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Eelotsuse asi C-456/24
Halozyme
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TRIBUNAL DE JUSTICIA DE LA UNION EUROPEA EUROPOS SAJUNGOS TEISINGUMO TEISMAS
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36502 OPINION OF ADVOCATE GENERAL
EMILIOU
delivered on 23 April 2026 1
Case C-456/24
Halozyme, Inc.
v
Urad prumysloveho vlastnictvi
(Request for a preliminary ruling from the Nejvyssi spravni soud (Supreme
Administrative Court, Czech Republic))
(Reference for a preliminary ruling - Medicinal products for human use -
Supplementary protection certificate - Regulation (EC) No 469/2009 -
Article 1(b) - Definition of ‘product’ - Active ingredient - Directive
2001/83/EC - Marketing authorisation - Article l(3a) and (3b) - Active
substance - Excipient)
Original language: English.
EN
Halozyme
I. Introduction
1. The present request for a preliminary ruling, submitted by the Nejvyssi
spravni soud (Supreme Administrative Court, Czech Republic), offers the Court
an opportunity to revisit the intricate regime governing the grant of supplementary
protection certificates (SPCs), as established by Regulation (EC) No 469/2009
(‘the SPC Regulation’).2
2. It must be recalled that SPCs constitute sui generis intellectual property
rights intended to compensate, at least in part, for the effective loss of patent
protection resulting from the time required to obtain a marketing authorisation
(MA). To that end, they may extend the protection conferred by a patent for a
period of up to five years in respect of certain patent-protected substances which
function as active ingredients of medicinal products authorised for placing on the
market in at least one Member State.3
3. In the present case, Halozyme, Inc., a pharmaceutical company established
in the United States, applied to the Urad prumysloveho vlastnictvi (Industrial
Property Office, Czech Republic) for the grant of such an SPC in respect of a
combination of substances forming part of the medicinal product known as
‘Herceptin SC’. Following the refusal of that authority to grant the SPC sought,
the dispute eventually reached the referring court.
4. Against that background, that court now seeks guidance on the
interpretation of certain provisions of the SPC Regulation, in particular of
Article 1(b) and Article 3(a) thereof. Article 1(b) defines the ‘product’ eligible for
an SPC as the ‘active ingredient or combination of active ingredients of a
medicinal product’, whereas Article 3(a) makes the grant of an SPC subject to the
condition that the product in question be ‘protected by a basic patent in force’.
5. At the Court’s request, the present Opinion will focus on the questions
raised by the referring court in so far as they concern Article 1(b) of the SPC
Regulation. The central issue is whether the classification in the relevant MA of
one of the substances in relation to which Halozyme seeks protection as an
‘excipient’ - that is to say, a non-active component of the medicinal product-
necessarily precludes that substance from being regarded as an ‘active ingredient’
within the meaning of Article 1 (b), and thus from qualifying for SPC protection.
6. Although the Court has already had the opportunity to interpret
Article 1(b), it has not, thus far, addressed that specific question in explicit
Regulation of the European Parliament and of the Council of 6 May 2009 concerning the
supplementary protection certificate for medicinal products (OJ 2009 L 152, p. 1).
For the specific nuances of the SPC as a sui generis intellectual property right, see my Opinion
in Joined Cases Teva and Others (C-119/22 and C-149/22, ‘my Opinion in Teva IF,
EU:C:2024:472, point 36 et seq.).
1
Opinion OF MR EMILIOU - CASE C-456/24
terms. 4 In the absence of clear guidance, divergent approaches have emerged at
national level. As the present case illustrates, applications lodged by Halozyme in
respect of the same substance have led to different outcomes across several
Member States. The present preliminary reference therefore provides a timely
opportunity for the Court to clarify - and, where necessary, further develop - its
case-law in that regard.
II. Legal framework
A. The SPC Regulation
7. Article 1 of the SPC Regulation, entitled ‘Definitions’, reads as follows:
‘For the purposes of this Regulation, the following definitions shall apply:
(a) “medicinal product” means any substance or combination of substances
presented for treating or preventing disease in human beings or animals and
any substance or combination of substances which may be administered to
human beings or animals with a view to making a medical diagnosis or to
restoring, correcting or modifying physiological functions in humans or in
animals;
(b) “product” means the active ingredient or combination of active ingredients
of a medicinal product;
8. Article 3 of that regulation provides:
‘A certificate shall be granted if, in the Member State in which the application
referred to in Article 7 is submitted and at the date of that application:
(a) the product is protected by a basic patent in force;
(b) a valid authorisation to place the product on the market as a medicinal
product has been granted in accordance with Directive 2001/83/EC or
Directive 2001/82/EC, as appropriate;
(c) the product has not already been the subject of a certificate;
(d) the authorisation referred to in point (b) is the first authorisation to place the
product on the market as a medicinal product.’
9. According to Article 8 of the SPC Regulation:
4 A similar question was referred but not addressed as such by the Court in the case which gave
rise to the judgment of 16 September 1999, Farmitalia (C-392/97, EU:C: 1999:416).
2
HALOZYME
‘ 1. The application for a certificate shall contain:
(a) a request for the grant of a certificate ...
(b) a copy of the authorisation to place the product on the market, as referred to
in Article 3(b), in which the product is identified, containing in particular the
number and date of the authorisation and the summary of the product
characteristics listed in Article 11 of Directive 2001/83/EC or Article 14 of
Directive 2001/82/EC;
B. Directive 2001/83/EC
10. Article 1 of Directive 2001/83/EC (‘the Medicinal Products Directive’)5
provides:
‘For the purposes of this Directive, the following terms shall bear the following
meanings:
3a. Active substance:
Any substance or mixture of substances intended to be used in the manufacture of
a medicinal product and that, when used in its production, becomes an active
ingredient of that product intended to exert a pharmacological, immunological or
metabolic action with a view to restoring, correcting or modifying physiological
functions or to make a medical diagnosis.
3b. Excipient:
Any constituent of a medicinal product other than the active substance and the
packaging material.
III. Factual background and the questions referred for a preliminary
ruling
11. Halozyme, the appellant in the main proceedings, is the proprietor of
European patent EP 2 163 643, entitled ‘Soluble hyaluronidase glycoprotein
(sHASEGP), process for preparing the same, uses and pharmaceutical
Directive of the European Parliament and of the Council of 6 November 2001 on the
Community code relating to medicinal products for human use (OJ 2001 L 311, p. 67), in the
version applicable at the material time.
3
Opinion OF MR EMILIOU - CASE C-456/24
compositions comprising thereof, as validated, inter alia, in the Czech Republic 6
(‘the basic patent’).
12. That patent concerns an invention relating, in essence, to certain enzymes
which, by degrading hyaluronic acid in the body, facilitate the dispersion and
absorption of co-administered medicinal products injected subcutaneously.
Recombinant human hyaluronidase PH20 (rHuPH20) is one such engineered
enzyme. The claims of the basic patent refer, inter alia, to the use of such an
enzyme in combination with an anti-cancer agent - more specifically, a
monoclonal antibody - for the treatment for breast cancer.
13. Trastuzumab is a monoclonal antibody used as an active substance in the
treatment for breast cancer and other malignancies. It has been marketed in the
European Union since the early 2000s in a medicinal product known as
‘Herceptin’, by Roche, a pharmaceutical undertaking not directly involved in the
present proceedings. To that end, Roche obtained, in 2000, an MA granted by the
European Commission under the centralised procedure, covering the intravenous
administration of that product. In August 2013, the Commission granted a line
extension7 of that MA for a new subcutaneous formulation of Herceptin
(Herceptin SC), combining trastuzumab with rHuPH20. In the MA
documentation, trastuzumab is identified as the active ingredient, whereas
rHuPH20 is classified as an excipient and described, moreover, as a ‘novel
excipient’.
14. Halozyme sought SPC protection across several Member States in respect
of that subcutaneous formulation and, more specifically, for the combination of
trastuzumab and rHuPH20. In the Czech Republic, it filed an application on
21 July 2015 with the Industrial Property Office, relying on the basic patent and
the abovementioned MA. In its application, Halozyme characterised rHuPH20 as
an active ingredient and, accordingly, identified the ‘product’ for which protection
was sought as a combination of two active ingredients, namely trastuzumab and
rHuPH20.
15. By decision of 11 January 2019, the Industrial Property Office rejected
Halozyme’s application, a decision that was subsequently upheld by its President
on 6 November 2020. That office and its President found, in essence, that the
conditions laid down in points (a), (b) and, as the case may be, (d) of Article 3 of
the SPC Regulation were not satisfied. In that regard, they considered, first, that
trastuzumab is not referred to in the claims or the description of the basic patent
and, secondly, that rHuPH20 is classified as an excipient in the MA, without it
having been established that it has an anti-cancer effect of its own.
CZ/EP 2 163 643, entitled ‘Soluble hyaluronidase glycoprotein (sHASEGP), the method of its
preparation, use, and the pharmaceutical composition that contains it’.
Line extensions are variations to the terms of an MA, required for major changes to an existing
authorised medicinal product, including as regards its strength, pharmaceutical form and route
of administration.
4
Halozyme
16. Halozyme challenged the decision of the President of the Industrial
Property Office before the Mestsky soud v Praze (Prague City Court, Czech
Republic). By judgment of 13 June 2022, that court dismissed the action on the
ground that rHuPH20 cannot be regarded as an ‘active ingredient’ within the
meaning of Article 1(b) of the SPC Regulation. In reaching that conclusion, it
observed that it did not clearly appear from the evidence before it that rHuPH20,
when used in combination with trastuzumab, exerts its own pharmacological,
immunological or metabolic action in the treatment for breast cancer.
17. Halozyme subsequently lodged an appeal on a point of law before the
Nejvyssi spravni soud (Supreme Administrative Court). Entertaining doubts as to
the interpretation of Article 1(b) and Article 3(a) of the SPC Regulation, that court
decided to stay the proceedings and to refer the following questions to the Court
of Justice for a preliminary ruling:
‘(1) is Article 1(b) of [the SPC Regulation] to be interpreted as meaning that a
substance expressly designated as an excipient, in the authorisation for a
medicinal product, cannot be regarded as an active ingredient?
(2) If the answer to question 1 is in the negative, is Article 1(b) of [the SPC
Regulation] to be interpreted, in the light of Article 8(1) and Article 10(1) to
(3) of that regulation, as meaning that a substance must be deemed to
constitute an active ingredient if it has a therapeutic effect of its own which
is included in the therapeutic indications of the [MA] and which is also
demonstrably identifiable from the basic patent and the documents
mandatorily presented with the application for a certificate?
(3) If the answers to questions 1 and 2 are [in the] negative, is Article 1(b) of
[the SPC Regulation] to be interpreted as meaning that a substance must be
deemed to constitute an active ingredient if it has a therapeutic effect of its
own which is included in the therapeutic indications of the [MA] and
[which] a person skilled in the art would regard as [established] as of the
date of the basic patent application or the date of priority of that patent?
(4) Is Article 1(b) of [the SPC Regulation] to be interpreted as meaning that,
inter alia, an excipient must be deemed to constitute an active ingredient
with a therapeutic effect of its own which is included in the therapeutic
indications in the authorisation of a medicinal product for treating breast
cancer, if it breaks down another substance that occurs naturally in the
human body, thereby facilitating the effects of the product’s main active
ingredient on cancerous cells in breast cancer[;] if, according to certain
studies and scientific articles, that excipient or a substance related thereto
has resulted, in and of itself, in vitro or in animal models, in arresting the
growth of tumours of the same as well as another type, or to the shrinkage
thereof^;] and if other scientific articles confirm its potentially similar effect
in humans?
5
Opinion of Mr EMILIOU -Case C-456/24
(5) Is Article 3(a) of [the SPC Regulation], in conjunction with Article 1(b)
thereof, to be interpreted as meaning that a product protected by a basic
patent must also be deemed to include a combination of two active
ingredients, if the subject of the invention to which the basic patent applies
is only one of the two ingredients and the patent claims include its potential
combination with other alternatively specified categories of active
ingredients, one of which may include the other active ingredient, according
to the opinion of a person skilled in the art based on the state of knowledge
as at the date of the basic patent application or the priority date of that same
patent?
(6) If the answer to question [5] is [in the] negative, is Article 3(a) of [the SPC
Regulation], in conjunction with Article 1(b) of that regulation, to be
interpreted as meaning that a product protected by the basic patent may be
considered as including a combination of two active ingredients, if the
subject of the invention to which the basic patent applies is only one of the
two substances and the patent claims include its potential combination with
other alternatively specified categories of active ingredients, one of which
included, as at the date of the basic patent application or the priority date of
that same patent, the only active ingredient that was the subject of the
authorisation for the medicinal product, regardless of whether there were, as
at that date, other substances falling into that same category?’
18. Written observations were submitted by Halozyme, the Czech Government,
Ireland, the French, Netherlands and Finnish Governments (together, ‘the
governments submitting observations’), as well as the Commission. Those
interested parties, with the exception of the Finnish Government, also presented
oral argument at the hearing held on 29 October 2025.
IV. Analysis
19. As indicated in the introduction, the Court has requested that the present
Opinion focus solely on the first four questions referred.8 By those questions, the
referring court seeks, in essence, clarification as to how to determine whether a
substance may be regarded as an ‘active ingredient’ within the meaning of
Article 1(b) of the SPC Regulation, and thus as forming part of a ‘product’
eligible for the grant of an SPC.
I note that Questions 5 and 6 seek, in essence, to ascertain whether the combination of rHuPH20
and trastuzumab is protected, as a product, by the basic patent. They are therefore relevant only
if rHuPH20 may be regarded as an active ingredient notwithstanding its classification in the
MA. In any event, the issues raised by those questions appear, in my view, to have been
resolved by the judgment of 19 December 2024, Teva and Others (C-l 19/22 and C-149/22, ‘the
judgment in Teva IT, EU:C:2024:1039), delivered after the present request for a preliminary
ruling was made.
6
Halozyme
20. In order to place those questions in their proper context, it is appropriate to
begin by recalling certain fundamental features of both the patent system and MA
procedures (A). I shall then outline the salient characteristics of the SPC regime,
together with the relevant strands of the Court’s case-law (B). Against that
background, I will identify the core issue raised by the present preliminary
reference and summarise the principal arguments put forward by the interested
parties (C). I will subsequently examine in greater depth the concept of ‘active
ingredient’ for the purposes of Article 1(b) of the SPC Regulation (D). As will
become apparent, the answer proposed to the first question renders it unnecessary,
in my view, to address the second to fourth questions.
A. The intersection of patent law and pharmaceutical regulatory law
21. The SPC regime lies at the intersection of patent law and pharmaceutical
regulatory law and is expressly designed by reference to both.
22. As a preliminary point, it should be recalled - as I have already observed in
my Opinion in Teva II9 - that, as regards patents in the field of medicinal
products, a person, typically a pharmaceutical undertaking, that discovers through
research that a given substance (or a family or combination of substances)
produces an effect on the human body rendering it suitable for the treatment,
prevention or management of a disease or condition may, subject to the applicable
requirements, 10 obtain a patent for that invention. Such a patent confers on its
holder exclusive rights - amounting, in essence, to a temporary monopoly over the
patented invention - for a period of 20 years.
23. However, before the patent holder can place the invention on the market in
the European Union as a medicinal product, an MA must be obtained for that
medicinal product, following a rigorous scientific assessment of its quality, safety
and efficacy. In that regard, the Medicinal Products Directive constitutes the
principal legal instrument laying down the rules governing the authorisation,
manufacture and marketing of medicinal products within the European Union.
24. An MA may be granted either at EU level, under a centralised procedure,
or at national level, through a decentralised, a mutual recognition or a purely
national procedure. 11
25. Under the centralised procedure 12 - which, as noted in point 13 above, was
followed in respect of Herceptin SC - the European Medicines Agency (EMA) is
See points 34 to 39 of that Opinion.
Those requirements are set out in the European Patent Convention and/or national legislation,
depending on the type of patent concerned.
The choice amongst those four possible procedural routes depends notably on the type of
medicinal product concerned and the scope of marketing intended.
7
Opinion of Mr EMILIOU - CASE C-456/24
responsible for carrying out the scientific evaluation of an MA application. On the
basis of the EMA’s opinion, the Commission then decides to grant or refuse the
MA, valid throughout the European Union.
26. By contrast, under the other procedures, the scientific assessment of the
MA application is conducted by the competent authorities of the Member States,
which may then grant the corresponding national authorisations.
27. In all cases, both the EMA and the competent national authorities (together,
‘the competent medicines authorities’) assess, as part of their scientific evaluation,
the composition of the medicinal product, distinguishing between its active
substances and its excipients. The composition thus approved, together with a list
of excipients, is set out in the ‘summary of product characteristics’, which forms
part of the MA. 13 It is to that classification of a substance in the MA that
reference will be made throughout the present Opinion.
28. The process leading to the grant of an MA is often lengthy, owing to the
extensive pre-clinical tests and clinical studies required. As a consequence, the
effective period during which a patent holder may commercially exploit a
pharmaceutical invention under patent protection is significantly curtailed.
B. The SPC regime and the case-law on ‘active ingredients’
29. It is in the context outlined above that the EU legislature deemed it
necessary to compensate, to a certain extent, for the delays inherent in the
regulatory process by providing for a mechanism capable of extending, in certain
circumstances, the protection conferred by a patent for a further period of up to
five years after the expiry of its normal term. That objective is pursued through
the grant of SPCs which, under the SPC Regulation, confer, in principle, the same
rights as the underlying patent, subject to the same obligations and limitations.
The centralised MA procedure is governed by Regulation (EC) No 726/2004 of the European
Parliament and of the Council of 31 March 2004 laying down Community procedures for the
authorisation and supervision of medicinal products for human and veterinary use and
establishing a European Medicines Agency (OJ 2004 L 136, p. 1). That regulation is not
expressly referenced in the SPC Regulation, which makes the grant of an SPC contingent upon
the existence of a valid MA in accordance with the Medicinal Products Directive. It is
nevertheless firmly accepted, both in administrative practice and in the case-law of the Court,
that SPCs may be granted in relation to medicinal products authorised under the centralised
procedure provided for in Regulation No 726/2004, not least since all the substantive provisions
of the Medicinal Products Directive are also applicable in the centralised procedure. See also
Opinion of Advocate General Jaaskinen in Seattle Genetics (C-471/14, EU:C:2015:590,
footnote 5).
See also, in that regard, albeit with a specific focus on the decentralised procedure, my Opinion
in Laboratoires Eurogenerics and Theramex France (C-118/24, EU:C:2025:815, point 30 et
seq.).
8
Halozyme
30. At present, SPCs are granted exclusively at national level. Consequently,
even where a pharmaceutical undertaking holds a European patent 14 and has
obtained an MA under the centralised procedure which is valid throughout the
European Union, it must nevertheless submit separate SPC applications in each
Member State in which it seeks supplementary protection.
31. The competent national authorities (‘national patent offices’ 15) are
responsible for examining whether those applications satisfy the conditions laid
down in the SPC Regulation. A preliminary and indispensable requirement in that
regard is that the SPC application must concern a ‘product’.
32. Pursuant to Article 4 of the SPC Regulation, the protection conferred by an
SPC extends only to the ‘product’ covered by the relevant MA. As already noted,
Article 1(b) thereof defines that term as ‘the active ingredient or combination of
active ingredients of a medicinal product’. It follows that an SPC is not granted
for the medicinal product as such, but only for the ‘product’ in the strict sense,
that is to say, the active ingredient or combination of active ingredients contained
therein.
33. However, the SPC Regulation does not define the term ‘active ingredient’.
The Court has therefore held that its meaning and scope must be determined
having regard to the general context in which it is used and its usual meaning in
everyday language. 16 On that basis, the Court has held that, in pharmacological
terms, the notion of ‘active ingredient’ does not encompass substances forming
part of a medicinal product which do not exert a therapeutic effect of their own on
the human or animal body. 17
34. Furthermore, the Court has clarified that the terms ‘active substance’ and
‘active ingredient’, as used in the Medicinal Products Directive and the SPC
Regulation respectively, are to be understood as synonymous. 18 It has accepted
that the definition of ‘active substance’ in Article l(3a) of the directive - referring,
in essence, to substances exerting a pharmacological, immunological or metabolic
14 To be precise, however, such a European patent corresponds to a bundle of national patents.
15 I will use the term ‘patent office’ for ease of reference to denote the national authorities
competent for granting SPCs, but the terms in the various Member States vary and may also be
referred to as ‘industrial property offices’, ‘intellectual property offices’ or other.
16 See the judgment in Teva II, paragraph 42 and the case-law cited.
17 See judgments of 4 May 2006, Massachusetts Institute of Technology (C-431/04, ‘the judgment
in MIT, EU:C:2006:291, paragraphs 18 and 25); of 21 March 2019, Abraxis Bioscience
(C-443/17, EU:C:2019:238, paragraph 27); and in Teva II, paragraph 44; order of the President
of the Court of 14 November 2013, Glaxosmithkline Biologicals and Glaxosmithkline
Biologicals, Niederlassung der Smithkline Beecham Pharma (C-210/13, ‘the order in GSK',
EU:C:2013:762, paragraph 29).
18 See the judgment in MIT, paragraph 21.1 accordingly also refer to those terms interchangeably
in the present Opinion.
9
OPINION OF Mr EMILIOU - CASE C-456/24
action with a therapeutic purpose - is equally relevant for the interpretation of the
SPC Regulation.
35 . It follows from the Court's case-law as it currently stands that a substance
which does not exert, in its own right, a therapeutic effect through such
pharmacological, immunological or metabolic action cannot be regarded as an
active ingredient and, accordingly, a ‘product’ within the meaning of Article 1(b)
of the SPC Regulation. 19 That conclusion holds true even where that substance
enhances, or is necessary for, the therapeutic efficacy of another substance
contained in the medicinal product. 20
36 . In that context, the Court has, on several occasions, been called upon to
examine the position of excipients, which are defined in Article l(3b) of the
Medicinal Products Directive as ‘any constituent of a medicinal product other than
the active substance and the packaging material’. Excipients may perform a
variety of functions, such as improving the stability of a medicinal product,
facilitating its absorption or even enhancing the therapeutic efficacy of the active
ingredient. 21 Nevertheless, the Court has consistently drawn a clear distinction
between excipients and active ingredients, under both the Medicinal Products
Directive and the SPC Regulation.22 It follows that an excipient cannot be
covered by the concept of ‘product’ for the purposes of the SPC Regulation and is
therefore not eligible for the protection conferred by an SPC.
C. The core issue raised and the positions advanced
37 . Bearing the foregoing in mind, what nevertheless remains to be clarified in
the Court’s case-law is how to determine whether a given substance possesses an
autonomous therapeutic effect and thus qualifies as an active ingredient for the
purposes of the SPC Regulation. That is, in essence, the issue raised by the first
four questions referred in the present case. Those questions crystallise into a
single dilemma: must the competent authorities - national patent offices and,
where appropriate, national courts - confine themselves to the classification
adopted in the MA for the medicinal product (first question), or are they instead
required to undertake an autonomous and substantive assessment, independently
of that classification; and, if so, on the basis of which criteria (second to fourth
questions)?
19 See also judgment of 9 July 2020, Santen (C-673/18, ‘the judgment in Santen', EU:C:2020:531,
paragraph 42).
20 See the order in GSK, paragraphs 30, 31 and 45.
21 See, inter alia, section 3.2.2.1 of Part I of Annex I to the Medicinal Products Directive, which
provides a non-exhaustive list of certain types of excipients, including adjuvants. See also the
EMA’s Guideline on excipients in the dossier for application for marketing authorisation of a
medicinal product.
22 See the order in GSK, paragraphs 36 and 37.
10
HALOZYME
38. The resolution of that dilemma is decisive for the dispute in the main
proceedings. I recall that Halozyme sought an SPC for the ‘product’ consisting of
the combination of rHuPH20 and trastuzumab as a ‘combination of active
ingredients’ within the meaning of Article 1(b) of the SPC Regulation. However,
rHuPH20 is classified as an ‘excipient’ in the relevant MA. If that classification
by itself were to preclude rHuPH20 from being an active ingredient for the
purposes of the SPC Regulation, trastuzumab would remain the sole active
ingredient in Herceptin SC. In that event, the combination relied upon by
Halozyme could not be regarded as a combination of ‘active ingredients’ and
would therefore not qualify as a ‘product’ eligible for the protection conferred by
the SPC.23 Conversely, if that classification were not decisive, and the national
patent offices were required to carry out an autonomous substantive assessment of
the role of rHuPH20, the outcome might be different.24
39. The interested parties that have submitted observations before the Court are
divided on the issue. In particular, the governments submitting observations and
the Commission25 take the view that the classification adopted in the MA is
determinative and the authorities examining an SPC application may not depart
from it. If that reasoning is to be followed, rHuPH20 cannot qualify as an active
ingredient for the purposes of the SPC application at issue. I note that this position
corresponds, in essence, to the referring court’s provisional assessment.
40. Halozyme, by contrast, contends that the classification of a substance in the
MA is not decisive for the purposes of the SPC Regulation. It argues in favour of
a separate assessment within the SPC procedure, based on actual therapeutic
effects of the substance rather than on its regulatory classification. In that regard,
it submits that, although identified as an excipient in the MA, rHuPH20 has been
shown, in studies and clinical trials, to have a therapeutic effect of its own in the
treatment for breast cancer, beyond merely facilitating the subcutaneous
administration and absorption of trastuzumab.
41. Both positions claim to have support in the Court’s case-law. At the same
time, as already noted, national authorities across the European Union have
reached divergent conclusions in respect of equivalent SPC applications submitted
by Halozyme. Decisions favourable to that company have been adopted in
Belgium, Bulgaria, Spain, Italy, Cyprus, Luxembourg, Poland and Slovenia,
Whether trastuzumab alone could be granted an SPC is not at issue in the present case, and it
appears, in any event, to be common ground that that substance, which has been authorised and
marketed since 2000, would not by itself satisfy the other conditions laid down in the SPC
Regulation.
Indeed, several national patent offices took the view that rHuPH20 does qualify as an ‘active
ingredient’ and accordingly granted the SPC requested by Halozyme (see point 41 below).
Reference is made, in that regard, to the Commission’s statements during the hearing.
11
Opinion of Mr Emiliou -Case C-456/24
whereas the French, Dutch and Swedish competent authorities have rejected the
application.26 That divergence is in itself indicative of the need for clarification.
42. In those circumstances, a clarification of the Court’s case-law on
Article 1(b) of the SPC Regulation appears to me to be necessary and timely. I
shall therefore examine the concept of ‘active ingredient’ within the meaning of
that provision, with a view to determining the manner in which a substance is to
be so classified.
D. How to determine whether a substance is an ‘active ingredient’ for the
purposes of the SPC Regulation
43. Article 1(b) of the SPC Regulation does not specify how to determine
whether a substance qualifies as an ‘active ingredient’. Nevertheless, having
regard to the context of that provision (1) and the objectives of the SPC
Regulation (2), and notwithstanding the arguments put forward by Halozyme (3),
I am of the view that such a determination must be made exclusively on the basis
of the classification of the substance in the relevant MA.
1. The concept of Active ingredient’ seen in context
44. As regards the context surrounding Article 1(b) of the SPC Regulation, it is
immediately apparent that, as explained in Section A above, the SPC regime is
inextricably linked to the regulatory framework governing medicinal products
and, in particular, to the Medicinal Products Directive.
45. The grant of an SPC for a ‘product’ is contingent upon the prior grant of an
MA concerning that same ‘product’, under the provisions of the Medicinal
Products Directive. In that regard, it is sufficient to recall that, under Article 4 of
the SPC Regulation, the protection conferred by an SPC ‘shall extend only to the
product covered by the [MA] to place the corresponding medicinal product on the
market’ (emphasis added). Recital 10 of that regulation likewise emphasises that
such protection should ‘be strictly confined to the product which obtained
authorisation to be placed on the market as a medicinal product’ (emphasis
added).
46. That logic is also reflected in the procedural provisions of the SPC
Regulation. Article 8(1 )(b) thereof requires an SPC application to include ‘a copy
of the [MA], ... in which the product is identified' (emphasis added).
Article 9(2)(d) thereof, for its part, provides that the publication of an SPC
application must indicate, inter alia, ‘the number and date of the [MA], ... and the
product identified in that authorisation' (emphasis added).
As noted, inter alia, by the referring court and the Commission.
12
Halozyme
47. It follows, in my view, that the SPC Regulation is based on the premiss that
the ‘product’ is the substance - or combination of substances - identified as an
active ingredient in the MA. The terms ‘active substance’ and ‘active ingredient’,
used in the Medicinal Products Directive and the SPC Regulation respectively, are
therefore not only conceptually synonymous (as Halozyme seems to accept), but
must also be understood and applied in an aligned, uniform and consistent manner
across those two closely connected legal frameworks.
48. That conclusion necessarily extends to the distinction between active
substances and excipients. The Medicinal Products Directive treats those
categories as distinct and mutually exclusive; a distinction which, as noted in
point 36 above, the Court has likewise recognised as relevant in the context of the
SPC Regulation. It follows that a substance classified as an excipient in the MA
procedure cannot subsequently be reclassified as an active ingredient in the
context of the SPC procedure.
49. That interpretation is further borne out by Article 3(b) of the SPC
Regulation, which makes the grant of an SPC conditional upon the existence of ‘a
valid authorisation to place the product on the market as a medicinal product’.
That condition cannot, in my view, be regarded as satisfied when a substance is
merely present in the medicinal product. Rather, the authorisation must relate to
that substance in its capacity as an active ingredient. Accordingly, as contended by
a number of the governments submitting observations, a substance not authorised
as active in the MA cannot fulfil that requirement.
50. It follows, in my opinion, that the SPC procedure is not intended to revisit -
much less disregard - the regulatory classification adopted in the MA procedure,
but must instead rely upon it. That conclusion is also consistent with the overall
architecture of the system. The assessment of the properties and effects of a
substance in a medicinal product entails complex and thorough scientific
evaluations, which the legislature has entrusted to the competent medicines
authorities, in order for the medicinal product to be marketed to the public. Those
authorities possess the requisite technical expertise and resources, and the MA
they issue constitutes the authoritative determination of the therapeutic role of the
substances concerned.
51. That reading is, in my view, further corroborated by the objectives pursued
by the SPC Regulation.
2. The objectives of the SPC Regulation
52. As is apparent from its recitals and its legislative history, the SPC
Regulation pursues three interrelated objectives: first, to compensate patent
holders for regulatory delays; secondly, to establish a simple and transparent
system for the grant of SPCs; and thirdly, to ensure a uniform approach across the
Member States.
13
Opinion of Mr Emiliou - CASE C-456/24
(a) Compensation for regulatory delays
53. In the first place, the primary objective of the SPC Regulation 27 is to
encourage pharmaceutical research and innovation in the European Union by
compensating patent holders for the delays inherent in obtaining an MA, which
postpone the commercial exploitation of their patented inventions.28
54. However, as the Court has clarified, that objective is not unlimited. The
intention of the EU legislature is to protect ‘research leading to the first placing on
the market of an active ingredient or a combination of active ingredients’, namely
‘new active ingredients’. It is those substances which are subject to extensive
testing as regards their quality, safety and efficacy,29 and which therefore give
rise to the regulatory delays that the SPC seeks to offset.
55. By contrast, excipients, although subject to certain safety assessments, are
not, as a rule, subject to the same level of scrutiny, in particular as regards
efficacy, or the same regulatory burden.30 Consequently, where a substance has
been assessed in the MA procedure solely as an excipient, the type of regulatory
delay for which the SPC seeks to compensate does not arise in respect of that
substance.
56. Moreover, to allow what would, in essence, amount to a reclassification of
a substance in the context of the SPC procedure would risk opening the door to
strategic behaviour aimed at circumventing the MA framework.31 More
specifically, in practical terms, a request to reclassify a substance from excipient
to active ingredient in the context of the SPC procedure is liable to arise in two
types of situations.
57. First, a substance may have been declared and hence assessed as an
excipient in the MA procedure. If an applicant were subsequently to assert, in the
context of an SPC application, that the same substance is in fact an active
ingredient, that would amount to circumventing the requirements applicable to
active substances under the MA procedure- requirements which, precisely
because of their rigour and duration, justify the compensatory mechanism of the
SPC Regulation.
See recitals 2 to 6 and 9 of the SPC Regulation.
See also point 29 above and the judgment in Teva II, paragraph 61.
See the judgment in Santen, paragraphs 55 and 57.
See Annex I to the Medicinal Products Directive setting out the requirements regarding active
substances and excipients; see also Max Planck Institute for Innovation and Competition, Study
on the Legal Aspects of Supplementary Protection Certificates in the EU, Publications Office of
the European Union, 2018 (‘the MPI Study’), pp. 138 and 143.
See also, in that regard, the MPI Study, p. 143.
14
Halozyme
58. Secondly, a substance may have been declared as an active ingredient in
the MA application, but ultimately assessed by the competent medicines
authorities as having the role of an excipient. In such a case, the Medicinal
Products Directive provides specific mechanisms for seeking a re-examination of
that assessment.32 The SPC procedure cannot serve as an alternative for
challenging the conclusions reached in the MA procedure nor, as all of the
intervening governments have observed, can national patent offices be called upon
to substitute their assessment for that of the competent medicines authorities.33
59. The present case falls, in essence, within the first of those scenarios, albeit
with a particular feature: Roche - which, as I understand it, has concluded an
agreement with Halozyme concerning the use of rHuPH20 in Herceptin SC - did
not declare rHuPH20 as an active ingredient in the relevant MA application.
However, it is not Roche that has applied for the SPC, but Halozyme, in its
capacity as holder of the basic patent. Halozyme submitted at the hearing that
Roche ought, in its view, to have presented rHuPH20 as an active substance in the
MA procedure. Be that as it may, the considerations set out above remain fully
applicable. The SPC procedure cannot serve to rectify what Halozyme perceives
as an error in the MA procedure, nor can it confer an advantage where the
regulatory delay - which the SPC is intended to compensate - did not arise from
the assessment of rHuPH20 as an active ingredient.34
(b) A simple and transparent system
60. In the second place, the Court has already recognised that, as is apparent
from the legislative history of the SPC Regulation, the EU legislature intended to
establish a system that is simple in its operation and based on conditions that are,
in principle, straightforward to verify.35 In that regard, paragraph 16 of the
As emphasised by the French Government and the Commission during the hearing; see
Article 32(4) of the Medicinal Products Directive.
33 This is all the more so considering that, as the French Government correctly noted at the
hearing, the EU Courts exercise only limited review in that field and cannot substitute their own
scientific assessment for that of the competent medicines authorities; see, in that regard,
judgment of 24 September 2025, Sanofi v Commission (T-483/22, EU:T:2025:912,
paragraphs 73 to 81 and the case-law cited).
34 It should be added that the pathway followed for the approval of Herceptin SC (see point 13
above) also made it possible to avoid the additional constraints inherent in the assessment of a
combination product - assuming, for the sake of argument, that rHuPH20 could have been
regarded as an active substance. As observed by the Commission at the hearing, the
modification of a medicinal product consisting in the introduction of an additional active
ingredient cannot, in principle, be authorised as a line extension, but would require a new MA
for a combination product. Such a procedure entails compliance with additional requirements,
including, in particular, the need to demonstrate that the clinical advantages of the combination
outweigh its potential disadvantages when compared with monotherapy (see, inter alia, in that
regard, the EMA’s Guideline on clinical development offixed combination medicinal products).
35 See the judgment in Teva 11, paragraph 55.
15
Opinion OF MR EMILIOU - CASE C-456/24
Explanatory Memorandum to the Commission’s proposal for what eventually
became the first regulation on SPCs (‘the Explanatory Memorandum’)36
expressly refers to the establishment of ‘a simple, transparent system which can
easily be applied by the parties concerned’, without imposing an excessive
administrative burden on national patent offices. That same passage emphasises
that the documentation required for an SPC application is ‘limited to what is
strictly necessary to enable the offices to take a decision’ whether to grant the SPC
and that examination of the relevant conditions ‘involves the use of objective data
that are easy to verify’.
61. Consistently with that objective, national patent offices are called upon to
determine whether an SPC should be granted for a given substance, or
combination of substances, on the basis of three documents only: (i) the
applicant’s request, (ii) the basic patent relied upon, and (iii) the MA relating to
the medicinal product concerned.
62. It should be recalled, in that connection, that, under Article 8 of the SPC
Regulation, the only essential supporting document required, in principle, in
addition to the request itself, is a copy of the MA.37 Significantly, as stated in
paragraph 48 of the Explanatory Memorandum, that document is required
precisely because it ‘enables the product to be identified’.
63. Those elements taken together confirm, in my view, with particular clarity
that the task of the national patent offices, when determining whether a substance
qualifies as an ‘active ingredient’ for the purposes of the SPC Regulation, is
confined to a formal verification of the classification attributed to that substance in
the MA. In that regard, I concur with the majority of the governments submitting
observations that the SPC Regulation neither requires nor permits national patent
offices to go beyond the MA and undertake a fresh substantive assessment of the
function of a substance within a medicinal product.
64. Such a reassessment in the context of the SPC procedure would be at odds
with the objective of simplicity and efficiency pursued by that regulation, whilst at
the same time undermine legal certainty. As stated in point 50 above, the
evaluation of the properties and effects of a substance within a medicinal product
entails complex and highly technical scientific evaluations. To replicate that
Explanatory Memorandum of 11 April 1990 to the Proposal for a Council Regulation (EEC)
concerning the creation of a supplementary protection certificate for medicinal products
(COM(90) 101 final), which led to Council Regulation (EEC) No 1768/92 of 18 June 1992
concerning the creation of a supplementary protection certificate for medicinal products (OJ
1992 L 182, p. 1), itself repealed and replaced by the SPC Regulation. That explanatory
memorandum must be considered relevant in so far as it concerns recitals and provisions (such
as the ones at issue in the present case) that have remained essentially identical in the current
SPC Regulation.
I note that the applicant is not even required to submit a copy of the basic patent claimed to
cover the ‘product’ within the meaning of Article 3(a) of the SPC Regulation, as the national
patent offices are expected to identify it themselves.
16
HALOZYME
exercise in the context of the SPC procedure would inevitably render the
examination more burdensome and protracted and would impose additional
demands, in terms of both expertise and resources, on national patent offices.
Indeed, it is far from evident how those offices, which do not possess the
specialised scientific expertise of the competent medicines authorities, could
reasonably carry out such an assessment in a consistent and reliable manner. Nor
would recourse to external material, such as scientific publications or studies, as
suggested by Halozyme, resolve those difficulties; on the contrary, it would
introduce further uncertainty, in particular as regards the selection, probative value
and consistent interpretation of such material across the Member States.38
(c) A uniform approach across Member States
65. In the third place, recitals 7 and 8 of the SPC Regulation make it clear that
the EU legislature intended to establish a uniform system under which SPCs are
granted, subject to identical conditions in all Member States, thereby safeguarding
the proper functioning of the internal market.
66. That objective would be jeopardised if national patent offices were each to
undertake an autonomous substantive assessment as to whether a given substance
qualifies as an ‘active ingredient’ within the meaning of Article 1(b) of the SPC
Regulation. Given the technical complexity inherent in such an assessment, that
approach would inevitably give rise to divergences in the application of the SPC
Regulation across the European Union, thus undermining the very objective
pursued by the legislature.
67. This is, in essence, precisely what appears to have occurred in the present
case. Halozyme’s SPC applications, relating to the same medicinal product and
based on the same basic patent and the same MA,39 have led to conflicting
I would add that the approach advocated by Halozyme would, in practical terms, considerably
complicate the task entrusted to national patent offices. It would affect not only the verification
of whether a substance qualifies as a ‘product’, but also the assessment of whether the
conditions for the grant of an SPC are satisfied. In that regard, reference may be made, in
particular, to the condition, laid down in Article 3(d) of the SPC Regulation, according to which
the MA relied upon must be ‘the first authorisation to place the product on the market as a
medicinal product’. As pointed out by Ireland, MAs are indexed in the Union Register of
Medicinal Products by reference to their active substances. Accordingly, when determining
whether an active ingredient - or a combination of active ingredients - has already been
authorised, national patent offices are expected to carry out their verification by reference to the
name of the substance concerned. If, however, a substance authorised solely as an excipient
could nevertheless be treated as an active ingredient for the purposes of the SPC Regulation,
that verification would become significantly more complex. In such a scenario, it would no
longer be readily ascertainable whether that substance had already formed part of a medicinal
product covered by an earlier authorisation, thereby undermining the clarity and reliability of
the system.
39 The risk of divergent approaches is particularly pronounced in a situation such as that at issue in
the present case, where a single centralised MA defines the composition of a medicinal product.
That said, I would observe that, even where MAs are granted under decentralised or mutual
recognition procedures, the coordination mechanisms established at EU level are designed to
17
OPINION OF Mr Emiliou - Case C-456/24
outcomes across Member States - a result which, in my view, should not have
arisen.
3. Halozyme’s arguments
68. That conclusion is not, however, called into question by the arguments put
forward by Halozyme, which I shall now examine.
(a) Actual efficacy over regulatory classification
69. Halozyme submits that, for the purposes of the SPC Regulation, the
decisive criterion in determining whether a substance constitutes an ‘active
ingredient’ lies in its actual efficacy, rather than its regulatory classification in the
MA. Halozyme seeks to draw that proposition from the Court’s case-law.
70. It should be clarified at the outset that, by ‘actual efficacy’, Halozyme does
not refer to an intrinsic and immutable property of a given substance; all interested
parties, including Halozyme itself, acknowledged at the hearing that the ‘active’
nature of a substance cannot be determined in the abstract, but depends on the
function it performs within a specific medicinal product. The same substance may
thus constitute an active ingredient in one medicinal product but an excipient in
another. By way of illustration, as mentioned during the hearing, vitamin C is an
active substance when used for the treatment for scurvy, but serves merely as an
excipient - typically as an antioxidant - in many other medicinal products. That
understanding is reflected in Article l(3a) of the Medicinal Products Directive,
which defines an active substance as one that, ‘when used in [the] production [of a
medicinal product], becomes an active ingredient of that product’ (emphasis
added).
71. Whilst that premiss is not in dispute, the parties diverge as to its
implications. The governments submitting observations take the view that the
function of a substance in an authorised medicinal product can only be that which
has been assessed, approved and expressly identified in the MA. Halozyme, by
contrast, contends that that function must be reassessed autonomously in the
context of the SPC procedure. In support of that argument, it relies principally on
the Court’s judgment in Forsgren. 40
72. In that judgment, the Court held that a substance may be classified as an
active ingredient within the meaning of Article 1(b) of the SPC Regulation ‘only
if it is established that it produces a pharmacological, immunological or metabolic
action of its own which is covered by the therapeutic indications of the [MA], a
ensure, in principle, a consistent classification of substances across Member States. That
consistency ought, in turn, to be reflected in a uniform approach to the grant of SPCs.
40 Judgment of 15 January 2015, Forsgren (C-631/13, ‘the judgment in Forsgren',
EU:C:2015:13).
18
Halozyme
matter which it is for the referring court to determine, in the light of all the facts of
the dispute in the main proceedings’.41 Halozyme infers from that passage that
Article 1(b) requires a substantive assessment of therapeutic efficacy based on all
relevant facts, rather than a strict reliance on the classification set out in the MA.
It further submits that rHuPH20 satisfies the criteria laid down in the judgment in
Forsgren, in so far as it produces an action of its own which is covered by the
therapeutic indications of Herceptin SC, namely the treatment for breast cancer
(see also point 40 above).
73. Admittedly, if read in isolation, that passage of the judgment in Forsgren
might be seen as lending support to Halozyme’s position. It also appears to have
contributed, to some extent, to the divergent outcomes observed in the present
case across the Member States.
74. However, in my view, that judgment cannot be interpreted in such broad
terms. It must instead be read in the light of its specific factual context.42 In that
case, the substance at issue had not been clearly classified in the MA: it did not
appear on the list of excipients but was mentioned alongside the active substances,
as a carrier protein, without being designated explicitly as an active substance. It
was precisely because of that ambiguity that the Court left it to the referring court
to determine the function of the substance at issue on the basis of all the relevant
facts. Accordingly, and in line with the position taken by the governments
submitting observations, the Commission and the referring court, the judgment in
Forsgren should, at most, be understood as applying to such exceptional
circumstances.
75. In any event, as emphasised at the hearing by the French Government, the
judgment in Forsgren does not call into question the authority of the MA. On the
contrary, in that judgment the Court repeatedly referred to the wording of the MA,
holding in particular that an SPC cannot be granted for ‘an active ingredient
whose effect does not fall within the therapeutic indications covered by the
wording of the [MA]' (emphasis added). 44
76. Against that background, I find it difficult to qualify Halozyme’s position
as consistent. It accepts that the therapeutic indications set out in the MA must be
taken into account, yet seeks, at the same time, to disregard the MA as regards the
classification of the substances which are considered to fulfil - or not - those
indications. In essence, that approach would treat the MA as authoritative with
41 Ibid., paragraph 54 and the operative part.
42 This seems also to have been the case in the facts giving rise to the order in GSK, on which
Halozyme also relies. The same considerations are, therefore, equally relevant.
43 If the Court were to consider that the judgment in Forsgren can only be read in the broad terms
proposed by Halozyme, then I would respectfully propose, as the Netherlands Government has
also submitted, that the Court revisit that judgment.
44 The judgment in Forsgren, paragraph 39 and the operative part.
19
Opinion OF MR EMILIOU - Case C-456/24
respect to the ‘ends’ of the medicinal product, but not as to the ‘means’ by which
those ends are achieved. I do not find that distinction convincing.
77. For the sake of completeness, I shall briefly address the remaining
arguments put forward by Halozyme. First, it relies on the judgment in MIT, one
of the earliest judgments on the topic, arguing that therein the Court examined the
efficacy of the substance at issue from a purely factual perspective, without regard
to its classification in the MA. That argument, however, overlooks the legislative
context of that case. At the material time, the predecessor of the Medicinal
Products Directive in respect of MAs 45 did not define the concepts of ‘active
substance’ and ‘excipient’, or clearly distinguish between them, or require a list of
excipients to be included in the summary of product characteristics. In that less-
developed regulatory framework, it was only natural for the Court to clarify the
meaning of those concepts first, before concluding that excipients do not fall
within the concept of ‘product’.
78. Secondly, Halozyme refers to the judgment in Bayer CropScience,46
arguing that it likewise shows that the classification in the MA is not decisive.
That case, however, concerned plant protection products which are governed by a
distinct legal framework. The question was whether a substance classified as a
‘safener’ 47 in the MA could nevertheless constitute a ‘product’ and thus justify
the grant of an SPC. The Court held that a substance classified as a ‘safener’ in the
relevant MA could constitute a ‘product’, provided that it exerts a toxic,
phytotoxic or plant protection action of its own, in particular through its effect on
plant metabolism.
79. Whilst I harbour certain reservations as to the reasoning adopted in that
judgment, suffice it to observe, for present purposes, that, as noted by most of the
governments submitting observations and by the Commission, even though there
are similarities between the two SPC regimes, the regulatory framework
applicable to plant protection products differs in significant respects from that
governing medicinal products. Accordingly, the reasoning in Bayer CropScience
cannot be transposed to the present case.
(b) Regulatory delays actually incurred
80. Halozyme has put forward a further argument based on the objective of the
SPC Regulation, namely to compensate for regulatory delays so as to encourage
45 Council Directive 65/65/EEC of 26 January 1965 on the approximation of provisions laid down
by law, regulation or administrative action relating to proprietary medicinal products (OJ,
English Special Edition: Series I Chapter 1965-1966, p. 24), in the version applicable at the
material time.
46 Judgment of 19 June 2014, Bayer CropScience (C-11/13, EU:C:2014:2010).
47 Safeners are substances or preparations which are added to a plant protection product to
eliminate or reduce the latter’s phytotoxic effects on certain plants.
20
Halozyme
costly and lengthy pharmaceutical research. In that regard, it submits that
rHuPH20 ought to be eligible for an SPC, since its combination with trastuzumab
required extensive clinical testing, including full Phase III trials, in order to obtain
the line extension of the MA for Herceptin SC (see point 13 above). A strict
reliance on the classification contained in the MA would, in its view, deprive the
holder of the basic patent of the possibility of obtaining an SPC, notwithstanding
the delays thus incurred.
81. However, as has been explained in point 54 et seq. above, the SPC regime
is not intended to compensate for every regulatory delay encountered by a patent
holder, but only for those associated with the authorisation of ‘new active
ingredients’. While it is not disputed that Halozyme may have faced significant
delays, the decisive consideration is that those delays did not arise from the
assessment and approval of rHuPH20 as a new active ingredient; rather, they
stemmed from the fact that Herceptin SC involves a new route of administration,
which necessitated additional studies to assess its impact on the performance of
trastuzumab. Moreover, rHuPH20 as a novel excipient - that is to say, an
excipient used for the first time in a medicinal product - required a specific safety
assessment and the submission of additional supporting data.48
82. Whether other forms of pharmaceutical and medical innovation, such as the
development of novel excipients or medical devices, 49 should also benefit from
supplementary protection is ultimately a matter for the legislature. Under the
current legal framework, however, such innovations, in so far as they do not relate
to new active substances, may be protected by patents but do not qualify for the
supplementary protection afforded by SPCs.
83. As a final point, I would add that even if research earned out after the
granting of the MA, such as that reflected in scientific articles or external studies,
were to demonstrate that rHuPH20 performs a function comparable to that of an
active ingredient, that would not justify disregarding its classification in the MA.
As already noted, SPCs are intended to protect ‘the investment put [by the patent
holder] into research’ leading to the first placing on the market of an active
ingredient or a combination of active ingredients.50 Scientific findings that
emerge after the grant of an MA, and which did not form part of its assessment,
cannot, in my view, be taken into account for the purposes of granting an SPC. 51
84. In the light of all the foregoing considerations, I am of the opinion that the
first question referred should be answered in the affirmative, to the effect that a
48 See, inter alia, sections 2.4 and 3.2.2.4(d) of Annex I to the Medicinal Products Directive.
49 See, in that regard, the MPI study, pp. 465 to 469.
50 See point 54 above and the judgment in Santen, paragraphs 55 and 57.
51 See, by analogy, judgments of 12 December 2013, Eli Lilly and Company (C-493/12,
EU:C:2013:835, paragraphs 41 to 43), and of 30 April 2020, Royalty Pharma Collection Trust
(C-650/17, EU:C:2020:327, paragraphs 45 and 46).
21
Opinion OF MR EMILIOU - CASE C-456/24
substance expressly designated as an excipient in the relevant MA cannot be
regarded as an active ingredient within the meaning of Article 1(b) of the SPC
Regulation.
85. In those circumstances, there is no need to answer the second to fourth
questions, which have been raised only in the event that the first question was
answered in the negative, since they concern the material on the basis of which an
autonomous assessment would have to be earned out if the MA classification
were not decisive.
V. Conclusion
86. In the light of the foregoing, I propose that the Court of Justice answer the
first question referred as follows:
Article 1(b) of Regulation (EC) No 469/2009 of the European Parliament and of
the Council of 6 May 2009 concerning the supplementary protection certificate for
medicinal products
must be interpreted as meaning that the qualification of a substance as an ‘active
ingredient’ within the meaning of that provision is to be determined by reference
to the classification of substances set out in the marketing authorisation relied
upon in support of the application for a supplementary protection certificate.
Consequently, a substance which is expressly designated as an ‘excipient’ in that
marketing authorisation cannot be regarded as an ‘active ingredient’ for the
purposes of that regulation.
Overeny opis.
VLucemburkudne 2 3. 04. 2026
vow nanccidic,
soudniho dvora vz.
— 7A.7
Aleksejev
’oddeleni
22