On-target effects of
genome editing techniques:
(Un)repaired DNA damage, a hinderance to
safety and development? February 2023
Updated February 2023 to include the following recent papers that continue to provide
evidence that support the predications and conclusions of this paper:
Petri et al. (2022) reported unintended genetic insertions and deletions in zebrafish following
prime editing. The technique was performed without the introduction of DNA templates for
the editing machinery, but instead introducing just the editing proteins as well as the guide
RNA needed to find the target sequence for modification in the zebrafish genome. Prime
editing does not induce double stranded breaks and thus is often proposed to be safer than
standard CRISPR/Cas systems. Nonetheless, integration of guide RNA derived DNA
sequences was detected, showing that even using a technique without introducing foreign
DNA, or double-stranded breaks, the technique does not rule out the potential for
unintended insertion of exogenous DNA.
Tao et al. (2022) reported insertions of transposable elements in human cells in vitro
following both standard CRISPR/Cas9 and prime editing systems, though these unintended
changes were more common with CRISPR/Cas9 systems. Moreover, hundreds of integrated
copies of vector plasmid DNA used to deliver the prime editing machinery were also
detected. This is the first study to report the capturing of retrotransposons in human cells
following gnome editing. Moreover, insertions occurred at induced DNA breaks where
CRISPR/Cas9 has been applied for controversial therapeutic editing to prevent HIV entry
into cells in human patients.
Weiss et al. (2022) reported that in Arabidopsis plants, the DNA repair pathway chosen by
the plant cells to repair the CRISPR-induced DNA breaks was influenced by the epigenetic
status of the genome, including DNA methylation status (chemical tags on DNA that
influence gene expression), and chromatin status (which determines how open and
accessible the genomic DNA is). This in turn, influences the final mutational outcomes.
This paper highlights limitations in relying on predictive tools that only take into consideration
sequence information when trying to predict efficiency, specificity and mutational outcomes
of genome editing. Bigger complexities beyond the level of the genome are also involved.
Höijer et al. (2022) reported large structural unintended on-target changes, including 4.8kb
deletions to 1.4kn insertions, in zebrafish. This study showed the passing down of these
mutations to the next generation.
Huang et al. (2022) reported that following CRISPR/Cas12 editing in fungal species, double-
stranded breaks are repaired with multiple DNA repair pathways, each with different
mutational profiles. This study highlights the lack of current understanding around the
various DNA pathways that exist in various species, and how they may impact editing
outcomes. Rather than being able to predict or even control CRISPR mutations outcomes as
is often presented by GMO proponents, this study instead shows how CRISPR is being used
in research to try to understand the basic mechanisms and complexities of DNA repair.
Without a full understanding of the underlying science, assertions of precision and thus
safety are unfounded.
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Park et al. (2022) reported high levels of on-target unintended changes, when assessed
using a new analytical tool that can sequence larger segments of the target site. Long range
sequencing was able to detect a variety of changes including large deletions, highlighting the
need for detailed analytical tools to assess on-target impacts.
Geng et al. (2022) report on-target unintended changes including genomic inversions,
duplications, rearrangements and integration of exogenous DNA at the target-site in human
cells, resulting in alterations in cell proliferation. This study highlights the potential impacts of
unintended changes on target cell function, with implications for both edited plants and
animals.
Introduction
Genome editing encompasses new forms of genetic engineering techniques being
increasingly applied to the development of agricultural and biomedical technologies, by
‘editing’ the DNA of living organisms (i.e. their ‘genome’), including plants, animals and
human cells. The genome editing process involves the use of biological molecules
(enzymes) which cut the DNA and various mechanisms which then repair it. Arguments over
the safety and efficacy of genome editing techniques at the molecular level often hinge on
aspects of their ‘precision’ in targeting DNA sequences of interest, and the
‘indistinguishability’ of engineered traits from mutations that may arise naturally.
Claims of genome editing precision or specificity have been repeatedly challenged by the
accumulation of studies showing unintended effects, such as ‘off-target’ modification of
additional regions of the genome to the ‘target site’ chosen by the developers. Evidence to
date also reveals the issue of unintended ‘on-target’ effects that include various forms of
genetic damage that scar edited genomes. This genetic damage is a common side-effect of
the process of genome editing, resulting from error-prone mechanisms of DNA repair
following genome editing induced DNA breaks, and the deployment of additional, less
understood DNA repair pathways by the cell. However, unintended effects at the target site
have received much less attention, and efforts to characterise and detect them are not
routinely performed. Not only do such effects fundamentally challenge the notion of
indistinguishability and safety, but they raise important questions regarding whether such
side-effects are contributing to a bottleneck of gene edited crops reaching
commercialisation.
What do genome editing tools actually do to DNA?
Common genome-editing tools, such as CRISPR-based systems, use chemicals (enzymes)
called endonucleases which cut DNA. In most cases, they cut both strands of DNA, resulting
in ‘double-strand breaks’. These genome editing tools are described as targeted and
precise, because they can be engineered to cut a specific DNA sequence of choice. For
example, they can be directed to cut a gene involved in the susceptibility of a plant to a
herbicide, and thus aim to modify the gene to exert tolerance to a given herbicide. In the
case of CRISPR systems, the targeted nature is conferred by guide RNA (gRNA) sequences
complimentary to the target DNA sequence to be modified, which then direct the CRISPR
enzyme (usually CRISPR/Cas9 endonuclease) (sometimes known as ‘DNA scissors’) to the
target site. These guide RNAs are synthesised in the laboratory to target a sequence of
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interest and introduced to cells along with the rest of CRISPR machinery. This is usually
delivered in the form of transgenic DNA constructs (i.e., constructs that include ‘transgenic’
or foreign DNA, from different organisms) that encode for CRISPR enzyme and the guide
RNA. Other genome editing techniques such as TALENs, meganucleases (MNs) and zinc-
finger nucleases (ZFNs), do not deploy gRNAs to target specific DNA sequences, but are
instead protein-based enzymes that have DNA recognition sites to bind and cleave particular
DNA sequences of interest. The initiation of DNA damage in the form of double-stranded
breaks is the first step of the genome editing process. However, after this stage, the
outcomes that result are not determined by the engineer but instead by the cell, which
activates its own DNA repair machinery to repair the broken DNA. How the cell decides to
repair the DNA will result in divergent outcomes, either unintended or intended.
As detailed below, while developers routinely make claims that this process is predictable,
understood and well-defined, the complex outcomes of DNA repair processes are not
completely understood, nor are they entirely controllable. Such uncertainties add further
justifications to widespread calls to regulate genome edited technologies under legislation
covering genetically modified organisms (GMOs), warranting careful scrutiny of the biosafety
implications of genetic damage being documented in edited organisms and cells (Agapito-
Tenfen et al., 2018; Eckerstorfer et al., 2019; ENSSER, 2021; Testbiotech, 2021).
An introduction to DNA repair pathways
The repair of DNA damage is critical for the maintenance of genome integrity in all living
organisms. Human cells for example, may develop 10 - 50 lesions in their DNA a day with
double strand breaks induced by environmental agents or also occurring spontaneously
(Vilenchik & Knudson, 2003). If left unrepaired, double strand breaks can lead to
carcinogenesis (cancer) or cell death due to resulting DNA and chromosomal damage.
Chromosomes are long DNA molecules with part or all of the genetic material of an
organism and a gene is a section of DNA which contains instructions to make a protein,
which may be essential for the life of the organism. Damage may include gross
chromosomal rearrangements and large-scale translocations, and/or large or small
insertions and deletions of parts of the DNA. Mis-repair of double-strand breaks in DNA is a
major source of diseases such as cancers in people (Bunting & Nussenzweig, 2013), which
may have similar consequences in animals. Such genetic damage in plants also raises
safety and socio-economic concerns, with potential changes in gene function and genome
integrity potentially altering the safety profile of food crops, or their agronomic performance.
Organisms have developed sophisticated response pathways to safeguard genomic
integrity, with organisms harbouring various mechanisms to repair DNA damage. In
mammals and plants there are numerous conserved DNA repair pathways for double strand
break repair. Understanding is still incomplete and evolving, with evidence continuing to
emerge on the various pathways involved, and the underlying mechanisms (Chapman et al.,
2013; Symington & Gautier, 2011). Most attention to date has focused on two major
pathways for repairing double-stranded breaks in DNA, non-homologous end-joining (NHEJ)
and, homology-directed repair (HDR).
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Non-homologous end-joining (NHEJ) repair pathway
NHEJ is thought to be the predominant repair pathway in mammals and plants (Beucher et
al., 2009; Karanam et al., 2012; Weinthal et al., 2013). NHEJ involves the fusion of two
broken ends of DNA, which can be either error free (Schimmel et al., 2019), or be error
prone depending on various known and yet to be understood factors (Ceccaldi et al., 2016;
Schimmel et al., 2019). An error-free repair re-constructs the original DNA sequence before
the double strand break (DSB). The specific architecture of the DNA break is thought to
influence choice of repair mechanisms, with some studies suggesting that different
outcomes may result depending on how the DNA ends have been cut, for example, if both
strands are cut to the same length (‘blunt’ cut), or if one DNA strand is longer and thus left
with a strand ‘overhang’, which may introduce errors as processing of these ends to allow for
re-joining may require deleting these incompatible DNA ‘overhangs’. If errors are
introduced, it is understood to generally result in small insertions and deletions, called
‘indels’, of less than 20 DNA bases, commonly seen in plants (Charbonnel et al., 2011;
Gorbunova & Levy, 1997; Lloyd et al., 2012).
Homology-directed repair (HDR) pathway
HDR is another pathway for repairing double-stranded breaks, which requires a DNA
template with the correct sequence, to guide the DNA repair process, for example, another
copy of the same genetic region (located on a sister chromatid, i.e., the other strand of a pair
of chromosomes). This pathway is considered to be the most accurate. It can be further
broken down in to at least two sub-pathways depending on the mechanism of action and
definitions used, (these are known as homologous recombination and single strand
annealing) (Haber, 1995). Of note, how such DNA pathways are defined, distinguished and
categorised is still debated, reflecting the evolving state of knowledge around DNA repair
pathways, with single-strand annealing sometimes falling outside of HDR categorisations.
Alternative end-joining (Alt-EJ) repair pathway
A third pathway for repairing double-stranded breaks that is generally omitted from
discussions on repair of genome editing-induced DNA damage, has numerous names
including the umbrella term, alternative end-joining (Alt-EJ) that includes microhomology-
mediated end-joining (MMEJ), and theta-mediated end joining (TMEJ), based on the
essential role of the DNA repair enzyme involved in the pathway – DNA polymerase theta,
an enzyme that synthesises DNA. This Alt-EJ pathway is intrinsically error-prone, and as a
result, a common driver of human genetic disease, as well as genetic variation. It is thought
to function by using short homologous sequences (microhomology) between the broken
ends to align them back together for repair. Moreover, it has a tendency to re-join double -
strand ends from different chromosomes, promoting chromosomal translocations and
rearrangements (Simsek & Jasin, 2010; Y. Zhang & Jasin, 2011). Until recently it was
thought that this pathway was only deployed in the absence of classical non-homologous
end joining pathways in a cell, it is now understood to be a highly regulated and independent
pathway (Hanscom & McVey, 2020). While some describe this as another ‘alternative’ or
back-up form of NHEJ, others describe it as a separate pathway in its own right, now
understood to be the only DNA repair mechanism for double strand breaks in certain
biological contexts (Schimmel et al., 2019).
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RNA role in DNA repair processes
More recent research is also revealing an important role for RNA in DNA repair processes,
with various RNA species thought to be involved in different aspects of multiple repair
pathways (Bader et al., 2020). This is particularly notable for studies on mammalian
organisms where much focus in biomedical fields such as cancers are a research priority,
though some studies also point to the roles of RNA in plant DNA repair mechanisms (Schalk
et al., 2017; Xu et al., 2007). Numerous studies have now documented RNA-templated DNA
repair in various organisms including plants and animals (Brambati et al., 2020; Keskin et al.,
2014; Zong et al., 2020). Ground-breaking research has identified polymerase theta, the
enzyme involved in Alt-EJ pathways, as also possessing reverse-transcriptase activity – the
ability to convert RNA to DNA molecules, promoting RNA-dependent DNA repair in
mammalian cells (Chandramouly et al., 2021). Whereas RNA-binding proteins have been
found to facilitate DNA repair, persistent RNA:DNA hybrids have shown to promote
inaccurate repair and thus genome instability, if not removed in a timely way (Brambati et al.,
2020). They do this by inhibiting HDR pathways, instead promoting error prone repair
pathways, leading to subsequent outcomes such as increases in DNA translocations (Cohen
et al., 2018). RNA-DNA hybrids are thus thought to exert both physiological and
pathological roles, playing important functions in DNA repair, but with a propensity to lead to
errors under certain conditions.
On the other hand, stand-alone RNA molecules, just like DNA, can serve as templates for
HDR repair pathways, either directly, or when copied to ‘complimentary’ DNA (cDNA)
sequences (Keskin et al., 2014). Insertions of RNA-derived cDNA copies into double strand
break sites is well documented, and though incompletely understood, may be mediated by
NHEJ or Alt-EJ pathways. Retrotransposons, types of mobile genetic elements present in
mammalian genomes that actively replicate and re-insert themselves into the genome, are
also found at DNA break sites (Teng et al., 1996). The process by which such genetic
elements integrate under normal conditions remains incompletely understood, as do the
mechanisms underlying their involvement in DNA repair pathways in mammalian cells and in
other organisms.
Reductive (mis)perception of repair pathway deployment during the genome editing
process
The common narrative often promoted by GMO developers is that genome editing can be
used to perform different applications depending on which DNA repair pathway is deployed
by the cell. Such narratives focus solely on cells deploying two of the known repair
pathways, homologous recombination (HR) or non-homologous end-joining (NHEJ) to
achieve different engineered outcomes. Whether it may be altering a few bases of DNA, e.g.
to inactivate a gene to confer a new trait, or insertion of foreign genetic material to confer a
new trait, these different intended outcomes are commonly described as site-directed
nuclease (SDN) -1, -2 and -3 applications. These categories were invented for an EU
Commission report (Lusser et al., 2011), though the definitions have no legal basis and are
simplistic and roughly defined with no clear distinction between categories SDN-2 and SDN-
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3. Nonetheless, they have been incorporated into mainstream descriptions of genome
editing applications, with undue influence over regulatory discussions.
The intended outcome of Site-Directed Nucleases-1 (SDN-1) is a site-specific small random
mutation in the form of an insertion or deletion (also called ‘indels’). For Site-Directed
Nuclease-2 (SDN-2), the intended outcome is a site-specific pre-determined point mutation
(specific nucleotide substitutions of a single or a few nucleotides or small insertions or
deletions, i.e., changing one, or a few, chemical letters in the DNA sequence). For SDN-2,
an exogenous (i.e., external) DNA template is delivered to the cells simultaneously with the
genome editing machinery for achieving desired nucleotide sequence. For Site-Directed
Nuclease-3 (SDN-3), the intended outcome is the insertion of a longer DNA sequence (e.g.,
a gene from a different species, known as a transgene) at a specific target site. Exogenous
DNA fragments or gene cassettes up to several kilo base pairs (kbp) in length can be
inserted to a desired site in the genome or into a specific gene. As such, for SDN-2 and -3,
the engineer delivers a DNA template with the desired changes in it, along with the genome
editing machinery. This DNA template is then used by DNA repair machinery to guide the
correct repair of the DNA break to compliment that of the DNA template which includes the
desired changes in it (Puchta & Fauser, 2013).
Genome editing proponents make concerted efforts to promote the notion of precision and
predictability of DNA repair following genome editing-induced double-strand breaks. The
idea is that SDN-1 can be achieved by relying on the cell to deploy NHEJ-mediated repair,
while insertions can be achieved for SDN-2 and -3 outcomes if the cell choses to use HR to
repair the break based on the introduced DNA template. However, studies are revealing a
wide range of more complex, unintended DNA repair by-products including large deletions,
large insertions (including of transgenic ‘foreign’ DNA), rearrangements and chromosomal
translocations that do not easily conform to this reductive understanding of genome editing-
induced DNA repair (see below).
Studies are now suggesting that additional factors, such as the deployment of the third
alternative end-joining pathway, among other complexities, may play a role in mediating the
range of unintended modifications being observed. Therefore, how each repair pathway
relatively contributes to genome-edited mediated DNA breaks has been under characterised
(Bothmer et al., 2017; van Overbeek et al., 2016). Indeed, knowledge of DNA repair
pathways is still an evolving field, leaving knowledge gaps and uncertainties around the
extent and type of genetic damage being caused, and any notion of predictability and thus
subsequent safety of genome editing applications.
Genome editing results in complex, erroneous DNA repair
Current evidence suggests that repair of genome editing-induced DNA damage results in
complex outcomes that go beyond the intended changes and mechanisms described by
genome editing promoters. A recent paper reports that slow and erroneous DNA repair
appears to predominate following CRISPR-Cas9 induced DNA breaks (Brinkman et al.,
2018), with an estimated error rate between 20-100% depending on the target site. Such
findings suggest that repair of CRISPR-induced cuts may not be representative for the repair
of naturally occurring double-strand breaks (Brinkman et al., 2018; Kawall, 2019), which is
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thought to be highly precise. For example, human cells have been estimated to suffer 10-50
double-strand breaks a day, yet assessments of the levels of erroneous repair in adults, in
the absence of the use of genome editing techniques, suggest very low rates of errors (see
(Brinkman et al., 2018). While the mechanism of increased errors during the genome editing
process was not fully investigated, the authors suggest that errors may result from
interference in DNA repair by the CRISPR machinery’s prolonged interaction with the DNA
break site that may inhibit the repair process. Another study that detected the majority of
outcomes from SDN-1 applications, found that the most frequent outcomes were deletions of
20 base pairs, as opposed to smaller deletions supposedly expected for SDN-1 (Sant’Ana et
al., 2020). Consistently, unintended gross chromosomal damage such as duplications,
rearrangements, translocations, chromosomal fusions, insertions and deletions have been
documented in edited cells or organisms (Adikusuma et al., 2018; Biswas et al., 2020;
Brunner et al., 2019; Burgio & Teboul, 2020; Cullot et al., 2019; Kosicki et al., 2018; Ledford,
2020; Nelson et al., 2019; Q. Zhang et al., 2018; Zuccaro et al., 2020).
Vector backbone insertions (both on and off-target) have been documented in numerous
studies, including mammals and plants (Biswas et al., 2020; Liu et al., 2021; Norris et al.,
2020; Ono et al., 2019; Roberts et al., 2017; Q. Zhang et al., 2018). Studies assessing DNA
repair mechanisms underlying de novo (i.e. new) integration events point towards the
deployment of both NHEJ and Alt-EJ mediated repair, being deployed instead of the
homologous recombination pathway desired by the engineers (Canaj et al., 2019; Schimmel
et al., 2019; Wyatt et al., 2016; Zelensky et al., 2017). Canaj et al., (2019) suggest that the
ligation (joining up) of donor DNA templates to double-stranded breaks may underlie these
outcomes, which may be influenced by certain chemical modifications of the template DNA
ends. Studies have also reported accidental insertions of foreign DNA not introduced directly
by the genetic engineering process, including integration of serum-derived goat and bovine
genes in edited mouse cells, deriving from the culture medium used to grow the cells (Ono et
al., 2019). Insertion of DNA templates has also been associated with single-stranded DNA
templates used to promote single-strand annealing pathways in zebrafish (Boel et al., 2018).
Equally intriguing, are the observations of RNA-derived DNA insertions, and thus the
involvement of RNA in mediating genome editing-induced DNA repair. RNA-derived DNA
integrations have been documented in mammalian cells, including those derived from mRNA
molecules, the guide RNA of the CRISPR-cas9 machinery, as well as retrotransposons
(Jeon et al., 2019; Ono et al., 2015; Onozawa et al., 2014). The insertion of retrotransposons
was postulated by Jeon et al., (2019) to increase the complexity of modification outcomes,
including exacerbating the issue of mosaicism - the generation of distinct genome mutations
in different cells of an organism. The newly identified role of DNA polymerase theta, the
enzyme essential to Alt-EJ DNA repair pathways in RNA-mediated DNA repair, suggests
that the observed RNA insertions in edited cells, implicates the deployment of Alt-EJ
pathways (Chandramouly et al., 2021). It is perhaps a matter of debate whether such
organisms harbouring de novo insertions of RNA-derived sequences would be strictly
defined as ‘transgenic’, but nonetheless, such observations point towards clear biosafety
risks associated with such genomic instability. Large insertions can potentially disrupt genes
at the site of integration, as well as activity of nearby genes (a frequent outcome seen in
classic/commercial GMOs). Of note, the association of CRISPR guide RNAs with DNA break
sites in the form of DNA-RNA hybrids has also been suggested to promote error-prone
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repair by interfering with the repair process (Bothmer et al., 2017), pointing towards intrinsic
factors to bear in mind when using guide RNA-based genome-editing tools.
It is worth considering that particular DNA elements may exert specific types of effects that
may have implications for safety, further underlying the need for thorough characterisation of
edited organisms. Uncertainties arise from potential effects associated with particular RNA
elements. For example, retrotransposons are thought to destabilise the genome in various
ways (Zong et al., 2020). Moreover, new data suggests that certain retroelements are
favoured at certain genome editing sites, increasing the unpredictability of potential
outcomes (Jeon et al., 2019). Most fundamentally, such observations challenge the notion
that techniques that do not include the introduction of foreign DNA as part of the engineering
process (either as vectors encoding for genome editing machinery, or DNA templates for
SDN-2 and SDN-3 applications), can be assumed to create gene edited organisms which do
not carry exogenous DNA sequences.
Other on-target effects include large-scale deletions, translocations, duplications and
rearrangements. A recent example was the use of SDN-1 ‘genome editing’ to disrupt a gene
in rice to make semi-dwarf varieties (Biswas et al., 2020). The authors reported a variety of
mutations, insertions, deletions and rearrangements of DNA, which varied with different rice
varieties. Unintended insertion of plasmid DNA (small circular DNA molecules used in the
genetic engineering process) was also detected. The rice also displayed reduced yield,
which was dependent on the genetic background of the variety, though the mechanism for
this remains unclear. Separate findings of large-scale deletions and translocations (as well
as high frequency insertions of vector DNA) in CRISPR edited cells (Liu et al., 2021) led
researchers to conclude that high fidelity CRISPR systems that aim to increase specificity by
reducing off-target effects, cannot overcome on-target effects resulting from deleterious
repair by-products. Analysis of the repair outcomes suggested that Alt-EJ repair pathways
were responsible for the complex repair outcomes. Consistently, blocking the NHEJ pathway
leads to an increase in large deletions and translocations (100pb-300kb in size) (Liu et al.,
2021; van Overbeek et al., 2016). The high frequency of translocations prompted the authors
to warn that experiments aiming to perform editing of multiple genes at once (multiplexing),
“would induce tremendous translocations between any two target sites”. A recent genome
edited wheat that used CRISPR systems to modify 35 genes to reduce gluten content
exemplifies that use of multiplexing (Sánchez-León et al., 2018). However, analysis of
unintended effects was restricted merely to looking for off-target activity at 6 sites. Such
multiplexing capacities are promoted as one of the benefits of genome editing that promotes
efficient modifications of multiple genes simultaneously.
Added complexity in predicting how genome editing-induced DNA damage may be repaired,
is based on how different DNA break architectures can impact the choice of DNA repair
mechanisms deployed by the cell, though current understanding is still lacking. Early
evidence suggests that DNA breaks that are staggered, i.e., one strand is longer than the
other, may promote either HDR or Alt-EJ outcomes, with blunt ends promoting NHEJ. It has
been observed for example, that when CRISPR-based ‘nickases’ (modified enzymes
designed to create single-strand rather than double-strand breaks) are used to cause
staggered DNA breaks, Alt-EJ is deployed at higher rates than NHEJ, with increased errors
reported (Bothmer et al., 2017). This is worth bearing in mind when developers attempt to
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generate staggered ends with the intention of promoting HDR mediated repair, and reduce
off-target effects.
Moreover, it is often assumed that CRISPR/Cas 9 systems generate blunt ends, while
TALENs, CRISPR/Cas12a and ZFNs cause staggered DNA breaks. However, recent
studies suggest that CRISPR/Cas9 can also generate staggered ends (Gisler et al., 2019;
Zuo & Liu, 2016). Whether this results directly from the cutting itself, or whether the DNA
ends are subsequently processed to generate staggered ends is not clear. Gizler et al.,
(2020) further observed that individual guide RNAs for each CRISPR target may mediate the
generation of blunt or staggered ends. Knowledge gaps surrounding the exact architecture
of DNA breaks caused by genome editing machinery make predicting any potential
unintended effects from erroneous repair very challenging.
Genome edited crops must be regulated and assessed for unintended effects
In the field of medical research, unintended effects of genome editing are largely undisputed,
as highlighted by recent reports on the state of play by prestigious medical organisations and
researchers who warn against potential unintended effects that may result in diseases such
as cancers (National Academy of Medicine (U.S.) et al., 2020). However, in other fields of
genome editing research such as agriculture, the rates and implications of unintended
effects are constantly challenged and dismissed by proponents, based on reductive
understanding of DNA repair processes, and thus notions of precision and predictability of
genome editing tools (EFSA Panel on Genetically Modified Organisms (EFSA GMO Panel)
et al., 2020).
An illustrative example of on-target effects that support the case for strict characterisation
and regulation of genome editing technologies, is the detection of foreign DNA
unintentionally inserted into the genome of the recently developed genome edited ‘hornless’
cow. Instead of ‘editing’ the cow, an unintentional transgenic organism was generated by the
capturing of unintentional DNA sequences to patch up the break site. The cow harbours
DNA originating from the vector DNA, the vehicle used to deliver the DNA encoding for the
editing machinery into the cells (including antibiotic resistance genes) (Norris et al., 2020).
The developers missed these unintended outcomes based on the incorrect assertion that
integration events were not possible. Such a finding highlights the critical need for
comprehensive molecular characterisation and analytical methods that allow for the
detection of large-scale alterations that would otherwise be missed. Even in cases where
some checks are done, the methods used are usually not sufficient to detect most
unintended changes.
Unintended effects resulting in erroneous repair of DNA breaks are not routinely studied, and
standard analytical protocols will miss large-scale on-target alterations. As recently observed
in edited human cells, approximately 16 % of sampled cells had large unintended changes
that would usually be missed with conventional detection protocols (Alanis-Lobato et al.,
2020). It is thus worth referring to Agapito-Tenfen et al., (2018), with regard to the concept of
indistinguishability being defined by someone’s choice of what to measure. What is chosen
for knowing, also means choosing what remains unknown. The authors thus rightly highlight
that new analytical methods are indeed undermining claims of indistinguishability. These
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methods should be deployed routinely for assessing edited organisms that may be released
into the environment or food systems. Filling in these knowledge gaps also goes beyond
biosafety assessment, but may also assist in enabling the traceability of commercialised
food products that is required to ensure consumer choice and uphold regulatory decisions on
unapproved gene edited organisms. Proper characterisation of on-target alterations can thus
serve to assist in regulatory mechanisms to preserve traceability and consumer choice at the
individual and national level.
Moreover, further understanding of these complex DNA repair outcomes is needed, as they
also pertain to efficacy of this technology. While proponents regularly claim that genome
editing is needed to generate useful traits for addressing serious societal problems of food
insecurity and climate change, to date only two genome edited crops have been
commercialised, suggesting potential bottlenecks in development of successful lines. The
efficacy implications of unintended effects, including off-target changes and erroneous DNA
repair outcomes, are yet to be fully understood. Further research is thus warranted before
unsubstantiated claims about the benefits of genome editing technologies are used to rush
through changes to GMO legislation that could remove requirements for important health
and safety assessments.
Associating indistinguishability with safety also fails to acknowledge that such genome
editing technologies, along with others (e.g., external RNA-based products, gene drive
technologies and others that are moving engineering tools directly into the field), are
increasing the magnitude and scale of human intervention. As highlighted by Heinemann et
al. (2021), mutations introduced by genome editing or other genetic technologies, are not
reliant on the processes of evolution, but instead can be driven by human activity, to ensure
such mutations establish and spread in the environment (Heinemann et al., 2021). Genome
editing is flexible and cheap, promoting widespread use, increasing the extent of genetic
changes being pursued, and thus the likelihood of large-scale environmental introduction,
with unknown consequences. Technologies that perform genetic engineering in the field,
such as pollen-mediated, or viral-mediated delivery of genome editing machinery in the open
environment, further confirm the need for thorough risk assessments and regulations
(Sirinathsinghji, 2019).
Conclusions
Many questions remain regarding the mechanistic underpinnings of DNA repair pathways in
the genome editing process, and how this may impact safety and efficacy of genome edited
organisms:
• New and alternative DSB repair pathways have been shown to play crucial role in
DNA repair outcomes in a variety of species, with current understanding still evolving
• Evidence to date clearly indicates that genome edited DNA repair outcomes are
highly complex and variable, with a multitude of unintended effects that demonstrate
a lack of ‘precision’, ‘efficiency’ and ‘indistinguishability’ from naturally arising
mutations
• Such unintended DNA repair outcomes will determine the efficiency and safety of
gene-editing technologies applied to organisms
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• Complexity of unintended effects resulting from repair of genome-editing induced
DNA damage remains an active field of research that is under acknowledged by
those advocating for deregulation of genome editing technologies for food and
environmental applications, yet remain uncontested in the medical field
• The current categorization of gene-editing techniques into SDN1, SDN2 and SDN3
does not reflect the variety of pathways leading to genome editing outcomes and
thus cannot be used to determine regulations of genome edited organisms, such as
suggestions to exclude SDN-1 and SDN-2 applications from GMO legislation
• Underestimation of on-target DNA changes leads to the under evaluation and
analysis of unintended effects that need to be systematically characterised to ensure
safety prior to the release of genome edited organisms into the environment
• Genome edited organisms must be strictly regulated to allow for thorough
characterisation of the full spectrum of unintended effects associated with the
technology in the form of risk assessment and management, ensuring safety and
efficacy of edited organisms. Further, regulations are vital to ensure labelling and
traceability of products in order to operationalise citizen and farmer rights to decide
what to grow and consume, and to facilitate any recall/removal from the food chain
and the environment following any unanticipated risk events.
GeneWatch UK
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Saatja: GeneWatch UK <
[email protected]>
Saadetud: 02.02.2023 14:52
Adressaat: <"SM Info">
Teema: GeneWatch UK briefing on genome editing
Manused: UPDATED Genome editing techniques- (Un)repaired mutations hindering safety
and development-fin.pdf
Tanel Kiik
Minister of Health and Labour
Estonia
Dear Minister,
I attach a copy of the updated GeneWatch UK briefing: On-target effects of genome editing techniques:
(Un)repaired DNA damage, a hinderance to safety and development?
We have updated this briefing in the context of the European Commission’s review of the status of New Genomic
Techniques (NGTs), including gene editing.
The briefing is also available on this link:
http://www.genewatch.org/uploads/f03c6d66a9b354535738483c1c3d49e4/updated-genome-editing-techniques-
un-repaired-mutations-hindering-safety-and-development-fin.pdf
The briefing highlights that many questions remain regarding the mechanistic underpinnings of DNA repair
pathways in the genome editing process, and how this may impact safety and efficacy of genome edited
organisms.
The briefing concludes that genome edited organisms must be strictly regulated to allow for thorough
characterisation of the full spectrum of unintended effects associated with the technology in the form of risk
assessment and management, ensuring safety and efficacy of edited organisms. Further, regulations are vital to
ensure labelling and traceability of products in order to operationalise citizen and farmer rights to decide what to
grow and consume, and to facilitate any recall/removal from the food chain and the environment following any
unanticipated risk events.
Without strict regulation, the integrity of the food chain in the EU, and public trust, will unnecessarily be put at
risk.
Yours sincerely,
Dr Helen Wallace
Director
GeneWatch UK
Email:
[email protected]