the procedures for the request of the portable document A1 and the submission of posting declarations, in compliance with Regulations (EU) 2016/679 and (EU) 2018/1725 and the once-only principle. 3. The implementing acts referred to in paragraphs 1 and 2 shall be adopted in accordance with the examination procedure referred to in Article 17(2). Chapter II Exchanges between institutions Article 11 Exchanges through the EESSI system 1. Member States shall exchange, access and process the data required to apply Regulations (EC) No 883/2004 and (EC) No 987/2009 via the EESSI system in accordance with the functional and technical specifications as laid down pursuant to Article 78 of Regulation (EC) No 987/2009. 2. When exchanging the data via the EESSI system, Member States shall comply with the maximum time periods laid down in Annex I to this Regulation. 3. The Commission is empowered to adopt delegated acts in accordance with Article 16 in order to amend Annex I, taking into account the following: (a) the business use cases and the structured electronic documents involved in the exchange; (b) the procedural steps required for gathering the information, including where relevant the necessary exchanges of information between competent institutions at the national level; (c) the need to ensure the timely exercise of rights under Regulation (EC) No 883/2004. 33 Regulation (EU) No 1024/2012 of the European Parliament and of the Council of 25 October 2012 on administrative cooperation through the Internal Market Information System and repealing Commission Decision 2008/49/EC (‘the IMI Regulation’) (OJ L 316, 14.11.2012, p. 1, ELI: http://data.europa.eu/eli/reg/2012/1024/oj). EN 32 EN 4. For the purposes of personal data processing within the EESSI system, the Commission shall be considered a processor as defined in Article 3, point (12), of Regulation (EU) 2018/1725 and Member States’ joint controllers as referred to in Article 26 of Regulation (EU) 2016/679. 5. The Commission shall further specify, by way of implementing acts, the functional and technical specifications of the EESSI system with regard to the following areas: (a) the business use cases and the structure, format, content and data models of the information exchanged; (b) the procedural and technical rules for data exchanges; (c) the roles and responsibilities of the bodies involved in the exchanges; (d) business continuity measures; (e) security and data protection measures; (f) operational and support measures; (g) the details of the public database containing the information specified in Article 88(4) of Regulation (EC) No 987/2009; (h) the service levels. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 17(2). Article 12 Electronic exchange of information outside the EESSI system 1. By way of derogation from Article 11(1), where the exchange of data necessary for controls on the correct application or enforcement of Regulations (EC) No 883/2004 and (EC) No 987/2009, including for the purposes of detecting changes in circumstances, inaccuracies, inconsistencies, fraud and error, cannot be effectively carried out through the EESSI system, such data, or secure access to such data may be provided outside the EESSI system, in accordance with the common procedures and specifications established pursuant to paragraph 2. 2. The Commission shall, where applicable, adopt implementing acts to establish common procedures and functional and technical specifications for the secure exchange of data or access to data referred to in paragraph 1. 3. The implementing acts may include the following: (a) arrangements concerning the categories of data to be exchanged or made accessible and the role and responsibility of the bodies involved in the exchanges; (b) the means of exchange or access; (c) standard formats or structures; (d) measures ensuring the security, integrity and reliability of the exchange or access. EN 33 EN Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 17(2). Chapter III Governance and data processing Article 13 Digitalisation Group 1. A group on digitalisation in social security coordination (the ‘Digitalisation Group’) is established to facilitate cross-border cooperation on the digital aspects of the coordination of social security systems set out in this Regulation. 2. The Digitalisation Group shall be made up of two government representatives from each of the Member States, assisted, where necessary, by expert advisers. Representatives of the European Commission shall also attend the meetings of the Digitalisation Group. The Group shall be chaired by the Commission, which shall also provide its secretariat. 3. The Digitalisation Group shall have the following tasks: (a) support the consistent implementation of this Regulation by facilitating coordination, the exchange of information and the promotion of best practices across Member States and developing guidelines to support enforcement of this Regulation; (b) provide recommendations to the committee referred to in Article 17, where appropriate, on further digitalisation of the coordination of social security systems; (c) support the development and operation of electronic data exchanges in accordance with this Regulation; (d) advise the Commission, as appropriate, in the early preparations of draft implementing acts to be adopted pursuant to this Regulation. 4. The Digitalisation Group shall cooperate, when relevant, with the Administrative Commission for the coordination of social security systems referred to in Title IV of Regulation (EC) No 883/2004 and with the European Digital Identity Cooperation Group referred to in Article 46e of Regulation (EU) No 910/2014. 5. The Digitalisation Group shall adopt its rules of procedure. Article 14 Monitoring and reporting EN 34 EN 1. Member States shall collect the data necessary for monitoring the implementation of Article 8(1) and Article 11(2) and shall transmit those data to the Commission quarterly, by the end of the month following each calendar quarter. The Commission shall publish statistics based on the data collected. 2. The Commission shall adopt implementing acts specifying the format and structure of the reports referred to in paragraph 1. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 17(2). Article 15 Protection and processing of personal data 1. Personal data required for the application of this Regulation shall be processed by Member States’ issuers and verifiers for the purposes of issuing and verifying of social security documents as defined by implementing acts adopted under the present Regulation. In particular, personal data shall be processed under this Regulation for the purposes of: (a) issuing social security documents; (b) determining social security rights of documents’ holders; (c) verifying the validity of social security documents and information contained therein. 2. Personal data to be processed pursuant to this Regulation shall be those contained in the social security documents handled, for the purposes referred to in paragraph 1 by Member States’ issuers and verifiers. Processing of personal data under this Regulation shall be limited to the extent necessary for the purposes set out in paragraph 1, without affecting further processing for archiving purposes in the public interest in accordance with Article 5(1), point (b) and Article 89 of the Regulation (EU) 2016/679. 3. For the purposes of this Regulation, Member States’ issuers of social security documents under the ESSPASS framework shall be regarded as controllers within the meaning of Article 4(7) of the Regulation (EU) 2016/679. Controllers shall ensure the security, integrity, authenticity and confidentiality of the data processed for the purposes set out in paragraph 1. Chapter IV Final provisions Article 16 Exercise of the delegation EN 35 EN 1. The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article. 2. The power to adopt delegated acts referred to in Articles 5(2) and 11(3) shall be conferred on the Commission for an indeterminate period of time from [the date of entry into force of this Regulation]. 3. The delegation of power referred to in Articles 5(2) and 11(3) may be revoked at any time by the European Parliament or by the Council. A decision to revoke shall put an end to the delegation of the power specified in that decision. It shall take effect the day following the publication of the decision in the Official Journal of the European Union or at a later date specified therein. It shall not affect the validity of any delegated acts already in force. 4. Before adopting a delegated act, the Commission shall consult experts designated by each Member State in accordance with the principles laid down in the Interinstitutional Agreement of 13 April 2016 on Better Law-Making. 5. As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the Council. 6. A delegated act adopted pursuant to Articles 5(2) and 11(3) shall enter into force only if no objection has been expressed either by the European Parliament or by the Council within a period of [two months] of notification of that act to the European Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object. That period shall be extended by [two months] at the initiative of the European Parliament or of the Council. Article 17 Committee 1. The Commission shall be assisted by a committee within the meaning of Regulation (EU) No 182/2011. 2. Where reference is made to this paragraph, Article 5 of Regulation (EU) No 182/2011 shall apply. Article 18 Evaluation 1. By [seven years after the date of entry into force], the Commission shall evaluate the implementation and effectiveness of this Regulation. 2. The evaluation shall assess, in particular, whether the objectives of this Regulation have been achieved and whether its provisions remain relevant, effective, efficient, coherent and proportionate. 3. The Commission shall submit a report on the findings of the evaluation to the European Parliament and the Council. The report shall be made publicly available. EN 36 EN Article 19 Amendments to Regulation (EC) No 883/2004 1. Regulation (EC) No 883/2004 is amended as follows: (1) in Article 72, point (d) is deleted; (2) Article 73 is deleted. 2. Decisions of the Administrative Commission concerning digital aspects, adopted under Article 72, point (d) of Regulation (EC) No 883/2004, shall continue to serve as guidance until the implementing acts provided for in this Regulation enter into force. The Technical Commission on social security coordination referred to in Decision H15 shall continue to work until the adoption of the rules of procedure of the Digitalisation Group pursuant to Article 13(5). Article 20 Amendments to Regulation (EC) No 987/2009 Article 4 of Regulation (EC) No 987/2009 is amended as follows: (1) paragraph 1 is deleted; (2) in paragraph 3, the second sentence is deleted. Article 21 Amendments to Regulation (EU) 2018/1724 Annex II to Regulation (EU) 2018/1724 is amended as follows: In the table, the following row is inserted after the row 'Retiring': Applications, requests and Confirmation of applications, notifications relating to the requests and notifications relating to Exercising social exercise of social security rights the exercise of social security rights, security rights under Regulation [ESSPASS as well as all outputs pertaining to Proposal]. the procedures under Regulation [ESSPASS Proposal]. Article 22 Entry into force This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union. EN 37 EN This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Strasbourg, For the European Parliament For the Council The President The President EN 38 EN LEGISLATIVE FINANCIAL AND DIGITAL STATEMENT 1. FRAMEWORK OF THE PROPOSAL/INITIATIVE ................................................. 3 1.1. Title of the proposal/initiative ...................................................................................... 3 1.2. Policy area(s) concerned .............................................................................................. 3 1.3. Objective(s) .................................................................................................................. 3 1.3.1. General objective(s) ..................................................................................................... 3 1.3.2. Specific objective(s) ..................................................................................................... 3 1.3.3. Expected result(s) and impact ...................................................................................... 3 1.3.4. Indicators of performance ............................................................................................ 3 1.4. The proposal/initiative relates to: ................................................................................. 4 1.5. Grounds for the proposal/initiative .............................................................................. 4 1.5.1. Requirement(s) to be met in the short or long term including a detailed timeline for roll-out of the implementation of the initiative ............................................................ 4 1.5.2. Added value of EU involvement (it may result from different factors, e.g. coordination gains, legal certainty, greater effectiveness or complementarities). For the purposes of this section ‘added value of EU involvement’ is the value resulting from EU action, that is additional to the value that would have been otherwise created by Member States alone. ................................................................................. 4 1.5.3. Lessons learned from similar experiences in the past .................................................. 4 1.5.4. Compatibility with the multiannual financial framework and possible synergies with other appropriate instruments ....................................................................................... 5 1.5.5. Assessment of the different available financing options, including scope for redeployment ................................................................................................................ 5 1.6. Duration of the proposal/initiative and of its financial impact .................................... 6 1.7. Method(s) of budget implementation planned ............................................................. 6 2. MANAGEMENT MEASURES................................................................................... 8 2.1. Monitoring and reporting rules .................................................................................... 8 2.2. Management and control system(s) ............................................................................. 8 2.2.1. Justification of the budget implementation method(s), the funding implementation mechanism(s), the payment modalities and the control strategy proposed .................. 8 2.2.2. Information concerning the risks identified and the internal control system(s) set up to mitigate them............................................................................................................ 8 2.2.3. Estimation and justification of the cost-effectiveness of the controls (ratio between the control costs and the value of the related funds managed), and assessment of the expected levels of risk of error (at payment & at closure) ........................................... 8 2.3. Measures to prevent fraud and irregularities ................................................................ 9 3. ESTIMATED FINANCIAL IMPACT OF THE PROPOSAL/INITIATIVE ............ 10 EN 1 EN 3.1. Heading(s) of the multiannual financial framework and expenditure budget line(s) affected ....................................................................................................................... 10 3.2. Estimated financial impact of the proposal on appropriations ................................... 12 3.2.1. Summary of estimated impact on operational appropriations.................................... 12 3.2.1.1. Appropriations from voted budget ............................................................................. 12 3.2.1.2. Appropriations from external assigned revenues ....................................................... 17 3.2.2. Estimated output funded from operational appropriations......................................... 22 3.2.3. Summary of estimated impact on administrative appropriations ............................... 24 3.2.3.1. Appropriations from voted budget .............................................................................. 24 3.2.3.2. Appropriations from external assigned revenues ....................................................... 24 3.2.3.3. Total appropriations ................................................................................................... 24 3.2.4. Estimated requirements of human resources.............................................................. 25 3.2.4.1. Financed from voted budget....................................................................................... 25 3.2.4.2. Financed from external assigned revenues ................................................................ 26 3.2.4.3. Total requirements of human resources ..................................................................... 26 3.2.5. Overview of estimated impact on digital technology-related investments ................ 28 3.2.6. Compatibility with the current multiannual financial framework.............................. 28 3.2.7. Third-party contributions ........................................................................................... 28 3.3. Estimated impact on revenue ..................................................................................... 29 4. DIGITAL DIMENSIONS .......................................................................................... 29 4.1. Requirements of digital relevance .............................................................................. 30 4.2. Data ............................................................................................................................ 30 4.3. Digital solutions ......................................................................................................... 31 4.4. Interoperability assessment ........................................................................................ 31 4.5. Measures to support digital implementation .............................................................. 32 EN 2 EN 1. FRAMEWORK OF THE PROPOSAL/INITIATIVE 1.1. Title of the proposal/initiative Proposal for a Regulation of the European Parliament and of the Council on digitalising the coordination of social security systems, laying down a framework for the European Social Security Pass (ESSPASS) and amending Regulations (EC) No 883/2004, (EC) No 987/2009 and (EU) No 2018/1724 1.2. Policy area(s) concerned People, society and social model, Free movement of persons, labour mobility Access to services Digitalisation of public administrations 1.3. Objective(s) 1.3.1. General objective(s) The initiative aims to promote fair mobility within the EU, facilitating access to social security rights for all individuals - in line with the European Pillar of Social Rights and the single market strategy. It supports the Union’s cross-cutting objectives of simplification and reduction of administrative hurdles through digitalised cross-border public services. 1.3.2. Specific objective(s) The specific objectives of the initiative are: (1) Cross-border social security cases requiring the proof and verification of social security rights and insurance status are handled with reduced manual intervention and streamlined administrative steps, leading to faster and more consistent processing. (2) Cross-border interoperability is strengthened through converged documents’ formats, data models and verification methods across the EU, enabling seamless exchange of information and reducing fraud. (3) Individuals experience improved accessibility, awareness, and control over their cross-border social security rights and data. Individuals experience improved accessibility, awareness, and control over their cross-border social security rights and data. 1.3.3. Expected result(s) and impact The initiative is expected to reinforce the social security coordination framework, by improving rules’ application and making their implementation simpler, more efficient, and resistant to fraud. It will increase the transparency and accessibility of rights for individuals, while helping reduce fraudulent and exploitative practices. It is also anticipated to assist businesses, making it easier for them to carry out activities across borders, and to EN 3 EN support national authorities by simplifying processes and enhancing cooperation. The initiative will drive the digitalisation of cross-border public services, ultimately contributing to a better competitiveness of the EU economy. 1.3.4. Indicators of performance A comprehensive draft monitoring framework has been designed to monitor the implementation and evaluate the initiative’s impact, ensuring that it remains fit for purpose and achieve the intended objectives. This framework will undergo further refinement based on the ultimate legal specifications and implementation schedule. Indicators includes: 1) Percentage of procedures fully available online 2) Percentage of documents issued electronically 3) Percentage of compliant national authorities 4) Number of complaints by businesses and individuals on cases exceeding the deadlines 5) Proportion of documents processed automatically across Member States 6) Reduction in processing time to issue and verify documents 7) Number of rejected healthcare reimbursement invoices 8) Reduction in the cases of falsified portable documents and inappropriate use of EHIC 9) Percentage of users satisfied with the solution and awareness rating 10) Time of completion of users’ requests (reducing average time, reducing difference between minimum and maximum time needed between Member States) 11) Number of cross-border verifications completed successfully (transaction volume, increasing) 12) Cybersecurity indices of data safety. A comprehensive draft monitoring framework has been designed to monitor the implementation and evaluate the initiative’s impact, ensuring that it remains fit for purpose and achieve the intended objectives. This framework will undergo further refinement based on the ultimate legal specifications and implementation schedule. Indicators includes: EN 4 EN Percentage of procedures fully available online Percentage of documents issued electronically Percentage of compliant national authorities Number of complaints by businesses and individuals on cases exceeding the deadlines Proportion of documents processed automatically across Member States Reduction in processing time to issue and verify documents Number of rejected healthcare reimbursement invoices Reduction in the cases of falsified portable documents and inappropriate use of EHIC Percentage of users satisfied with the solution and awareness rating Time of completion of users’ requests (reducing average time, reducing difference between minimum and maximum time needed between Member States) Number of cross-border verifications completed successfully (transaction volume, increasing) Cybersecurity indices of data safety. 1.4. The proposal/initiative relates to:  a new action  a new action following a pilot project / preparatory action34  the extension of an existing action  a merger or redirection of one or more actions towards another/a new action 1.5. Grounds for the proposal/initiative 1.5.1. Requirement(s) to be met in the short or long term including a detailed timeline for roll-out of the implementation of the initiative The main requirement for the short-term is to reach an agreement on the legislative proposal by co-legislators by Q3 2027. The proposal provides for the adoption of implementing acts. 1.5.2. Added value of EU involvement (it may result from different factors, e.g. coordination gains, legal certainty, greater effectiveness or complementarities). For the purposes of this section ’added value of EU involvement’ is the value resulting from EU action, that is additional to the value that would have been otherwise created by Member States alone. Action at the EU level delivers significant added value by supporting the free movement of people for study, travel, residency, family or business purposes. Given the cross-border nature of the identified issues, only EU-level intervention rather than individual Member State efforts can effectively solve these. An action at EU level will ensure alignments with other EU digital initiatives, such as the Single Digital Gateway Regulation and the European Digital Identity framework, ensuring 34 As referred to in Article 58(2), point (a) or (b) of the Financial Regulation. EN 5 EN the necessary efficiency and. EU-level action prevents fragmentation that could arise if Member States develop disparate digital solutions, leading to suboptimal outcomes and potentially higher costs to remedy. 1.5.3. Lessons learned from similar experiences in the past One of the key considerations in estimating the budgetary requirements for this initiative has been the valuable lessons learned from past experiences, particularly those derived from the implementation of the Electronic Exchange of Social Security Information (EESSI) system. The financial projections take into account the operational and technical support necessary for Member States’ national implementation, ensuring that adequate resources are allocated. Additionally, insights gained from the ESSPASS pilot activities have provided a clearer understanding of the scope of effort and resource allocation. 1.5.4. Compatibility with the multiannual financial framework and possible synergies with other appropriate instruments The proposal is compatible with the multiannual financial framework. It is part of the Fair labour mobility package, it supports the European pillar of social rights and the Digital decade policy programme. 1.5.5. Assessment of the different available financing options, including scope for redeployment The implementation of this legislative proposal requires the organisation of meetings with Member States in the Group on digitalisation in social security coordination and in the Committee supporting the adoption of implementing acts as well as human resources to support Member States’ national implementation. The necessary expenditure for organising these meetings, i.e. travel costs of delegates, and providing this support is covered by the general budget. EN 6 EN 1.6. Duration of the proposal/initiative and of its financial impact  limited duration •  in effect from [DD/MM]YYYY to [DD/MM]YYYY •  financial impact from YYYY to YYYY for commitment appropriations and from YYYY to YYYY for payment appropriations.  unlimited duration (1) Implementation with a start-up period from 2026 to 2030, (2) followed by full-scale operation. 1.7. Method(s) of budget implementation planned  Direct management by the Commission •  by its departments, including by its staff in the Union delegations; •  by the executive agencies  Shared management with the Member States  Indirect management by entrusting budget implementation tasks to: •  third countries or the bodies they have designated •  international organisations and their agencies (to be specified) •  the European Investment Bank and the European Investment Fund •  bodies referred to in Articles 70 and 71 of the Financial Regulation •  public law bodies •  bodies governed by private law with a public service mission to the extent that they are provided with adequate financial guarantees •  bodies governed by the private law of a Member State that are entrusted with the implementation of a public-private partnership and that are provided with adequate financial guarantees •  bodies or persons entrusted with the implementation of specific actions in the common foreign and security policy pursuant to Title V of the Treaty on European Union, and identified in the relevant basic act • bodies established in a Member State, governed by the private law of a Member State or Union law and eligible to be entrusted, in accordance with sector-specific rules, with the implementation of Union funds or budgetary guarantees, to the extent that such bodies are controlled by public law bodies or by bodies governed by private law with a public service mission, and are provided with adequate financial guarantees in the form of joint and several liability by the controlling bodies or equivalent financial guarantees and which may be, for each action, limited to the maximum amount of the Union support. Comments From 2028 onwards, a modest but ongoing financial requirement will arise. This will need to be accounted for in the preparation of the post-2027 MFF (2028-2034), ensuring adequate allocation for continued implementation support. EN 7 EN The estimated impact on expenditure and staffing for 2028 and beyond is added for illustrative purposes only and does not pre-judge the next Multiannual Financial Framework. The source of financing and scope of Union financial commitment in the post-2027 period remain subject to the outcome of interinstitutional negotiations on the MFF 2028-2034 and thereafter shall be determined through the annual budgetary procedure. All appropriations and staffing allocations as of 2028 are indicative. EN 8 EN 2. MANAGEMENT MEASURES 2.1. Monitoring and reporting rules The proposed Regulation establishes a reporting obligation for Member States to ensure transparency and accountability in the implementation of provisions related to deadlines to issue social security documents and to exchange data through the Electronic Exchange of Social Security system. 2.2. Management and control system(s) 2.2.1. Justification of the budget implementation method(s), the funding implementation mechanism(s), the payment modalities and the control strategy proposed Direct management, as per Article 62.1(a) of the Financial Regulation, is the preferred mode of implementation, as the actions will be carried out by the European Commission, specifically Directorate-General for Employment, Social Affairs and Inclusion (DG EMPL), which will ensure the coordination with Member States and the various stakeholders. 2.2.2. Information concerning the risks identified and the internal control system(s) set up to mitigate them The controls are part of the internal control system of DG EMPL. The new activities will be subject to the same risk identification and mitigation approach. 2.2.3. Estimation and justification of the cost-effectiveness of the controls (ratio between the control costs and the value of the related funds managed), and assessment of the expected levels of risk of error (at payment & at closure) The controls are integrated into the internal control system of DG EMPL. The new activities will generate negligeable additional control costs at DG level. 2.3. Measures to prevent fraud and irregularities The Commission shall ensure that, when actions financed are implemented, the financial interests of the Union are protected by the application of preventive measures against fraud, corruption and any other illegal activities, by effective checks and by the recovery of the amounts unduly paid and, if irregularities are detected, by effective, proportional and dissuasive penalties. The Commission is authorised to carry out checks and verifications in situ under this Decision, in compliance Council Regulation (Euratom, EC) No 2185/96 of 11 November 1996 concerning on-the-spot checks and inspections carried out by the Commission in order to protect the European Communities financial interests against fraud and other irregularities. If need be, investigations shall be carried out by the European Anti- Fraud Office and shall be governed by Regulation (EC) No 1073/1999 of the European Parliament and of the Council of 25 May 1999 concerning investigations conducted by the European Anti-Fraud Office. EN 9 EN 3. ESTIMATED FINANCIAL IMPACT OF THE PROPOSAL/INITIATIVE 3.1. Heading(s) of the multiannual financial framework and expenditure budget line(s) affected – Existing budget lines In order of multiannual financial framework headings and budget lines. Type of Budget line expenditure Contribution Heading of from multiannual candidate from From financial countries Number Headings 2 Non- EFTA and other other assigned framework 35 diff . countries third revenue 36 potential candidates countries 37 Prerogatives - Free movement of workers, 2 coordination of social security schemes diff. YES/NO YES/NO YES/NO NO and measures for migrants, including migrants from third countries 35 Diff. = Differentiated appropriations / Non-diff. = Non-differentiated appropriations. 36 EFTA: European Free Trade Association. 37 Candidate countries and, where applicable, potential candidates from the Western Balkans. EN 10 EN 3.2. Estimated financial impact of the proposal on appropriations 3.2.1. Summary of estimated impact on operational appropriations (3)  The proposal/initiative does not require the use of operational appropriations (1)  The proposal requires the use of operational appropriations, as explained below 3.2.1.1. Appropriations from voted budget EUR million (to three decimal places) Year Year Year Year Year Year Year DG: EMPL TOTAL MFF 2028-2034 2028 2029 2030 2031 2032 2033 2034 Operational appropriations Budget line Prerogatives – Commitments (1a) 0.750 0.750 0.750 0.750 0.750 0.750 0.750 5,25 Free movement of workers, coordination of social security schemes and measures Payments (2a) 0.750 0.750 0.750 0.750 0.750 0.750 0.750 5,25 for migrants, including migrants from third countries Commitments (1b) 0 Budget line Payments (2b) 0 38 Appropriations of an administrative nature financed from the envelope of specific programmes Budget line (3) 0 TOTAL appropriations Commitments =1a+1b+3 0.750 0.750 0.750 0.750 0.750 0.750 0.750 5.25 for DG EMPL Payments =2a+2b+3 0.750 0.750 0.750 0.750 0.750 0.750 0.750 5.25 38 Technical and/or administrative assistance and expenditure in support of the implementation of EU programmes and/or actions (former ‘BA’ lines), indirect research, direct research. EN 11 EN Year Year Year Year Year Year Year TOTAL MFF 2028- 2028 2029 2030 2031 2032 2033 2034 2034 TOTAL operational Commitments (4) 0.750 0.750 0.750 0.750 0.750 0.750 0.750 5,25 appropriations Payments (5) 0.750 0.750 0.750 0.750 0.750 0.750 0.750 5,25 TOTAL appropriations of an administrative nature financed from the envelope for (6) 0 0 0 0 0 0 0 0 specific programmes TOTAL appropriations Payments =4+6 0.750 0.750 0.750 0.750 0.750 0.750 0.750 5,25 under HEADING 2 of the multiannual =5+6 0.750 0.750 0.750 0.750 0.250 0.250 0.250 5.25 financial framework ================================================================================================== Year Year Year Year Year Year Year TOTAL MFF 2028 2029 2030 2031 2032 2033 2034 2028-2034 • TOTAL operational Commitments (4) 0 0 0 0 0 0 0 0 appropriations (all operational Payments (5) 0 0 0 0 0 0 0 0 headings) • TOTAL appropriations of an administrative nature financed from (6) 0 0 0 0 0 0 0 0 the envelope for specific programmes (all operational headings) TOTAL appropriations Commitments =4+6 0.750 0.750 0.750 0.750 0.750 0.750 0.750 5,25 Under Heading 1 to 3 EN 12 EN of the multiannual financial framework Payments =5+6 0.750 0.750 0.750 0.750 0.750 0.750 0.750 5,25 (Reference amount) The estimated impact on expenditure and staffing for 2028 and beyond is added for illustrative purposes only and does not pre-judge the next Multiannual Financial Framework. The source of financing and scope of Union financial commitment in the post-2027 period remain subject to the outcome of interinstitutional negotiations on the MFF 2028-2034 and thereafter shall be determined through the annual budgetary procedure. All appropriations and staffing allocations as of 2028 are indicative. Heading of multiannual financial framework 2028 4 ‘Administrative expenditure’39 -2034 Year Year Year Year Year Year Year TOTAL DG: EMPL MFF 2028 2029 2030 2031 2032 2033 2034 2028-2034  Human resources 0,299 0,299 0,299 0,299 0,299 0,299 0,299 2,093  Other administrative expenditure, Budget line 20.020602 0, 164 0, 164 0.164 0,164 0,164 0,164 0,164 1,148 TOTAL DG Appropriations 0,463 0,463 0,463 0,463 0,463 0,463 0,463 3,241 EMPL TOTAL DG: EMPL Year Year Year Year Year Year Year MFF 2028-2034  Other administrative expenditure 0 0 0 0 0 0 0 0 39 The necessary appropriations should be determined using the annual average cost figures available on the appropriate BUDGpedia webpage . EN 13 EN (Total TOTAL appropriations under HEADING 4 of commitments = 0,463 0,463 0,463 0,463 0,463 0,463 0,463 3,241 the multiannual financial framework Total payments) EUR million (to three decimal places) Year Year Year Year Year Year Year TOTAL MFF 2028- 2028 2029 2030 2031 2032 2033 2034 2034 TOTAL appropriations under Commitments 1,213 1,213 1,213 1,213 1,213 1,213 1,213 8,491 HEADINGS 1 to 4 of the multiannual Payments 1,213 1,213 1,213 1,213 1,213 1,213 1,213 8,491 financial framework The estimated impact on expenditure and staffing for 2028 and beyond is added for illustrative purposes only and does not pre-judge the next Multiannual Financial Framework. The source of financing and scope of Union financial commitment in the post-2027 period remain subject to the outcome of interinstitutional negotiations on the MFF 2028-2034 and thereafter shall be determined through the annual budgetary procedure. All appropriations and staffing allocations as of 2028 are indicative. 3.2.2. Estimated output funded from operational appropriations (not to be completed for decentralised agencies) Indicate Year Year Year Year Enter as many years as necessary to show the TOTAL objectives and 2028 2029 2030 2031 duration of the impact (see Section1.6) outputs OUTPUTS EN 14 EN  40 Aver Type Total Total No No No No No No No age Cost Cost Cost Cost Cost Cost Cost No cost cost SPECIFIC OBJECTIVE No 1,2 and 41 3 … - Output Consult 1 0.750 1 0.750 1 0.750 1 0.750 1 0.750 1 0.750 1 0.750 7 5.25 ant - Output - Output Subtotal for specific objective No 1 SPECIFIC OBJECTIVE No 2 … - Output Subtotal for specific objective TOTALS 7 5.25 40 Outputs are products and services to be supplied (e.g. number of student exchanges financed, number of km of roads built, etc.). 41 As described in Section 1.3.2. ‘Specific objective(s)’ EN 15 EN 3.2.3. Summary of estimated impact on administrative appropriations (2)  The proposal/initiative does not require the use of appropriations of an administrative nature The proposal/initiative requires the use of appropriations of an administrative nature, as explained below 3.2.3.3. Total appropriations Year Year Year Year Year Year Year TOTAL VOTED APPROPRIATIONS 2028 - 2028 2029 2030 2031 2032 2033 2034 2034 HEADING 4 Human resources 0.299 0.299 0.299 0.299 0.299 0.299 0.299 2,093 Other administrative expenditure 0.164 0.164 0.164 0.164 0.164 0.164 0.164 1.148 Subtotal HEADING 4 0.463 0.463 0.463 0.463 0.463 0.463 0.463 3,241 Outside HEADING 4 Human resources 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0,000 Other expenditure of an administrative 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.000 nature Subtotal outside HEADING 4 0.000 0.000 0.000 0.000 0.000 0.000 0.000 0.000 TOTAL 0. 463 0. 463 0. 463 0. 463 0. 463 0. 463 0. 463 3,241 =================================================================== The estimated impact on expenditure and staffing for 2028 and beyond is added for illustrative purposes only and does not pre-judge the next Multiannual Financial Framework. The source of financing and scope of Union financial commitment in the post-2027 period remain subject to the outcome of interinstitutional negotiations on the MFF 2028-2034 and thereafter shall be determined through the annual budgetary procedure. All appropriations and staffing allocations as of 2028 are indicative. 3.2.4. Estimated requirements of human resources (1)  The proposal/initiative does not require the use of human resources (2)  The proposal/initiative requires the use of human resources, as explained below 3.2.4.1. Financed from voted budget Year Year Year Year Year Year Year VOTED APPROPRIATIONS 2028 2029 2030 2031 2032 2033 2034  Establishment plan posts (officials and temporary staff) 20 01 02 01 (Headquarters and Commission’s Representation 1 1 1 1 1 1 1 Offices) EN 16 EN 20 01 02 03 (EU Delegations) 0 0 0 0 0 0 0 (Indirect research) 0 0 0 0 0 0 0 (Direct research) 0 0 0 0 0 0 0 Other budget lines (specify) 0 0 0 0 0 0 0 • External staff (in FTEs) 20 02 01 (AC, END from the 1 1 1 1 1 1 1 ‘global envelope’) 20 02 03 (AC, AL, END and JPD 0 0 0 0 0 0 0 in the EU Delegations) • at Admin. Support Headquarter 0 0 0 0 0 0 0 line s • in EU [XX.01.YY.YY] 0 0 0 0 0 0 0 Delegations (AC, END - Indirect research) 0 0 0 0 0 0 0 (AC, END - Direct research) 0 0 0 0 0 0 0 Other budget lines - Heading 4 0 0 0 0 0 0 0 Other budget lines - 07.200301 - 0 0 0 0 0 0 0 Outside Heading 4 TOTAL 2 2 2 2 2 2 2 The human resources required will be met by staff from the DG who are already assigned to management of the action and/or have been redeployed within the DG, together if necessary, with any additional allocation which may be granted to the managing DG under the annual allocation procedure and in the light of budgetary constraints. The staff required to implement the proposal (in FTEs): To be covered by Exceptional additional staff* current staff available in the Commission services To be financed To be financed To be financed under Heading 7 from BA line from fees or Research Establishment 1 N/A N/A N/A plan posts External staff 1 N/A N/A N/A (CA, SNEs, INT) Description of tasks to be carried out by: EN 17 EN Officials and temporary staff 1 AD will support the negotiation, prepare the implementing acts, organise meeting with Member States. External staff 1 external staff will support the official in charge 3.2.5. Overview of estimated impact on digital technology-related investments There are no digital and IT costs under Heading 4. TOTAL TOTAL Digital Year Year Year Year Year Year Year MFF and IT 2028 - appropriations 2028 2029 2030 2031 2032 2033 2034 2034 HEADING 4 IT expenditure 0 0 0 0 0 0 0 0 (corporate) Subtotal 0 0 0 0 0 0 0 0 HEADING 4 Outside HEADING 4 Policy IT expenditure on 0 0 0 0 0 0 0 0 operational programmes Subtotal outside 0 0 0 0 0 0 0 0 HEADING 4 TOTAL 0 0 0 0 0 0 0 0 3.2.6. Compatibility with the current multiannual financial framework The proposal/initiative: (9)  can be fully financed through redeployment within the relevant heading of the multiannual financial framework (MFF) . The estimated impact on expenditure and staffing for 2028 and beyond is added for illustrative purposes only and does not pre-judge the next Multiannual Financial Framework. The source of financing and scope of Union financial commitment in the post-2027 period remain subject to the outcome of interinstitutional negotiations on the MFF 2028-2034 and thereafter shall be determined through the annual budgetary procedure. All appropriations and staffing allocations as of 2028 are indicative. (10)  requires use of the unallocated margin under the relevant heading of the MFF and/or use of the special instruments as defined in the MFF Regulation (11)  requires a revision of the MFF EN 18 EN 3.2.7. Third-party contributions The proposal/initiative: (12)  does not provide for co-financing by third parties (13)  provides for the co-financing by third parties estimated below: Appropriations in EUR million (to three decimal places) Year Year Year Year Year Year Year Total 2028 2029 2030 2031 2032 2033 2034 Specify the co- p.m. p.m. p.m. p.m p.m. p.m. p.m. p.m financing body TOTAL appropriations co-financed 3.3. Estimated impact on revenue (14)  The proposal/initiative has no financial impact on revenue. (15)  The proposal/initiative has the following financial impact:  on own resources  on other revenue  please indicate, if the revenue is assigned to expenditure lines 4. DIGITAL DIMENSIONS 4.1. Requirements of digital relevance EN 19 EN Reference to Actors affected or High-level the Requirement description concerned by the Categories Processes requirement requirement Persons concerned and, where applicable, employers, shall be able to submit requests for social security documents falling within the scope of this Regulation fully online using procedures that comply with Regulation (EU) 2018/1724. The online request procedure shall be user-friendly, accessible and comply with the following requirements: (a) It shall enable the electronic identification • Issuers of social R1 and authentication of the person • Data security documents Request social concerned and, where applicable, the • Process digitalisation Article 6 • Holders of social security employer; and automation security documents documents (b) It shall allow for the electronic provision • Digital public service(s) and applicants of the information, documents or supporting evidence, referred to in Article 3(2) of Regulation (EC) No 987/2009, necessary to process the request; (c) It shall ensure that the final submission of the request can be completed remotely; (d) It shall provide the person concerned and, where applicable, the employer with an automatic acknowledgement of receipt after the completed submission has been EN 1 EN completed, unless the document is issued immediately; (e) It shall notify the person concerned and, where applicable, the employer, electronically that the issuing procedure has been completed. The competent institutions shall issue digital social security documents in a format suitable for use in • Issuers of social • Data R2 the European Digital Identity wallet of the person security documents Issue digital • Process digitalisation Article 7(1) concerned, and where relevant, of the employer. • Holders of social social security and automation The digital social security documents shall comply security documents documents • Digital solutions with the technical specifications adopted pursuant and applicants • Digital public Service(s) to paragraph 11. By way of derogation from paragraph 1, the competent institutions shall, at the request of the person concerned or the employer, issue the social • Issuers of social • Data R3 Issue physical security document in a standardised and accessible security documents • Process digitalisation physical format. Such a document shall include a • documents Article 7(2) Holders of social and automation enhanced with QR code or any other electronic features to security documents • Digital solutions digital features enhance its security, in accordance with the and applicants • Digital Public Service(s) technical specifications adopted pursuant to paragraph 11. • Data R4 Each Member State shall communicate to the • Member States Issue of social • Process digitalisation Article 7(3) Commission a list of issuers and shall keep that list security and automation EN 2 EN up to date. The Commission shall make those lists documents • Digital solutions available to the public through a secure channel • Digital Public Service(s) and in an electronically signed or sealed form suitable for automated processing. With regard to issuers of the portable document A1, the list shall be communicated to the Commission by [date of entry into force plus 12 months]. Member States shall communicate the list of issuers of EHIC and other social security documents falling within the scope of this Chapter by [date of entry into force plus 3 years]. Before issuing a social security document, the Verify R5 issuers shall verify the accuracy of the information • Data information Article 7(4) provided by the persons concerned and, where • Member States before issuing • Process digitalisation and automation applicable, by the employers in support of their social security documents • Digital solutions request, including by means of digital tools. Where a social security document referred to in paragraph 1 or 2 is revoked, the issuer shall Inform on • Data immediately notify the person concerned and, • Issuer issuance and • Process digitalisation where applicable, the employer, by electronic • R6 Holders of social revocation of and automation Article 7(5) security documents means, except if other means are indicated by the social security • Digital solutions and applicants person concerned and, where applicable, the documents • Digital Public Service(s) employer. R7 The issuers shall ensure that a person is able to Issue digital • Data • Member States Article 7(6) receive and store, within their own European social security • Digital Public Service(s) EN 3 EN Digital Identity wallet, the digital social security documents of documents of their minor children and of a natural legally person whom they legally represent. represented persons • Member States Social security documents issued under paragraph • • Data Verifiers of social Recognise social R8 1 and 2 by one Member State shall be recognised • Digital solutions security attestations security Article 7(7) • Digital Public Service(s) by verifiers in all other Member States. • Holders of social documents security documents Member States shall ensure that verifiers established on their territory are equipped with the necessary technical means to verify the social security documents issued under this Article, in order to confirm their authenticity, integrity and • Data R9 • Member States validity. Verifiers shall be able to verify that: Verify social • Process digitalisation • Verifiers Article 7(8) (a) the document was issued by an authorised • security and automation Holders of social institution; documents • Digital solutions security documents • Digital Public Service(s) (b) the data contained in the document has not been tampered with since issuance; (c) the document has not expired or been revoked. From [date of entry into force plus 3 years], Transmit data • Member States for the • Data Member States shall ensure that healthcare R10 • Healthcare reimbursement • Process digitalisation providers on their territory are able to providers of costs under and automation Article 9(2) electronically transmit the data contained in the • Insured persons • Digital solutions the EU social European Health Insurance Card of a patient from receiving treatment security • Digital Public Service(s) another Member State, and all the data that need to coordination EN 4 EN be transmitted for the reimbursement process, to rules the competent institutions of the Member State of treatment. Competent institutions shall issue social security • Issuers of social R11 documents to the person concerned and, where security documents Issue social Article 8 applicable, the employer in compliance with the • Holders of social security • Digital Public Service(s) deadlines established in accordance with paragraph security documents documents 2. and applicants The Commission shall establish, by means of implementing acts, a common technical framework to ensure interoperability between national portals used to request the portable document A1 and the public interfaces connected to the Internal Market Information System for the declaration of posting of workers and for the posting of drivers in road • Commission Requests for • Data transport, as provided for in Article 1(11) of • R12 Member States portable • Digital solutions Article 10(2) • Portable document Directive (EU) 2020/1057. That technical document A1 • Digital Public Service(s) A1 applicants framework shall enable the reuse of relevant submitted data across the procedures for the request of the portable document A1 and the submission of posting declarations, in compliance with Regulations (EU) 2016/679 and (EU) 2018/1725 and the once-only principle. R14 Member States shall collect and transmit to the • Member States Report • Data Article 14(1) Commission data on the implementation of • Commission EN 5 EN Article 8(1) and Article 11(2). Member States shall exchange, access and process the data required to apply Regulations (EC) No 883/2004 and (EC) No 987/2009 via the Electronic Cross-border Data R15 – Article Exchange of Social Security Information (EESSI) information 11(1)-(2) system, in accordance with its functional and Process digitalisation and Member States exchange technical specifications laid down pursuant to automation Article 78 of Regulation (EC) No 987/2009. When Digital Public Service exchanging data via the EESSI system, Member States shall comply with the maximum time periods laid down in Annex I of this Regulation. R16 - Article Interoperability of ESSPASS with EESSI and Interoperability Digital Public Services 7(10) other initiatives 4.2. Data High-level description of the data in scope Type of data Reference to the Standard and/or specification (if applicable) requirement(s) EN 6 EN Personal and non-personal data contained in R2 As provided for in Article 7(11), data specifications for digital the digital social security documents social security documents will be defined through implementing R7 acts, in accordance with the examination procedure referred to in R8 Article 5 of Regulation (EU) No 182/2011. These specifications R9 will comply with the common standards, schemas, formats and technical specifications established under the European Digital R10 Identity (EUDI) framework. They will also draw upon the work undertaken during the ESSPASS pilot projects and the recommendations of the Ad hoc group of the Administrative Commission on ESSPASS. Personal and non-personal data contained in R3 As provided for in Article 7(11), data specifications for the the physical social security documents enhanced physical social security documents will be defined R8 enhanced with digital features through implementing acts, in accordance with the examination R9 procedure referred to in Article 5 of Regulation (EU) R10 No 182/2011. These specifications will also draw upon the work undertaken during the ESSPASS pilot projects and the recommendations of the Ad hoc group of the Administrative Commission on ESSPASS. Personal Identification Data (PID) attributes R2 The disclosure of PID attributes to the verifier will be performed held in the EUDI wallet through EUDI wallet presentation protocols defined under the R7 EUDI framework. R8 R9 R10 Personal identification data or identifier and R1 The identification and authentication in national portals and the other data required to request social security exchange of information for requesting social security documents EN 7 EN documents online R5 will follow the specifications and protocols used in the Member States. Data about issuers of social security R4 Issuers registration in the trust lists will follow the specifications documents and protocols defined under the EUDI framework Data regarding the implementation R13 The format and structure for the reporting obligation will be of Article 8(1) and Article 11(2) defined through implementing acts, in accordance with the examination procedure referred to in Article 11(2) of Regulation (EU) No 182/2011. Data required to apply Regulations (EC) No Exchanges take place via the EESSI system in accordance with its R15 883/2004 and (EC) No 987/2009, exchanged functional and technical specifications laid down pursuant to between competent institutions – personal and Article 78 of Regulation (EC) No 987/2009. non-personal data Alignment with the European Data Strategy The requirements are consistent with the objectives of the European data strategy. They facilitate secure access and interoperable exchange of standardised data among relevant stakeholders across borders. The requirements comply with the rights to privacy and data protection guaranteed in the Charter of Fundamental Rights of the European Union, the Treaty on the Functioning of the European Union, the General Data Protection Regulation and the EU Data Protection Regulation. No open data is processed under these requirements. The reporting obligation set out in Article 14 generates data exclusively for monitoring purposes, without mandating the reuse of the reported information. Alignment with the once-only principle The requirements adhere to the once-only principle: social security documents, regardless of format, are issued once by national authorities, enabling individuals and businesses to securely reuse them digitally without resubmitting the same data. These documents are verified cross-border after consent is obtained. EN 8 EN Article 10(2) and (3) aim to implement the once-only principle to reduce administrative burdens and eliminate redundant data submissions when requesting portable document A1. High-level description of the data flows Type of data Reference(s) to the Actors who Actors who Trigger for the data Frequency (if requirement(s) provide the data receive the data exchange applicable) Personal and non-personal data R2 Issuers Holders of Issuance of digital contained in the digital social R7 documents and social security security documents applicants documents Personal and non-personal data R3 Issuers Holders of Issuance of physical contained in the physical social documents and social security security documents enhanced applicants documents enhanced with digital features with digital features R9 Holders of Verifiers Request from the Personal Identification Data documents verifiers and explicit (PID) attributes held in the authorisation from the EUDI wallet holders Personal and non-personal data R9 Holders of Verifiers Request from the contained in the digital social documents verifiers and explicit security documents authorisation from the holders Personal and non-personal data R9 Holders of Verifiers Request from the contained in the physical social documents verifiers and holders’ security documents enhanced presentation of the with digital features physical documents EN 9 EN Personal identification data or R1 Applicants National portals Application for the identifier and other data for requesting issuance of social required to request social social security security documents security documents online documents Data about issuers of social R4 Issuers Commission Communication to security documents the Commission of the trust lists of issuers, any subsequent update R10 Verifiers of EHIC Authorities in Transfer of data for Personal Identification Data the Member reimbursement (PID) attributes held in the States of processing EUDI wallet treatment Personal and non-personal data R10 Verifiers of EHIC Authorities in Transfer of data for contained in the digital social the Member reimbursement security documents States of processing treatment Personal and non-personal data R10 Verifiers of EHIC Authorities in Transfer of data for contained in the physical social the Member reimbursement security documents enhanced States of processing with digital features treatment Data regarding the R13 Member States Commission Reporting obligation implementation of Article 8(1) and Article 11(2) Data required to apply Need basis and within N/A R15 Member States Member States Regulations (EC) No 883/2004 the maximum time EN 10 EN and (EC) No 987/2009 periods laid down in Annex I 4.3. Digital solutions High-level description of digital solutions Reference(s) Use of AI Main mandated Responsible How is accessibility How is reusability Digital solution to the technologies functionalities body catered for? considered? requirement(s) (if applicable) ESSPASS R2 Issuance, Member State For the digital social For the digital social N/A issuing management and competent security documents, security documents, R3 infrastructure revocation of authorities accessibility is addressed the solution is based digital social through the Member on the EUDI security States’ implementation of framework and reuses documents and the EUDI wallets its core components, physical social (Article 5a(21) of such as the EUDI security Regulation (EU)No trust framework, the documents 910/2014). For physical EUDI wallet, the PID enhanced with documents, accessibility issuance digital features requirements will be infrastructure, trust defined in the technical registries and lists, specifications to be interoperability adopted through specifications. implementing act, in The EUDI trust accordance with EN 11 EN Article 7(11). framework is also being considered for reuse in relation to physical social security documents. ESSPASS R8 Verification of Member State The accessibility As one of the verifier digital social competent requirements of the implementation R9 application/s security authorities verifiers’ application/s options, the documents and interacting will be defined Commission may physical social through implementing provide a reference security acts, in accordance with implementation of the documents Article 7(11). application for reuse enhanced with and configuration by digital features Member States on a voluntary basis. This will be discussed with Member States prior to the implementation phase. Details of the verification application will be defined through implementing acts, in accordance with Article 7(11). As investments and adaptations for healthcare digital systems are already EN 12 EN provided for under the European health data space, these should be leveraged to create synergies that maximise their impact and efficiency. Online portals R1 Request of social Member State Responsibility for ensuring Depending on a for requesting security competent the accessibility of Member State’s social security documents authorities national portals rests with digital landscape and documents the Member States. organisational structure, existing Article 6(1) provides that portals could be online request procedure updated to include shall be accessible online requests for additional social security documents. Alignment of the digital solution with applicable digital policies and legislative enactments ESSPASS issuing infrastructure Digital and/or sectorial policy (when these are Explanation on how it aligns applicable) AI Act No use of AI is foreseen in the proposed Regulation. EU Cybersecurity framework All security aspects of the issuing infrastructure, including the security requirements for issuers of digital social security documents, the EUDI wallet EN 13 EN security features and the communication protocols between issuer and wallet, are covered by the EUDI framework Regulation. The same security requirements for the issuance of digital social security documents will also apply to the physical documents enhanced with digital security features. They will be further detailed in the technical specifications. eIDAS The solution is based on the EUDI framework and reuses its core components. The EUDI trust framework is also being considered for reuse in relation to physical social security documents. These documents will include eIDAS-compliant electronic signatures, providing the same level of assurance as digital social security documents. Single Digital Gateway and IMI The solution is built on the foundations established by the Single Digital Gateway Regulation (SDGR), which mandates that Member States enable fully online access to administrative procedures, such as A1 portable document requests, EHIC applications, and pension claims, while ensuring the electronic issuance of outputs. The solution standardises the format of these outputs to facilitate cross-border verification and further extends digitalisation to all social security documents within the scope of the proposed Regulation. Others Verifier application Digital and/or sectorial policy (when these are Explanation on how it aligns applicable) AI Act No use of AI is foreseen in the proposed Regulation. EN 14 EN EU Cybersecurity framework All security aspects of the verifier application, including the verification protocols, will be compliant with the cybersecurity requirements defined under the EUDI framework. They will be further detailed in the technical specifications. eIDAS The verification of digital social security documents will comply with EUDI protocols and standards, which are defined to support the implementation of eIDAS. The physical documents enhanced with digital features will include eIDAS- compliant electronic signatures, verifiable via the same verifier application. Single Digital Gateway and IMI Interoperability with IMI. Others Portals to request ESSPASS attestations Digital and/or sectorial policy (when these are Explanation on how it aligns applicable) AI Act No use of AI is foreseen in the proposed Regulation. EU Cybersecurity framework The proposed Regulation does not impose any additional cybersecurity requirements. eIDAS Portals should support login based on the Personal Information Data (PID) presentation from the EUDI wallet. Single Digital Gateway and IMI The Your Europe portal will serve as a possible single-entry point for applicants to request the social security documents covered under the Single Digital Gateway Regulation, redirecting them to the national portals for document requests. Article 10 of the proposed Regulation (R13) address interoperability between EN 15 EN national portals for requesting the portable document A1 and the public interfaces connected to the Internal Market Information System for the declaration of posting of workers, currently under negotiations, and for the posting of drivers in road transport. Others 4.4. Interoperability assessment High-level description of the digital public service(s) affected by the requirements Digital public Description Reference(s) to the Interoperable Other interoperability solution(s) service or category requirement(s) Europe Solution(s) of digital public services (NOT APPLICABLE) ESSPASS – This service, provided by R2 // EUDI framework and wallet Request, issuance competent authorities in Member R3 and revocation of States, enables applicants to social security request and receive social security R7 documents documents either in a digital R13 format for use in the EUDI wallet or as a physical document enhanced by digital features. ESSPASS - This service, provided by R8 EUDI framework and wallet Verification of social verifiers, enables holders of social R9 security documents to have their EN 16 EN security documents documents instantly verified and validated through digital means (i.e. the verifier application). For digital social security documents, the service also allows holders to confirm whether the verifier is authorised to request and verify the document. Impact of the requirement(s) as per digital public service on cross-border interoperability Request, issuance and revocation of social security documents Assessment Measure(s) Potential remaining barriers (if applicable) Alignment with existing digital and - Adoption of technologies and standards sectorial policies set out under the EUDI Regulation Please list the applicable digital and - Use of digital signatures in compliance sectorial policies identified with the eIDAS Regulation (for physical social security documents enhanced with digital features) - Compliance with GDPR - Synergies with processes related to EESSI (R 15) Organisational measures for a - Establishment of a modern and efficient smooth cross-border digital public governance structure, comprising a services delivery Committee under Regulation (EU) No 182/2011 to support the Commission EN 17 EN Please list the governance measures in adopting implementing acts and an foreseen Advisory Group on Digitalisation in Social Security Coordination to provide technical advice, operational support and a community of practice for exchanging experiences and knowledge. - Registration of trusted issuers within the trust framework and notification of the corresponding trust lists to the Commission. - Mutual recognition of social security documents Measures taken to ensure a shared - Shared specifications adopted through understanding of the data implementing acts, in accordance with the examination procedure referred to in Please list such measures Article 5 of Regulation (EU) No 182/2011. - Advisory Group providing expertise to the Commission in the early preparation of implementing acts before submitting to the Committee. Use of commonly agreed open - Adoption of technical specifications for Potentially high impact for authorities with lower digital social security documents as levels of technological maturity technical specifications and standards provided for in Article 7(1) - Adoption of technical specifications for Please list such measures physical social security documents enhanced with digital features as provided for in Article 7(2) Verification of social security documents EN 18 EN Assessment Measure(s) Potential remaining barriers (if applicable) Alignment with existing digital and - Adoption of technologies and standards sectorial policies set out under the EUDI Regulation Please list the applicable digital and - Use of digital signatures in compliance sectorial policies identified with the eIDAS Regulation (for physical social security documents enhanced with digital features) - Synergies with e-Health initiatives using the EUDI wallets Organisational measures for a - Establishment of a modern and efficient smooth cross-border digital public governance structure, comprising a services delivery Committee under Regulation (EU) No 182/2011 to support the Commission Please list the governance measures in adopting implementing acts and an foreseen Advisory Group on Digitalisation in Social Security Coordination to provide technical advice, operational support and a community of practice for exchanging experiences and knowledge. - Registration of authorised verifiers in accordance with the EUDI trust framework. Measures taken to ensure a shared - Shared specifications adopted through understanding of the data implementing acts, in accordance with the examination procedure referred to in Please list such measures Article 5of Regulation (EU) No 182/2011. - Advisory Group providing expertise to the Commission in the early preparation of implementing acts before submitting to EN 19 EN the Committee. Use of commonly agreed open - Adoption of technical specifications for technical specifications and verification of social security documents, standards regardless of format, as provided for in Article 7(11) Please list such measures 4.5. Measures to support digital implementation High-level description of measures supporting digital implementation Reference(s) to the Commission Actors to be Expected timeline requirement(s) role involved (if applicable) Description of the measure (if applicable) (if42 applicable) Adoption of implementing acts on the R2 Preparing and Commission, functional, operational and technical adopting the Committee R3 specifications, as provided for in implementing composed of Article 7(1) (2) (11). R7 acts representatives R8 of Member States R9 42 EN 20 EN . Resolutsiooni liik: Riigikantselei resolutsioon Viide: Sotsiaalministeerium / / ; Riigikantselei / / 2-5/26-01919 Resolutsiooni teema: Sotsiaalkindlustussüsteemide koordineerimise digitaliseerimine ja Euroopa sotsiaalkindlustuspassi (ESSPASS) raamistiku loomine Adressaat: Sotsiaalministeerium Ülesanne: Tulenevalt Riigikogu kodu- ja töökorra seaduse § 152` lg 1 p 2 ning Vabariigi Valitsuse reglemendi § 3 lg 4 palun valmistada ette Vabariigi Valitsuse seisukoha ja otsuse eelnõu järgneva algatuse kohta, kaasates seejuures olulisi huvigruppe ja osapooli: - Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on digitalising the coordination of social security systems, laying down a framework for the European Social Security Pass (ESSPASS) and amending Regulations (EC) No 883/2004, (EC) No 987/2009 and (EU) No 2018/1724, COM(2026)980 EISi toimiku nr: 26-0421 Tähtaeg: 16.10.2026 Adressaat: Justiits- ja Digiministeerium, Majandus- ja Kommunikatsiooniministeerium, Siseministeerium Ülesanne: Palun esitada oma sisend Sotsiaalministeeriumile seisukohtade kujundamiseks antud eelnõu kohta (eelnõude infosüsteemi (EIS) kaudu). Tähtaeg: 02.10.2026 Lisainfo: Eelnõu on kavas arutada valitsuse 29.10.2026 istungil ja Vabariigi Valitsuse reglemendi § 6 lg 6 kohaselt sellele eelneval nädalal (21.10.2026) EL koordinatsioonikogus. Esialgsed materjalid EL koordinatsioonikoguks palume esitada hiljemalt 16.10.2026. Kinnitaja: Merli Vahar, Euroopa Liidu asjade direktori asetäitja Kinnitamise kuupäev: 29.09.2026 Resolutsiooni koostaja: Sandra Metste [email protected], Eelnõude infosüsteemis (EIS) on antud täitmiseks ülesanne. Eelnõu toimik: 18.1.1/26-0421 - COM(2026) 980 Ettepanek: EUROOPA PARLAMENDI JA NÕUKOGU MÄÄRUS, milles käsitletakse sotsiaalkindlustussüsteemide koordineerimise digiüleminekut ja millega kehtestatakse Euroopa sotsiaalkindlustuspassi (ESSPASS) raamistik ning muudetakse määrusi (EÜ) nr 883/2004, (EÜ) nr 987/2009 ja (EL) 2018/1724 Arvamuse andmine eelnõu kohta Sotsiaalministeeriumile vastavalt Riigikantselei 06.06.2026 resolutsioonile. Osapooled: Majandus- ja Kommunikatsiooniministeerium; Justiits- ja Digiministeerium; Siseministeerium Tähtaeg: 02.10.2026 23:59 Link eelnõu toimiku vaatele: https://eelnoud.valitsus.ee/main/mount/docList/975ba131-95a5-415d-a8cf-005a80ee306c Link menetlusetapile: https://eelnoud.valitsus.ee/main/mount/docList/975ba131-95a5-415d-a8cf-005a80ee306c?activity=2 Eelnõude infosüsteem (EIS) https://eelnoud.valitsus.ee/main
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