Member States consultation on institutionalizing social participation
in the WHO European Region
Concept note
Co-hosts: WHO Regional Office for Europe; Ministry of Health of Slovenia, Ministry for Health and
Prevention of France, Ministry of Health and Care Services of Norway; WHO headquarters
Date/time: 11 September 2023, 09:00–12:00 CEST
Location: Webinar
Background
The principle of social participation for primary health care, universal health coverage and health
system resilience has been endorsed in international agreements, such as Sustainable Development
Goal target 16.7 (September 2015), 1 the United Nations Political declaration of the high-level meeting on
universal health coverage (September 2019), 2 and the Astana Declaration on Primary Health Care
(October 2019). 3 Moreover, as the COVID-19 pandemic has demonstrated, participatory governance is
crucial as part of a whole-of-society response and in building and sustaining trust between the
population and the health system. This was acknowledged in post-COVID World Health Assembly
resolution WHA74.7 (2021). 4
Although each country has its own model for social participation, translation of this principle into
practice has been limited, with participation often ad hoc and/or tokenistic. All countries can do more
to improve how people, communities and civil society organizations participate in health system
decision-making processes.
In May 2021, WHO launched Voice, agency, empowerment – handbook on social participation for
universal health coverage 5 (“the handbook”) to support Member States with guidance. Social
participation has been acknowledged as a priority within primary health care, universal health coverage
and resilience-related resolutions at meetings of WHO regional committees and the Health Assembly in
recent years.
In support of this agenda, various Member States are pursuing a Health Assembly resolution in 2024 to
secure political will and move countries to take action towards institutionalizing social participation in
health system governance. This was announced at an informal side event during the Health Assembly in
2023 by Slovenia and Thailand and with support from other Member States. 6
WHO has drafted a technical background paper synthesizing key recommendations from the handbook.
This paper is being updated based on feedback from wide, multistakeholder consultations. There have
been several regional consultations on this topic led by the WHO regional offices for the Americas (July
2022), South-East Asia (March 2023) and for the Eastern Mediterranean (July 2022), as well as
1
https://sdgs.un.org/goals/goal16.
2
https://www.un.org/pga/73/wp-content/uploads/sites/53/2019/07/FINAL-draft-UHC-Political-Declaration.pdf.
3
https://www.who.int/docs/default-source/primary-health/declaration/gcphc-declaration.pdf.
4
WHA74.7: https://apps.who.int/gb/ebwha/pdf_files/WHA74-REC1/A74_REC1-en.pdf#page=27.
5
https://apps.who.int/iris/handle/10665/342704.
6
https://www.uhc2030.org/news-and-events/news/wha-side-event-rallied-political-support-for-institutionalizing-
social-participation-in-health-decision-making/.
1
constituency-specific webinar consultations (with civil society, youth, parliamentarians and global health
agencies).
It is within this context that the WHO Regional Office for Europe (WHO/Europe) is organizing an online
consultation for Member States to lend their technical expertise, practices and country experiences to
inform the priorities identified for the drafting of the resolution. As a champion of this process, Slovenia
will co-host the online consultation with Member States of the WHO European Region.
Objectives
The main objectives of this consultation are as follows:
• to build political support for a resolution on social participation at the Seventy-seventh
World Health Assembly;
• to identify regional priorities for inclusion as the resolution is drafted; and
• to gather examples of social participation that can be shared in the work on health system
governance for countries to benefit from one another’s experiences.
Participants
Member States will be invited to attend the online consultation with requests for the following profiles
as part of their delegations:
• health ministry representatives who are the technical leads for social participation or
community engagement in health governance or planning directorates
• health ministry representatives who are part of the delegations engaging with WHO governing
bodies (the Executive Board and the Health Assembly).
Meeting format
The format of the meeting will be an online webinar.
Information-sharing in advance
In advance of the meeting, invitees will be sent the following documents:
• draft technical background paper on social participation – for information
• survey in English and Russian – for completion by 1 September
Member States will be requested to complete the survey in advance of the online consultation. The
survey will provide WHO/Europe with initial feedback on the priorities proposed in the technical
background paper, as well as a brief status update on social participation in countries and on key
priorities and challenges moving forward. The results from this survey will be presented during the
online consultation. This approach is intended to prompt countries’ participation in the process and to
gather more detailed feedback on the status of social participation across countries in the
European Region.
2
Social Participation for
Universal Health Coverage
Technical Background Paper
DRAFT FOR CONSULTATION
© World Health Organization 2023. All rights reserved.
This is a draft intended for review by Member States and all interested parties for the purpose of
consultation on the draft text. The content of this document is not final, and the text may be subject to
revisions before publication. The document may not be reviewed, abstracted, quoted, reproduced,
transmitted, distributed, translated or adapted, in part or in whole, in any form or by any means without
the permission of the World Health Organization.
Social Participation for Universal Health Coverage
Technical Background Paper
This Technical Background Paper on social participation synthesizes key messages from the World
Health Organization publication ‘Voice, agency, empowerment – handbook on social participation for
universal health coverage’1 (‘Handbook’). It has been developed as the basis for consultation to identify
priorities for Member States to institutionalise social participation in health decision-making processes.
This draft will be updated to reflect feedback from consultations later in the year.
Key messages
As attested through declarations and resolutions at global, regional and national levels, Member States
agree on the importance and relevance of the principle of social participation in health governance.
However, the principle of social participation is not sufficiently implemented in practice. This
background paper identifies priorities for Member States to institutionalize social participation in
health decision-making processes:
(a) Investing adequate, stable and predictable financial resources for participation
(b) Building government capacities to design and implement meaningful participation and
facilitating the capacity strengthening of participants
(c) Establishing and/or strengthening mechanisms for sustained regular participation
(d) Monitoring and using data routinely to evaluate participatory processes and their impact on
decisions made.
1. Introduction ................................................................................................................ 2
2. Relevant terms and concepts ...................................................................................... 2
3. Rationale for prioritization and investment................................................................. 6
4. Moving from principles to concrete action .................................................................. 8
5. The role of WHO in advancing social participation .................................................... 13
6. References ................................................................................................................ 14
1
1. Introduction
This technical background paper is the basis for stakeholder consultations to identify priorities for
Member States to institutionalize social participation in health decision-making processes.
The World Health Organization Handbook2 provides the technical basis for this background paper. The
Handbook was developed through extensive consultations with technical and civil society stakeholders
as well as case studies from nine countries differing in geographies, income groups and types of
government. The purpose of the Handbook is to provide technical support and practical guidance to
WHO member states on steering engagement with the population, communities and civil society
organizations to ensure their voices and needs inform decision-making in health. This technical
background paper distils key messages from the Handbook to advocate for sustained prioritization and
commitment to implementing social participation.
Whilst many countries are making important efforts to involve and listen to their populations in health
decision-making processes, all countries can do better towards institutionalizing and using such
participation to consistently inform the decisions that are made across the health sector.
2. Relevant terms and concepts
What is meant by “social participation”?
The concept of participation has developed and evolved differently across regions and settings, as
is reflected in the divergent terminology used. “Social participation” is used in this background
paper to mean empowering people, communities and civil society organizations to have voice through
participation in decision-making processes that have an impact on health and influencing the
decisions that are made.3
Box 1: Who should participate for social participation?4
People, communities and civil society organizations entail three different types of ‘publics’:
(a) The ‘unaffected’ public: assumed to be unfamiliar with the issues, i.e. lay citizen, ordinary
people;
(b) The ‘affected’ public: with relevant personal experience, e.g. of illness, i.e. service user,
patient, consumer;
(c) The ‘partisan’ public: with a special partisan interest, technical expertise, or professional
identity, i.e. civil society organizations, professional associations, advocates.
Community groups fall between the unaffected and affected publics, and patient associations fall
between the affected and partisan publics.
2
What is meant by a ‘participatory mechanism’?
A participatory mechanism is where government comes together with its population andcommunities,
either directly or through civil society organizations as intermediaries. A key characteristic of a
participatory mechanism is that the interaction should allow for a back-and-forth between participants
and/or between organizers and participants, and not only be one-way. Methods used for purely
communicating information to, or solely receiving feedback from a population group, (such as surveys,
polls, interviews, radio, and TV programs etc.), are also important but these are distinct from and
complementary to two-way dialogue.
In general, multiple and different types of participatory mechanisms can, and should, be used by
governments to inform decision-making processes, especially given that there is no single best
participatory mechanism (see Boxes 2 and 3) and no one size fits all. Depending on the context,
objective, participant profiles and country realities, a mix of mechanisms usually serves to balance
out the cons of any single mechanism, allows for greater triangulation of findings, and increases
the scope for populations to influence the decisions that are made. Thus, most country experiences
of institutionalized social participation draw on a variety of the participatory mechanisms for
meaningful engagement with their population. The table below summarizes the most common
categories of mechanisms for social participation:
3
Table 1: Categories of social participation mechanisms
Category Explanation Examples
Open for all forums Open to everyone. Larger groups, aiming to Public forums and hearings,
capture the diverse and divergent views from open-mic events, townhall
many different segments of the population. meetings.
Consultative methods Open forum for exchange, albeit with a smaller Consultative meetings,
with attendance by and closed, usually invited, numbers of policy dialogue, stakeholder
invitation representatives of population groups and technical consultations, focus groups.
experts (and others).
Deliberative Small group of selected participants. Emphasis is Public panels, citizens’
engagement methods on deliberative nature to elicit informed opinions juries, consensus
from lay people and others about a specific health conferences, planning cells,
topic. Key characteristics include preparing scenario workshops.
participants with data & information, allowing
sufficient time to reflect and deliberate, ensuring a
non-intimidating environment.
Fixed seats for the A fixed (at least for a certain time period) group Health council, health
population/ of people coming together to make committee, district
communities/ civil recommendations and/ or decisions. Certain seats committees, civil society
society in are reserved for the lay population, community- advisory boards,
administrative bodies based organizations, and/or civil society representation on steering
representatives. The mechanism may be anchored groups and review boards.
in a legal framework.
4
Box 2: Societal dialogue for health in Tunisia Box 3: Etats généraux de la bioéthique in
The Societal Dialogue for Health (SDH) France
program in Tunisia created multiple The Consultative National Committee on
participatory spaces for exchange between Bioethics (CCNE) has the mandate to lead the
population, communities, civil society, health drafting of a Bioethics law every seven years. In
professionals and government: 2018, the CCNE used a variety of participatory
Citizen’s meetings on health – Usually mechanisms to obtain broad- based input on
organized at a regional level, these meetings topics of bioethicalrelevance. Based on
were by invitation and sought ‘societal’ input on submitted statementsof interest on the EGS'
specific health topics. Preparatory material was priority topics, the CCNE selected organization,
put together by experts and the Technical associations and interest groups for more in-
Committee beforehand. Especially civil society depth hearings. A combination of participatory
opinions and views were sought on precise, mechanisms was used to reach out different
more technical questions. types of target populations:
Open mic sessions – These meetings aimed at Regional discussion events open to the general
hearing from all parts of society and touched public – A self-selection strategy was used to
upon more general, overarching health topics hear the voice of interested and affected people.
such as what the future health system should The open-for-all events served to convey the
ideally look like. openness of theCCNE approach.
Focus groups – Focus groups were set up with Online consultation via website – This
communities and groups who were not mechanism enabled inputs from those who may
participating in other participatory mechanisms. not be able to attend the events in person. The
Marginalized and vulnerable groups were online platform was used todisseminate in-depth
targeted in these small group, homogenously information to and gather inputs from a broader
constituted sessions. audience.
Citizens’ jury – Approximately 100 people were Hearings for the partisan public –
selected by lottery from each of the governorates Organizations, associations and interest groups
to form a “citizens’ jury” with the task of that had submitted statements of interest were
pronouncing a verdict on specific questions selected by the CCNE, based on special interest
linked to specific themes. or expert knowledge, for in-depth hearings.
National Health Conference – A large Citizens' jury – Citizens were selected by an
participant list including citizen jury members, independent third-party to be part ofa jury, and
associations, NGOs, trade unions, were asked to feed back on the process and
parliamentarians, and many others came deliberate on the key topics enabling a more
together here to validate policies and decisions. targeted and deeper engagement.
5
3. Rationale for prioritization and investment
The reasons to prioritize and strengthen social participation are many: it is not just morally the right
thing to do in pursuit of realizing the right to health for all, democracy, transparency and accountability;
but it can also inform more responsive, equitable and effective health policy choices and help to achieve
better health outcomes.
Social participation is core to primary health care (PHC) and necessary for progressive
realization of universal health coverage (UHC)
Social participation is a core component of Primary Health Care (PHC), as a means to empower people
and communities.5 PHC is a priority health system reform agenda for accelerating progress towards
universal health coverage (UHC) - a noble goal that all countries have committed to as part of the
sustainable development agenda.
Progressive realization of the goal of UHC requires health systems reforms and policy choices that can
be politically challenging and relate to who benefits and who is left behind. In the post-pandemic
context of exacerbated societal inequalities and diminished trust in government and public services,
more inclusive and participatory governance can help to overcome this disconnect.
UHC is about ensuring necessary health services to all people without incurring financial hardship6 –
what may be deemed ‘necessary’ cannot be de-linked from people’s perceptions and lived experiences,
as well as civil society’s contextual expertise. Participatory processes can shape policies and plans to
be more responsive and increase uptake. The universal goal of covering ‘all’ people requires
overcoming health inequities, embedded in broader structural inequities. Certain population groups
have worse health outcomes, warranting specific attention from the health system and adapted service
delivery strategies. This starts with an in-depth understanding of why the health outcomes of these
groups are poor and what structural and health barriers they face, which can only be ascertained through
outreach and dialogue with those population groups. Social participation can be an important means to
achieve a more inclusive health system and more equitable health policies that leave no one behind.
In the past, the UHC discourse centered on health system reforms with particular focus on health
financing and service delivery models, without adequately considering the necessary health governance
reforms needed to underpin them. It is now high time to acknowledge the need for strategic governance
reforms – including institutionalizing social participation - which can accelerate progress towards the
health system performance goal of UHC.
6
Social participation fosters trust and health system resilience
In preparing for future health emergencies and to build health system resilience, the need for a health
system which people trust to be responsive to their needs cannot be overstated.7 Long- standing
participatory mechanisms, embedded within health system operations, can help build that trust before
a crisis occurs, so that in times of emergencies, governments can leverage these participatory
mechanisms and thereby improve the effectiveness of risk communication and better contextualize
response measures. Indeed, a coordinated whole-of-society response in times of emergencies was
already envisaged in the International Health Regulations (2005) as well as the post-COVID 74th
resolution of the World Health Assembly (2021).8
The Covid-19 pandemic exposed the weakness of emergency preparedness across countries, including
high-income ones. In many contexts, where the health system struggled to respond, communities and
civil society stepped in, demonstrating remarkable resilience by taking on tasks to protect against viral
spread and reduce transmission, either substituting for or complementing health system operations.9
Unfortunately, communities’ and civil society’s Covid-19 response was mostly disconnected from the
government response, with government losing out on valuable community insights for more adapted
policies and adherence to pandemic restrictions.10 Insufficient government outreach and support to
marginalized population groups during the pandemic exacerbated vulnerabilities and inequities, adding
to the Covid-19 morbidity and mortality toll.1112 Integrating community resilience into the health sector
modus operandi through social participation mechanisms brings government actions closer to people’s
needs, strengthening foundations for preparedness for the next pandemic.
Social participation advances health system accountability
Institutionalized participatory mechanisms can also serve as mechanisms for shared ownership between
governments and their population through collective, iterative processes of policy conception, review,
and adaptation. Forums for dialogue and consultation provide opportunities for people to interrogate
policy choices and monitor implementation. Participatory forums can provide space for people to air
grievances and address poor performance, improving overall health governance and accountability. The
importance of such social accountability measures is also echoed in the World Health Assembly
resolution 69.1 that urges Member States to “show leadership and ownership in establishing effective
health governance…through establishing and enhancing monitoring, evaluation and accountability
mechanisms and capacities”.13
The integrity and legitimacy of the participatory mechanisms must be maintained through appropriate
mitigation of potential conflicts of interest to ensure that narrow interests do not override overall public
health. The deliberate inclusion of marginalized voices within these mechanisms can help expand policy
7
reach while balancing competing interests. Transparent access to knowledge and information as well as
continuous documentation and communication of the results of participatory processes further enables
duty bearers to be held accountable for decisions made.
4. Moving from principles to concrete action
Member States have endorsed the principle of social participation in multiple intergovernmental
commitments and resolutions, see Box 4. Yet, in practice, the necessary investments to translate the
principle into action have been inadequate, with countries’ experiences of social participation often ad
hoc, and fragmented due to the siloed nature of many health systems. All countries can do more to
improve how people, communities and civil society participate in health decision-making processes and
the extent to which their participation affects the decisions that are made, depending on their political
context, policy and planning cycles, and resources.
Box 4: Global commitments to participatory governance
The 2030 Agenda for Sustainable Development, adopted by all United Nations Member States in 2015,
sets clear targets around 17 collective goals that represent a commitment to action by all countries.
Within Goal 16 of the Sustainable Development Goals (SDGs) on peace, justice and strong institutions,
target 16.7 aims specifically to “ensure responsive, inclusive, participatory and representative decision-
making at all levels”.14
This theme is explicitly articulated in the UN High Level Political Declaration on Universal Health
Coverage that recognized that “the inclusion of all relevant stakeholders is one of the core components
of health system governance” (Paragraph 20).15 The Declaration goes on to elaborate that engagement
of all relevant stakeholders should be “through the establishment of participatory and transparent multi-
stakeholder platforms and … partnerships, to provide input to the development, implementation and
evaluation of health … policies …, while giving due regard to addressing and managing conflicts of
interest … and undue influence.”16
The UHC Political Declaration reiterated Member States’ commitments in the Astana Declaration on
primary healthcare in 2018 to “involve more stakeholders in the achievement of Health for All, leaving
no one behind, while addressing and managing conflicts of interest, promoting transparency and
implementing participatory governance.”17
Political will is decisive for effective participation, driving the prioritization and investment of human
and financial resources, and this must be sustained over time to help foster a culture of participation.
8
This section highlights key interconnected priorities for Ministries of Health in order to move towards
institutionalizing the principle of social participation.
(a) Investing adequate, stable and predictable financial resources for participation
As further sections will detail, moving towards the institutionalization of social participation requires
strengthening the capacities of government cadres; facilitating the capacity building of participants;
creating and sustaining participatory mechanisms; and monitoring and evaluating progress and
outcomes – all of which require stable and predictable funding. Without stable funding, participatory
mechanisms are likely to be more ad-hoc and peripheral to the health system modus operandi. Funding
shortfalls can also lead to an over-reliance on volunteers or intermediaries whose interests may not
always align with public health goals. These characteristics – of being stable and predictable – are
perhaps more important than high levels of budget allocation to social participation.
There are various ways to protect and sustain funding for social participation - for instance, through
legal endorsement or earmarked funding (see Box 5).
Box 5 Thailand: Regular government budget allocation for participatory activities in health
The National Health Commission Office (NHCO) is a publicly funded parastatal body, mandated to
implement the National Health Assembly (NHA) each year. The NHA is a three-day event geared at
discussing prominent policy-relevant health issues with different population groups and civil society.
Anchored in a legal framework, the statutory nature of the NHCO ensures the stable allocation of
funding. It maintains a degree of independence from government ministries, and manages its own
resources.
The Thai Health Promotion Foundation (‘ThaiHealth’) is mandated to support health promotion
activities with explicit funding to build the capacity of civil society for health sector advocacy,
evidence generation, and building and maintaining ties to communities. ThaiHealth is an autonomous
government body, whose revenue comes from a 2% surcharge of excise taxes on tobacco and alcohol,
so somewhat less susceptible to government changes and politics.
It may also be important for Ministries of Health to fund the participation of communities and civil
society, as well as resourcing and/or facilitating capacity strengthening for meaningful involvement.
This may require leveraging legal provisions for civil society to receive funding, or advocating for these
to exist in their absence.
9
(b) Building government capacities to design and implement meaningful participation
and facilitating the capacity strengthening of participants
Meaningful participation requires adequate government capacity to convene, communicate and listen
the voices of participants. This is acknowledged in a Pan-American Health Organization resolution
from 2014 on expanding universal access to health, urging member states to “strengthen the leadership
capacity of health authorities… for social participation”.18 While most government health institutions
are well-endowed with medico-technical expertise, they may not acknowledge or prioritize the skills to
manage a participatory mechanism - a task that is not as straightforward as it may seem. This capacity
deficit has also been evident in the response to the Covid-19 pandemic when many governments
struggled to bring civil society and community voices into the response, at times resulting in
communities’ mistrust and misinformation.19
Policy-makers’ capacity needs involve knowing how to design and manage a participatory mechanism
that allows for meaningful social participation, mitigates societal power differentials, manages conflicts
of interest, respects and listens to experiential expertise, and facilitates dialogue that can inform a
specific policy purpose. First and foremost, the role of power dynamics in participatory mechanisms
must be acknowledged so that careful design can empower the voices of those who typically have less
influence. This involves particular sensitivity to the barriers for historically marginalized or excluded
groups. Building and strengthening capacities for social participation is a long-term process that
requires deliberate and sustained efforts to overcome inequities and be more inclusive. Table 2
summarizes selected design considerations for meaningful participation, for which essential capacities
must be built.
Table 2: Design objectives for which key capacities must be built
Design objective Explanation Actions
Recognizing and managing Low socio-economic • Embedding the recognition of barriers
the power differentials in status based on structural into the formulation of objectives.
the health sector stakeholder and economic inequalities • Knowledge, understanding and analysis
landscape, including one’s may result in low access of vulnerable communities and
own role within it, to institutional structures population groups.
for the most vulnerable • Addressing barriers to participation,
population groups, including direct and indirect costs of
including participatory attendance.
processes. • Being mindful of and managing potential
conflicts of interest.
10
Ensuring transparency in Transparency allows for a • Providing clear information to all
regard to participant more level playing field stakeholders, on the objectives of the
selection, objectives, roles across participants, and process, tools and techniques used, and
and responsibilities, and for organizers to be held each participant’s role within it.
governance of the accountable for their
participatory mechanism. commitments.
Using diverse dialogue Different techniques can • Facilitating techniques which involve all
techniques adapted to the complement each other participants in an equitable way (e.g.
different population groups. and strategically amplify location, seating positions, homogeneous
people’s voice in discussion groups to avoid social
participatory mechanisms. hierarchies, translation etc.).
• Valuing experiential
knowledge/expertise and relating this to
technical expertise.
Even where there are active mechanisms for public engagement, these rarely translate into appropriate
policy uptake. In part, this may be due to low political priority for the topic under discussion. The link
between public participation and decision-making is not automatic and requires careful translation – for
which a specific skill is needed across various levels of government cadres. Not only do these skills
need to be built but they must also be maintained and nurtured, particularly in light of staff turnover
and movement.
Governments hold a critical role in facilitating the capacity strengthening of populations, communities
and civil society to know their rights, legitimately represent their constituencies, build coalitions,
understand and interrogate relevant data and policy documents, and effectively interact with
government on an equal footing. Communities and populations often need a stimulus to recognize how
engaging in participatory mechanisms can be beneficial to their collective interest or improving their
local health system. They need to be equipped with the technical skills to fully comprehend and analyze
the details of the policy agenda, understand the policy process, and apply communication techniques
for example, internet literacy or language skills, to raise awareness, for advocacy, monitoring and
evaluation.
Governments have an important role in providing funding or facilitating capacity strengthening, but it
is crucial that the capacity-building activities should be owned by the civil society organizations or
communities themselves.
11
(c) Establishing and/or strengthening mechanisms for sustained regular participation
as opposed to ad-hoc interaction
Participatory mechanisms and the capacities of its participants thrive on regular interaction and the
opportunity to ‘practice’ meaningful debate and dialogue to improve health system performance. That
very regularity, and continuous engagement across the policy and planning cycle, helps foster a culture
of participation through a deeper understanding of how to engage and, more importantly, how to find
joint solutions. Continuity is also pivotal for building relationships and networks between those who
have a stake in health, despite differing views, forming an important foundation for mutual respect and
understanding. These relationships, trust and respect take time to develop and go beyond individuals
and short-term politics, requiring institutionalized structures and processes over the long-term with
sustained funding and capacities.
Governments can move towards more regularized participatory engagement over time through a variety
of strategic and synergistic actions. These include building long-term partnerships with civil society
and community groups; securing legal and/or institutional frameworks to sustain social participation;
providing protected time within decision-making processes for adequate engagement; and evaluating
and learning from how the participatory mechanism went to inform the way forward.
Legislative frameworks that mandate a specific public entity to implement social participation
mechanisms can be important for ensuring regular and sustained engagement over time. For example,
the National Health Council in Portugal, and the Consultative National Committee on Bioethics in
France are backed by legal provisions. Three key areas that need careful consideration in any legislative
framework for participation are: representation and selection processes; roles and responsibilities in
participatory mechanisms; and funding modalities. Ideally, all three aspects should be addressed
concomitantly to ensure meaningful participation. Health ministries have a role in advocating for and
shaping such legislation, which can provide some protection from waning political support.
(d) Monitoring and using data routinely
If social participation is integral to health system governance, then a robust monitoring and evaluation
framework to measure progress is vital. Progress means not just the implementation of participatory
mechanisms, but also an appraisal of how they are implemented, the quality of the dialogue itself, and
crucially, their impact on the health decisions that are made and the priorities that are set. Both quick
wins and longer-term impact should be pursued.
The World Health Organization, as part of its technical mandate, will identify specific indicators to
evaluate participation in health decision-making processes, with consultation at global and regional
levels. This work will focus on key aspects towards institutionalizing participation as outlined in this
12
paper, such as financial investment, capacities, and regular or continuous engagement. It will also be
important to specify how any proposed indicators can be captured using existing data collection
mechanisms to avoid exacerbating the burden on country systems. Data collection will likely require
government collaboration with private and non-governmental sources. There should also be
consideration of targets and/or milestones, to help mobilize investment and assess progress. The
indicators, and progress towards any stipulated targets, can then be reported by Member States through
a collectively agreed upon mechanism for review.
5. The role of WHO in advancing social participation
The WHO should champion social participation in health decision-making processes, delivering on its
mandate to provide technical support to countries, such as capacity strengthening; document and share
lessons/best practices; ensure cross-country and cross-regional learning and collaboration; develop a
framework for the monitoring and evaluation of social participation; take stock of the situation in
countries; and periodically report back to the World Health Assembly on progress made. This work
should be done in close collaboration with civil society and community representatives, leveraging the
networks of UHC2030.
13
6. References
1
World Health Organization (WHO). Voice, agency, empowerment: Handbook on social participation
for universal health coverage. WHO; 2021.
2
Ibid.
3
As part of their stewardship role, it is of course important for governments to engage with
other actors, such as the for-profit private sector and development partners, but these goes
beyond the remit of social participation.
4
Rajan, D. et al. Beyond consultations and surveys: Enhancing participatory governance in health
systems. Eurohealth. 2022;28.1: 9-13.
5
Empowering people and communities through social participation is one of the seven commitments
in the Astana Declaration on PHC. WHO and UNICEF. Declaration of Astana on Primary Healthcare.
2018.
6
World Health Organization. World Health Report: Health Systems Financing: the Path to Universal
Health Coverage. 2010.
7
Bollyky, T.J., Kickbusch, I., Bang Petersen, M. The Trust Gap: How to Fight Pandemics in a Divided
Country. Foreign Affairs; 2023. Blair, R.A. et al. Public trust, policing, and the COVID-19 pandemic:
Evidence from an electoral authoritarian regime. Social Science & Medicine; 2022;Vol:305.
8
WHA74.7. Strengthening WHO preparedness for and response to health emergencies.
9
Rajan D, Koch K. The health democracy deficit and COVID-19. Eurohealth; 2020;26(3):26-8.
10
Rajan, D. et al. ‘Build forward better’ must include heavy investment in government capacities to
engage with communities and civil society. Eurohealth; 2021;27(1):54-59. CSEM. Results from the
Civil Society Participation in the Covid-19 Response. 2020.
11
Mahase, E. Coronavirus: covid-19 has killed more people than SARS and MERS combined, despite
lower case fatality rate (p. 1). The BMJ; 2020.
12
Lavazza, A., Farina, M. The Role of Experts in the Covid-19 Pandemic and the Limits of Their
Epistemic Authority in Democracy. Front. Public Health; 2020; 8:356. doi: 10.3389/fpubh.2020.00356.
13
Sixty-ninth World Health Assembly; 2016.
14
https://sdgs.un.org/goals/goal16.
15
Political declaration on Universal Health Coverage. 2019.
16
Ibid.
17
Declaration of Astana on Primary Healthcare. 2018.
18
PAHO Strategy for Universal Health Coverage. 66th Session of Regional Committee. Oct 2014.
19
Rajan, D, et al. ‘Build forward better’ must include heavy investment in government capacities to
engage with communities and civil society. Eurohealth; 2021;27.1:54-59.
14
Saatja: cps.pgh <
[email protected]>
Saadetud: 03.08.2023 17:56
Adressaat: <"Riina Sikkut">; <"Triin Uusberg">; <"Elen Ohov">
Koopia: <"Elen Ohov">; <"Triin Uusberg">; <"SM Info">; Ms K. Saarsalu-Layachi
<
[email protected]>; <
[email protected]>; Kaisa.Mitt-Alvarez <Kaisa.Mitt-
[email protected]>; <
[email protected]>; <
[email protected]>; KÖHLER,
Kristina <
[email protected]>
Teema: Estonia, Invitation to Member States consultation on institutionalizing social
participation in the WHO European Region 11 Sep. 2023
Manused: image001.jpg; image002.png; 230649_Concept note for the Member States
consultation on institutionalizing social participation in the WHO European region.pdf;
230659_Survey link_Social participation regional consultation European Region.pdf;
230649_Social Participation for Universal Health Coverage, Technical Background Paper.pdf;
230649_Provisional Agenda_EURO consultation on social participation.pdf; EST.pdf
Please see the attached correspondence sent from the World Health Organization, Regional Office for
Europe. One or more attachments may be included.
Veuillez vous référer à la correspondance ci-jointe du Bureau régional de l'Europe de l'Organisation
mondiale de la santé. Une ou plusieurs annexes peuvent être jointes.
Mit der Bitte um Kenntnisnahme der beiliegenden Korrespondenz (eine oder mehrere Anlagen),
Weltgesundheitsorganisation, Regionalbüro für Europa.
См. прикрепленное письмо от Европейского регионального бюро Всемирной организации
здравоохранения (один или несколько прикрепленных файлов).
Best regards,
World Health Organization Regional Office for Europe
UN CITY, Marmorvej 51, DK-2100 Copenhagen, Denmark
European Region website: http://www.euro.who.int/en/home
Global website: http://www.who.int/en/
Marielos Perez Longo
Programme Assistant PGH
Division of Country Health Policies and Systems
WHO Regional Office for Europe
Copenhagen, Denmark
Email:
[email protected]
Web: https://www.who.int/europe/teams/policy-and-governance-for-health-through-the-life-course
Follow WHO on Facebook | Twitter | YouTube | Instagram |LinkedIn
WORLD HEALTH ORGANIZATION
ORGANISATION MONDIALE DE LA SANTÉ
WELTGESUNDHEITSORGANISATION
ВСЕМИРНАЯ ОРГАНИЗАЦИЯ ЗДРАВООХРАНЕНИЯ Date: 03 August 2023
REGIONAL OFFICE FOR EUROPE
BUREAU RÉGIONAL DE L’EUROPE Ms Riina Sikkut
REGIONALBÜRO FÜR EUROPA Minister of Health
ЕВРОПЕЙСКОЕ РЕГИОНАЛЬНОЕ БЮРО
Ministry of Social Affairs
Head office: Suur-Ameerika 1
UN City, Marmorvej 51, 10129 Tallinn
DK-2100 Copenhagen Ø, Denmark Estonia
Tel.: +45 45 33 70 00; Fax: +45 45 33 70 01
Email:
[email protected]
Website: https://www.who.int/europe
Our reference: Your reference:
Notre référence: Votre référence:
Unser Zeichen: Ihr Zeichen:
См. наш номер: На Ваш номер:
Dear Madam,
Member States consultation on institutionalizing social participation in the WHO European Region
Monday, 11 September 2023, 09:00–12:00 CEST
I have the honour of inviting you to join this virtual consultation on institutionalizing social participation, co-hosted
by the Ministry of Health of Slovenia, the Ministry for Health and Prevention of France, the Ministry of Health and
Care Services of Norway, the WHO Regional Office for Europe and WHO headquarters. We would be grateful for
participation in this webinar by the Ministry of Health technical leads for social participation in the governance or
planning directorates and by the focal person for international engagement with the WHO governing bodies.
The concept note for the event is attached, together with the provisional agenda and the draft technical background
paper, which synthesizes key messages from the WHO 2021 publication Voice, agency, empowerment – handbook on
social participation for universal health coverage. The objective of the meeting is to hear Member States’ priorities
for advancing institutionalization of social participation, reflecting on their country context and experience. The
consultation will feed into the final technical background paper, which will be a reference document for Member States
as they draft the resolution on institutionalizing social participation for the WHO Executive Board and the World
Health Assembly in 2024.
This event will provide an opportunity to share experiences and good practices across the WHO European Region and
to hear about plans and commitments to advance the institutionalization of social participation across regions, in
collaboration with partners in countries. The meeting will be in English with simultaneous Russian translation, and the
documents will be in English and Russian. The link to join the webinar will be communicated in due course.
We would be grateful if the Ministry could provide the names of its nominees to attend the online meeting no later
than 30 August 2023. Please email this information to
[email protected], with copy to Gabriele Pastorino, Technical
Officer on Health Systems Governance (
[email protected]).
Finally, we kindly request your delegation to complete, by 1 September, a survey on the status of social participation
in your country and feedback on priorities for institutionalizing social participation. The link to the survey is attached
for your perusal.
Yours very truly,
Dr Hans Henri P. Kluge
Regional Director
UN City, Marmorvej 51 Tel.: +45 45 33 70 00 Email:
[email protected]
DK-2100 Copenhagen Ø Fax: +45 45 33 70 01 Website: https://www.who.int/europe
Denmark
Encls:
Concept note for the Member States consultation on institutionalizing social participation in the WHO European Region
Provisional agenda
Social Participation for Universal Health Coverage, Technical Background Paper
Links to survey on institutionalizing social participation in the WHO European Region
Copy for information to:
Ms Elen Ohov, Adviser, European Union Affairs and International Co-operation Department, Ministry of Social Affairs, Suur-Ameerika
1, 10122 Tallinn, Estonia
Ms Triin Uusberg, Head, European Union Affairs and International Co-operation Department, Ministry of Social Affairs, Suur-
Ameerika 1, 10129 Tallinn, Estonia
H.E. Ms Katrin Saarsalu-Layachi, Ambassador Extraordinary and Plenipotentiary, Permanent Representative, Permanent Mission of the
Republic of Estonia to the United Nations Office and other international organizations in Geneva, Chemin du Petit-Saconnex 28A, CH-
1209 Genève, Switzerland
H.E. Mr William Mart Laanemäe, Ambassador Extraordinary and Plenipotentiary, Embassy of the Republic of Estonia, Frederiksgade
19, 4th floor, 1265 Copenhagen K, Denmark
Ms Kristina Köhler, Liaison Officer, WHO Country Office, Estonia, Paldiski Road 81, 10617 Tallinn, Estonia
–2–
WORLD HEALTH ORGANIZATION ORGANISATION MONDIALE DE LA SANTÉ
REGIONAL OFFICE FOR EUROPE BUREAU RÉGIONAL DE L'EUROPE
WELTGESUNDHEITSORGANISATION ВСЕМИРНАЯ ОРГАНИЗАЦИЯ ЗДРАВООХРАНЕНИЯ
REGIONALBÜRO FÜR EUROPA ЕВРОПЕЙСКОЕ РЕГИОНАЛЬНОЕ БЮРО
Member States consultation on institutionalizing
social participation in the WHO European Region
Virtual meeting (Zoom meeting)
11 September 2023
09:00–12:00 CEST
Links to survey on institutionalizing social participation in the WHO European Region
All Member States participating in the consultation on institutionalizing social participation in the
WHO European Region are kindly invited to fill in this survey, which aims to:
• collect information on the status of social participation in countries and on priorities moving
forward;
• seek feedback on the draft technical background paper.
Member States are kindly requested to submit their answers to the survey no later than 1 September 2023.
The survey in English can be accessed by clicking here.
The survey in Russian can be accessed by clicking here.
WORLD HEALTH ORGANIZATION ORGANISATION MONDIALE DE LA SANTÉ
REGIONAL OFFICE FOR EUROPE BUREAU RÉGIONAL DE L'EUROPE
WELTGESUNDHEITSORGANISATION ВСЕМИРНАЯ ОРГАНИЗАЦИЯ ЗДРАВООХРАНЕНИЯ
REGIONALBÜRO FÜR EUROPA ЕВРОПЕЙСКОЕ РЕГИОНАЛЬНОЕ БЮРО
Member States consultation on institutionalizing
social participation in the WHO European Region
Virtual meeting (Zoom meeting)
11 September 2023 Original: English
09:00–12:00 CEST
Provisional agenda
09:00–09:05 Welcome/opening
Hans Henri P. Kluge, WHO Regional Director for Europe
09:05–09:10 Global process towards a World Health Assembly resolution on social participation
Vesna Petrič, Ministry of Health of Slovenia
09:10–09:15 Social participation in the WHO European Region
Natasha Azzopardi Muscat, Director, Division of Country Health Policies and
Systems, WHO Regional Office for Europe
09:15–09:20 Reflection from co-host on the importance of institutionalizing social participation
Ministry of Health and Prevention of France
09:20–09:25 Reflections from civil society: priorities for the social participation agenda
Civil society representative from the WHO European Region
09:25–09:35 Presentation on the technical background paper
Kira Koch, WHO headquarters
09:35–09:40 Presentation of findings from the survey on institutionalizing social participation in
the WHO European Region
Gabriele Pastorino, WHO Regional Office for Europe
09:40–11:50 From principles to action – plenary discussion among Member States on the state-of-
the-art for social participation in their countries and key recommendations on:
a) financial investment
b) capacities
c) repeated and regular participation
d) monitoring and using data
Moderator: Gabriele Pastorino, WHO Regional Office for Europe
11:50–11:55 Next steps
Robb Butler, Executive Director, Regional Director’s Office, WHO Regional Office
for Europe (to be confirmed)
11:55–12:00 Closing remarks from co-host of the meeting
Cathrine Lofthus, Secretary General, Ministry of Health and Care Services
of Norway
12:00 Closing of the meeting