Majandus- ja Kommunikatsiooniministeerium · 1. november 2023
Sisu (failidest)
REQUESTING PARTY AGREEMENT
BETWEEN
THE GOVERNMENT OF THE REPUBLIC OF ESTONIA
AND
THE EUROPEAN SPACE AGENCY
FOR
ASSISTANCE TO NATIONAL SPACE PROJECTS
The Government of the Republic of Estonia (hereinafter referred to as “Estonia”),
represented by Tiit Riisalo, Minister of Economic Affairs and Information Technology,
and
The European Space Agency (hereinafter referred to as “ESA” or the “Agency”), an
international intergovemmental organisation, established by the Convention for the
Establishment of a European Space Agency (hereinafter refen-ed to as the “ESA
Convention”), which was opened for signature in Paris on 30 May 1975 and which entered
into force on 30 October 1980, having its headquarters at 8-10 rue Mario Nikis, 75015
Paris, France, represented by Josef Aschbacher, Director General,
(referred to hereinafter collectively as the ‘Parties” and individually as a “Party”),
HAVING REGARD to Article II of the ESA Convention, according to which it is the
Agency’s purpose, inter alla, to elaborate and implement activities and programmes in the
space field and to coordinate the European space programme and national programmes,
HAV[NG REGARD to Article IX.2 of the ESA Convention, whereby the Agency may
make available its assistance to a Member State wishing to engage in a project outside
the activities and programmes referred to in Article V of the ESA Corivention but within
the purpose of the Agency,
HAVING REGARD to the Financial Regulations of ESA in their current version
(ESA/REG/005, rev.3), and in particular Article 40.1 thereof, according to which the
Agency may make its expertise, facilities, services or products related to activities and
programmes outside the scope of Article VOI of the ESA Convention available in
accordance with the prncip1e that fuli costs shall be borne by the requesting party,
HAVING REGARD to the standardised Requesting Party Activity scheme for the
impiementation of Member States’ National Prograrnmes, approved by the ESA Council
in December 2021,
CONSIDERLNG that Estonia, having become a Member State of ESA in 2015, wishes
to continue the development and stimulation of its space sector, and therefore has
requested the Agency’s assistance to natiorial space projects,
l-IAVE AGREED AS FOLLOWS:
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ARTICLE 1
PURPOSE AND SCOPE
The purpose of this Agreement s to define the content of and to establish the
conditions for, assistance to be provided by ESA to Estonia, at Estonia’s request,
for national space projects (hereinafter referred to as “Requesting Party
Activities” or “RPA”) as further specified in Annex 1.
2. ESA shall provide the assistance in accordance with its rules and regulations and
standard internal practices, subject to the provisions of the present Agreement.
ARTICLE 2
IMPLEMENTATION FRAMEWORK
ESA witI manage the technical and contractual aspects of the RPA.
2. The RPA wiIl entail two types of procurement activities:
a) “Top-Down” Activities, for which the content of the activity is defined in
the Invitation to Tender (hereinafter “Top-Down Activities”); and
b) Competitive “Open CaII” Activities, for which the content of the activity is
to be proposed by the tenderers within certain framework conditions
defined in the CaJI (hereinafter “Open CaIl Activities”).
3. The impiementation of the RPA wiII be overseen by the RPA Board, which wiII
have project and financial responsibility over the RPA. The composition and
responsibilities of the RPA Board are specified in Annex 3.
ARTICLE 3
PROCUREMENT
ESA shall be responsible for procurement relating to the RPA and for the
negotiation, signature and management of the resulting contracts. The ESA
Procurement Regulations (ESA/REGIOOI) shall apply, in theirversion in force at
the time of application, and subject to the provisions of the present Agreement
and in particular its Annex 2. In particular:
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a) For ‘Top-Down” Activities : the objective of the Invitation to Tender, its
provisions on industrial policy, and the financial envelope of the activity
shall require the written approval of the RPA Board prior to publication.
The RPA Board shall be informed of the recommendation of the Tender
Evaluation Board (TEB); and
b) For “Open CaH Activities”: Calls for proposais shall be conducted by ESA
in accordance with the dedicated procedure for Calls for Proposais, which
is subject to the Procurement regulations and the amendments listed in
Annex 2.
2. Any contract change that increases the value ofan awarded contract by more than
20,000 Euros shall be submitted to the RPA Board for approval. Any other
contract change may be authorised by ESA without prior approval of the RPA
Board.
ARTICLE 4
CONTRIBUTION LEVEL
Estonia shall contributc an annual amount (hereinafter the annual allocation”)
for each year that the RPA is in force.
2. Estonia’s annual allocation for 2023 shall amount to 1,960,000 Euros at current
economic conditions.
3. For subsequent years, Estonia shall inform ESA of its annual allocation for year
n at the latest in November of year 11-1 provided that the annual aliocation:
a) Is between 500,000 Euros and 10,000,000 Euros at current economic
conditions, and
b) Does not exceed 25% of the average of Estonia’s annual ESA budgct
covering mandatory activities and optional programmes for year n-1 and
year n.
ARTICLE 5
FUNDING AND FINANCIAL LIABILITY
In accordance with Article 111.2 ofAnnex II to the ESA Convention and Articie
40.1 of the Financiai Regulations of ESA, ali costs incurred by ESA in the
impiementation of the RPA shall be borne by Estonia. Accordingiy, Estonia shall
cover the fuli costs incurred by ESA in providing the technical and contractual
management of the RPA and including in particular the amounts of the industrial
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contracts placed by ESA and ESA’s internal costs, which shall be calculated on
the basis of Fuil Costs, as defined in Annex Ito the Financial RegulationsofESA.
ESA shall only commit funds aiready received from Estonia. Any funds not
committed at the end of the RPA shall be reimbursed to Estonia.
2. The annual ailocation referred to in Article 4 above shail be paid in two
instalments:
a) a first call-up (50% of the annuai amount of year n) shail be issued in
Deeember of year n- 1 to be paid before 31 January of year n; and
b) a second call-up (50% of the annual amount of year n) shali be issued in
June of year n to be paid before 31 July ofyear n.
3. The cali-up for the first year of the RPA shali be issued shortly after the entry into
force of the present Agreement for the fuli amount of that year, even ifit is not a
fuli caleridar year.
4. En case Estonia decides, in the course of a calendar year, to increase the annual
aiiocation in line with the limits stipulated in Article 4.3 above, a suppiementary
calI-up shall be issued for payment by Estonia within 30 days.
ARTICLE 6
INTELLECTUAL PROPERTY RIGHTS
The Rules on Information, Data and Inteilectual Property (ESAIREG/008) shall
apply, in their version in foree at the time of such appIication.
2. Each Party shali retain ownership of ali intellectual property rights belonging to
it and which were produced prior to, or outside of the framework of, the present
Agreement (“background IPR”). If the Parties intend to use background IPR in the
context of the present Agreement, they shall enter into a separate agreement setting
forth the terms and conditions of such use.
3. Each Party shall have exclusive ownership of ali intellectuai property rights
resulting from work performed, within the framework of the present Agreement,
exciusiveiy by that Party without the contribution of the other Party and without the
use ofbackground IPR of the other Party.
4. In the event that intellectuai property rights resuit from work performed within the
framework of the present Agreement, and involving the contribution of both Parties,
the Parties shali define in a separate agreement the allocation of the IPR between
them, the conditions of exploitation of such rights and any other reiated aspect,
inciuding on protection and enforcement.
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5. Without prejudice to Articie 7 beiow, this Agreement neither offers nor grants the
or
Parties any right or iicence reiating to past, present or future inforrnation, data
IPR belonging exclusively to the other Party.
ARTICLE 7
ARE
EXCHANGE OF INFORMATION, DATA, ASSETS AND SOFTW
to
The exchange of information, data, assets or software necessary for the Parties
ions
perform their obligations under the present Agreernent is subject to the condit
set out in this Article.
exchange
2. For the purposes of this Agreement, Estonia and ESA shali not
use
information, data, assets or software which are subject to restrictions as to their
or diselosure.
re,
3. Ifone Party requests the other Party to provide information, data, assets or softwa
separa te
the Parties shali determine the appIicable terrns and conditions in a
agreement.
to the
4. In any event, ali information, data, assets or software provided by one Party
shall
other shaii be treated as ‘proprietary inforrnation” by the receiving Party, who
those it
apply to them precautionary and protective measures at ieast equivalent to
rabie
takes to protect its own information, data, assets and software of compa
t
importance. Each of the Parties shail take reasonabie precautions to preven
t to
disclosure of the other Party’s information, data, assets and software subjec
of
proprietary rights to persons other than the receiving Party’s empioyees. In case
unauthorised disclosure, the receiving Party shall immediately inform the other
Party and both Parties shaii endeavour to remedy the situation together.
ed by
5. Ali information, data, assets and software subject to proprietary rights provid
Iatter’s
one Party to the other shaii remain the property of the disclosing Party. At the
ation,
request, the receiving Party must either immediately return to it the inform
and/or
data, assets and software protected by proprietary rights plus ali copies
.
derived products or certify in writing that it has been destroyed in its totality
or
6. Whether protected by proprietary rights or not, the information, assets, data
Party
software transferred under this Agreement shail he used by the receiving
orised
cxciusiveiy for the purposes and duration of this Agreement, without unauth
disciosure to any third party (other than ESA contractors’ empioyees acting for
ESA).
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ARTICLE 8
EXPORT CONTROL
The Parties shall compiy with ali applicable legisiation on export control. No
provision ofthis Agreement shall require the Parties to transfer information, data,
assets or software in violation of the appiicable legislation on export controI.
ARTICLE 9
PERSONAL DATA PROTECTION
Each Party is individually and separately responsibie for compiying with the level
of protection resulting from its data privacy regulations relating to personal data, it
being recognised that:
a) Estonia undertakes to comply with the Personal Data protection Iaws
applicable to it in the European Union, which are recognised as providing
an adequate level of protection under the ESA Personal Data Protection
Framework;
b) ESA undertakes to comply with the ESA Personal Data Protection
Framework;
c) Lf any additional arrangement is necessary to ensure a required level of
protection, the Parties shall supplement the present Agreement with the
necessary provisions.
ARTICLE 10
LIABILITY
Each Party hereby waives any claim against the other Party, employees of the other
Party, the other Party’s associate entities (contractors, subcontractors, researchers or
their contractors and subcontractors) or employees of the other Party’s associate
entities, for any injury or death of its personnel or its associate entities’ personnei,
nor for any damage to or loss of its own assets or of its associate entities’ assets
arising from or related to activities conducted under this Agreement.
2. Each of the Parties shall extend this cross-waiver of liability to its associate entities,
requesting that, by contract or any other legal instrument or procedure, they waive
ali claims for damages from the other Party, its associate entities and their respeetive
employees for any injury, death, damage or loss directly or indirectly arising from
activities undertaken under this Agreement.
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3. This cross-waiver of liability shail not apply to:
(a) clairns for damages between one Party and one of its associate entities or
between its associate entities;
(b) ciaims for damages emanating from a natural person or a natural person’s
heirs, bcneficiaries or their proxies for any injury, other harm to health or
death ofthis natural person;
(c) claims for damages concerning inteilectuai property;
(d) claims for damages resulting from gross negligence or deliberate acts.
4. In the event of third-party claims, the Parties shaii consuit promptly on any potential
liability, on any apportionment ofsuch liability and on the defencc of such claim.
5. In case ESA is requested to procure a iaunch service under this Agreement, ali issues
relating to apportionment of liability, indemnifications, and the registration ofspace
objects, shall be agreed separately in writing.
ARTICLE 11
SETTLEMENT OF DISPUTES
Where a dispute arises in relation to the application, interpretation or
impiementation of this Agreernent and cannot be settled amicably between the
Parties, it shall, at the request ofeither Party, be submitted to arbitration. In such
case, the provisions ofArticle XVII of the ESA Convention shall appiy.
ARTICLE 12
AMENDMENTS
The Parties may amend the provisions of this Agreement by mutual agreement in
writing and in accordance with applicable rules, regulations and poiicies.
Amendments shall takc effect on the date oftheir signature by the Parties.
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ARTICLE 13
ENTRY INTO FORCE, DURATION AND TERMINATION
1. This Agreement shall enter into foree upon its signature by both Parties. In the
event that the Agreement is signed on different dates, the later signature
determines the date ofentry into force.
2. This Agreement shall remain in force for five years from the date of its entry into
force. It may be extended by written agreement between the Parties.
3. Each Party may terminate this Agreement by giving the other Party at Ieast
12 months’ written notice of its intent to terminate (“early termination”).
4. En case of early termnation of ths Agreement at Estonia’s request, and in Line
with Article 5.1 above, Estonia shall bear the fuli costs incurred by ESA until
such termination becomes effective.
5. After the expiration or termination ofthis Agreement, the Parties shall continue
to be bound by their obligations under Articles 6 (lntellectual Property Rights), 7
(Exchange of data, assets and software), 8 (Export Control), 9 (Personal Data
Protection), 10 (Liability) and II (Settlement of Disputes), and by any other
obiigation which survive, expressly or impliedly, expiration or termination ofthis
Agreement.
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Done in Paris, France, on 19 October 2023, in two originais in the English language
which shall be legally authentic for the purpose of interpretation of the present
Agreement. The signatories may also establish translations hereof in the Estonian,
French and German languages, which shall not, however, be considered as authoritative
for the purposes of interpretation.
fiovernment of the Republic ofEstonia 44Ojfl pace Agency
Jcief As44bT’cMer
Economic Affairs and Information Director General
Annex 1: Goals and key activities of the RPA, reportin and reviews
The goal of the RPA is to provide a means for Estonia to address those aspects ofspace
deveiopment that are not covered by ESA’s optionai programmes, Ieading to a holistic
space poiicy and space investment. In particuiar the goals shaii be:
a) To buiid competences and capabilities centred on product or service
development that can help to ensure sustainable industriai return in ESA’s
optionai programmes to which Estonia subscribes.
b) To buiid competences and capabilities centred on produet or service
development to suitabiy prepare the national industry for future inclusion
in ESA’s optionai programmes to which Estonia intends to subscribe within
five years.
c) To buiid and demonstrate competences and capabilities Ieading to a
sustainable long-term business case.
The RPA shall not be used to fund infrastructure deveiopment projects or
procurements.
In line with the above, Estonia may seek to implement activities, through the RPA, in
the following fields
- Low Technoiogy Readiness Level (hereinafter referred to as “TRL”)
preparatory activities (e.g. TRL 1-3);
- Flight opportunities: in particular in cooperation with other national
programmes;
- Space related training courses for industry (e.g. soldering, inspections ete.);
- Space science payioad funding (e.g. to contribute payloads to ESA’s
science missions);
- Space science activities (e.g. using the Agency’s science mission data or
the Space Safety Programme observation campaigns);
- National satellite/smali satellites CubeSat activities;
- Education: Buiiding university courses to answer to national space industry
needs;
- Education: High School initiatives to encourage pursuing a carrier in space
(e.g., CanSat activities);
- Support activities, e.g., support functions to Estonia’s delegation to ESA.
For example, provision of an independent expert (non ESA-staft)
contracted by ESA who can support the delegation and industry in ali
matters related to ESA, in particuiar ESA procurement and buiiding up of
industrial capacity in the fieid ofspace activities; the performance ofmarket
surveys or socio-economic studies etc. in support of defining a national
poiicy.
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- National Trainee funding;
Secondments;
eys, requirement definitions and
-
- Preparatory activities, e.g., market surv
demonstrators (TRL 1-3);
y demonstrations to enter ESA
- Research and development (technolog
programmes, TRL 3-6);
ation/certification which give
Industrial process development and quahfic
space and relevant to ESA
-
competitive advantage and are specific to
optional programmes;
tomers supply chain, TRL 6-8).
- Downstream applications (entry into cus
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Annex 2: Amendments to the ESA Procurement ReuIations
A. Applicability of the ESA Procurement Regulations
The ESA Procurement Regulations (ESA/REG/001) shall be applied subject to the
modifications Iisted in the table below. Modifications of the ESA Procurement
Regulations shall apply ipsojure to the provisions of this Annex.
ARTICLE TitIe Applicability
ARTICLE 7 Reporting Not Applicable
Submission of Procurement
ARTICLE 8 Not Applicable
Matters to the IPC and AFC
ARTICLE Applicable, except Article 10.1
Principles
10 d)
ARTICLE Granting of Special Rights in the Applicable when agreed on a
11 Frame ofAgreements case-by-case basis
ARTICLE Applicable, except Article 13.2
Competitive Tendering
13 f)
ARTICLE Applicable, except Article 14.1
Non-Competitive Tendering
14 g)
ARTICLE Applicable, except Article 16.1
Two-Stage Tendering
16 d)
Qualification, Exclusion,
ARTICLE Article 18 paras. 1-10 are
Suspension and Registration of
18 applicable
Economic Operators
ARTICLE Submission to the Industrial Policy
Not applicable
21 Committee and Thresholds
ARTICLE Tender Evaluation Board and Applicable, except Article 23. 1
23 Paneis b)
ARTICLE Content of the Invitation To Applicable, except Artiele 24.1
24 Tender p), q), r) and s)
ARTICLE Addressees of the Invitation To Applicable, except Artiele 27(1)
27 Tender b); c)(i); d)(i), and 27(4)
Applicable, except Artiele 42.4
which is replaced by the
ARTICLE Results of Evaluation and
following:
42 Recommendation
“The above recommendation
shall be submitted for decision
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by the RPA Board which may
when considered necessary take
into account other elements with
the aim of attaining the
objectives set under Article 10.1
c)”
Submission of Contract Proposal
ARTICLE
and Information Note to the Not applicable
43
Industrial Policy Committee
the Tender
B. Adjustments to the ESA Implementing Instruction concerning
Evaluation Manual
Evaluation Manual
Any referenee to “the Procurement Regulations” in the Tender
regulations in
4(Annex III to ESAJREGIOOI) shall be understood as the tailored set of
this Annex 2.
7.7.1 or 7.7.3)
Any reference to ESA Industrial policy or geographical distribution (e.g.,
shafl not be applicable.
cts
C. Adjustments to the General Conditions of Tender for ESA Contra
ions of Tender
Any reference to “the Procurement Regulations” in the General Condit
as the tailored set
for ESA Contracts (Annex IV to ESAJREGIOO1) shall be understood
ofregulations in this Annex 2.
ution in the General
Any reference to ESA Industrial policy or geographical distrib
applicable.
Conditions of Tender for ESA Contracts (e.g., point A.4) shall not be
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Annex 3: The RPA Board and ESA subordinate bodies
A. The RPA Board
1. Composition
The RPA Board shall be composed of the following members:
- A Co-Chair appointed by Estonia;
- A Co-Chair appointed by ESA;
- A Secretary appointed by ESA; and
- A Programme Manager appointed by ESA.
Each Party shall notify the other Party of such appointments in writing within four
weeks of the entry into foree of the present Agreement. ESA may appoint the same
individual to hold the functions ofboth Secretary and Programme Manager.
2. Responsibilities
The members of the RPA Board shall have the following responsibilities:
a) The decisions of the RPA Board foreseen under this Agreement shall be
taken exclusively by the Co-Chairs. Such decisions shall be taken jointly
by the Co-Chairs and shali require agreement of both, subject to the
respeetive Parties’ approval procedures, if applicable. In particular, any
procurement implemented under this Agreement needs to be approved by
both Co-Chairs, as set out in Article 3 above.
b) The Secretary shall be responsibie for handling any administrative matter
arising during the impiementation of the RPA including, in particular, the
preparation of quarterly reports submitted to the RPA Board, the
preparation of the annual review of the activities by the RPA Board and the
preparation of the decisions of the RPA Board. The Secretary shall also be
responsible for the organisation of the meetings of the RPA Board,
including the recording of ali decisions.
c) The Programme Manager shaii be responsibie for the impiementation of ali
the decisions of the RPA Board and for the day-to-day implementation of
the RPA.
3. Quarterly reporting
A quarterly report shali be prepared by the Secretary and distributed to the RPA Board.
It shali cover:
- The financial situation of the RPA;
- The iist ofapproved activities and their status;
- The high-levei assessment of the performance;
- The key events or issues the past three months.
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4. Annual review
each year. It shall be attended by:
An annual review of the RPA shall be held
- The RPA Board;
hair (optional); and
- A maximum ofthree advisors for each Co-C
- An assistant to the Seeretary (optional).
of both Co-Chairs and may include ESA
Additional attendees are subject to approval
ali such advisors, assistants and additionai
programme representatives. The role of
opinions and reporting; they shall have no
attendees is Iimited to the expression of
decision-making authority.
The annual review shall cover:
- The financiai situation of the RPA;
The status of each approved activity;
events, trainings etc.);
-
The planning for the year ahead (calls,
atic aspects of any open cails
-
- Discussion and agreement on the programm
and their timing;
ed Top-Down activities and
- Discussion and agreement on any pre-plann
their timing;
- Any other business (AOB).
Programme Boards
B. Annual report to the IPC, AFC and
annual report which shaIl include:
The Programme Manager shall prepare an
to date and used amount);
A budget summary (contributed amount
Euros and their status (title, prime
-
A list ofapproved activities over 50,000
negotiation, running, closed),
-
contractor, amount, status (approved, in
objectives of the activity); and
(e.g., Trainees, Secondments)
A summary of other key information
-
pertinent to the RPA.
the
the RPA Board, the IPC, the AFC, and
This annual report shall be submitted to
on. The IPC may provide Councii with
relevant programme boards for informati
the report.
comments and recommendations based on
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