Riigi Tugiteenuste Keskus · 2. september 2024
Sisu (failidest)
Expression of interest for Programme Operators FUNDS FOR BILATERAL RELATIONS ( In accordance with Article 2.5.3 of the Bilateral Fund Agreement and Article 4.7 of the Regulations on the implementation of the EEA and Norw egian Financial Mechanisms 2014-2021 ) Pro gramme number : EE-Climate Pro gramme title: Climate Change Mitigation and Adaptation Programme Operator: Ministry of Climate Donor Programme Partner(s): Norwegian Environment Agency A mount requested from the Fund for bilateral relations: Pre-defined initiatives to be implemented by PO/DPP : € 0 Pre-defined initiatives to be implemented by other entities : € 255 000 Call(s) € 0 TOTAL € 255 000 Description Please see in the Annex attached . Planned results Please see in the Annex attached . For the Programme Operator Name Tanel Ross Signature / signed digitally/ Position Chair of EE-CLIMATE Programme Cooperation Committee, Head of Finance Department Date 30.08.2024
EEA AND NORWAY GRANTS
FUND FOR BILATERAL RELATIONS
INITIATIVE PROPOSAL
Title of the initiative: Operationalisation of the novel assessment framework to evaluate the
impact of invasive species on Baltic Sea ecosystems in the context of climate change
Implementing entity (beneficiary state entity):
University of Tartu (UTARTU)
Partner(s) (minimum one donor state entity):
Norwegian Institute for Water Research (NIVA)
Allocation (total sum): 255,000 EUR (A more detailed project budget description in the activity plan)
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Short description of the initiative:
(background, aim, participants, activity plan, budget outline, communication and dissemination)
The recently completed project "Impacts of invasive alien species and climate change on Estonian marine
ecosystems" (Programme: Climate Change Mitigation and Adaptation) achieved multiple strategic
outcomes aimed at supporting the prevention and management of invasive species in the Baltic Sea. A
significant achievement was the development of a universal framework for assessing the environmental
impact of marine non-indigenous species (NIS) under various data availability scenarios (see paper at
https://link.springer.com/article/10.1007/s10750-024-05619-x). Robust information on NIS impacts is
critically important in the context of several policies and legislations, such as the EU Marine Strategy
Framework Directive and Ballast Water Management Convention (IMO, 2004; European Commission,
2008). Information on NIS impacts is needed to meet the objective of 'preventing the introduction of,
controlling, or eradicating those alien species that threaten ecosystems, habitats, or species' as set out in
the Convention on Biological Diversity (Secretariat of the Convention on Biological Diversity, 1992).
Importantly, the proposed framework not only provides guidance for managing different scenarios based
on varying levels of information availability, but also recommends the use of complementary sources of
information (e.g., standardized and verified datasets from monitoring and mapping inventories) and
analytical approaches (e.g., spatial distribution models). These currently under-utilized resources can
significantly mitigate information limitations. Furthermore, the widespread application of the proposed
framework would strengthen the NIS impact evaluation of European regional seas assessments, such as the
holistic assessments of the Baltic Sea performed by HELCOM (2023) and integrate NIS into ecosystem-based
management (EBM) approaches. Due to the closely interlinked feedback loops between climate change
impacts and the introduction and impacts of invasive species (Roy et al., 2024), it is essential to consider
these processes jointly in EBM.
The aim of this proposal is to fully operationalize and implement the proposed framework to provide a
harmonized and quantitative environmental impact assessment of non-indigenous species (NIS) in two case
study areas: the northeastern Baltic Sea region, encompassing Estonia and adjacent regions of Latvia and
Finland (Gulf of Riga and Gulf of Finland), and Oslofjord, Norway. Both regions are known for their
significant NIS load. By deploying the framework, we effectively bridge the gap in current methodologies by
integrating systematic reviews, meta-analyses, and species distribution modeling to assess NIS impacts
under different data availability scenarios.
The increasing amount of data on NIS spread and associated impacts, together with availability of new
analytical techniques allow a shift from expert judgment to data-driven analysis. Expert-opinion driven
assessments have been shown to be biased, undermining the effectiveness and credibility of the decision-
making processes that rely on them. Our framework recognizes that a complex but realistic assessment,
which can accurately reproduce near real-world conditions, requires a robust data-driven approach. This
involves handling big data, excelling in spatial modeling techniques, and effectively managing diverse
sources of scientific literature and public databases. The application of proper quality-assurance and
harmonization approaches conducted by NIS experts is essential. To achieve this, evidence gathered from
the screening of scientific papers, regional data repositories, and national monitoring programs is integrated
into our framework using state-of-the-art meta-analytical and spatial distribution modeling techniques.
Reliance on expert judgment is minimized and generally reserved for cases involving very rare or low-
abundance NIS. While initially more effort-demanding, the framework approach becomes increasingly
efficient once operationalized due to the automation of data inclusion and routine performance of update
assessments. Ultimately, an assessment template with automated functions will be developed to efficiently
guide the collection and analysis of data and information.
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After completing the data screening and compiling NIS impact information, maximizing its management
value requires making the information—such as spatial maps and effect sizes—accessible and user-friendly
to a wider audience through digital tools that simplify and facilitate understanding for environmental
managers. We propose deploying the portal BioBlueSites (https://gis.sea.ee/bluebiosites/) and particularly
PlanWise4Blue tool, which already has an environmental cumulative impact algorithm available. During this
project, we will integrate novel and robust methodologies, along with collected quantitative information,
into the PlanWise4Blue tool for managers to use. As the portal can accommodate information on the
plausible spatial distribution of ecosystem elements under different climate change scenarios, users can
run specific analyses of NIS impacts considering other human pressures (either present or future) and future
climate change. This approach enables the identification of high-risk areas and cases, informing future
management options and decisions to enhance the resilience of ecosystems to external perturbations, such
as climate change and invasive species. Recommendations for developing solutions and future actions to
better achieve marine environmental sustainability will also be provided. Importantly, the integration of the
novel NIS Impact Framework (e.g., distribution maps of NIS species and their impacts) into the
PlanWise4Blue tool will be implemented to allow automatic exports to Estonian Environment Agency
databases.
In addition, the project will provide further training on invasive species for selected key stakeholders, such
as small port operators, environmental licensing authorities and environmental inspectors carrying out
inspections in ports or on ships. The project will also develop information materials for the two test areas,
including the spread of selected NIS, the most affected areas and other relevant information. The project
will prepare a detailed policy document on NIS, offering strategic guidelines and policy recommendations
for effective management and mitigation, supported by the PlanWise4Blue web tool.
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Activity plan:
The total budget is 255,000 EUR, with 60,000 EUR allocated to the Norwegian partner.
Activity Time Location Cost Participants
Complete Oct 2024‒ Estonia, 80% University of Tartu and Norwegian
operationalization of March Norway UTARTU: 156,000 EUR Institute for Water Research: The
the Novel NIS Impact 2025 NIVA: costs primarily cover salaries. A
Framework for its 50,000 EUR significant number of employees is
implementation in necessary to efficiently extract
Estonian and adjacent UTARTU Employee information from scientific papers,
marine waters, as salary distribution harmonize and analyze extensive
well as in Oslofjord, (employee count by data on NIS impacts, and develop
Norway, including the position and total the missing spatial models of NIS
validation of person-months): occurrence within the short
functional cause- Professor 2 persons / duration of the project. This
effect relationships. 5 months involves identifying sources for GIS
Associate Professor 3 maps of relevant environmental
persons / 13 months variables or proxies as model
Researcher 3 persons inputs, collecting and integrating
/ 10 months distribution data for the selected
species, proposing and developing
methods to identify potential NIS
areas, and synthesizing numerical
information on their distribution
and ecological effects. These needs
and tasks also justify the
proportionally higher costs
compared to other activities. Given
the project's brief timeline and to
minimize travel expenses,
communication between partners
will be conducted via e-meetings.
The University of Tartu and the
Norwegian Institute for Water
Research have a long-standing,
effective partnership, ensuring that
this mode of interaction poses no
risks to the project and, in fact,
enhances (cost) efficiency.
Integration of the March Estonia, 10% University of Tartu and Norwegian
Novel NIS Impact 2025‒April Norway UTARTU: 19,500 EUR Institute for Water Research: The
Framework into the 2025 NIVA: costs primarily cover salaries. The
PlanWise4Blue Tool, 10,000 EUR IT development is primarily carried
enabling automatic out by the University of Tartu, with
exports to Estonian UTARTU Employee the Norwegian Institute for Water
Environment Agency salary distribution Research supporting this effort by
databases (employee count by providing information on various
position and total data layers related to natural
person-months): assets and NIS in the Oslofjord.
Associate Professor 1
persons / 3 months
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Junior Researcher 1
persons / 1 months
Training on invasive March Tallinn, 5% University of Tartu: The costs
species and the 2025‒April Estonia UTARTU: 9,500 EUR include venue rental and, if
assessment of their 2025 necessary, travel funds for
impacts in various UTARTU Employee stakeholders and potential external
data availability salary distribution participants.
scenarios. (employee count by
position and total
person-months):
Associate Professor 1
persons / 1 months
Informational March Estonia, 5% University of Tartu and Norwegian
Materials on Invasive 2025‒April Norway UTARTU: 9,500 EUR Institute for Water Research: The
Species. 2025 costs primarily cover salaries. All
UTARTU Employee materials produced will be in
salary distribution electronic format and shared
(employee count by through various web channels.
position and total
person-months):
Researcher 1 persons
/ 1 months
Junior Researcher 1
persons / 1 months
Specialist 1 persons /
1 months
*UTARTU and NIVA will calculate 15% of direct eligible staff costs as indirect costs (overhead).
Planned results 1
OUTPUT INDICATOR TARGET
Complete operationalization of the Number of validated functional cause- Validation and integration
Novel NIS Impact Framework for effect relationships between NIS and of at least 100 functional
assessing the impact of non- natural assets integrated into the NIS cause-effect relationships
indigenous species in the Impact Framework. by March 2025.
northeastern Baltic Sea and
Oslofjord.
Integration of the Novel NIS Successful implementation and At least two successful NIS
Impact Framework into the testing of the NIS impact assessment impact assessments
PlanWise4Blue Tool, enhancing functionality. conducted, one in Estonia
automated impact assessment and one in Norway.
capabilities.
Training on invasive species and Number of participants in the training. 10
assessment of their impacts in
various data availability scenarios.
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Please refer to the Results Guideline
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Informational materials on invasive Number of informational materials 3
species. developed and distributed.
Yours sincerely,
Siret Rutiku
Head of Grant Office
University of Tartu
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